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XOOM CORPORATION 401K PLAN 401k Plan overview

Plan NameXOOM CORPORATION 401K PLAN
Plan identification number 001

XOOM CORPORATION 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

XOOM CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:XOOM CORPORATION
Employer identification number (EIN):943401054
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan XOOM CORPORATION 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01CHRISTINE RUDDY
0012015-01-01CHRISTINE RUDDY
0012014-01-01CHRISTINE RUDDY
0012013-01-01LISA NGUYEN
0012012-01-012013-10-15
0012012-01-01CHRISTINE RUDDY
0012011-01-01CHRISTINE RUDDY2012-04-27 CHRISTINE RUDDY2012-04-27
0012010-01-01CHRISTINE RUDDY2011-05-27 CHRISTINE RUDDY2011-05-27

Plan Statistics for XOOM CORPORATION 401K PLAN

401k plan membership statisitcs for XOOM CORPORATION 401K PLAN

Measure Date Value
2016: XOOM CORPORATION 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01206
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: XOOM CORPORATION 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01284
Total number of active participants reported on line 7a of the Form 55002015-01-0142
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01164
Total of all active and inactive participants2015-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01206
Number of participants with account balances2015-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: XOOM CORPORATION 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01216
Total number of active participants reported on line 7a of the Form 55002014-01-01238
Number of other retired or separated participants entitled to future benefits2014-01-0143
Total of all active and inactive participants2014-01-01281
Total participants2014-01-01281
Number of participants with account balances2014-01-01199
2013: XOOM CORPORATION 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01162
Total number of active participants reported on line 7a of the Form 55002013-01-01186
Number of other retired or separated participants entitled to future benefits2013-01-0126
Total of all active and inactive participants2013-01-01212
Total participants2013-01-01212
Number of participants with account balances2013-01-01139
2012: XOOM CORPORATION 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01126
Total number of active participants reported on line 7a of the Form 55002012-01-01138
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0119
Total of all active and inactive participants2012-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01157
Number of participants with account balances2012-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on XOOM CORPORATION 401K PLAN

Measure Date Value
2016 : XOOM CORPORATION 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-11-30$-546,278
Total of all expenses incurred2016-11-30$9,787,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$9,769,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$0
Value of total assets at end of year2016-11-30$0
Value of total assets at beginning of year2016-11-30$10,334,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$18,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-11-30$0
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$1,000,000
If this is an individual account plan, was there a blackout period2016-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$0
Participant contributions at end of year2016-11-30$0
Participant contributions at beginning of year2016-11-30$129,682
Other income not declared elsewhere2016-11-30$1,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$-10,334,041
Value of net assets at end of year (total assets less liabilities)2016-11-30$0
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$10,334,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest in pooled separate accounts at end of year2016-11-30$0
Value of interest in pooled separate accounts at beginning of year2016-11-30$9,830,363
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-11-30$373,996
Net investment gain/loss from pooled separate accounts2016-11-30$-547,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Contributions received in cash from employer2016-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$9,769,644
Contract administrator fees2016-11-30$18,119
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-11-30No
Did the plan have assets held for investment2016-11-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30MOSS ADAMS LLP
Accountancy firm EIN2016-11-30910189318
2015 : XOOM CORPORATION 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,031,137
Total of all expenses incurred2015-12-31$588,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$578,580
Value of total corrective distributions2015-12-31$7,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,162,097
Value of total assets at end of year2015-12-31$10,334,041
Value of total assets at beginning of year2015-12-31$8,891,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,639
Total interest from all sources2015-12-31$3,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$2,639
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,754,204
Participant contributions at end of year2015-12-31$129,682
Participant contributions at beginning of year2015-12-31$82,916
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$407,893
Other income not declared elsewhere2015-12-31$8,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,442,394
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,334,041
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,891,647
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$9,830,363
Value of interest in pooled separate accounts at beginning of year2015-12-31$8,424,490
Interest on participant loans2015-12-31$3,945
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$373,996
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$384,241
Net investment gain/loss from pooled separate accounts2015-12-31$-143,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$578,580
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : XOOM CORPORATION 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,733,793
Total of all expenses incurred2014-12-31$99,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$95,314
Value of total corrective distributions2014-12-31$3,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,275,132
Value of total assets at end of year2014-12-31$8,891,647
Value of total assets at beginning of year2014-12-31$6,256,982
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$800
Total interest from all sources2014-12-31$1,842
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$800
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,769,114
Participant contributions at end of year2014-12-31$82,916
Participant contributions at beginning of year2014-12-31$23,160
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$506,018
Other income not declared elsewhere2014-12-31$4,049
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,634,665
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,891,647
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,256,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$8,424,490
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,981,949
Interest on participant loans2014-12-31$1,842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$384,241
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$251,873
Net investment gain/loss from pooled separate accounts2014-12-31$452,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$95,314
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG
Accountancy firm EIN2014-12-31135565207
2013 : XOOM CORPORATION 401K PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,417,690
Total of all expenses incurred2013-12-31$309,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$308,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,418,157
Value of total assets at end of year2013-12-31$6,256,982
Value of total assets at beginning of year2013-12-31$4,148,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$700
Total interest from all sources2013-12-31$690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$700
Was this plan covered by a fidelity bond2013-12-31No
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,312,458
Participant contributions at end of year2013-12-31$23,160
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$105,699
Other income not declared elsewhere2013-12-31$2,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,108,465
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,256,982
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,148,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$5,981,949
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,010,048
Interest on participant loans2013-12-31$690
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$251,873
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$138,469
Net investment gain/loss from pooled separate accounts2013-12-31$996,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$308,525
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG
Accountancy firm EIN2013-12-31135565207
2012 : XOOM CORPORATION 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,615,693
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$362,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$356,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,158,501
Value of total assets at end of year2012-12-31$4,148,517
Value of total assets at beginning of year2012-12-31$2,895,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,794
Total interest from all sources2012-12-31$8
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$150,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,040,713
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$582
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$117,788
Other income not declared elsewhere2012-12-31$2,357
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$1,252,730
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,148,517
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,895,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$6,294
Value of interest in pooled separate accounts at end of year2012-12-31$4,010,048
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,810,522
Interest on participant loans2012-12-31$8
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$138,469
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$84,683
Net investment gain/loss from pooled separate accounts2012-12-31$454,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$356,169
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG
Accountancy firm EIN2012-12-31135565207

Form 5500 Responses for XOOM CORPORATION 401K PLAN

2016: XOOM CORPORATION 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: XOOM CORPORATION 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: XOOM CORPORATION 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: XOOM CORPORATION 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: XOOM CORPORATION 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number997894-000
Policy instance 1
Insurance contract or identification number997894-000
Number of Individuals Covered206
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $29,160
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,431
Insurance broker organization code?3
Insurance broker nameABD INSURANCE & FINANCIAL SERVICES
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number997894-000
Policy instance 1
Insurance contract or identification number997894-000
Number of Individuals Covered199
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $22,412
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,108
Insurance broker organization code?3
Insurance broker nameW & R INS AGENCY INC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number997894-000
Policy instance 1
Insurance contract or identification number997894-000
Number of Individuals Covered139
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $17,514
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,514
Insurance broker organization code?3
Insurance broker nameW & R INS AGENCY INC
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number997894-000
Policy instance 1
Insurance contract or identification number997894-000
Number of Individuals Covered108
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $13,995
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,995
Insurance broker organization code?3
Insurance broker nameW & R INS AGENCY INC

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