CARBON FIVE, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARBON FIVE, INC. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2022 : CARBON FIVE, INC. 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-08-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-08-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-08-31 | $0 |
| Total income from all sources (including contributions) | 2022-08-31 | $-2,009,998 |
| Total loss/gain on sale of assets | 2022-08-31 | $0 |
| Total of all expenses incurred | 2022-08-31 | $16,704,358 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-08-31 | $16,657,685 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-08-31 | $246,423 |
| Value of total assets at end of year | 2022-08-31 | $0 |
| Value of total assets at beginning of year | 2022-08-31 | $18,714,356 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-08-31 | $46,673 |
| Total interest from all sources | 2022-08-31 | $767 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-08-31 | $28,892 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-08-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-08-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-08-31 | $28,892 |
| Administrative expenses professional fees incurred | 2022-08-31 | $13,502 |
| Was this plan covered by a fidelity bond | 2022-08-31 | Yes |
| Value of fidelity bond cover | 2022-08-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-08-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-08-31 | No |
| Contributions received from participants | 2022-08-31 | $186,915 |
| Participant contributions at end of year | 2022-08-31 | $0 |
| Participant contributions at beginning of year | 2022-08-31 | $30,844 |
| Other income not declared elsewhere | 2022-08-31 | $2 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-31 | No |
| Value of net income/loss | 2022-08-31 | $-18,714,356 |
| Value of net assets at end of year (total assets less liabilities) | 2022-08-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-08-31 | $18,714,356 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-08-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-08-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-08-31 | No |
| Investment advisory and management fees | 2022-08-31 | $17,921 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-08-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-08-31 | $7,566,917 |
| Value of interest in pooled separate accounts at end of year | 2022-08-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2022-08-31 | $481,760 |
| Interest on participant loans | 2022-08-31 | $245 |
| Interest earned on other investments | 2022-08-31 | $522 |
| Value of interest in common/collective trusts at end of year | 2022-08-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2022-08-31 | $9,882,807 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-08-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-08-31 | $82,916 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-08-31 | $-995,535 |
| Net investment gain/loss from pooled separate accounts | 2022-08-31 | $-51,746 |
| Net investment gain or loss from common/collective trusts | 2022-08-31 | $-1,238,801 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-08-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-08-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-08-31 | No |
| Contributions received in cash from employer | 2022-08-31 | $59,508 |
| Employer contributions (assets) at end of year | 2022-08-31 | $0 |
| Employer contributions (assets) at beginning of year | 2022-08-31 | $669,112 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-08-31 | $16,657,685 |
| Contract administrator fees | 2022-08-31 | $15,250 |
| Did the plan have assets held for investment | 2022-08-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-08-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2022-08-31 | Unqualified |
| Accountancy firm name | 2022-08-31 | MANN, URRUTIA, NELSON CPAS |
| Accountancy firm EIN | 2022-08-31 | 200276349 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-2,009,998 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $16,704,358 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $16,657,685 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $246,423 |
| Value of total assets at end of year | 2022-01-01 | $0 |
| Value of total assets at beginning of year | 2022-01-01 | $18,714,356 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $46,673 |
| Total interest from all sources | 2022-01-01 | $767 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $28,892 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2022-01-01 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $28,892 |
| Administrative expenses professional fees incurred | 2022-01-01 | $13,502 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $186,915 |
| Participant contributions at end of year | 2022-01-01 | $0 |
| Participant contributions at beginning of year | 2022-01-01 | $30,844 |
| Other income not declared elsewhere | 2022-01-01 | $2 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-18,714,356 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $18,714,356 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $17,921 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $7,566,917 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $481,760 |
| Interest on participant loans | 2022-01-01 | $245 |
| Interest earned on other investments | 2022-01-01 | $522 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $9,882,807 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $82,916 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-995,535 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $-51,746 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $-1,238,801 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $59,508 |
| Employer contributions (assets) at end of year | 2022-01-01 | $0 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $669,112 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $16,657,685 |
| Contract administrator fees | 2022-01-01 | $15,250 |
| Did the plan have assets held for investment | 2022-01-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | MANN, URRUTIA, NELSON CPAS |
| Accountancy firm EIN | 2022-01-01 | 200276349 |
| 2021 : CARBON FIVE, INC. 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $4,527,248 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $1,191,038 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,133,142 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,935,102 |
| Value of total assets at end of year | 2021-12-31 | $18,714,356 |
| Value of total assets at beginning of year | 2021-12-31 | $15,378,146 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $57,896 |
| Total interest from all sources | 2021-12-31 | $8,925 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $106,012 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2021-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $106,012 |
| Administrative expenses professional fees incurred | 2021-12-31 | $28,246 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,051,055 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $212,091 |
| Assets. Loans (other than to participants) at end of year | 2021-12-31 | $30,844 |
| Assets. Loans (other than to participants) at beginning of year | 2021-12-31 | $44,782 |
| Other income not declared elsewhere | 2021-12-31 | $78 |
| Administrative expenses (other) incurred | 2021-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $3,336,210 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $18,714,356 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $15,378,146 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $28,246 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $7,566,917 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,774,760 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $481,760 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $250,144 |
| Interest on participant loans | 2021-12-31 | $2,169 |
| Interest earned on other investments | 2021-12-31 | $6,756 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $9,882,807 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $7,789,908 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $82,916 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $2,832,920 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $969,677 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $90,369 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $1,417,085 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $671,956 |
| Employer contributions (assets) at end of year | 2021-12-31 | $669,112 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $685,632 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,133,142 |
| Contract administrator fees | 2021-12-31 | $1,404 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | MANN URRUTIA NELSON CPAS ASSOC LLP |
| Accountancy firm EIN | 2021-12-31 | 200276349 |
| 2020 : CARBON FIVE, INC. 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $3,716,840 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $547,668 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $451,964 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $54,894 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,979,695 |
| Value of total assets at end of year | 2020-12-31 | $15,378,146 |
| Value of total assets at beginning of year | 2020-12-31 | $12,208,974 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $40,810 |
| Total interest from all sources | 2020-12-31 | $30,673 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $70,288 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $70,288 |
| Administrative expenses professional fees incurred | 2020-12-31 | $39,768 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $1,106,199 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $187,864 |
| Assets. Loans (other than to participants) at end of year | 2020-12-31 | $44,782 |
| Assets. Loans (other than to participants) at beginning of year | 2020-12-31 | $37,059 |
| Other income not declared elsewhere | 2020-12-31 | $0 |
| Administrative expenses (other) incurred | 2020-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $3,169,172 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $15,378,146 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $12,208,974 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,774,760 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $5,263,424 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $250,144 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $251,170 |
| Interest on participant loans | 2020-12-31 | $3,383 |
| Interest earned on other investments | 2020-12-31 | $27,290 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $7,789,908 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $5,983,413 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $2,832,920 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $37,527 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $498,732 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $15,311 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,122,141 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $685,632 |
| Employer contributions (assets) at end of year | 2020-12-31 | $685,632 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $636,381 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $451,964 |
| Contract administrator fees | 2020-12-31 | $1,042 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | MANN, URRUTIA, NELSON CPA'S |
| Accountancy firm EIN | 2020-12-31 | 200276349 |
