401k Plan data: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN plan

ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN
Plan identification number	001

ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASCEND CLINICAL, LLC has sponsored the creation of one or more 401k plans.

Company Name: ASCEND CLINICAL, LLC

Employer identification number (EIN): 943357013

NAIC Classification: 621510
NAIC Description: Medical and Diagnostic Laboratories

Additional information about ASCEND CLINICAL, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3197597

More information about ASCEND CLINICAL, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 RAQUEL MCGOVERN
001 2016-01-01 HANS KUHLMANN
001 2016-01-01 RAQUEL MCGOVERN
001 2015-01-01 HANS KUHLMANN
001 2014-01-01 HANS KUHLMANN
001 2013-01-01 HANS KUHLMANN
001 2012-01-01 OLIVER GINDRAUX
001 2011-01-01 OLIVER GINDRAUX
001 2009-01-01 MARYANN MCLAUGHLIN

Plan Statistics for ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN

Measure Date Value
2022: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 255
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 170
Number of retired or separated participants receiving benefits 2022-01-01 2
Number of other retired or separated participants entitled to future benefits 2022-01-01 82
Total of all active and inactive participants 2022-01-01 254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 254
Number of participants with account balances 2022-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 235
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 141
Number of retired or separated participants receiving benefits 2021-01-01 2
Number of other retired or separated participants entitled to future benefits 2021-01-01 73
Total of all active and inactive participants 2021-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 216
Number of participants with account balances 2021-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 258
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 139
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 94
Total of all active and inactive participants 2020-01-01 234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 235
Number of participants with account balances 2020-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 255
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 159
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 96
Total of all active and inactive participants 2019-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 258
Number of participants with account balances 2019-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 239
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 150
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 103
Total of all active and inactive participants 2018-01-01 254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 255
Number of participants with account balances 2018-01-01 207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 225
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 132
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 106
Total of all active and inactive participants 2017-01-01 239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 239
Number of participants with account balances 2017-01-01 213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 223
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 61
Total of all active and inactive participants 2016-01-01 61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 61
Number of participants with account balances 2016-01-01 225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 153
2015: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 225
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 140
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 83
Total of all active and inactive participants 2015-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 223
Number of participants with account balances 2015-01-01 223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 208
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 123
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 101
Total of all active and inactive participants 2014-01-01 224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 224
Number of participants with account balances 2014-01-01 224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 138
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 70
Total of all active and inactive participants 2013-01-01 208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 208
Number of participants with account balances 2013-01-01 208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 177
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 125
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 61
Total of all active and inactive participants 2012-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 186
Number of participants with account balances 2012-01-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 119
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 58
Total of all active and inactive participants 2011-01-01 177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 177
Number of participants with account balances 2011-01-01 177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 138
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 28
Total of all active and inactive participants 2009-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 167
Number of participants with account balances 2009-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	255
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	170
Number of retired or separated participants receiving benefits	2022-01-01	2
Number of other retired or separated participants entitled to future benefits	2022-01-01	82
Total of all active and inactive participants	2022-01-01	254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	254
Number of participants with account balances	2022-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	235
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	141
Number of retired or separated participants receiving benefits	2021-01-01	2
Number of other retired or separated participants entitled to future benefits	2021-01-01	73
Total of all active and inactive participants	2021-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	216
Number of participants with account balances	2021-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	258
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	139
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	94
Total of all active and inactive participants	2020-01-01	234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	235
Number of participants with account balances	2020-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	255
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	159
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	96
Total of all active and inactive participants	2019-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	258
Number of participants with account balances	2019-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	239
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	150
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	103
Total of all active and inactive participants	2018-01-01	254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	255
Number of participants with account balances	2018-01-01	207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	225
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	132
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	106
Total of all active and inactive participants	2017-01-01	239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	239
Number of participants with account balances	2017-01-01	213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	223
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	61
Total of all active and inactive participants	2016-01-01	61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	61
Number of participants with account balances	2016-01-01	225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	153
2015: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	225
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	140
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	83
Total of all active and inactive participants	2015-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	223
Number of participants with account balances	2015-01-01	223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	208
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	123
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	101
Total of all active and inactive participants	2014-01-01	224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	224
Number of participants with account balances	2014-01-01	224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	138
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	70
Total of all active and inactive participants	2013-01-01	208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	208
Number of participants with account balances	2013-01-01	208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	177
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	125
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	61
Total of all active and inactive participants	2012-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	186
Number of participants with account balances	2012-01-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	119
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	58
Total of all active and inactive participants	2011-01-01	177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	177
Number of participants with account balances	2011-01-01	177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	138
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	28
Total of all active and inactive participants	2009-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	167
Number of participants with account balances	2009-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN

Measure	Date	Value
2022 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets	2022-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$0
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Expenses. Interest paid	2022-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-2,616,336
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,839,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,806,576
Expenses. Certain deemed distributions of participant loans	2022-12-31	$10,503
Value of total corrective distributions	2022-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,313,191
Value of total assets at end of year	2022-12-31	$23,284,430
Value of total assets at beginning of year	2022-12-31	$27,740,095
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$22,250
Total income from rents	2022-12-31	$0
Total interest from all sources	2022-12-31	$10,033
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$160,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$160,221
Assets. Real estate other than employer real property at end of year	2022-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2022-12-31	$0
Administrative expenses professional fees incurred	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2022-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2022-12-31	$0
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,347,842
Participant contributions at end of year	2022-12-31	$281,088
Participant contributions at beginning of year	2022-12-31	$152,658
Participant contributions at end of year	2022-12-31	$0
Participant contributions at beginning of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$3,309,522
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$4,354,432
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$122,143
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$0
Assets. Loans (other than to participants) at end of year	2022-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$0
Administrative expenses (other) incurred	2022-12-31	$0
Total non interest bearing cash at end of year	2022-12-31	$0
Total non interest bearing cash at beginning of year	2022-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-4,455,665
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$23,284,430
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$27,740,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Assets. partnership/joint venture interests at end of year	2022-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2022-12-31	$0
Investment advisory and management fees	2022-12-31	$7,859
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$19,583,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$23,198,194
Interest on participant loans	2022-12-31	$8,965
Income. Interest from loans (other than to participants)	2022-12-31	$0
Interest earned on other investments	2022-12-31	$1,068
Income. Interest from US Government securities	2022-12-31	$0
Income. Interest from corporate debt instruments	2022-12-31	$0
Value of interest in master investment trust accounts at end of year	2022-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$0
Value of interest in common/collective trusts at beginning of year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2022-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2022-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$110,433
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$34,811
Expenses. Payments to insurance carriers foe the provision of benefits	2022-12-31	$0
Asset value of US Government securities at end of year	2022-12-31	$0
Asset value of US Government securities at beginning of year	2022-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-5,099,781
Net investment gain/loss from pooled separate accounts	2022-12-31	$0
Net gain/loss from 103.12 investment entities	2022-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$0
Assets. Invements in employer securities at beginning of year	2022-12-31	$0
Assets. Value of employer real property at end of year	2022-12-31	$0
Assets. Value of employer real property at beginning of year	2022-12-31	$0
Contributions received in cash from employer	2022-12-31	$843,206
Employer contributions (assets) at end of year	2022-12-31	$0
Employer contributions (assets) at beginning of year	2022-12-31	$0
Income. Dividends from preferred stock	2022-12-31	$0
Income. Dividends from common stock	2022-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,806,576
Asset. Corporate debt instrument preferred debt at end of year	2022-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$0
Contract administrator fees	2022-12-31	$14,391
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2022-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2022-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2022-12-31	$0
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2022-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2022-12-31	$0
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	KBF CPAS LLP
Accountancy firm EIN	2022-12-31	821030164
2021 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets	2021-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$0
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Expenses. Interest paid	2021-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$4,907,244
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,455,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,315,015
Expenses. Certain deemed distributions of participant loans	2021-12-31	$61,295
Value of total corrective distributions	2021-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,054,037
Value of total assets at end of year	2021-12-31	$27,740,095
Value of total assets at beginning of year	2021-12-31	$24,288,500
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$79,339
Total income from rents	2021-12-31	$0
Total interest from all sources	2021-12-31	$18,241
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$319,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$319,982
Assets. Real estate other than employer real property at end of year	2021-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2021-12-31	$0
Administrative expenses professional fees incurred	2021-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2021-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2021-12-31	$0
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,246,765
Participant contributions at end of year	2021-12-31	$152,658
Participant contributions at beginning of year	2021-12-31	$307,066
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$4,354,432
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$3,182,963
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$32,505
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$797
Assets. Loans (other than to participants) at end of year	2021-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Other income not declared elsewhere	2021-12-31	$35,598
Administrative expenses (other) incurred	2021-12-31	$6,288
Total non interest bearing cash at end of year	2021-12-31	$0
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Income. Non cash contributions	2021-12-31	$0
Value of net income/loss	2021-12-31	$3,451,595
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$27,740,095
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$24,288,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Assets. partnership/joint venture interests at end of year	2021-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2021-12-31	$0
Investment advisory and management fees	2021-12-31	$64,272
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$23,198,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$20,706,441
Interest on participant loans	2021-12-31	$12,949
Income. Interest from loans (other than to participants)	2021-12-31	$0
Interest earned on other investments	2021-12-31	$5,292
Income. Interest from US Government securities	2021-12-31	$0
Income. Interest from corporate debt instruments	2021-12-31	$0
Value of interest in master investment trust accounts at end of year	2021-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$0
Value of interest in common/collective trusts at beginning of year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2021-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2021-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$34,811
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$91,233
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$0
Asset value of US Government securities at end of year	2021-12-31	$0
Asset value of US Government securities at beginning of year	2021-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,479,386
Net investment gain/loss from pooled separate accounts	2021-12-31	$0
Net investment gain or loss from common/collective trusts	2021-12-31	$0
Net gain/loss from 103.12 investment entities	2021-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$0
Assets. Invements in employer securities at beginning of year	2021-12-31	$0
Assets. Value of employer real property at end of year	2021-12-31	$0
Assets. Value of employer real property at beginning of year	2021-12-31	$0
Contributions received in cash from employer	2021-12-31	$774,767
Employer contributions (assets) at end of year	2021-12-31	$0
Employer contributions (assets) at beginning of year	2021-12-31	$0
Income. Dividends from preferred stock	2021-12-31	$0
Income. Dividends from common stock	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,315,015
Asset. Corporate debt instrument preferred debt at end of year	2021-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2021-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2021-12-31	$0
Contract administrator fees	2021-12-31	$8,779
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2021-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2021-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2021-12-31	$0
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2021-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2021-12-31	$0
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	ARMANINO LLP
Accountancy firm EIN	2021-12-31	946214841
2020 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$5,153,934
Total of all expenses incurred	2020-12-31	$972,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$900,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,986,340
Value of total assets at end of year	2020-12-31	$24,288,500
Value of total assets at beginning of year	2020-12-31	$20,107,261
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$72,683
Total interest from all sources	2020-12-31	$18,263
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$242,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$242,426
Administrative expenses professional fees incurred	2020-12-31	$14,011
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,109,290
Participant contributions at end of year	2020-12-31	$307,066
Participant contributions at beginning of year	2020-12-31	$376,515
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$3,182,963
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$2,309,040
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$182,349
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$797
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$417
Other income not declared elsewhere	2020-12-31	$576,703
Administrative expenses (other) incurred	2020-12-31	$43,044
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,181,239
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$24,288,500
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$20,107,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$15,628
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$20,706,441
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$16,593,020
Value of interest in pooled separate accounts at end of year	2020-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$735,537
Interest on participant loans	2020-12-31	$18,070
Interest earned on other investments	2020-12-31	$193
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$91,233
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$92,732
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,317,083
Net investment gain/loss from pooled separate accounts	2020-12-31	$13,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$694,701
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$900,012
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	ARMANINO LLP
Accountancy firm EIN	2020-12-31	946214841
2019 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$5,179,155
Total income from all sources (including contributions)	2019-12-31	$5,179,155
Total of all expenses incurred	2019-12-31	$634,033
Total of all expenses incurred	2019-12-31	$634,033
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$594,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$594,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,727,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,727,300
Value of total assets at end of year	2019-12-31	$20,107,261
Value of total assets at end of year	2019-12-31	$20,107,261
Value of total assets at beginning of year	2019-12-31	$15,562,139
Value of total assets at beginning of year	2019-12-31	$15,562,139
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$39,074
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$39,074
Total interest from all sources	2019-12-31	$19,089
Total interest from all sources	2019-12-31	$19,089
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$241,191
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$241,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$241,191
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$241,191
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$950,648
Contributions received from participants	2019-12-31	$950,648
Participant contributions at end of year	2019-12-31	$376,515
Participant contributions at end of year	2019-12-31	$376,515
Participant contributions at beginning of year	2019-12-31	$311,013
Participant contributions at beginning of year	2019-12-31	$311,013
Participant contributions at end of year	2019-12-31	$0
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$121
Participant contributions at beginning of year	2019-12-31	$121
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$2,309,040
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$2,309,040
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$1,617,083
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$1,617,083
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$142,846
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$142,846
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$417
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$417
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$472
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$472
Other income not declared elsewhere	2019-12-31	$410,934
Other income not declared elsewhere	2019-12-31	$410,934
Administrative expenses (other) incurred	2019-12-31	$39,074
Administrative expenses (other) incurred	2019-12-31	$39,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,545,122
Value of net income/loss	2019-12-31	$4,545,122
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,107,261
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$20,107,261
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$15,562,139
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$15,562,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$16,593,020
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$16,593,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$12,767,852
Value of interest in pooled separate accounts at end of year	2019-12-31	$735,537
Value of interest in pooled separate accounts at end of year	2019-12-31	$735,537
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$795,075
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$795,075
Interest on participant loans	2019-12-31	$18,895
Interest on participant loans	2019-12-31	$18,895
Interest earned on other investments	2019-12-31	$194
Interest earned on other investments	2019-12-31	$194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$92,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$92,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$65,937
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$65,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,766,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,766,496
Net investment gain/loss from pooled separate accounts	2019-12-31	$14,145
Net investment gain/loss from pooled separate accounts	2019-12-31	$14,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$633,806
Contributions received in cash from employer	2019-12-31	$633,806
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$4,586
Employer contributions (assets) at beginning of year	2019-12-31	$4,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$594,959
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$594,959
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ARMANINO LLP
Accountancy firm name	2019-12-31	ARMANINO LLP
Accountancy firm EIN	2019-12-31	946214841
Accountancy firm EIN	2019-12-31	946214841
2018 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$740,643
Total of all expenses incurred	2018-12-31	$1,451,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,415,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,437,161
Value of total assets at end of year	2018-12-31	$15,562,139
Value of total assets at beginning of year	2018-12-31	$16,273,352
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$36,555
Total interest from all sources	2018-12-31	$15,956
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$225,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$225,759
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$787,682
Participant contributions at end of year	2018-12-31	$311,013
Participant contributions at beginning of year	2018-12-31	$331,975
Participant contributions at end of year	2018-12-31	$121
Participant contributions at beginning of year	2018-12-31	$28,570
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$1,617,083
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$1,420,720
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$121,879
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$472
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$450
Other income not declared elsewhere	2018-12-31	$-129,538
Administrative expenses (other) incurred	2018-12-31	$36,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-711,213
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$15,562,139
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$16,273,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$12,767,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$13,537,845
Value of interest in pooled separate accounts at end of year	2018-12-31	$795,075
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$894,414
Interest on participant loans	2018-12-31	$15,791
Interest earned on other investments	2018-12-31	$165
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$65,937
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$37,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-823,081
Net investment gain/loss from pooled separate accounts	2018-12-31	$14,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$527,600
Employer contributions (assets) at end of year	2018-12-31	$4,586
Employer contributions (assets) at beginning of year	2018-12-31	$22,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,415,301
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2018-12-31	910189318
2017 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2017 401k financial data
Total transfer of assets to this plan	2017-12-31	$5
Total income from all sources (including contributions)	2017-12-31	$3,703,258
Total of all expenses incurred	2017-12-31	$657,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$626,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,638,027
Value of total assets at end of year	2017-12-31	$16,273,352
Value of total assets at beginning of year	2017-12-31	$13,227,537
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$30,757
Total interest from all sources	2017-12-31	$13,515
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$178,942
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$178,942
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$924,291
Participant contributions at end of year	2017-12-31	$331,975
Participant contributions at beginning of year	2017-12-31	$334,891
Participant contributions at end of year	2017-12-31	$28,570
Participant contributions at beginning of year	2017-12-31	$29,677
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$1,420,720
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$985,135
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$97,176
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$450
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$463
Other income not declared elsewhere	2017-12-31	$164,748
Administrative expenses (other) incurred	2017-12-31	$18,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,045,810
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$16,273,352
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$13,227,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$12,552
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$13,537,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,842,523
Value of interest in pooled separate accounts at end of year	2017-12-31	$894,414
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$957,812
Interest on participant loans	2017-12-31	$13,361
Interest earned on other investments	2017-12-31	$154
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$37,226
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$28,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,694,332
Net investment gain/loss from pooled separate accounts	2017-12-31	$13,694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$616,560
Employer contributions (assets) at end of year	2017-12-31	$22,152
Employer contributions (assets) at beginning of year	2017-12-31	$48,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$626,691
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2017-12-31	910189318
2016 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$2,300,334
Total of all expenses incurred	2016-12-31	$674,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$640,308
Expenses. Certain deemed distributions of participant loans	2016-12-31	$18
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,459,761
Value of total assets at end of year	2016-12-31	$13,227,537
Value of total assets at beginning of year	2016-12-31	$11,602,059
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$34,530
Total interest from all sources	2016-12-31	$14,453
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$134,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$134,465
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$868,433
Participant contributions at end of year	2016-12-31	$334,891
Participant contributions at beginning of year	2016-12-31	$377,616
Participant contributions at end of year	2016-12-31	$29,677
Participant contributions at beginning of year	2016-12-31	$22,306
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$985,135
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$837,275
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$13,215
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$463
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$590
Other income not declared elsewhere	2016-12-31	$67,024
Administrative expenses (other) incurred	2016-12-31	$14,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,625,478
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$13,227,537
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$11,602,059
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$20,493
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,842,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$9,396,879
Value of interest in pooled separate accounts at end of year	2016-12-31	$957,812
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$880,105
Interest on participant loans	2016-12-31	$14,312
Interest earned on other investments	2016-12-31	$141
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$28,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$31,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$610,410
Net investment gain/loss from pooled separate accounts	2016-12-31	$14,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$578,113
Employer contributions (assets) at end of year	2016-12-31	$48,476
Employer contributions (assets) at beginning of year	2016-12-31	$56,093
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$640,308
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2016-12-31	910189318
2015 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,395,734
Total of all expenses incurred	2015-12-31	$968,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$930,959
Value of total corrective distributions	2015-12-31	$1,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,442,976
Value of total assets at end of year	2015-12-31	$11,602,059
Value of total assets at beginning of year	2015-12-31	$11,174,367
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$35,583
Total interest from all sources	2015-12-31	$13,767
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$149,718
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$149,718
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$852,366
Participant contributions at end of year	2015-12-31	$377,616
Participant contributions at beginning of year	2015-12-31	$345,513
Participant contributions at end of year	2015-12-31	$22,306
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$837,275
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$452,882
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$9,101
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$590
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$649
Other income not declared elsewhere	2015-12-31	$-74,551
Administrative expenses (other) incurred	2015-12-31	$14,020
Total non interest bearing cash at beginning of year	2015-12-31	$19,403
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$427,692
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,602,059
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$11,174,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$21,563
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$9,396,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$9,405,967
Value of interest in pooled separate accounts at end of year	2015-12-31	$880,105
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$906,890
Interest on participant loans	2015-12-31	$13,624
Interest earned on other investments	2015-12-31	$143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$31,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$14,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-150,000
Net investment gain/loss from pooled separate accounts	2015-12-31	$13,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$581,509
Employer contributions (assets) at end of year	2015-12-31	$56,093
Employer contributions (assets) at beginning of year	2015-12-31	$28,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$930,959
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,137,944
Total of all expenses incurred	2014-12-31	$870,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$833,063
Expenses. Certain deemed distributions of participant loans	2014-12-31	$8,119
Value of total corrective distributions	2014-12-31	$4,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,448,563
Value of total assets at end of year	2014-12-31	$11,174,367
Value of total assets at beginning of year	2014-12-31	$9,907,102
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$24,968
Total interest from all sources	2014-12-31	$26,902
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$156,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$156,288
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$757,356
Participant contributions at end of year	2014-12-31	$345,513
Participant contributions at beginning of year	2014-12-31	$359,044
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$452,882
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$387,126
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$158,807
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$649
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$640
Other income not declared elsewhere	2014-12-31	$6,382
Administrative expenses (other) incurred	2014-12-31	$15,258
Total non interest bearing cash at end of year	2014-12-31	$19,403
Total non interest bearing cash at beginning of year	2014-12-31	$14,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,267,265
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$11,174,367
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,907,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$9,710
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$9,405,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,337,466
Value of interest in pooled separate accounts at end of year	2014-12-31	$906,890
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$787,684
Interest on participant loans	2014-12-31	$26,864
Interest earned on other investments	2014-12-31	$38
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$14,307
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$486,012
Net investment gain/loss from pooled separate accounts	2014-12-31	$13,797
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$532,400
Employer contributions (assets) at end of year	2014-12-31	$28,756
Employer contributions (assets) at beginning of year	2014-12-31	$20,502
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$833,063
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$3,559,938
Total of all expenses incurred	2013-12-31	$950,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$934,335
Expenses. Certain deemed distributions of participant loans	2013-12-31	$6,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,042,330
Value of total assets at end of year	2013-12-31	$9,907,102
Value of total assets at beginning of year	2013-12-31	$7,297,935
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$9,655
Total interest from all sources	2013-12-31	$10,567
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$112,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$112,258
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$834,329
Participant contributions at end of year	2013-12-31	$359,044
Participant contributions at beginning of year	2013-12-31	$174,269
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$387,126
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$355,376
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$627,679
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$640
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$287
Other income not declared elsewhere	2013-12-31	$12,847
Administrative expenses (other) incurred	2013-12-31	$2,050
Total non interest bearing cash at end of year	2013-12-31	$14,640
Total non interest bearing cash at beginning of year	2013-12-31	$10,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,609,167
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,907,102
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,297,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$7,605
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,337,466
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,048,589
Value of interest in pooled separate accounts at end of year	2013-12-31	$787,684
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$706,898
Interest on participant loans	2013-12-31	$10,542
Interest earned on other investments	2013-12-31	$25
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,368,706
Net investment gain/loss from pooled separate accounts	2013-12-31	$13,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$580,322
Employer contributions (assets) at end of year	2013-12-31	$20,502
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$934,335
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ARMANINO MCKENNA LLP
Accountancy firm EIN	2013-12-31	946214841
2012 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$2,003,527
Total of all expenses incurred	2012-12-31	$1,035,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,008,492
Expenses. Certain deemed distributions of participant loans	2012-12-31	$18,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,250,061
Value of total assets at end of year	2012-12-31	$7,297,935
Value of total assets at beginning of year	2012-12-31	$6,329,410
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$8,398
Total interest from all sources	2012-12-31	$8,277
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$105,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$105,169
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$677,861
Participant contributions at end of year	2012-12-31	$174,269
Participant contributions at beginning of year	2012-12-31	$199,513
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$355,376
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$103,647
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$287
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$194
Other income not declared elsewhere	2012-12-31	$-5,384
Administrative expenses (other) incurred	2012-12-31	$1,050
Total non interest bearing cash at end of year	2012-12-31	$10,096
Total non interest bearing cash at beginning of year	2012-12-31	$7,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$968,525
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,297,935
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,329,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$7,348
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,048,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,392,727
Value of interest in pooled separate accounts at end of year	2012-12-31	$706,898
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$727,656
Interest on participant loans	2012-12-31	$8,262
Interest earned on other investments	2012-12-31	$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,420
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,581
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$631,801
Net investment gain/loss from pooled separate accounts	2012-12-31	$13,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$468,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,008,492
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ARMANINO MCKENNA LLP
Accountancy firm EIN	2012-12-31	946214841
2011 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$1,224,079
Total of all expenses incurred	2011-12-31	$482,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$470,596
Expenses. Certain deemed distributions of participant loans	2011-12-31	$4,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,345,476
Value of total assets at end of year	2011-12-31	$6,329,410
Value of total assets at beginning of year	2011-12-31	$5,587,728
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$6,818
Total interest from all sources	2011-12-31	$7,965
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$70,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$70,450
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$682,622
Participant contributions at end of year	2011-12-31	$199,513
Participant contributions at beginning of year	2011-12-31	$178,753
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$171,654
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$194
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$215
Administrative expenses (other) incurred	2011-12-31	$1,275
Total non interest bearing cash at end of year	2011-12-31	$7,739
Total non interest bearing cash at beginning of year	2011-12-31	$5,543
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$741,682
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,329,410
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,587,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$5,543
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,392,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,675,204
Value of interest in pooled separate accounts at end of year	2011-12-31	$727,656
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$689,060
Interest on participant loans	2011-12-31	$7,965
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,581
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,979
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-213,667
Net investment gain/loss from pooled separate accounts	2011-12-31	$13,855
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$491,200
Employer contributions (assets) at beginning of year	2011-12-31	$36,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$470,596
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	ARMANINO MCKENNA LLP
Accountancy firm EIN	2011-12-31	946214841
2010 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$2,018,096
Total of all expenses incurred	2010-12-31	$238,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$234,231
Expenses. Certain deemed distributions of participant loans	2010-12-31	$1,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,467,679
Value of total assets at end of year	2010-12-31	$5,587,728
Value of total assets at beginning of year	2010-12-31	$3,808,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,958
Total interest from all sources	2010-12-31	$8,114
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$72,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$72,240
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$775,039
Participant contributions at end of year	2010-12-31	$178,753
Participant contributions at beginning of year	2010-12-31	$119,116
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$93,380
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$215
Administrative expenses (other) incurred	2010-12-31	$1,650
Total non interest bearing cash at end of year	2010-12-31	$5,543
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,779,410
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,587,728
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,808,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$1,308
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,675,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,208,115
Value of interest in pooled separate accounts at end of year	2010-12-31	$689,060
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$481,087
Interest on participant loans	2010-12-31	$8,114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,979
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$448,911
Net investment gain/loss from pooled separate accounts	2010-12-31	$21,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$599,260
Employer contributions (assets) at end of year	2010-12-31	$36,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$234,231
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ARMANINO MCKENNA LLP
Accountancy firm EIN	2010-12-31	946214841
2009 : ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN

2022: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ASCEND CLINICAL, LLC 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

511330-01

Policy instance

Insurance contract or identification number	511330-01
Number of Individuals Covered	3
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	0
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

511330-01

Policy instance

Insurance contract or identification number	511330-01
Number of Individuals Covered	2
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	214
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	221
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	207
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	213
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	223
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	224
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	208
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	186
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	177
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT080267

Policy instance

Insurance contract or identification number	TT080267
Number of Individuals Covered	167
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	ASCEND CLINICAL, LLC
Employer identification number (EIN):	943357013
NAIC Classification:	621510
NAIC Description:	Medical and Diagnostic Laboratories

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3197597