401k Plan data: ARUP USA RETIREMENT SAVINGS PLAN plan

ARUP USA RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	ARUP USA RETIREMENT SAVINGS PLAN
Plan identification number	002

ARUP USA RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ARUP USA, INC. has sponsored the creation of one or more 401k plans.

Company Name: ARUP USA, INC.

Employer identification number (EIN): 943044530

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARUP USA RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2011-01-01 BRIAN JACKSON
002 2010-01-01 BRIAN JACKSON
002 2009-01-01 BRIAN JACKSON
002 2009-01-01 BRIAN JACKSON

Plan id#	Filing Submission Date	Name of Administrator
002	2011-01-01	BRIAN JACKSON
002	2010-01-01	BRIAN JACKSON
002	2009-01-01	BRIAN JACKSON
002	2009-01-01	BRIAN JACKSON

Plan Statistics for ARUP USA RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ARUP USA RETIREMENT SAVINGS PLAN

Measure Date Value
2011: ARUP USA RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,159
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 856
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 324
Total of all active and inactive participants 2011-01-01 1,180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 1,182
Number of participants with account balances 2011-01-01 1,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 41
2010: ARUP USA RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,084
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 844
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 311
Total of all active and inactive participants 2010-01-01 1,155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 4
Total participants 2010-01-01 1,159
Number of participants with account balances 2010-01-01 1,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 43
2009: ARUP USA RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,070
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 804
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 275
Total of all active and inactive participants 2009-01-01 1,079
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 5
Total participants 2009-01-01 1,084
Number of participants with account balances 2009-01-01 933
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 49

Measure	Date	Value
2011: ARUP USA RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,159
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	856
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	324
Total of all active and inactive participants	2011-01-01	1,180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	1,182
Number of participants with account balances	2011-01-01	1,056
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	41
2010: ARUP USA RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,084
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	844
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	311
Total of all active and inactive participants	2010-01-01	1,155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	4
Total participants	2010-01-01	1,159
Number of participants with account balances	2010-01-01	1,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	43
2009: ARUP USA RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,070
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	804
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	275
Total of all active and inactive participants	2009-01-01	1,079
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	5
Total participants	2009-01-01	1,084
Number of participants with account balances	2009-01-01	933
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	49

Financial Data on ARUP USA RETIREMENT SAVINGS PLAN

Measure	Date	Value
2011 : ARUP USA RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-392,369
Total unrealized appreciation/depreciation of assets	2011-12-31	$-392,369
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$11,727,462
Total loss/gain on sale of assets	2011-12-31	$-161,745
Total of all expenses incurred	2011-12-31	$4,571,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,525,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$14,256,712
Value of total assets at end of year	2011-12-31	$106,785,656
Value of total assets at beginning of year	2011-12-31	$99,629,443
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$46,102
Total interest from all sources	2011-12-31	$63,251
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,500,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$2,411,639
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$10,370
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$7,501,173
Participant contributions at end of year	2011-12-31	$1,181,956
Participant contributions at beginning of year	2011-12-31	$1,030,882
Participant contributions at end of year	2011-12-31	$60,489
Participant contributions at beginning of year	2011-12-31	$23,903
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$292
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$4
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$420,218
Administrative expenses (other) incurred	2011-12-31	$46,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$7,156,213
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$106,785,656
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$99,629,443
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$82,601,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$77,294,058
Interest on participant loans	2011-12-31	$61,845
Income. Interest from US Government securities	2011-12-31	$93
Income. Interest from corporate debt instruments	2011-12-31	$176
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$10,819,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$9,550,832
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$9,550,832
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$1,137
Asset value of US Government securities at end of year	2011-12-31	$24,622
Asset value of US Government securities at beginning of year	2011-12-31	$13,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-4,538,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$6,335,321
Employer contributions (assets) at end of year	2011-12-31	$6,335,321
Employer contributions (assets) at beginning of year	2011-12-31	$5,719,197
Income. Dividends from common stock	2011-12-31	$88,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,525,147
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$5,977
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$3,205
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$5,745,005
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$5,993,875
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$6,577,005
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$6,738,750
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOHLER NIXON
Accountancy firm EIN	2011-12-31	770106234
2010 : ARUP USA RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$497,370
Total unrealized appreciation/depreciation of assets	2010-12-31	$497,370
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$24,114,427
Total loss/gain on sale of assets	2010-12-31	$152,596
Total of all expenses incurred	2010-12-31	$4,871,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,820,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$13,113,719
Value of total assets at end of year	2010-12-31	$99,629,443
Value of total assets at beginning of year	2010-12-31	$80,386,186
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$51,167
Total interest from all sources	2010-12-31	$60,678
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,190,648
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,121,813
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$7,173,530
Participant contributions at end of year	2010-12-31	$1,030,882
Participant contributions at beginning of year	2010-12-31	$853,290
Participant contributions at end of year	2010-12-31	$23,903
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$4
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$7
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$199,877
Administrative expenses (other) incurred	2010-12-31	$51,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$19,243,257
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$99,629,443
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$80,386,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$77,294,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$59,947,540
Interest on participant loans	2010-12-31	$54,496
Income. Interest from US Government securities	2010-12-31	$16
Income. Interest from corporate debt instruments	2010-12-31	$212
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$9,550,832
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$9,652,790
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$9,652,790
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$5,954
Asset value of US Government securities at end of year	2010-12-31	$13,487
Asset value of US Government securities at beginning of year	2010-12-31	$1,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$9,099,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$5,740,312
Employer contributions (assets) at end of year	2010-12-31	$5,719,197
Employer contributions (assets) at beginning of year	2010-12-31	$5,337,791
Income. Dividends from common stock	2010-12-31	$68,835
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,820,003
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$3,205
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$4,118
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$5,993,875
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$4,589,646
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$4,889,442
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$4,736,846
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOHLER NIXON
Accountancy firm EIN	2010-12-31	770106234
2009 : ARUP USA RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ARUP USA RETIREMENT SAVINGS PLAN

2011: ARUP USA RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ARUP USA RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ARUP USA RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ARUP USA, INC.
Employer identification number (EIN):	943044530
NAIC Classification:	541330
NAIC Description:	Engineering Services