LUMENTUM OPERATIONS LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST
401k plan membership statisitcs for NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST
Measure | Date | Value |
---|
2022 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-6,210,649 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,912,626 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,903,998 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $4,518 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,789,771 |
Value of total assets at end of year | 2022-12-31 | $47,676,422 |
Value of total assets at beginning of year | 2022-12-31 | $57,799,697 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $4,110 |
Total interest from all sources | 2022-12-31 | $98,730 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $3,424,719 |
Participant contributions at end of year | 2022-12-31 | $352,777 |
Participant contributions at beginning of year | 2022-12-31 | $427,748 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $8,528 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-10,123,275 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $47,676,422 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $57,799,697 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $43,151,997 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $52,851,656 |
Interest on participant loans | 2022-12-31 | $18,436 |
Interest earned on other investments | 2022-12-31 | $80,294 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $4,171,648 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $4,520,293 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-10,099,150 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $356,524 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,903,998 |
Contract administrator fees | 2022-12-31 | $4,110 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2022-12-31 | 454128109 |
2021 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $10,886,401 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,522,632 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,511,554 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $7,749 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,985,072 |
Value of total assets at end of year | 2021-12-31 | $57,799,697 |
Value of total assets at beginning of year | 2021-12-31 | $49,435,928 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $3,329 |
Total interest from all sources | 2021-12-31 | $87,733 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $3,479,968 |
Participant contributions at end of year | 2021-12-31 | $427,748 |
Participant contributions at beginning of year | 2021-12-31 | $396,556 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $113,374 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $8,363,769 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $57,799,697 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $49,435,928 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $52,851,656 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $44,416,622 |
Interest on participant loans | 2021-12-31 | $20,374 |
Interest earned on other investments | 2021-12-31 | $67,359 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $4,520,293 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $4,622,750 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $6,813,596 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $391,730 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,511,554 |
Contract administrator fees | 2021-12-31 | $3,329 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2021-12-31 | 454128109 |
2020 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $10,739,564 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,418,259 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,414,159 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,002,759 |
Value of total assets at end of year | 2020-12-31 | $49,435,928 |
Value of total assets at beginning of year | 2020-12-31 | $41,114,623 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $4,100 |
Total interest from all sources | 2020-12-31 | $100,120 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $3,505,787 |
Participant contributions at end of year | 2020-12-31 | $396,556 |
Participant contributions at beginning of year | 2020-12-31 | $391,651 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $92,676 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $8,321,305 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $49,435,928 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $41,114,623 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $44,416,622 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $36,985,675 |
Interest on participant loans | 2020-12-31 | $21,033 |
Interest earned on other investments | 2020-12-31 | $79,087 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $4,622,750 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $3,737,297 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $6,636,685 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $404,296 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,414,159 |
Contract administrator fees | 2020-12-31 | $4,100 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2020-12-31 | 454128109 |
2019 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $10,691,634 |
Total income from all sources (including contributions) | 2019-12-31 | $10,691,634 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,811,689 |
Total of all expenses incurred | 2019-12-31 | $2,811,689 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,807,357 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,807,357 |
Value of total corrective distributions | 2019-12-31 | $515 |
Value of total corrective distributions | 2019-12-31 | $515 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,796,687 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,796,687 |
Value of total assets at end of year | 2019-12-31 | $41,114,623 |
Value of total assets at end of year | 2019-12-31 | $41,114,623 |
Value of total assets at beginning of year | 2019-12-31 | $33,234,678 |
Value of total assets at beginning of year | 2019-12-31 | $33,234,678 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,817 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,817 |
Total interest from all sources | 2019-12-31 | $104,063 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $3,314,606 |
Contributions received from participants | 2019-12-31 | $3,314,606 |
Participant contributions at end of year | 2019-12-31 | $391,651 |
Participant contributions at end of year | 2019-12-31 | $391,651 |
Participant contributions at beginning of year | 2019-12-31 | $487,973 |
Participant contributions at beginning of year | 2019-12-31 | $487,973 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $73,345 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $73,345 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $7,879,945 |
Value of net income/loss | 2019-12-31 | $7,879,945 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $41,114,623 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $41,114,623 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $33,234,678 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $33,234,678 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $36,985,675 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $36,985,675 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $28,966,488 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $28,966,488 |
Interest on participant loans | 2019-12-31 | $23,907 |
Interest on participant loans | 2019-12-31 | $23,907 |
Interest earned on other investments | 2019-12-31 | $80,156 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $3,737,297 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $3,737,297 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $3,780,217 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $3,780,217 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $6,790,884 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $6,790,884 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $408,736 |
Contributions received in cash from employer | 2019-12-31 | $408,736 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,807,357 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,807,357 |
Contract administrator fees | 2019-12-31 | $3,817 |
Contract administrator fees | 2019-12-31 | $3,817 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2019-12-31 | 454128109 |
2018 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $2,381,507 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,294,191 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,259,140 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $26,624 |
Value of total corrective distributions | 2018-12-31 | $4,858 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,938,746 |
Value of total assets at end of year | 2018-12-31 | $33,234,678 |
Value of total assets at beginning of year | 2018-12-31 | $32,147,362 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $3,569 |
Total interest from all sources | 2018-12-31 | $88,716 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $3,177,408 |
Participant contributions at end of year | 2018-12-31 | $487,973 |
Participant contributions at beginning of year | 2018-12-31 | $465,961 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $346,859 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $1,087,316 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $33,234,678 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $32,147,362 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $28,966,488 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $28,648,816 |
Interest on participant loans | 2018-12-31 | $25,741 |
Interest earned on other investments | 2018-12-31 | $62,975 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $3,780,217 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $3,032,585 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-1,645,955 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $414,479 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,259,140 |
Contract administrator fees | 2018-12-31 | $3,569 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2018-12-31 | 454128109 |
2017 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $8,712,952 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,477,330 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,474,792 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,237,803 |
Value of total assets at end of year | 2017-12-31 | $32,147,362 |
Value of total assets at beginning of year | 2017-12-31 | $25,911,740 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $2,538 |
Total interest from all sources | 2017-12-31 | $69,661 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $3,680,702 |
Participant contributions at end of year | 2017-12-31 | $465,961 |
Participant contributions at beginning of year | 2017-12-31 | $406,602 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $73,388 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $6,235,622 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $32,147,362 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $25,911,740 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $28,648,816 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $22,283,321 |
Interest on participant loans | 2017-12-31 | $19,726 |
Interest earned on other investments | 2017-12-31 | $49,935 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $3,032,585 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $3,221,817 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $4,405,488 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $483,713 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,474,792 |
Contract administrator fees | 2017-12-31 | $2,538 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2017-12-31 | 454128109 |
2016 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $5,927,296 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $721,903 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $720,120 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,971,133 |
Value of total assets at end of year | 2016-12-31 | $25,911,740 |
Value of total assets at beginning of year | 2016-12-31 | $20,706,347 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,783 |
Total interest from all sources | 2016-12-31 | $58,997 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $3,390,446 |
Participant contributions at end of year | 2016-12-31 | $406,602 |
Participant contributions at beginning of year | 2016-12-31 | $276,042 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $232,185 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $5,205,393 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $25,911,740 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $20,706,347 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $22,283,321 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $18,689,950 |
Interest on participant loans | 2016-12-31 | $16,372 |
Interest earned on other investments | 2016-12-31 | $42,625 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $3,221,817 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $1,740,355 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $1,897,166 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $348,502 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $720,120 |
Contract administrator fees | 2016-12-31 | $1,783 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2016-12-31 | 454128109 |
2015 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $3,519,593 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $655,462 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $645,241 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,621,762 |
Value of total assets at end of year | 2015-12-31 | $20,706,347 |
Value of total assets at beginning of year | 2015-12-31 | $17,842,216 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $10,221 |
Total interest from all sources | 2015-12-31 | $27,290 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,069,480 |
Participant contributions at end of year | 2015-12-31 | $276,042 |
Participant contributions at beginning of year | 2015-12-31 | $197,615 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $241,339 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,864,131 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $20,706,347 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $17,842,216 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $9,952,614 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $18,689,950 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $0 |
Interest on participant loans | 2015-12-31 | $10,801 |
Interest earned on other investments | 2015-12-31 | $16,489 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $7,691,987 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $1,740,355 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-129,459 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $310,943 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $645,241 |
Contract administrator fees | 2015-12-31 | $10,221 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MEGAN DOHERTY CRAWFORD PIMENTAL COR |
Accountancy firm EIN | 2015-12-31 | 454128109 |
2014 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $4,277,988 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $3,320,120 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,238,589 |
Value of total corrective distributions | 2014-12-31 | $9,961 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,210,410 |
Value of total assets at end of year | 2014-12-31 | $17,842,216 |
Value of total assets at beginning of year | 2014-12-31 | $16,884,348 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $71,570 |
Total interest from all sources | 2014-12-31 | $11,714 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $403,150 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $403,150 |
Administrative expenses professional fees incurred | 2014-12-31 | $11,418 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $2,821,003 |
Participant contributions at end of year | 2014-12-31 | $197,615 |
Participant contributions at beginning of year | 2014-12-31 | $251,405 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $70,251 |
Other income not declared elsewhere | 2014-12-31 | $65,899 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $957,868 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $17,842,216 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $16,884,348 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $57,657 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $9,952,614 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,510,102 |
Interest on participant loans | 2014-12-31 | $11,714 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $7,691,987 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $7,117,972 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $206,434 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $380,381 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $319,156 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $4,869 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,238,589 |
Contract administrator fees | 2014-12-31 | $2,495 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2014-12-31 | 454128109 |
2013 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $4,924,543 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,009,164 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $928,661 |
Value of total corrective distributions | 2013-12-31 | $188 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,082,205 |
Value of total assets at end of year | 2013-12-31 | $16,884,348 |
Value of total assets at beginning of year | 2013-12-31 | $12,968,969 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $80,315 |
Total interest from all sources | 2013-12-31 | $11,719 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $349,633 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $349,633 |
Administrative expenses professional fees incurred | 2013-12-31 | $9,311 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,682,818 |
Participant contributions at end of year | 2013-12-31 | $251,405 |
Participant contributions at beginning of year | 2013-12-31 | $211,239 |
Participant contributions at end of year | 2013-12-31 | $0 |
Participant contributions at beginning of year | 2013-12-31 | $437 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $95,908 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $73 |
Other income not declared elsewhere | 2013-12-31 | $75,697 |
Administrative expenses (other) incurred | 2013-12-31 | $808 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,915,379 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $16,884,348 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $12,968,969 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $69,036 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,510,102 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,320,916 |
Interest on participant loans | 2013-12-31 | $11,719 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $7,117,972 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $6,416,217 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,221,200 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $184,089 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $303,479 |
Employer contributions (assets) at end of year | 2013-12-31 | $4,869 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $20,087 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $928,661 |
Contract administrator fees | 2013-12-31 | $1,160 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2013-12-31 | 454128109 |
2012 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,448,436 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,404,516 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,329,651 |
Value of total corrective distributions | 2012-12-31 | $312 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,408,320 |
Value of total assets at end of year | 2012-12-31 | $12,968,969 |
Value of total assets at beginning of year | 2012-12-31 | $9,925,049 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $74,553 |
Total interest from all sources | 2012-12-31 | $9,841 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $198,233 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $198,233 |
Administrative expenses professional fees incurred | 2012-12-31 | $8,560 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,358,688 |
Participant contributions at end of year | 2012-12-31 | $211,239 |
Participant contributions at beginning of year | 2012-12-31 | $151,746 |
Participant contributions at end of year | 2012-12-31 | $437 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $856,292 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $73 |
Other income not declared elsewhere | 2012-12-31 | $69,104 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $3,043,920 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $12,968,969 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $9,925,049 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $63,283 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,320,916 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $4,394,636 |
Interest on participant loans | 2012-12-31 | $9,841 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $6,416,217 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $5,357,877 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $384,880 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $378,058 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $193,340 |
Employer contributions (assets) at end of year | 2012-12-31 | $20,087 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $20,790 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,329,651 |
Contract administrator fees | 2012-12-31 | $2,710 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CRAWFORD PIMENTEL CORPORATION |
Accountancy firm EIN | 2012-12-31 | 454128109 |
2011 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,515,878 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $765,230 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $674,899 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $27,363 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,314,950 |
Value of total assets at end of year | 2011-12-31 | $9,925,049 |
Value of total assets at beginning of year | 2011-12-31 | $9,174,401 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $62,968 |
Total interest from all sources | 2011-12-31 | $7,802 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $149,534 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $149,534 |
Administrative expenses professional fees incurred | 2011-12-31 | $8,063 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,694,630 |
Participant contributions at end of year | 2011-12-31 | $151,746 |
Participant contributions at beginning of year | 2011-12-31 | $192,722 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $547,047 |
Other income not declared elsewhere | 2011-12-31 | $61,570 |
Administrative expenses (other) incurred | 2011-12-31 | $174 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $750,648 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $9,925,049 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $9,174,401 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $53,536 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $4,394,636 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $4,228,507 |
Interest on participant loans | 2011-12-31 | $7,802 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $5,357,877 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $4,753,172 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-607,241 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-410,737 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $73,273 |
Employer contributions (assets) at end of year | 2011-12-31 | $20,790 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $674,899 |
Contract administrator fees | 2011-12-31 | $1,195 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | Yes |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CRAWFORD PIMENTEL & CO., INC. |
Accountancy firm EIN | 2011-12-31 | 770117032 |
2010 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2010 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $0 |
Total transfer of assets from this plan | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Expenses. Interest paid | 2010-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,924,310 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $144,227 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $134,173 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $0 |
Value of total corrective distributions | 2010-12-31 | $2,425 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,668,840 |
Value of total assets at end of year | 2010-12-31 | $9,174,401 |
Value of total assets at beginning of year | 2010-12-31 | $6,394,318 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,629 |
Total income from rents | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $7,936 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $106,058 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $106,058 |
Assets. Real estate other than employer real property at end of year | 2010-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $0 |
Administrative expenses professional fees incurred | 2010-12-31 | $1,256 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $350,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,537,411 |
Participant contributions at end of year | 2010-12-31 | $192,722 |
Participant contributions at beginning of year | 2010-12-31 | $49,619 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $131,429 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2010-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $0 |
Other income not declared elsewhere | 2010-12-31 | $7,705 |
Administrative expenses (other) incurred | 2010-12-31 | $0 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $0 |
Total non interest bearing cash at end of year | 2010-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $0 |
Value of net income/loss | 2010-12-31 | $2,780,083 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $9,174,401 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,394,318 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2010-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $0 |
Investment advisory and management fees | 2010-12-31 | $6,373 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $4,228,507 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,704,032 |
Interest on participant loans | 2010-12-31 | $7,936 |
Income. Interest from loans (other than to participants) | 2010-12-31 | $0 |
Interest earned on other investments | 2010-12-31 | $0 |
Income. Interest from US Government securities | 2010-12-31 | $0 |
Income. Interest from corporate debt instruments | 2010-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2010-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $4,753,172 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $640,667 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
Asset value of US Government securities at end of year | 2010-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $488,997 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $644,774 |
Net gain/loss from 103.12 investment entities | 2010-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $0 |
Assets. Value of employer real property at end of year | 2010-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2010-12-31 | $0 |
Contributions received in cash from employer | 2010-12-31 | $0 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
Income. Dividends from preferred stock | 2010-12-31 | $0 |
Income. Dividends from common stock | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $134,173 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $0 |
Contract administrator fees | 2010-12-31 | $0 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2010-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2010-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2010-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CRAWFORD PIMENTEL & CO., INC. |
Accountancy firm EIN | 2010-12-31 | 770117032 |
2009 : NEOPHOTONICS CORPORATION 401K PROFIT SHARING PLAN & TRUST 2009 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |