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SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 401k Plan overview

Plan NameSHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN
Plan identification number 003

SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covering Self-Employed individuals.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SHEPPARD, MULLIN, RICHTER & HAMPTON LLP has sponsored the creation of one or more 401k plans.

Company Name:SHEPPARD, MULLIN, RICHTER & HAMPTON LLP
Employer identification number (EIN):951463164
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01EDWARD TINSON
0032016-01-01EDWARD TINSON
0032015-01-01EDWARD TINSON
0032014-01-01EDWARD TINSON
0032013-01-01EDWARD TINSON
0032012-01-01JOHN J. HENTRICH
0032011-01-01ROBERT L. ZUBER
0032010-01-01ROBERT L. ZUBER
0032009-01-01ROBERT L. ZUBER

Plan Statistics for SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN

401k plan membership statisitcs for SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN

Measure Date Value
2022: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2022 401k membership
Market value of plan assets2022-12-31184,026,341
Acturial value of plan assets2022-12-31184,026,341
Funding target for retired participants and beneficiaries receiving payment2022-12-311,376,513
Number of terminated vested participants2022-12-3139
Fundng target for terminated vested participants2022-12-313,760,877
Active participant vested funding target2022-12-31152,551,382
Number of active participants2022-12-31393
Total funding liabilities for active participants2022-12-31152,551,382
Total participant count2022-12-31437
Total funding target for all participants2022-12-31157,688,772
Balance at beginning of prior year after applicable adjustments2022-12-314,271,519
Prefunding balance at beginning of prior year after applicable adjustments2022-12-3111,477,780
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-314,271,519
Amount remaining of prefunding balance2022-12-3111,477,780
Present value of excess contributions2022-12-319,508,005
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-3110,010,978
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-314,592,737
Balance of prefunding at beginning of current year2022-12-3112,340,909
Total employer contributions2022-12-3132,865,033
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-3131,150,684
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-3124,524,813
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-3115,120,890
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-3115,120,890
Contributions allocatedtoward minimum required contributions for current year2022-12-3131,150,684
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-01437
Total number of active participants reported on line 7a of the Form 55002022-01-01420
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0139
Total of all active and inactive participants2022-01-01464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-31153,597,845
Acturial value of plan assets2021-12-31153,597,845
Funding target for retired participants and beneficiaries receiving payment2021-12-31605,962
Number of terminated vested participants2021-12-3140
Fundng target for terminated vested participants2021-12-317,018,672
Active participant vested funding target2021-12-31126,462,936
Number of active participants2021-12-31375
Total funding liabilities for active participants2021-12-31126,462,936
Total participant count2021-12-31419
Total funding target for all participants2021-12-31134,087,570
Balance at beginning of prior year after applicable adjustments2021-12-313,808,416
Prefunding balance at beginning of prior year after applicable adjustments2021-12-3110,233,399
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-313,808,416
Amount remaining of prefunding balance2021-12-3110,233,399
Present value of excess contributions2021-12-312,084,270
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-312,187,441
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-314,271,519
Balance of prefunding at beginning of current year2021-12-3111,477,780
Total employer contributions2021-12-3132,411,180
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-3130,719,668
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-3124,972,639
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-3121,211,663
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-3121,211,663
Contributions allocatedtoward minimum required contributions for current year2021-12-3130,719,668
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-01418
Total number of active participants reported on line 7a of the Form 55002021-01-01392
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-0139
Total of all active and inactive participants2021-01-01436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01436
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-31132,502,604
Acturial value of plan assets2020-12-31132,502,604
Funding target for retired participants and beneficiaries receiving payment2020-12-31604,527
Number of terminated vested participants2020-12-3139
Fundng target for terminated vested participants2020-12-314,310,343
Active participant vested funding target2020-12-31110,919,137
Number of active participants2020-12-31356
Total funding liabilities for active participants2020-12-31110,919,137
Total participant count2020-12-31399
Total funding target for all participants2020-12-31115,834,007
Balance at beginning of prior year after applicable adjustments2020-12-313,312,530
Prefunding balance at beginning of prior year after applicable adjustments2020-12-318,900,930
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-313,312,530
Amount remaining of prefunding balance2020-12-318,900,930
Present value of excess contributions2020-12-316,239,836
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-316,558,068
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-313,808,416
Balance of prefunding at beginning of current year2020-12-3110,233,399
Total employer contributions2020-12-3126,005,968
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-3124,711,571
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-3125,254,083
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-3122,627,301
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-3122,627,301
Contributions allocatedtoward minimum required contributions for current year2020-12-3124,711,571
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-01400
Total number of active participants reported on line 7a of the Form 55002020-01-01374
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-0140
Total of all active and inactive participants2020-01-01418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-3195,389,247
Acturial value of plan assets2019-12-3195,389,247
Funding target for retired participants and beneficiaries receiving payment2019-12-31222,400
Number of terminated vested participants2019-12-3150
Fundng target for terminated vested participants2019-12-315,184,081
Active participant vested funding target2019-12-3176,134,399
Number of active participants2019-12-31339
Total funding liabilities for active participants2019-12-3176,134,399
Total participant count2019-12-31392
Total funding target for all participants2019-12-3181,540,880
Balance at beginning of prior year after applicable adjustments2019-12-313,494,230
Prefunding balance at beginning of prior year after applicable adjustments2019-12-314,325,876
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-313,494,230
Amount remaining of prefunding balance2019-12-314,325,876
Present value of excess contributions2019-12-3115,895,799
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-3116,733,508
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-314,800,000
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-313,312,530
Balance of prefunding at beginning of current year2019-12-318,900,930
Total employer contributions2019-12-3130,264,303
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-3128,640,118
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-3124,035,189
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-3122,400,282
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-3122,400,282
Contributions allocatedtoward minimum required contributions for current year2019-12-3128,640,118
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-01392
Total number of active participants reported on line 7a of the Form 55002019-01-01355
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0140
Total of all active and inactive participants2019-01-01399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-3182,373,846
Acturial value of plan assets2018-12-3182,373,846
Funding target for retired participants and beneficiaries receiving payment2018-12-31228,245
Number of terminated vested participants2018-12-3144
Fundng target for terminated vested participants2018-12-312,840,305
Active participant vested funding target2018-12-3169,215,175
Number of active participants2018-12-31333
Total funding liabilities for active participants2018-12-3169,215,175
Total participant count2018-12-31380
Total funding target for all participants2018-12-3172,283,725
Balance at beginning of prior year after applicable adjustments2018-12-313,171,959
Prefunding balance at beginning of prior year after applicable adjustments2018-12-313,926,903
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-313,171,959
Amount remaining of prefunding balance2018-12-313,926,903
Present value of excess contributions2018-12-314,325,429
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-314,562,895
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-313,494,230
Balance of prefunding at beginning of current year2018-12-314,325,876
Total employer contributions2018-12-3125,792,808
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-3124,411,224
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-3110,785,440
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-318,515,425
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-318,515,425
Contributions allocatedtoward minimum required contributions for current year2018-12-3124,411,224
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01379
Total number of active participants reported on line 7a of the Form 55002018-01-01339
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0150
Total of all active and inactive participants2018-01-01392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-3168,129,549
Acturial value of plan assets2017-12-3168,129,549
Funding target for retired participants and beneficiaries receiving payment2017-12-31220,984
Number of terminated vested participants2017-12-3140
Fundng target for terminated vested participants2017-12-311,794,907
Active participant vested funding target2017-12-3157,750,342
Number of active participants2017-12-31326
Total funding liabilities for active participants2017-12-3157,750,342
Total participant count2017-12-31369
Total funding target for all participants2017-12-3159,766,233
Balance at beginning of prior year after applicable adjustments2017-12-312,922,656
Prefunding balance at beginning of prior year after applicable adjustments2017-12-311,314,754
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-312,922,656
Amount remaining of prefunding balance2017-12-311,314,754
Present value of excess contributions2017-12-318,505,326
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-318,991,831
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-312,500,000
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-313,171,959
Balance of prefunding at beginning of current year2017-12-313,926,903
Total employer contributions2017-12-3114,439,474
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-3113,657,552
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-3110,596,577
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-319,332,123
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-319,332,123
Contributions allocatedtoward minimum required contributions for current year2017-12-3113,657,552
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01369
Total number of active participants reported on line 7a of the Form 55002017-01-01333
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0143
Total of all active and inactive participants2017-01-01379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01379
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-3154,943,956
Acturial value of plan assets2016-12-3154,943,956
Funding target for retired participants and beneficiaries receiving payment2016-12-31102,089
Number of terminated vested participants2016-12-3134
Fundng target for terminated vested participants2016-12-311,659,213
Active participant vested funding target2016-12-3146,653,885
Number of active participants2016-12-31316
Total funding liabilities for active participants2016-12-3146,653,885
Total participant count2016-12-31351
Total funding target for all participants2016-12-3148,415,187
Balance at beginning of prior year after applicable adjustments2016-12-313,103,596
Prefunding balance at beginning of prior year after applicable adjustments2016-12-311,396,149
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-313,103,596
Amount remaining of prefunding balance2016-12-311,396,149
Present value of excess contributions2016-12-315,688,878
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-316,026,228
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-312,922,656
Balance of prefunding at beginning of current year2016-12-311,314,754
Total employer contributions2016-12-3111,947,706
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3111,346,701
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-315,132,734
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-312,841,375
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-312,841,375
Contributions allocatedtoward minimum required contributions for current year2016-12-3111,346,701
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01351
Total number of active participants reported on line 7a of the Form 55002016-01-01326
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-0139
Total of all active and inactive participants2016-01-01368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01336
Total number of active participants reported on line 7a of the Form 55002015-01-01316
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0133
Total of all active and inactive participants2015-01-01350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01320
Total number of active participants reported on line 7a of the Form 55002014-01-01293
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0140
Total of all active and inactive participants2014-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01331
Total number of active participants reported on line 7a of the Form 55002013-01-01287
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0132
Total of all active and inactive participants2013-01-01320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01310
Total number of active participants reported on line 7a of the Form 55002012-01-01263
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0166
Total of all active and inactive participants2012-01-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01301
Total number of active participants reported on line 7a of the Form 55002011-01-01243
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0166
Total of all active and inactive participants2011-01-01309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01286
Total number of active participants reported on line 7a of the Form 55002010-01-01239
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0161
Total of all active and inactive participants2010-01-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01261
Total number of active participants reported on line 7a of the Form 55002009-01-01225
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0159
Total of all active and inactive participants2009-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN

Measure Date Value
2022 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-8,356
Total unrealized appreciation/depreciation of assets2022-12-31$-8,356
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$12,074,088
Total loss/gain on sale of assets2022-12-31$55,582
Total of all expenses incurred2022-12-31$20,422,589
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$20,422,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$32,865,033
Value of total assets at end of year2022-12-31$175,911,427
Value of total assets at beginning of year2022-12-31$184,259,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$0
Total interest from all sources2022-12-31$182,291
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,266,374
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,266,374
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$15,027,511
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$13,145,017
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$78,666
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$64
Other income not declared elsewhere2022-12-31$20,605
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,348,501
Value of net assets at end of year (total assets less liabilities)2022-12-31$175,911,427
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$184,259,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$123,030,759
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$139,493,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$17,032,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$12,477,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$12,477,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$182,291
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-24,307,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$32,865,033
Employer contributions (assets) at end of year2022-12-31$20,741,542
Employer contributions (assets) at beginning of year2022-12-31$19,143,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$20,422,589
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$30,018,281
Aggregate carrying amount (costs) on sale of assets2022-12-31$29,962,699
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2022-12-31954659692
2021 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$758,577
Total unrealized appreciation/depreciation of assets2021-12-31$758,577
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$43,445,813
Total loss/gain on sale of assets2021-12-31$313,405
Total of all expenses incurred2021-12-31$12,944,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$12,944,404
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$32,411,180
Value of total assets at end of year2021-12-31$184,259,928
Value of total assets at beginning of year2021-12-31$153,758,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$949
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,430,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,430,433
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$13,145,017
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$9,002,007
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$64
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$114
Other income not declared elsewhere2021-12-31$15,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$30,501,409
Value of net assets at end of year (total assets less liabilities)2021-12-31$184,259,928
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$153,758,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$139,493,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$114,572,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$12,477,974
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$13,430,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$13,430,002
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$949
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,515,651
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$32,411,180
Employer contributions (assets) at end of year2021-12-31$19,143,736
Employer contributions (assets) at beginning of year2021-12-31$16,753,531
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$12,944,404
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$69,808,559
Aggregate carrying amount (costs) on sale of assets2021-12-31$69,495,154
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2021-12-31954659692
2020 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$756,779
Total unrealized appreciation/depreciation of assets2020-12-31$756,779
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$40,500,455
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$19,520,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$19,520,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$26,005,968
Value of total assets at end of year2020-12-31$153,758,519
Value of total assets at beginning of year2020-12-31$132,778,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$39,211
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,277,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,277,061
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$9,002,007
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$8,245,228
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$114
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$9,689
Other income not declared elsewhere2020-12-31$17,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$20,979,550
Value of net assets at end of year (total assets less liabilities)2020-12-31$153,758,519
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$132,778,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$114,572,865
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$97,362,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$13,430,002
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$7,212,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$7,212,060
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$39,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$11,403,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$26,005,968
Employer contributions (assets) at end of year2020-12-31$16,753,531
Employer contributions (assets) at beginning of year2020-12-31$19,949,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$19,520,905
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$21,198,544
Aggregate carrying amount (costs) on sale of assets2020-12-31$21,198,544
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2020-12-31954659692
2019 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-4,772
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-4,772
Total unrealized appreciation/depreciation of assets2019-12-31$-4,772
Total unrealized appreciation/depreciation of assets2019-12-31$-4,772
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$43,807,409
Total income from all sources (including contributions)2019-12-31$43,807,409
Total loss/gain on sale of assets2019-12-31$7
Total loss/gain on sale of assets2019-12-31$7
Total of all expenses incurred2019-12-31$6,624,900
Total of all expenses incurred2019-12-31$6,624,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,624,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,624,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$30,264,303
Value of total assets at end of year2019-12-31$132,778,969
Value of total assets at end of year2019-12-31$132,778,969
Value of total assets at beginning of year2019-12-31$95,596,460
Value of total assets at beginning of year2019-12-31$95,596,460
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$195,303
Total interest from all sources2019-12-31$195,303
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,622,208
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,622,208
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,622,208
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,622,208
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$8,245,228
Assets. Other investments not covered elsewhere at end of year2019-12-31$8,245,228
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$9,689
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$9,590
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$9,590
Other income not declared elsewhere2019-12-31$14,009
Other income not declared elsewhere2019-12-31$14,009
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$37,182,509
Value of net income/loss2019-12-31$37,182,509
Value of net assets at end of year (total assets less liabilities)2019-12-31$132,778,969
Value of net assets at end of year (total assets less liabilities)2019-12-31$132,778,969
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$95,596,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$97,362,286
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$74,715,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$74,715,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$7,212,060
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,485,421
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,485,421
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,485,421
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,485,421
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$195,303
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$195,303
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,716,351
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,716,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$30,264,303
Contributions received in cash from employer2019-12-31$30,264,303
Employer contributions (assets) at end of year2019-12-31$19,949,706
Employer contributions (assets) at beginning of year2019-12-31$15,385,494
Employer contributions (assets) at beginning of year2019-12-31$15,385,494
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,624,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,624,900
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at end of year2019-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$31,738,791
Aggregate proceeds on sale of assets2019-12-31$31,738,791
Aggregate carrying amount (costs) on sale of assets2019-12-31$31,738,784
Aggregate carrying amount (costs) on sale of assets2019-12-31$31,738,784
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm name2019-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2019-12-31954659692
Accountancy firm EIN2019-12-31954659692
2018 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$21,741,255
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$8,646,951
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$8,646,951
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$25,792,808
Value of total assets at end of year2018-12-31$95,596,460
Value of total assets at beginning of year2018-12-31$82,502,156
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$32,444
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,266,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,266,723
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$9,590
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$555
Other income not declared elsewhere2018-12-31$8,512
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$13,094,304
Value of net assets at end of year (total assets less liabilities)2018-12-31$95,596,460
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$82,502,156
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$74,715,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$74,248,464
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,485,421
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$49,454
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$49,454
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$32,444
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,359,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$25,792,808
Employer contributions (assets) at end of year2018-12-31$15,385,494
Employer contributions (assets) at beginning of year2018-12-31$8,203,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$8,646,951
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$13,564,888
Aggregate carrying amount (costs) on sale of assets2018-12-31$13,564,888
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2018-12-31954659692
2017 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$21,074,576
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,773,498
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,773,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$14,439,474
Value of total assets at end of year2017-12-31$82,502,156
Value of total assets at beginning of year2017-12-31$68,201,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$20,753
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,947,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,947,376
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$555
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$986
Other income not declared elsewhere2017-12-31$9,186
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,301,078
Value of net assets at end of year (total assets less liabilities)2017-12-31$82,502,156
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$68,201,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$74,248,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$58,190,916
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$49,454
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$3,876,303
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$3,876,303
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$20,753
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,657,787
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$14,439,474
Employer contributions (assets) at end of year2017-12-31$8,203,683
Employer contributions (assets) at beginning of year2017-12-31$6,132,873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,773,498
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$19,402,406
Aggregate carrying amount (costs) on sale of assets2017-12-31$19,402,406
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2017-12-31954659692
2016 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$16,649,731
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,400,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,400,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,947,706
Value of total assets at end of year2016-12-31$68,201,078
Value of total assets at beginning of year2016-12-31$54,951,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$3,595
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,642,581
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,642,581
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$986
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$77
Other income not declared elsewhere2016-12-31$6,253
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,249,548
Value of net assets at end of year (total assets less liabilities)2016-12-31$68,201,078
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$54,951,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$58,190,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$50,598,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$3,876,303
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,295,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,295,382
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$3,595
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,049,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$11,947,706
Employer contributions (assets) at end of year2016-12-31$6,132,873
Employer contributions (assets) at beginning of year2016-12-31$1,057,333
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,400,183
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$6,540,476
Aggregate carrying amount (costs) on sale of assets2016-12-31$6,540,476
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2016-12-31954659692
2015 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,285,116
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,092,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,092,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$7,555,013
Value of total assets at end of year2015-12-31$54,951,530
Value of total assets at beginning of year2015-12-31$55,759,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$107
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,038,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,038,470
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$77
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$5
Other income not declared elsewhere2015-12-31$3,868
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-807,604
Value of net assets at end of year (total assets less liabilities)2015-12-31$54,951,530
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$55,759,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$50,598,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$53,872,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,295,382
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,886,518
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,886,518
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$107
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-5,312,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,555,013
Employer contributions (assets) at end of year2015-12-31$1,057,333
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,092,720
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$5,890,762
Aggregate carrying amount (costs) on sale of assets2015-12-31$5,890,762
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2015-12-31954659692
2014 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-1,192,878
Total unrealized appreciation/depreciation of assets2014-12-31$-1,192,878
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$2,170,847
Total income from all sources (including contributions)2014-12-31$8,759,337
Total loss/gain on sale of assets2014-12-31$2,300,311
Total of all expenses incurred2014-12-31$5,639,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,593,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,594,184
Value of total assets at end of year2014-12-31$55,759,134
Value of total assets at beginning of year2014-12-31$54,810,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$46,052
Total interest from all sources2014-12-31$345,934
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$711,679
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$711,679
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$5
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$107
Administrative expenses (other) incurred2014-12-31$25
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$1,789,874
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,119,341
Value of net assets at end of year (total assets less liabilities)2014-12-31$55,759,134
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$52,639,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$46,027
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$53,872,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,020,966
Income. Interest from US Government securities2014-12-31$87,180
Income. Interest from corporate debt instruments2014-12-31$257,456
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,886,518
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1,298
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$44,999,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,594,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,593,944
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$2,170,847
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$212,732,585
Aggregate carrying amount (costs) on sale of assets2014-12-31$210,432,274
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2014-12-31954659692
2013 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-146
Total unrealized appreciation/depreciation of assets2013-12-31$-146
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,170,847
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$500
Total income from all sources (including contributions)2013-12-31$11,171,940
Total loss/gain on sale of assets2013-12-31$4,925
Total of all expenses incurred2013-12-31$17,553,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$17,427,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,647,402
Value of total assets at end of year2013-12-31$54,810,640
Value of total assets at beginning of year2013-12-31$59,021,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$125,520
Total interest from all sources2013-12-31$16
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,714
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$500
Administrative expenses (other) incurred2013-12-31$575
Total non interest bearing cash at end of year2013-12-31$1,789,874
Total non interest bearing cash at beginning of year2013-12-31$125,274
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-6,381,247
Value of net assets at end of year (total assets less liabilities)2013-12-31$52,639,793
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$59,021,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$124,945
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,020,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$29,628,033
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$28,892,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$16
Asset value of US Government securities at end of year2013-12-31$44,999,800
Net investment gain/loss from pooled separate accounts2013-12-31$4,517,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,647,402
Employer contributions (assets) at beginning of year2013-12-31$375,235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$17,427,667
Liabilities. Value of benefit claims payable at end of year2013-12-31$2,170,847
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$231,500,000
Aggregate carrying amount (costs) on sale of assets2013-12-31$231,495,075
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2013-12-31954659692
2012 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$10,922,466
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,085,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,605,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,202,684
Value of total assets at end of year2012-12-31$59,021,540
Value of total assets at beginning of year2012-12-31$50,184,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$480,650
Total interest from all sources2012-12-31$14
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$500
Total non interest bearing cash at end of year2012-12-31$125,274
Total non interest bearing cash at beginning of year2012-12-31$536,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,836,618
Value of net assets at end of year (total assets less liabilities)2012-12-31$59,021,040
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$50,184,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$480,650
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$29,628,033
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$21,494,328
Value of interest in pooled separate accounts at end of year2012-12-31$28,892,997
Value of interest in pooled separate accounts at beginning of year2012-12-31$27,978,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$174,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$174,885
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,468,365
Net investment gain/loss from pooled separate accounts2012-12-31$3,251,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,202,684
Employer contributions (assets) at end of year2012-12-31$375,235
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,605,198
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2012-12-31954659692
2011 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,601,883
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$864,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$483,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,588,528
Value of total assets at end of year2011-12-31$50,184,422
Value of total assets at beginning of year2011-12-31$47,447,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$381,527
Total interest from all sources2011-12-31$68
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,377
Total non interest bearing cash at end of year2011-12-31$536,212
Total non interest bearing cash at beginning of year2011-12-31$659,308
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,737,199
Value of net assets at end of year (total assets less liabilities)2011-12-31$50,184,422
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$47,447,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$381,527
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$21,494,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,988,008
Value of interest in pooled separate accounts at end of year2011-12-31$27,978,997
Value of interest in pooled separate accounts at beginning of year2011-12-31$29,011,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$174,885
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$174,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$174,818
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$68
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-188,293
Net investment gain/loss from pooled separate accounts2011-12-31$-798,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,588,528
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$610,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$483,157
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2011-12-31954659692
2010 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$9,839,670
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,960,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,599,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,931,835
Value of total assets at end of year2010-12-31$47,447,218
Value of total assets at beginning of year2010-12-31$40,568,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$361,429
Total interest from all sources2010-12-31$2
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,209
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,209
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,377
Total non interest bearing cash at end of year2010-12-31$659,308
Total non interest bearing cash at beginning of year2010-12-31$480,668
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,879,031
Value of net assets at end of year (total assets less liabilities)2010-12-31$47,447,218
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$40,568,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$361,429
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,988,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$9,000,782
Value of interest in pooled separate accounts at end of year2010-12-31$29,011,718
Value of interest in pooled separate accounts at beginning of year2010-12-31$31,086,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$174,818
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,511,572
Net investment gain/loss from pooled separate accounts2010-12-31$2,395,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,931,835
Employer contributions (assets) at end of year2010-12-31$610,989
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,599,210
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LUCAS, HORSFALL, MURPHY & PINDROH
Accountancy firm EIN2010-12-31954659692
2009 : SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN

2022: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SHEPPARD, MULLIN, RICHTER & HAMPTON LLP CASH BALANCE PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number954203147
Policy instance 1
Insurance contract or identification number954203147
Total amount of commissions paid to insurance brokerUSD $91,854
Total amount of fees paid to insurance companyUSD $124,970
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees124945
Additional information about fees paid to insurance brokerRIDER FEES
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $91,854
Insurance broker nameLINCOLN NATIONAL LIFE INSURANCE CO.
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1336016
Policy instance 2
Insurance contract or identification numberE1336016
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $550
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees550
Additional information about fees paid to insurance brokerMISC FEES
Insurance broker organization code?3
Insurance broker namePRUDENTIAL ANNUITIES
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 90425 )
Policy contract number2606889
Policy instance 1
Insurance contract or identification number2606889
Number of Individuals Covered0
Total amount of commissions paid to insurance brokerUSD $1,477
Total amount of fees paid to insurance companyUSD $3,859
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3859
Additional information about fees paid to insurance brokerRIDER FEES
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $1,477
Insurance broker nameUBS FINANCIAL SERVICES
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number954203147
Policy instance 2
Insurance contract or identification number954203147
Number of Individuals Covered14
Total amount of commissions paid to insurance brokerUSD $281,042
Total amount of fees paid to insurance companyUSD $224,266
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $281,042
Insurance broker organization code?3
Amount paid for insurance broker fees224266
Additional information about fees paid to insurance brokerRIDER FEES
Insurance broker nameLINCOLN NATIONAL LIFE INSURANCE CO.
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1336016
Policy instance 3
Insurance contract or identification numberE1336016
Number of Individuals Covered21
Total amount of commissions paid to insurance brokerUSD $254,343
Total amount of fees paid to insurance companyUSD $252,499
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $254,343
Insurance broker organization code?3
Amount paid for insurance broker fees252499
Additional information about fees paid to insurance brokerRIDER FEES
Insurance broker namePRUDENTIAL ANNUITIES
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number954203147
Policy instance 2
Insurance contract or identification number954203147
Number of Individuals Covered14
Total amount of commissions paid to insurance brokerUSD $289,415
Total amount of fees paid to insurance companyUSD $234,301
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 90425 )
Policy contract number2606889
Policy instance 1
Insurance contract or identification number2606889
Number of Individuals Covered19
Total amount of commissions paid to insurance brokerUSD $199,380
Total amount of fees paid to insurance companyUSD $147,176
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE1336016
Policy instance 3
Insurance contract or identification numberE1336016
Number of Individuals Covered10
Total amount of commissions paid to insurance brokerUSD $305,275
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number954203147
Policy instance 2
Insurance contract or identification number954203147
Number of Individuals Covered14
Total amount of commissions paid to insurance brokerUSD $287,906
Total amount of fees paid to insurance companyUSD $243,798
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 90425 )
Policy contract number2606889
Policy instance 1
Insurance contract or identification number2606889
Number of Individuals Covered19
Total amount of commissions paid to insurance brokerUSD $140,192
Total amount of fees paid to insurance companyUSD $117,632
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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