401k Plan data: UNWIRED PLANET 401(K) PLAN plan

UNWIRED PLANET 401(K) PLAN 401k Plan overview

Plan Name	UNWIRED PLANET 401(K) PLAN
Plan identification number	001

UNWIRED PLANET 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNWIRED PLANET, INC. has sponsored the creation of one or more 401k plans.

Company Name: UNWIRED PLANET, INC.

Employer identification number (EIN): 943219054

NAIC Classification: 541519
NAIC Description: Other Computer Related Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNWIRED PLANET 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 KATHLENE SMITH 2017-07-24
001 2016-01-01 KATHLENE SMITH
001 2015-01-01 KATHLENE SMITH
001 2014-01-01 KATHLENE SMITH
001 2013-01-01 KATHLENE SMITH
001 2012-01-01 KATHLENE SMITH
001 2011-01-01 DAWN RAMSEY DAWN RAMSEY 2012-07-19
001 2009-01-01 DAWN RAMSEY DAWN RAMSEY 2010-09-13
001 2009-01-01 DAWN RAMSEY DAWN RAMSEY 2010-09-21

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01	KATHLENE SMITH	2017-07-24
001	2016-01-01	KATHLENE SMITH
001	2015-01-01	KATHLENE SMITH
001	2014-01-01	KATHLENE SMITH
001	2013-01-01	KATHLENE SMITH
001	2012-01-01	KATHLENE SMITH
001	2011-01-01	DAWN RAMSEY		DAWN RAMSEY	2012-07-19
001	2009-01-01	DAWN RAMSEY		DAWN RAMSEY	2010-09-13
001	2009-01-01	DAWN RAMSEY		DAWN RAMSEY	2010-09-21

Plan Statistics for UNWIRED PLANET 401(K) PLAN

401k plan membership statisitcs for UNWIRED PLANET 401(K) PLAN

Measure Date Value
2016: UNWIRED PLANET 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 450
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 4
Total of all active and inactive participants 2016-01-01 4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 4
Number of participants with account balances 2016-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: UNWIRED PLANET 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 489
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 9
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 435
Total of all active and inactive participants 2015-01-01 444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 445
Number of participants with account balances 2015-01-01 445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: UNWIRED PLANET 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 546
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 13
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 471
Total of all active and inactive participants 2014-01-01 484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 485
Number of participants with account balances 2014-01-01 485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: UNWIRED PLANET 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 601
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 13
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 530
Total of all active and inactive participants 2013-01-01 543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 543
Number of participants with account balances 2013-01-01 543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: UNWIRED PLANET 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 770
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 26
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 575
Total of all active and inactive participants 2012-01-01 601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 601
Number of participants with account balances 2012-01-01 598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 11
2011: UNWIRED PLANET 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 864
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 172
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 594
Total of all active and inactive participants 2011-01-01 766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 766
Number of participants with account balances 2011-01-01 749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 50
2009: UNWIRED PLANET 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 939
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 317
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 588
Total of all active and inactive participants 2009-01-01 905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 905
Number of participants with account balances 2009-01-01 857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 36

Measure	Date	Value
2016: UNWIRED PLANET 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	450
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	4
Total of all active and inactive participants	2016-01-01	4
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	4
Number of participants with account balances	2016-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: UNWIRED PLANET 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	489
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	9
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	435
Total of all active and inactive participants	2015-01-01	444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	445
Number of participants with account balances	2015-01-01	445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: UNWIRED PLANET 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	546
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	13
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	471
Total of all active and inactive participants	2014-01-01	484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	485
Number of participants with account balances	2014-01-01	485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: UNWIRED PLANET 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	601
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	13
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	530
Total of all active and inactive participants	2013-01-01	543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	543
Number of participants with account balances	2013-01-01	543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: UNWIRED PLANET 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	770
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	26
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	575
Total of all active and inactive participants	2012-01-01	601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	601
Number of participants with account balances	2012-01-01	598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: UNWIRED PLANET 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	864
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	172
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	594
Total of all active and inactive participants	2011-01-01	766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	766
Number of participants with account balances	2011-01-01	749
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	50
2009: UNWIRED PLANET 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	939
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	317
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	588
Total of all active and inactive participants	2009-01-01	905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	905
Number of participants with account balances	2009-01-01	857
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	36

Financial Data on UNWIRED PLANET 401(K) PLAN

Measure	Date	Value
2016 : UNWIRED PLANET 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,854,635
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$34,073,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$34,000,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$187,877
Value of total assets at end of year	2016-12-31	$663,176
Value of total assets at beginning of year	2016-12-31	$31,881,919
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$73,312
Total interest from all sources	2016-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$314,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$314,953
Administrative expenses professional fees incurred	2016-12-31	$22,771
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$145,545
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$11,686
Other income not declared elsewhere	2016-12-31	$42,418
Administrative expenses (other) incurred	2016-12-31	$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-31,218,743
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$663,176
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$31,881,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$42,418
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$576,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$29,398,166
Value of interest in pooled separate accounts at end of year	2016-12-31	$86,898
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,483,753
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,279,014
Net investment gain/loss from pooled separate accounts	2016-12-31	$30,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$30,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$34,000,066
Contract administrator fees	2016-12-31	$7,323
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2016-12-31	910189318
2015 : UNWIRED PLANET 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$105,132
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,734,579
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,660,202
Value of total corrective distributions	2015-12-31	$2,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$222,797
Value of total assets at end of year	2015-12-31	$31,881,919
Value of total assets at beginning of year	2015-12-31	$35,511,366
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$71,493
Total interest from all sources	2015-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$326,854
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$326,854
Administrative expenses professional fees incurred	2015-12-31	$4,725
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$183,372
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$377
Other income not declared elsewhere	2015-12-31	$80,557
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-3,629,447
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$31,881,919
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$35,511,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$62,357
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$29,398,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$32,221,238
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,483,753
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$3,290,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-559,451
Net investment gain/loss from pooled separate accounts	2015-12-31	$34,375
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$39,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,659,825
Contract administrator fees	2015-12-31	$4,411
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : UNWIRED PLANET 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,223,714
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$6,137,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$6,060,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$681,028
Value of total assets at end of year	2014-12-31	$35,511,366
Value of total assets at beginning of year	2014-12-31	$38,425,135
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$76,813
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$352,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$352,601
Administrative expenses professional fees incurred	2014-12-31	$17,955
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$196,031
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$345,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-2,913,769
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$35,511,366
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$38,425,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$50,141
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$32,221,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$34,129,869
Value of interest in pooled separate accounts at end of year	2014-12-31	$3,290,128
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,295,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,142,781
Net investment gain/loss from pooled separate accounts	2014-12-31	$47,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$139,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$6,060,670
Contract administrator fees	2014-12-31	$8,717
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS, LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : UNWIRED PLANET 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$7,946,534
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$5,113,543
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$5,086,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$283,544
Value of total assets at end of year	2013-12-31	$38,425,135
Value of total assets at beginning of year	2013-12-31	$35,592,144
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$26,708
Total interest from all sources	2013-12-31	$335
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$279,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$279,982
Administrative expenses professional fees incurred	2013-12-31	$17,955
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$239,071
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$14,901
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,832,991
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$38,425,135
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$35,592,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$34,129,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$30,779,626
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,295,266
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$4,797,617
Interest on participant loans	2013-12-31	$335
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$7,381,032
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$44,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$5,086,835
Contract administrator fees	2013-12-31	$8,753
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOSS ADAMS, LLP
Accountancy firm EIN	2013-12-31	910189318
2012 : UNWIRED PLANET 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$5,899,691
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$11,557,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$11,530,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,387,285
Value of total assets at end of year	2012-12-31	$35,592,144
Value of total assets at beginning of year	2012-12-31	$41,249,748
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$26,978
Total interest from all sources	2012-12-31	$1,895
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$413,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$413,092
Administrative expenses professional fees incurred	2012-12-31	$17,115
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,079,198
Participant contributions at end of year	2012-12-31	$14,901
Participant contributions at beginning of year	2012-12-31	$123,155
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$22,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-5,657,604
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$35,592,144
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$41,249,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$30,779,626
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$34,891,076
Value of interest in pooled separate accounts at end of year	2012-12-31	$4,797,617
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$6,235,517
Interest on participant loans	2012-12-31	$1,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,995,876
Net investment gain/loss from pooled separate accounts	2012-12-31	$101,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$285,772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$11,530,317
Contract administrator fees	2012-12-31	$9,863
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS, LLP
Accountancy firm EIN	2012-12-31	910189318
2011 : UNWIRED PLANET 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,091,348
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,162,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,145,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,077,076
Value of total assets at end of year	2011-12-31	$41,249,748
Value of total assets at beginning of year	2011-12-31	$43,321,198
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$17,722
Total interest from all sources	2011-12-31	$6,277
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$451,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$451,384
Administrative expenses professional fees incurred	2011-12-31	$16,275
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,370,020
Participant contributions at end of year	2011-12-31	$123,155
Participant contributions at beginning of year	2011-12-31	$230,719
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$20,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-2,071,450
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$41,249,748
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$43,321,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$347
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$34,891,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$37,674,474
Value of interest in pooled separate accounts at end of year	2011-12-31	$6,235,517
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$5,416,005
Interest on participant loans	2011-12-31	$6,277
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,565,049
Net investment gain/loss from pooled separate accounts	2011-12-31	$121,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$686,168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,145,076
Contract administrator fees	2011-12-31	$1,100
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2011-12-31	770106234
2010 : UNWIRED PLANET 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$9,063,724
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$4,802,689
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,800,247
Value of total corrective distributions	2010-12-31	$1,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,948,155
Value of total assets at end of year	2010-12-31	$43,321,198
Value of total assets at beginning of year	2010-12-31	$39,060,163
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,270
Total interest from all sources	2010-12-31	$8,387
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$366,784
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$366,784
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,882,982
Participant contributions at end of year	2010-12-31	$230,719
Participant contributions at beginning of year	2010-12-31	$166,186
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$238,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,261,035
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$43,321,198
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$39,060,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$70
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$37,674,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$33,112,700
Value of interest in pooled separate accounts at end of year	2010-12-31	$5,416,005
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$5,781,277
Interest on participant loans	2010-12-31	$8,387
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,621,040
Net investment gain/loss from pooled separate accounts	2010-12-31	$119,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$826,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,800,247
Contract administrator fees	2010-12-31	$1,200
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2010-12-31	770106234
2009 : UNWIRED PLANET 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNWIRED PLANET 401(K) PLAN

2016: UNWIRED PLANET 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UNWIRED PLANET 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNWIRED PLANET 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNWIRED PLANET 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNWIRED PLANET 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNWIRED PLANET 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: UNWIRED PLANET 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	445
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	485
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	543
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	598
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	749
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

31501

Policy instance

Insurance contract or identification number	31501
Number of Individuals Covered	810
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	UNWIRED PLANET, INC.
Employer identification number (EIN):	943219054
NAIC Classification:	541519
NAIC Description:	Other Computer Related Services