401k Plan data: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN plan

NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN
Plan identification number	002

NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NOVOGRADAC & COMPANY LLP has sponsored the creation of one or more 401k plans.

Company Name: NOVOGRADAC & COMPANY LLP

Employer identification number (EIN): 943108253

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2018-01-01
002 2017-01-01 RICHARD B. HUTCHINS
002 2017-01-01
002 2016-01-01 DAVID A DEMELLO DAVID A DEMELLO 2017-10-06
002 2015-01-01 DAVID DEMELLO
002 2014-01-01 DAVID DEMELLO
002 2013-01-01 DAVID DEMELLO
002 2012-01-01 DAVID DEMELLO
002 2011-01-01 DAVID DEMELLO
002 2009-01-01 DAVID DEMELLO

Plan Statistics for NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 932
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 698
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 307
Total of all active and inactive participants 2022-01-01 1,005
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 1,005
Number of participants with account balances 2022-01-01 978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 42
2021: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 906
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 620
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 286
Total of all active and inactive participants 2021-01-01 906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 906
Number of participants with account balances 2021-01-01 895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 81
2020: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 899
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 630
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 253
Total of all active and inactive participants 2020-01-01 883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 883
Number of participants with account balances 2020-01-01 873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 46
2019: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 813
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 620
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 256
Total of all active and inactive participants 2019-01-01 876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 876
Number of participants with account balances 2019-01-01 866
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 60
2018: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 766
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 559
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 225
Total of all active and inactive participants 2018-01-01 784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 784
Number of participants with account balances 2018-01-01 773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 67
2017: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 696
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 537
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 190
Total of all active and inactive participants 2017-01-01 727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 727
Number of participants with account balances 2017-01-01 713
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 66
2016: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 635
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 526
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 146
Total of all active and inactive participants 2016-01-01 672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 672
Number of participants with account balances 2016-01-01 653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 28
2015: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 538
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 385
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 135
Total of all active and inactive participants 2015-01-01 520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 520
Number of participants with account balances 2015-01-01 510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 42
2014: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 480
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 350
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 114
Total of all active and inactive participants 2014-01-01 464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 465
Number of participants with account balances 2014-01-01 459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 39
2013: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 436
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 331
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 102
Total of all active and inactive participants 2013-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 433
Number of participants with account balances 2013-01-01 422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 43
2012: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 375
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 283
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 78
Total of all active and inactive participants 2012-01-01 361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 361
Number of participants with account balances 2012-01-01 346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 24
2011: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 334
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 244
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 75
Total of all active and inactive participants 2011-01-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 319
Number of participants with account balances 2011-01-01 314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 49
2009: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 324
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 256
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 40
Total of all active and inactive participants 2009-01-01 296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 296
Number of participants with account balances 2009-01-01 288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 42

Measure	Date	Value
2022: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	932
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	698
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	307
Total of all active and inactive participants	2022-01-01	1,005
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,005
Number of participants with account balances	2022-01-01	978
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	42
2021: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	906
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	620
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	286
Total of all active and inactive participants	2021-01-01	906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	906
Number of participants with account balances	2021-01-01	895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	81
2020: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	899
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	630
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	253
Total of all active and inactive participants	2020-01-01	883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	883
Number of participants with account balances	2020-01-01	873
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	46
2019: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	813
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	620
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	256
Total of all active and inactive participants	2019-01-01	876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	876
Number of participants with account balances	2019-01-01	866
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	60
2018: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	766
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	559
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	225
Total of all active and inactive participants	2018-01-01	784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	784
Number of participants with account balances	2018-01-01	773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	67
2017: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	696
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	537
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	190
Total of all active and inactive participants	2017-01-01	727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	727
Number of participants with account balances	2017-01-01	713
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	66
2016: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	635
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	526
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	146
Total of all active and inactive participants	2016-01-01	672
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	672
Number of participants with account balances	2016-01-01	653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	28
2015: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	538
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	385
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	135
Total of all active and inactive participants	2015-01-01	520
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	520
Number of participants with account balances	2015-01-01	510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	42
2014: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	480
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	350
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	114
Total of all active and inactive participants	2014-01-01	464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	465
Number of participants with account balances	2014-01-01	459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	39
2013: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	436
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	331
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	102
Total of all active and inactive participants	2013-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	433
Number of participants with account balances	2013-01-01	422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	43
2012: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	375
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	283
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	78
Total of all active and inactive participants	2012-01-01	361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	361
Number of participants with account balances	2012-01-01	346
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	24
2011: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	334
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	244
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	75
Total of all active and inactive participants	2011-01-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	319
Number of participants with account balances	2011-01-01	314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	49
2009: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	324
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	256
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	40
Total of all active and inactive participants	2009-01-01	296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	296
Number of participants with account balances	2009-01-01	288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	42

Financial Data on NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-8,903,565
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,976,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,816,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$9,150,359
Value of total assets at end of year	2022-12-31	$91,197,578
Value of total assets at beginning of year	2022-12-31	$103,078,096
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$160,024
Total interest from all sources	2022-12-31	$24,249
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,739,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,739,322
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$6,242,233
Participant contributions at end of year	2022-12-31	$530,748
Participant contributions at beginning of year	2022-12-31	$331,808
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$4,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-11,880,518
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$91,197,578
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$103,078,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$148,144
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$87,762,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$100,192,753
Interest on participant loans	2022-12-31	$24,249
Income. Interest from loans (other than to participants)	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$30
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$30
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-19,817,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$2,903,937
Employer contributions (assets) at end of year	2022-12-31	$2,903,937
Employer contributions (assets) at beginning of year	2022-12-31	$2,553,505
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,816,929
Contract administrator fees	2022-12-31	$11,880
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2022-12-31	431947695
2021 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$23,090,558
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$3,494,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,343,845
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$8,366,185
Value of total assets at end of year	2021-12-31	$103,078,096
Value of total assets at beginning of year	2021-12-31	$83,482,137
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$150,754
Total interest from all sources	2021-12-31	$16,565
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$1,678,812
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$1,678,812
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$5,456,422
Participant contributions at end of year	2021-12-31	$331,808
Participant contributions at beginning of year	2021-12-31	$190,026
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$13,162
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$356,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$19,595,959
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$103,078,096
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$83,482,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$137,859
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$100,192,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$80,793,426
Interest on participant loans	2021-12-31	$16,565
Income. Interest from loans (other than to participants)	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$30
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$13,028,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$2,553,505
Employer contributions (assets) at end of year	2021-12-31	$2,553,505
Employer contributions (assets) at beginning of year	2021-12-31	$2,485,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,343,845
Contract administrator fees	2021-12-31	$12,895
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2021-12-31	431947695
2020 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$17,795,250
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$4,482,243
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$4,367,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$7,733,287
Value of total assets at end of year	2020-12-31	$83,482,137
Value of total assets at beginning of year	2020-12-31	$70,169,130
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$115,126
Total interest from all sources	2020-12-31	$9,302
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,324,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,324,450
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$5,022,578
Participant contributions at end of year	2020-12-31	$190,026
Participant contributions at beginning of year	2020-12-31	$131,937
Participant contributions at end of year	2020-12-31	$13,162
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$225,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$13,313,007
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$83,482,137
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$70,169,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$105,706
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$80,793,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$67,863,385
Interest on participant loans	2020-12-31	$9,302
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$1,756
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$1,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$8,728,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$2,485,523
Employer contributions (assets) at end of year	2020-12-31	$2,485,523
Employer contributions (assets) at beginning of year	2020-12-31	$2,172,052
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$4,367,117
Contract administrator fees	2020-12-31	$9,420
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2020-12-31	942290202
2019 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$18,871,963
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,720,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,620,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$7,128,259
Value of total assets at end of year	2019-12-31	$70,169,130
Value of total assets at beginning of year	2019-12-31	$54,017,884
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$99,954
Total interest from all sources	2019-12-31	$12,464
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,369,966
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,369,966
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$4,837,465
Participant contributions at end of year	2019-12-31	$131,937
Participant contributions at beginning of year	2019-12-31	$210,103
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$118,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$16,151,246
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$70,169,130
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$54,017,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$91,954
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$67,863,385
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$51,853,141
Interest on participant loans	2019-12-31	$12,464
Income. Interest from loans (other than to participants)	2019-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$1,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$10,361,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$2,172,052
Employer contributions (assets) at end of year	2019-12-31	$2,172,052
Employer contributions (assets) at beginning of year	2019-12-31	$1,954,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,620,763
Contract administrator fees	2019-12-31	$8,000
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2019-12-31	942290202
2018 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$3,031,759
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,655,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,563,373
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$6,491,889
Value of total assets at end of year	2018-12-31	$54,017,884
Value of total assets at beginning of year	2018-12-31	$52,642,079
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$92,581
Total interest from all sources	2018-12-31	$11,002
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,171,757
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,171,757
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$4,519,615
Participant contributions at end of year	2018-12-31	$210,103
Participant contributions at beginning of year	2018-12-31	$204,390
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$17,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$1,375,805
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$54,017,884
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$52,642,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$83,731
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$51,853,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$50,359,089
Interest on participant loans	2018-12-31	$11,002
Income. Interest from loans (other than to participants)	2018-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$149,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$149,076
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,642,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,954,640
Employer contributions (assets) at end of year	2018-12-31	$1,954,640
Employer contributions (assets) at beginning of year	2018-12-31	$1,929,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,563,373
Contract administrator fees	2018-12-31	$8,850
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2018-12-31	942290202
2017 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$12,611,832
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,175,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,103,346
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$6,045,095
Value of total assets at end of year	2017-12-31	$52,642,079
Value of total assets at beginning of year	2017-12-31	$41,206,131
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$72,538
Total interest from all sources	2017-12-31	$10,630
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$921,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$921,902
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$3,946,226
Participant contributions at end of year	2017-12-31	$204,390
Participant contributions at beginning of year	2017-12-31	$317,779
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$211,810
Other income not declared elsewhere	2017-12-31	$170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$11,435,948
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$52,642,079
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$41,206,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$48,422
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$50,359,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$37,835,645
Interest on participant loans	2017-12-31	$10,630
Income. Interest from loans (other than to participants)	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$149,076
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,239,526
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,239,526
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$5,634,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$1,887,059
Employer contributions (assets) at end of year	2017-12-31	$1,929,524
Employer contributions (assets) at beginning of year	2017-12-31	$1,813,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,103,346
Contract administrator fees	2017-12-31	$24,116
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	SHEA LABAGH DOBBERSTEIN
Accountancy firm EIN	2017-12-31	942290202
2016 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$9,086,582
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,693,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,678,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$5,498,180
Value of total assets at end of year	2016-12-31	$41,206,131
Value of total assets at beginning of year	2016-12-31	$34,813,108
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$14,673
Total interest from all sources	2016-12-31	$23,308
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$708,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$708,646
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,485,312
Participant contributions at end of year	2016-12-31	$317,779
Participant contributions at beginning of year	2016-12-31	$294,231
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$199,686
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$76,668
Administrative expenses (other) incurred	2016-12-31	$3,475
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$6,393,023
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$41,206,131
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$34,813,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$59,409
Investment advisory and management fees	2016-12-31	$8,768
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$37,835,645
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$29,971,102
Interest on participant loans	2016-12-31	$16,836
Income. Interest from loans (other than to participants)	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,239,526
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$2,629,877
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$2,629,877
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$6,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,856,448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,813,182
Employer contributions (assets) at end of year	2016-12-31	$1,813,181
Employer contributions (assets) at beginning of year	2016-12-31	$1,720,632
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,678,886
Contract administrator fees	2016-12-31	$2,430
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$61,077
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	DAVID J. CORMIA, CPA
Accountancy firm EIN	2016-12-31	208298840
2015 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-144,781
Total unrealized appreciation/depreciation of assets	2015-12-31	$-144,781
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$9,787
Total income from all sources (including contributions)	2015-12-31	$4,274,320
Total loss/gain on sale of assets	2015-12-31	$300
Total of all expenses incurred	2015-12-31	$880,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$878,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,625,893
Value of total assets at end of year	2015-12-31	$34,813,108
Value of total assets at beginning of year	2015-12-31	$31,428,578
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,582
Total interest from all sources	2015-12-31	$10,581
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,726,437
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,726,437
Administrative expenses professional fees incurred	2015-12-31	$1,505
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$80,000
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,861,136
Participant contributions at end of year	2015-12-31	$294,231
Participant contributions at beginning of year	2015-12-31	$167,126
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$41,248
Assets. Loans (other than to participants) at end of year	2015-12-31	$76,668
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$46,668
Other income not declared elsewhere	2015-12-31	$8,207
Administrative expenses (other) incurred	2015-12-31	$77
Total non interest bearing cash at end of year	2015-12-31	$112
Total non interest bearing cash at beginning of year	2015-12-31	$9,833
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,394,317
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$34,813,108
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$31,418,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$59,409
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$225,672
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$29,971,102
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$27,489,168
Interest on participant loans	2015-12-31	$10,581
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,629,877
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$1,872,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$1,872,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,952,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,723,509
Employer contributions (assets) at end of year	2015-12-31	$1,720,632
Employer contributions (assets) at beginning of year	2015-12-31	$1,478,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$878,421
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$61,077
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$59,785
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$9,787
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$30,000
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$29,700
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DAVID J. CORMIA
Accountancy firm EIN	2015-12-31	208298840
2014 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$24,909
Total unrealized appreciation/depreciation of assets	2014-12-31	$24,909
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$9,787
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$5,461,175
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$878,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$876,237
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$4,023,525
Value of total assets at end of year	2014-12-31	$31,428,578
Value of total assets at beginning of year	2014-12-31	$26,836,216
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,363
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$7,515
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$1,968,593
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,968,593
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$1,675
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$80,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$45,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$2,408,099
Participant contributions at end of year	2014-12-31	$167,126
Participant contributions at beginning of year	2014-12-31	$144,861
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$6,025
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$137,253
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$46,668
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$46,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$38,390
Administrative expenses (other) incurred	2014-12-31	$688
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$9,833
Total non interest bearing cash at beginning of year	2014-12-31	$297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$4,582,575
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$31,418,791
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$26,836,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$225,672
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$210,371
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$27,489,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$24,109,892
Interest on participant loans	2014-12-31	$7,341
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$1,872,153
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$872,495
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$872,495
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$174
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-601,757
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$0
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$1,478,173
Employer contributions (assets) at end of year	2014-12-31	$1,478,173
Employer contributions (assets) at beginning of year	2014-12-31	$1,350,822
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$876,237
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$59,785
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$49,785
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$9,787
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$63,910
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$63,910
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DAVID J. CORMIA
Accountancy firm EIN	2014-12-31	208298840
2013 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-6,364
Total unrealized appreciation/depreciation of assets	2013-12-31	$-6,364
Total transfer of assets to this plan	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$8,282,345
Total loss/gain on sale of assets	2013-12-31	$4,402
Total of all expenses incurred	2013-12-31	$2,198,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,195,378
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,927,974
Value of total assets at end of year	2013-12-31	$26,836,216
Value of total assets at beginning of year	2013-12-31	$20,752,824
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,575
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$8,335
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$955,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$954,247
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$3,257
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$45,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,108,445
Participant contributions at end of year	2013-12-31	$144,861
Participant contributions at beginning of year	2013-12-31	$147,530
Participant contributions at end of year	2013-12-31	$6,025
Participant contributions at beginning of year	2013-12-31	$4,422
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$468,707
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$46,668
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$46,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$12,017
Administrative expenses (other) incurred	2013-12-31	$318
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$297
Total non interest bearing cash at beginning of year	2013-12-31	$12
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$6,083,392
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$26,836,216
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$20,752,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$210,371
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$230,760
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$24,109,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$18,032,064
Interest on participant loans	2013-12-31	$8,099
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$872,495
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$939,127
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$939,127
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$236
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$3,380,710
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$1,350,822
Employer contributions (assets) at end of year	2013-12-31	$1,350,822
Employer contributions (assets) at beginning of year	2013-12-31	$1,167,607
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$1,024
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,195,378
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$49,785
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$184,634
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$2,768,078
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$2,763,676
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DAVID J. CORMIA
Accountancy firm EIN	2013-12-31	208298840
2012 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$29,549
Total unrealized appreciation/depreciation of assets	2012-12-31	$29,549
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$5,185,717
Total loss/gain on sale of assets	2012-12-31	$34
Total of all expenses incurred	2012-12-31	$1,419,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,415,637
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,971,711
Value of total assets at end of year	2012-12-31	$20,752,824
Value of total assets at beginning of year	2012-12-31	$16,986,474
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,730
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$9,250
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$635,095
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$632,871
Assets. Real estate other than employer real property at end of year	2012-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$3,391
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,720,016
Participant contributions at end of year	2012-12-31	$147,530
Participant contributions at beginning of year	2012-12-31	$196,215
Participant contributions at end of year	2012-12-31	$4,422
Participant contributions at beginning of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$84,088
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$466
Assets. Loans (other than to participants) at end of year	2012-12-31	$46,668
Assets. Loans (other than to participants) at beginning of year	2012-12-31	$46,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$850
Administrative expenses (other) incurred	2012-12-31	$339
Liabilities. Value of operating payables at end of year	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Total non interest bearing cash at end of year	2012-12-31	$12
Total non interest bearing cash at beginning of year	2012-12-31	$5,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$3,766,350
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$20,752,824
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$16,986,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$230,760
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$108,519
Investment advisory and management fees	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$18,032,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$14,568,303
Interest on participant loans	2012-12-31	$9,054
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$0
Income. Interest from US Government securities	2012-12-31	$0
Income. Interest from corporate debt instruments	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$939,127
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$901,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$901,026
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$196
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Asset value of US Government securities at end of year	2012-12-31	$0
Asset value of US Government securities at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,539,228
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Net gain/loss from 103.12 investment entities	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$0
Assets. Value of employer real property at end of year	2012-12-31	$0
Assets. Value of employer real property at beginning of year	2012-12-31	$0
Contributions received in cash from employer	2012-12-31	$1,167,607
Employer contributions (assets) at end of year	2012-12-31	$1,167,607
Employer contributions (assets) at beginning of year	2012-12-31	$1,004,524
Income. Dividends from preferred stock	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$2,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,415,637
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$0
Contract administrator fees	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$184,634
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$155,292
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2012-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$516,258
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$516,224
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DAVID J. CORMIA, CPA
Accountancy firm EIN	2012-12-31	208298840
2011 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-43,215
Total unrealized appreciation/depreciation of assets	2011-12-31	$-43,215
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,034,991
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$465,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$461,298
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,705,381
Value of total assets at end of year	2011-12-31	$16,986,474
Value of total assets at beginning of year	2011-12-31	$15,416,905
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,124
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$12,914
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$428,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$427,015
Assets. Real estate other than employer real property at end of year	2011-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2011-12-31	$0
Administrative expenses professional fees incurred	2011-12-31	$3,744
Assets. Corporate prefeered stocks other than exployer securities at end of year	2011-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,561,173
Participant contributions at end of year	2011-12-31	$196,215
Participant contributions at beginning of year	2011-12-31	$178,331
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$139,684
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$466
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$536
Assets. Loans (other than to participants) at end of year	2011-12-31	$46,668
Assets. Loans (other than to participants) at beginning of year	2011-12-31	$96,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$51
Administrative expenses (other) incurred	2011-12-31	$380
Liabilities. Value of operating payables at end of year	2011-12-31	$0
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$5,461
Total non interest bearing cash at beginning of year	2011-12-31	$-17
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$1,569,569
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$16,986,474
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$15,416,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2011-12-31	$50,000
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$108,519
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$108,306
Investment advisory and management fees	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$14,568,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$13,275,027
Interest on participant loans	2011-12-31	$10,496
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$2,044
Income. Interest from US Government securities	2011-12-31	$0
Income. Interest from corporate debt instruments	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$901,026
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$625,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$625,302
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$374
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Asset value of US Government securities at end of year	2011-12-31	$0
Asset value of US Government securities at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,068,871
Net investment gain/loss from pooled separate accounts	2011-12-31	$0
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Assets. Invements in employer securities at beginning of year	2011-12-31	$0
Assets. Value of employer real property at end of year	2011-12-31	$0
Assets. Value of employer real property at beginning of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$1,004,524
Employer contributions (assets) at end of year	2011-12-31	$1,004,524
Employer contributions (assets) at beginning of year	2011-12-31	$992,157
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$1,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$461,298
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$0
Contract administrator fees	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$155,292
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$140,595
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2011-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$297,180
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$297,180
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DAVID J. CORMIA, CPA
Accountancy firm EIN	2011-12-31	208298840
2010 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$-96,757
Total unrealized appreciation/depreciation of assets	2010-12-31	$-96,757
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Expenses. Interest paid	2010-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$4,257,323
Total loss/gain on sale of assets	2010-12-31	$-14
Total of all expenses incurred	2010-12-31	$702,466
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$698,320
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$690
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,505,032
Value of total assets at end of year	2010-12-31	$15,416,905
Value of total assets at beginning of year	2010-12-31	$11,862,048
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,456
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$9,608
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$296,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$295,196
Assets. Real estate other than employer real property at end of year	2010-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2010-12-31	$0
Administrative expenses professional fees incurred	2010-12-31	$3,180
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,431,686
Participant contributions at end of year	2010-12-31	$178,331
Participant contributions at beginning of year	2010-12-31	$164,316
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$81,189
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$536
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Assets. Loans (other than to participants) at end of year	2010-12-31	$96,668
Assets. Loans (other than to participants) at beginning of year	2010-12-31	$46,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$26,186
Administrative expenses (other) incurred	2010-12-31	$276
Liabilities. Value of operating payables at end of year	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Total non interest bearing cash at end of year	2010-12-31	$-17
Total non interest bearing cash at beginning of year	2010-12-31	$3,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$3,554,857
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$15,416,905
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,862,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$108,306
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$208,169
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$13,275,027
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,904,054
Interest on participant loans	2010-12-31	$9,138
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$625,302
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$523,761
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$523,761
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$470
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,517,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$0
Assets. Invements in employer securities at beginning of year	2010-12-31	$0
Assets. Value of employer real property at end of year	2010-12-31	$0
Assets. Value of employer real property at beginning of year	2010-12-31	$0
Contributions received in cash from employer	2010-12-31	$992,157
Employer contributions (assets) at end of year	2010-12-31	$992,157
Employer contributions (assets) at beginning of year	2010-12-31	$890,576
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$927
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$698,320
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Contract administrator fees	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$140,595
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$121,450
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2010-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$307,659
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$307,673
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DAVID C. CORMIA, CPA
Accountancy firm EIN	2010-12-31	208298840
2009 : NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN

2022: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NOVOGRADAC & COMPANY LLP 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NOVOGRADAC & COMPANY LLP
Employer identification number (EIN):	943108253
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants