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UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 401k Plan overview

Plan NameUNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN
Plan identification number 001

UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNIVERSAL MOLDING COMPANY has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSAL MOLDING COMPANY
Employer identification number (EIN):951716734
NAIC Classification:332900

Additional information about UNIVERSAL MOLDING COMPANY

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0261067

More information about UNIVERSAL MOLDING COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-12-01
0012020-12-01
0012019-12-01
0012018-12-01
0012017-12-01
0012016-12-01JAMES BAIONE
0012015-12-01JAMES BAIONE
0012014-12-01JAMES BAIONE
0012013-12-01JAMES BAIONE
0012012-12-01JAMES BAIONE
0012011-12-01JAMES BAIONE
0012009-12-01GLORIA ANGUIANO
0012008-12-01

Plan Statistics for UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN

401k plan membership statisitcs for UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2021: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-12-01877
Total number of active participants reported on line 7a of the Form 55002021-12-01610
Number of retired or separated participants receiving benefits2021-12-010
Number of other retired or separated participants entitled to future benefits2021-12-01219
Total of all active and inactive participants2021-12-01829
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-12-010
Total participants2021-12-01829
Number of participants with account balances2021-12-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-12-010
2020: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-12-01996
Total number of active participants reported on line 7a of the Form 55002020-12-01632
Number of retired or separated participants receiving benefits2020-12-010
Number of other retired or separated participants entitled to future benefits2020-12-01235
Total of all active and inactive participants2020-12-01867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-010
Total participants2020-12-01867
Number of participants with account balances2020-12-01474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-010
2019: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-12-011,020
Total number of active participants reported on line 7a of the Form 55002019-12-01709
Number of retired or separated participants receiving benefits2019-12-010
Number of other retired or separated participants entitled to future benefits2019-12-01235
Total of all active and inactive participants2019-12-01944
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-010
Total participants2019-12-01944
Number of participants with account balances2019-12-01474
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-010
2018: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-12-01925
Total number of active participants reported on line 7a of the Form 55002018-12-01714
Number of retired or separated participants receiving benefits2018-12-010
Number of other retired or separated participants entitled to future benefits2018-12-01207
Total of all active and inactive participants2018-12-01921
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-010
Total participants2018-12-01921
Number of participants with account balances2018-12-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-010
2017: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-12-01967
Total number of active participants reported on line 7a of the Form 55002017-12-01705
Number of retired or separated participants receiving benefits2017-12-010
Number of other retired or separated participants entitled to future benefits2017-12-01202
Total of all active and inactive participants2017-12-01907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-011
Total participants2017-12-01908
Number of participants with account balances2017-12-01493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-010
2016: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-01955
Total number of active participants reported on line 7a of the Form 55002016-12-01715
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-01220
Total of all active and inactive participants2016-12-01935
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-011
Total participants2016-12-01936
Number of participants with account balances2016-12-01483
2015: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01936
Total number of active participants reported on line 7a of the Form 55002015-12-01712
Number of retired or separated participants receiving benefits2015-12-010
Number of other retired or separated participants entitled to future benefits2015-12-01206
Total of all active and inactive participants2015-12-01918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-011
Total participants2015-12-01919
Number of participants with account balances2015-12-01488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-010
2014: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01865
Total number of active participants reported on line 7a of the Form 55002014-12-01686
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-01190
Total of all active and inactive participants2014-12-01876
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-011
Total participants2014-12-01877
Number of participants with account balances2014-12-01493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-010
2013: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01841
Total number of active participants reported on line 7a of the Form 55002013-12-01653
Number of retired or separated participants receiving benefits2013-12-010
Number of other retired or separated participants entitled to future benefits2013-12-01174
Total of all active and inactive participants2013-12-01827
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-01827
Number of participants with account balances2013-12-01487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01772
Total number of active participants reported on line 7a of the Form 55002012-12-01633
Number of retired or separated participants receiving benefits2012-12-010
Number of other retired or separated participants entitled to future benefits2012-12-01165
Total of all active and inactive participants2012-12-01798
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-012
Total participants2012-12-01800
Number of participants with account balances2012-12-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01409
Total number of active participants reported on line 7a of the Form 55002011-12-01384
Number of retired or separated participants receiving benefits2011-12-010
Number of other retired or separated participants entitled to future benefits2011-12-01117
Total of all active and inactive participants2011-12-01501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-011
Total participants2011-12-01502
Number of participants with account balances2011-12-01367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-010
2009: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-01411
Total number of active participants reported on line 7a of the Form 55002009-12-01208
Number of retired or separated participants receiving benefits2009-12-010
Number of other retired or separated participants entitled to future benefits2009-12-01131
Total of all active and inactive participants2009-12-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-012
Total participants2009-12-01341
Number of participants with account balances2009-12-01339

Financial Data on UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN

Measure Date Value
2022 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-11-30$-2,361,794
Total unrealized appreciation/depreciation of assets2022-11-30$-2,361,794
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$49,805
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$65,848
Total income from all sources (including contributions)2022-11-30$-1,305,474
Total loss/gain on sale of assets2022-11-30$0
Total of all expenses incurred2022-11-30$698,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-11-30$639,969
Value of total corrective distributions2022-11-30$37,980
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-11-30$397,019
Value of total assets at end of year2022-11-30$7,832,139
Value of total assets at beginning of year2022-11-30$9,852,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-11-30$20,713
Total interest from all sources2022-11-30$659,301
Total dividends received (eg from common stock, registered investment company shares)2022-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-11-30No
Assets. Real estate other than employer real property at end of year2022-11-30$0
Assets. Real estate other than employer real property at beginning of year2022-11-30$0
Administrative expenses professional fees incurred2022-11-30$12,825
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-11-30$0
Was this plan covered by a fidelity bond2022-11-30Yes
Value of fidelity bond cover2022-11-30$500,000
If this is an individual account plan, was there a blackout period2022-11-30No
Were there any nonexempt tranactions with any party-in-interest2022-11-30No
Contributions received from participants2022-11-30$388,225
Participant contributions at end of year2022-11-30$33,301
Participant contributions at beginning of year2022-11-30$42,592
Participant contributions at end of year2022-11-30$0
Participant contributions at beginning of year2022-11-30$0
Assets. Other investments not covered elsewhere at end of year2022-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2022-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2022-11-30$8,794
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-11-30$0
Assets. Loans (other than to participants) at end of year2022-11-30$0
Assets. Loans (other than to participants) at beginning of year2022-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-11-30$11,825
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-11-30$13,000
Liabilities. Value of operating payables at end of year2022-11-30$0
Liabilities. Value of operating payables at beginning of year2022-11-30$0
Total non interest bearing cash at end of year2022-11-30$0
Total non interest bearing cash at beginning of year2022-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Value of net income/loss2022-11-30$-2,004,136
Value of net assets at end of year (total assets less liabilities)2022-11-30$7,782,334
Value of net assets at beginning of year (total assets less liabilities)2022-11-30$9,786,470
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-11-30No
Were any leases to which the plan was party in default or uncollectible2022-11-30No
Assets. partnership/joint venture interests at end of year2022-11-30$0
Assets. partnership/joint venture interests at beginning of year2022-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-11-30$6,837,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-11-30$8,948,748
Value of interest in pooled separate accounts at end of year2022-11-30$0
Value of interest in pooled separate accounts at beginning of year2022-11-30$0
Interest on participant loans2022-11-30$1,758
Interest earned on other investments2022-11-30$657,543
Value of interest in master investment trust accounts at end of year2022-11-30$0
Value of interest in master investment trust accounts at beginning of year2022-11-30$0
Value of interest in common/collective trusts at end of year2022-11-30$0
Value of interest in common/collective trusts at beginning of year2022-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2022-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-11-30$961,108
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-11-30$860,978
Asset value of US Government securities at end of year2022-11-30$0
Asset value of US Government securities at beginning of year2022-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-11-30No
Was there a failure to transmit to the plan any participant contributions2022-11-30No
Has the plan failed to provide any benefit when due under the plan2022-11-30No
Assets. Invements in employer securities at end of year2022-11-30$0
Assets. Invements in employer securities at beginning of year2022-11-30$0
Assets. Value of employer real property at end of year2022-11-30$0
Assets. Value of employer real property at beginning of year2022-11-30$0
Contributions received in cash from employer2022-11-30$0
Employer contributions (assets) at end of year2022-11-30$0
Employer contributions (assets) at beginning of year2022-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-11-30$639,969
Asset. Corporate debt instrument preferred debt at end of year2022-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2022-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-11-30$0
Contract administrator fees2022-11-30$7,888
Assets. Corporate common stocks other than exployer securities at end of year2022-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-11-30$0
Liabilities. Value of benefit claims payable at end of year2022-11-30$37,980
Liabilities. Value of benefit claims payable at beginning of year2022-11-30$52,848
Assets. Value of buildings and other operty used in plan operation at end of year2022-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-11-30$0
Did the plan have assets held for investment2022-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-11-30No
Liabilities. Value of acquisition indebtedness at end of year2022-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-11-30$0
Opinion of an independent qualified public accountant for this plan2022-11-30Disclaimer
Accountancy firm name2022-11-30JAMES JAY SMITH ACCOUNTANCY CORP
Accountancy firm EIN2022-11-30953541142
2021 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-11-30$988,978
Total unrealized appreciation/depreciation of assets2021-11-30$988,978
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$65,848
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$63,033
Total income from all sources (including contributions)2021-11-30$1,772,310
Total loss/gain on sale of assets2021-11-30$0
Total of all expenses incurred2021-11-30$997,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-11-30$924,951
Value of total corrective distributions2021-11-30$52,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-11-30$366,786
Value of total assets at end of year2021-11-30$9,852,318
Value of total assets at beginning of year2021-11-30$9,074,991
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-11-30$19,999
Total interest from all sources2021-11-30$416,546
Total dividends received (eg from common stock, registered investment company shares)2021-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-11-30No
Assets. Real estate other than employer real property at end of year2021-11-30$0
Assets. Real estate other than employer real property at beginning of year2021-11-30$0
Administrative expenses professional fees incurred2021-11-30$13,065
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-11-30$0
Was this plan covered by a fidelity bond2021-11-30Yes
Value of fidelity bond cover2021-11-30$500,000
If this is an individual account plan, was there a blackout period2021-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-11-30$0
Were there any nonexempt tranactions with any party-in-interest2021-11-30No
Contributions received from participants2021-11-30$366,205
Participant contributions at end of year2021-11-30$42,592
Participant contributions at beginning of year2021-11-30$40,725
Participant contributions at end of year2021-11-30$0
Participant contributions at beginning of year2021-11-30$5,743
Assets. Other investments not covered elsewhere at end of year2021-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-11-30$581
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-11-30$0
Assets. Loans (other than to participants) at end of year2021-11-30$0
Assets. Loans (other than to participants) at beginning of year2021-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-11-30$13,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-11-30$13,200
Liabilities. Value of operating payables at end of year2021-11-30$0
Liabilities. Value of operating payables at beginning of year2021-11-30$0
Total non interest bearing cash at end of year2021-11-30$0
Total non interest bearing cash at beginning of year2021-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Value of net income/loss2021-11-30$774,512
Value of net assets at end of year (total assets less liabilities)2021-11-30$9,786,470
Value of net assets at beginning of year (total assets less liabilities)2021-11-30$9,011,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-11-30No
Were any leases to which the plan was party in default or uncollectible2021-11-30No
Assets. partnership/joint venture interests at end of year2021-11-30$0
Assets. partnership/joint venture interests at beginning of year2021-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-11-30$8,948,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-11-30$8,280,855
Value of interest in pooled separate accounts at end of year2021-11-30$0
Value of interest in pooled separate accounts at beginning of year2021-11-30$0
Interest on participant loans2021-11-30$2,157
Interest earned on other investments2021-11-30$414,389
Value of interest in master investment trust accounts at end of year2021-11-30$0
Value of interest in master investment trust accounts at beginning of year2021-11-30$0
Value of interest in common/collective trusts at end of year2021-11-30$0
Value of interest in common/collective trusts at beginning of year2021-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2021-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-11-30$860,978
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-11-30$747,668
Asset value of US Government securities at end of year2021-11-30$0
Asset value of US Government securities at beginning of year2021-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-11-30No
Was there a failure to transmit to the plan any participant contributions2021-11-30No
Has the plan failed to provide any benefit when due under the plan2021-11-30No
Assets. Invements in employer securities at end of year2021-11-30$0
Assets. Invements in employer securities at beginning of year2021-11-30$0
Assets. Value of employer real property at end of year2021-11-30$0
Assets. Value of employer real property at beginning of year2021-11-30$0
Employer contributions (assets) at end of year2021-11-30$0
Employer contributions (assets) at beginning of year2021-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-11-30$924,951
Asset. Corporate debt instrument preferred debt at end of year2021-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2021-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-11-30$0
Contract administrator fees2021-11-30$6,934
Assets. Corporate common stocks other than exployer securities at end of year2021-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-11-30$0
Liabilities. Value of benefit claims payable at end of year2021-11-30$52,848
Liabilities. Value of benefit claims payable at beginning of year2021-11-30$49,833
Assets. Value of buildings and other operty used in plan operation at end of year2021-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-11-30$0
Did the plan have assets held for investment2021-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-11-30No
Liabilities. Value of acquisition indebtedness at end of year2021-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-11-30$0
Opinion of an independent qualified public accountant for this plan2021-11-30Disclaimer
Accountancy firm name2021-11-30JAMES JAY SMITH ACCOUNTANCY CORP
Accountancy firm EIN2021-11-30953541142
2020 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-11-30$1,094,717
Total unrealized appreciation/depreciation of assets2020-11-30$1,094,717
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$63,033
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$41,853
Total income from all sources (including contributions)2020-11-30$1,825,412
Total loss/gain on sale of assets2020-11-30$0
Total of all expenses incurred2020-11-30$1,185,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-30$1,115,767
Value of total corrective distributions2020-11-30$49,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-30$379,575
Value of total assets at end of year2020-11-30$9,074,991
Value of total assets at beginning of year2020-11-30$8,414,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-30$20,207
Total interest from all sources2020-11-30$351,120
Total dividends received (eg from common stock, registered investment company shares)2020-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-11-30No
Assets. Real estate other than employer real property at end of year2020-11-30$0
Assets. Real estate other than employer real property at beginning of year2020-11-30$0
Administrative expenses professional fees incurred2020-11-30$13,590
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-11-30$0
Was this plan covered by a fidelity bond2020-11-30Yes
Value of fidelity bond cover2020-11-30$500,000
If this is an individual account plan, was there a blackout period2020-11-30No
Were there any nonexempt tranactions with any party-in-interest2020-11-30No
Contributions received from participants2020-11-30$338,231
Participant contributions at end of year2020-11-30$40,725
Participant contributions at beginning of year2020-11-30$28,667
Participant contributions at end of year2020-11-30$5,743
Participant contributions at beginning of year2020-11-30$6,936
Assets. Other investments not covered elsewhere at end of year2020-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-11-30$41,344
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-11-30$0
Assets. Loans (other than to participants) at end of year2020-11-30$0
Assets. Loans (other than to participants) at beginning of year2020-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-11-30$13,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-11-30$13,425
Administrative expenses (other) incurred2020-11-30$0
Liabilities. Value of operating payables at end of year2020-11-30$0
Liabilities. Value of operating payables at beginning of year2020-11-30$0
Total non interest bearing cash at end of year2020-11-30$0
Total non interest bearing cash at beginning of year2020-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Value of net income/loss2020-11-30$639,605
Value of net assets at end of year (total assets less liabilities)2020-11-30$9,011,958
Value of net assets at beginning of year (total assets less liabilities)2020-11-30$8,372,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-30No
Were any leases to which the plan was party in default or uncollectible2020-11-30No
Assets. partnership/joint venture interests at end of year2020-11-30$0
Assets. partnership/joint venture interests at beginning of year2020-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-11-30$8,280,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-11-30$7,646,006
Value of interest in pooled separate accounts at end of year2020-11-30$0
Value of interest in pooled separate accounts at beginning of year2020-11-30$0
Income. Interest from loans (other than to participants)2020-11-30$2,529
Interest earned on other investments2020-11-30$348,591
Value of interest in master investment trust accounts at end of year2020-11-30$0
Value of interest in master investment trust accounts at beginning of year2020-11-30$0
Value of interest in common/collective trusts at end of year2020-11-30$0
Value of interest in common/collective trusts at beginning of year2020-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2020-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-11-30$747,668
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-11-30$732,597
Asset value of US Government securities at end of year2020-11-30$0
Asset value of US Government securities at beginning of year2020-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-30No
Was there a failure to transmit to the plan any participant contributions2020-11-30No
Has the plan failed to provide any benefit when due under the plan2020-11-30No
Assets. Invements in employer securities at end of year2020-11-30$0
Assets. Invements in employer securities at beginning of year2020-11-30$0
Assets. Value of employer real property at end of year2020-11-30$0
Assets. Value of employer real property at beginning of year2020-11-30$0
Employer contributions (assets) at end of year2020-11-30$0
Employer contributions (assets) at beginning of year2020-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-30$1,115,767
Asset. Corporate debt instrument preferred debt at end of year2020-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2020-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-11-30$0
Contract administrator fees2020-11-30$6,617
Assets. Corporate common stocks other than exployer securities at end of year2020-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-11-30$0
Liabilities. Value of benefit claims payable at end of year2020-11-30$49,833
Liabilities. Value of benefit claims payable at beginning of year2020-11-30$28,428
Assets. Value of buildings and other operty used in plan operation at end of year2020-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-11-30$0
Did the plan have assets held for investment2020-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-30No
Liabilities. Value of acquisition indebtedness at end of year2020-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-11-30Yes
Opinion of an independent qualified public accountant for this plan2020-11-30Disclaimer
Accountancy firm name2020-11-30JAMES JAY SMITH ACCOUNTANCY CORP
Accountancy firm EIN2020-11-30953541142
2019 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-11-30$260,710
Total unrealized appreciation/depreciation of assets2019-11-30$260,710
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$41,853
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$47,477
Total income from all sources (including contributions)2019-11-30$1,375,380
Total loss/gain on sale of assets2019-11-30$0
Total of all expenses incurred2019-11-30$588,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$527,712
Value of total corrective distributions2019-11-30$28,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$411,778
Value of total assets at end of year2019-11-30$8,414,206
Value of total assets at beginning of year2019-11-30$7,633,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$32,695
Total interest from all sources2019-11-30$702,892
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-30No
Assets. Real estate other than employer real property at end of year2019-11-30$0
Assets. Real estate other than employer real property at beginning of year2019-11-30$0
Administrative expenses professional fees incurred2019-11-30$27,225
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-11-30$0
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$500,000
If this is an individual account plan, was there a blackout period2019-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Contributions received from participants2019-11-30$330,616
Participant contributions at end of year2019-11-30$28,667
Participant contributions at beginning of year2019-11-30$37,009
Participant contributions at end of year2019-11-30$6,936
Participant contributions at beginning of year2019-11-30$5,303
Assets. Other investments not covered elsewhere at end of year2019-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2019-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-11-30$81,162
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-11-30$0
Assets. Loans (other than to participants) at end of year2019-11-30$0
Assets. Loans (other than to participants) at beginning of year2019-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-11-30$13,425
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-11-30$13,125
Liabilities. Value of operating payables at end of year2019-11-30$0
Liabilities. Value of operating payables at beginning of year2019-11-30$0
Total non interest bearing cash at end of year2019-11-30$0
Total non interest bearing cash at beginning of year2019-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Value of net income/loss2019-11-30$786,545
Value of net assets at end of year (total assets less liabilities)2019-11-30$8,372,353
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$7,585,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Assets. partnership/joint venture interests at end of year2019-11-30$0
Assets. partnership/joint venture interests at beginning of year2019-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$7,646,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$6,791,230
Value of interest in pooled separate accounts at end of year2019-11-30$0
Value of interest in pooled separate accounts at beginning of year2019-11-30$0
Interest on participant loans2019-11-30$1,859
Interest earned on other investments2019-11-30$701,033
Value of interest in master investment trust accounts at end of year2019-11-30$0
Value of interest in master investment trust accounts at beginning of year2019-11-30$0
Value of interest in common/collective trusts at end of year2019-11-30$0
Value of interest in common/collective trusts at beginning of year2019-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2019-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-11-30$732,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-11-30$799,743
Asset value of US Government securities at end of year2019-11-30$0
Asset value of US Government securities at beginning of year2019-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Assets. Invements in employer securities at end of year2019-11-30$0
Assets. Invements in employer securities at beginning of year2019-11-30$0
Assets. Value of employer real property at end of year2019-11-30$0
Assets. Value of employer real property at beginning of year2019-11-30$0
Employer contributions (assets) at end of year2019-11-30$0
Employer contributions (assets) at beginning of year2019-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$527,712
Asset. Corporate debt instrument preferred debt at end of year2019-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2019-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-11-30$0
Contract administrator fees2019-11-30$5,470
Assets. Corporate common stocks other than exployer securities at end of year2019-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-11-30$0
Liabilities. Value of benefit claims payable at end of year2019-11-30$28,428
Liabilities. Value of benefit claims payable at beginning of year2019-11-30$34,352
Assets. Value of buildings and other operty used in plan operation at end of year2019-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-11-30$0
Did the plan have assets held for investment2019-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30No
Liabilities. Value of acquisition indebtedness at end of year2019-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30Yes
Opinion of an independent qualified public accountant for this plan2019-11-30Disclaimer
Accountancy firm name2019-11-30JAMES JAY SMITH ACCOUNTANCY CORP
Accountancy firm EIN2019-11-30953541142
2018 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-11-30$-462,935
Total unrealized appreciation/depreciation of assets2018-11-30$-462,935
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$47,477
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$45,397
Total income from all sources (including contributions)2018-11-30$277,951
Total loss/gain on sale of assets2018-11-30$0
Total of all expenses incurred2018-11-30$419,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$355,071
Value of total corrective distributions2018-11-30$34,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$290,314
Value of total assets at end of year2018-11-30$7,633,285
Value of total assets at beginning of year2018-11-30$7,772,346
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$29,669
Total interest from all sources2018-11-30$450,572
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-11-30No
Assets. Real estate other than employer real property at end of year2018-11-30$0
Assets. Real estate other than employer real property at beginning of year2018-11-30$0
Administrative expenses professional fees incurred2018-11-30$25,125
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-11-30$0
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$500,000
If this is an individual account plan, was there a blackout period2018-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Contributions received from participants2018-11-30$290,314
Participant contributions at end of year2018-11-30$37,009
Participant contributions at beginning of year2018-11-30$18,540
Participant contributions at end of year2018-11-30$5,303
Participant contributions at beginning of year2018-11-30$0
Assets. Other investments not covered elsewhere at end of year2018-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-11-30$0
Assets. Loans (other than to participants) at end of year2018-11-30$0
Assets. Loans (other than to participants) at beginning of year2018-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-11-30$13,125
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-11-30$13,050
Liabilities. Value of operating payables at end of year2018-11-30$0
Liabilities. Value of operating payables at beginning of year2018-11-30$0
Total non interest bearing cash at end of year2018-11-30$0
Total non interest bearing cash at beginning of year2018-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Income. Non cash contributions2018-11-30$0
Value of net income/loss2018-11-30$-141,141
Value of net assets at end of year (total assets less liabilities)2018-11-30$7,585,808
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$7,726,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Assets. partnership/joint venture interests at end of year2018-11-30$0
Assets. partnership/joint venture interests at beginning of year2018-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$6,791,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$6,960,616
Value of interest in pooled separate accounts at end of year2018-11-30$0
Value of interest in pooled separate accounts at beginning of year2018-11-30$0
Interest on participant loans2018-11-30$673
Interest earned on other investments2018-11-30$449,899
Value of interest in master investment trust accounts at end of year2018-11-30$0
Value of interest in master investment trust accounts at beginning of year2018-11-30$0
Value of interest in common/collective trusts at end of year2018-11-30$0
Value of interest in common/collective trusts at beginning of year2018-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2018-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-11-30$799,743
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-11-30$793,190
Expenses. Payments to insurance carriers foe the provision of benefits2018-11-30$0
Asset value of US Government securities at end of year2018-11-30$0
Asset value of US Government securities at beginning of year2018-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Assets. Invements in employer securities at end of year2018-11-30$0
Assets. Invements in employer securities at beginning of year2018-11-30$0
Assets. Value of employer real property at end of year2018-11-30$0
Assets. Value of employer real property at beginning of year2018-11-30$0
Contributions received in cash from employer2018-11-30$0
Employer contributions (assets) at end of year2018-11-30$0
Employer contributions (assets) at beginning of year2018-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$355,071
Asset. Corporate debt instrument preferred debt at end of year2018-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2018-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-11-30$0
Contract administrator fees2018-11-30$4,544
Assets. Corporate common stocks other than exployer securities at end of year2018-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-11-30$0
Liabilities. Value of benefit claims payable at end of year2018-11-30$34,352
Liabilities. Value of benefit claims payable at beginning of year2018-11-30$32,347
Assets. Value of buildings and other operty used in plan operation at end of year2018-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-11-30$0
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Liabilities. Value of acquisition indebtedness at end of year2018-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30Yes
Opinion of an independent qualified public accountant for this plan2018-11-30Disclaimer
Accountancy firm name2018-11-30JAMES JAY SMITH ACCOUNTANCY CORP
Accountancy firm EIN2018-11-30953541142
2017 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-11-30$1,074,750
Total unrealized appreciation/depreciation of assets2017-11-30$1,074,750
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$45,397
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$40,135
Total income from all sources (including contributions)2017-11-30$1,622,923
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$313,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$253,275
Value of total corrective distributions2017-11-30$32,347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$311,748
Value of total assets at end of year2017-11-30$7,772,346
Value of total assets at beginning of year2017-11-30$6,457,853
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$28,070
Total interest from all sources2017-11-30$236,425
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Assets. Real estate other than employer real property at end of year2017-11-30$0
Assets. Real estate other than employer real property at beginning of year2017-11-30$0
Administrative expenses professional fees incurred2017-11-30$23,300
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-11-30$0
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$500,000
If this is an individual account plan, was there a blackout period2017-11-30No
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$311,748
Participant contributions at end of year2017-11-30$18,540
Participant contributions at beginning of year2017-11-30$12,279
Participant contributions at end of year2017-11-30$0
Participant contributions at beginning of year2017-11-30$0
Assets. Other investments not covered elsewhere at end of year2017-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2017-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-11-30$0
Assets. Loans (other than to participants) at end of year2017-11-30$0
Assets. Loans (other than to participants) at beginning of year2017-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-11-30$13,050
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-11-30$21,575
Liabilities. Value of operating payables at end of year2017-11-30$0
Liabilities. Value of operating payables at beginning of year2017-11-30$0
Total non interest bearing cash at end of year2017-11-30$0
Total non interest bearing cash at beginning of year2017-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Income. Non cash contributions2017-11-30$0
Value of net income/loss2017-11-30$1,309,231
Value of net assets at end of year (total assets less liabilities)2017-11-30$7,726,949
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$6,417,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Assets. partnership/joint venture interests at end of year2017-11-30$0
Assets. partnership/joint venture interests at beginning of year2017-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$6,960,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$5,715,866
Value of interest in pooled separate accounts at end of year2017-11-30$0
Value of interest in pooled separate accounts at beginning of year2017-11-30$0
Interest on participant loans2017-11-30$673
Interest earned on other investments2017-11-30$235,752
Value of interest in master investment trust accounts at end of year2017-11-30$0
Value of interest in master investment trust accounts at beginning of year2017-11-30$0
Value of interest in common/collective trusts at end of year2017-11-30$0
Value of interest in common/collective trusts at beginning of year2017-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2017-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-11-30$793,190
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-11-30$729,708
Asset value of US Government securities at end of year2017-11-30$0
Asset value of US Government securities at beginning of year2017-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30No
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Assets. Invements in employer securities at end of year2017-11-30$0
Assets. Invements in employer securities at beginning of year2017-11-30$0
Assets. Value of employer real property at end of year2017-11-30$0
Assets. Value of employer real property at beginning of year2017-11-30$0
Contributions received in cash from employer2017-11-30$0
Employer contributions (assets) at end of year2017-11-30$0
Employer contributions (assets) at beginning of year2017-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$253,275
Asset. Corporate debt instrument preferred debt at end of year2017-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2017-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-11-30$0
Contract administrator fees2017-11-30$4,770
Assets. Corporate common stocks other than exployer securities at end of year2017-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-11-30$0
Liabilities. Value of benefit claims payable at end of year2017-11-30$32,347
Liabilities. Value of benefit claims payable at beginning of year2017-11-30$18,560
Assets. Value of buildings and other operty used in plan operation at end of year2017-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-11-30$0
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Liabilities. Value of acquisition indebtedness at end of year2017-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30Yes
Opinion of an independent qualified public accountant for this plan2017-11-30Disclaimer
Accountancy firm name2017-11-30JAMES JAY SMITH ACCOUNTANCY CORP
Accountancy firm EIN2017-11-30953541142
2016 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-11-30$-243,719
Total unrealized appreciation/depreciation of assets2016-11-30$-243,719
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$40,135
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$44,434
Expenses. Interest paid2016-11-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-11-30$0
Total income from all sources (including contributions)2016-11-30$478,297
Total loss/gain on sale of assets2016-11-30$0
Total of all expenses incurred2016-11-30$530,867
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$494,384
Expenses. Certain deemed distributions of participant loans2016-11-30$0
Value of total corrective distributions2016-11-30$18,560
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$315,940
Value of total assets at end of year2016-11-30$6,457,853
Value of total assets at beginning of year2016-11-30$6,514,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$17,923
Total interest from all sources2016-11-30$406,076
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Assets. Real estate other than employer real property at end of year2016-11-30$0
Assets. Real estate other than employer real property at beginning of year2016-11-30$0
Administrative expenses professional fees incurred2016-11-30$14,075
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-11-30$0
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$500,000
If this is an individual account plan, was there a blackout period2016-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$315,940
Participant contributions at end of year2016-11-30$12,279
Participant contributions at beginning of year2016-11-30$938
Participant contributions at end of year2016-11-30$0
Participant contributions at beginning of year2016-11-30$5,909
Assets. Other investments not covered elsewhere at end of year2016-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2016-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-11-30$0
Assets. Loans (other than to participants) at end of year2016-11-30$0
Assets. Loans (other than to participants) at beginning of year2016-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-11-30$21,575
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-11-30$21,425
Liabilities. Value of operating payables at end of year2016-11-30$0
Liabilities. Value of operating payables at beginning of year2016-11-30$0
Total non interest bearing cash at end of year2016-11-30$0
Total non interest bearing cash at beginning of year2016-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Income. Non cash contributions2016-11-30$0
Value of net income/loss2016-11-30$-52,570
Value of net assets at end of year (total assets less liabilities)2016-11-30$6,417,718
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$6,470,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Assets. partnership/joint venture interests at end of year2016-11-30$0
Assets. partnership/joint venture interests at beginning of year2016-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$5,715,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$5,786,539
Value of interest in pooled separate accounts at end of year2016-11-30$0
Value of interest in pooled separate accounts at beginning of year2016-11-30$0
Interest on participant loans2016-11-30$275
Interest earned on other investments2016-11-30$405,801
Value of interest in master investment trust accounts at end of year2016-11-30$0
Value of interest in master investment trust accounts at beginning of year2016-11-30$0
Value of interest in common/collective trusts at end of year2016-11-30$0
Value of interest in common/collective trusts at beginning of year2016-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2016-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-11-30$729,708
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-11-30$721,336
Expenses. Payments to insurance carriers foe the provision of benefits2016-11-30$0
Asset value of US Government securities at end of year2016-11-30$0
Asset value of US Government securities at beginning of year2016-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Assets. Invements in employer securities at end of year2016-11-30$0
Assets. Invements in employer securities at beginning of year2016-11-30$0
Assets. Value of employer real property at end of year2016-11-30$0
Assets. Value of employer real property at beginning of year2016-11-30$0
Contributions received in cash from employer2016-11-30$0
Employer contributions (assets) at end of year2016-11-30$0
Employer contributions (assets) at beginning of year2016-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$494,384
Asset. Corporate debt instrument preferred debt at end of year2016-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2016-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-11-30$0
Contract administrator fees2016-11-30$3,848
Assets. Corporate common stocks other than exployer securities at end of year2016-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-11-30$0
Liabilities. Value of benefit claims payable at end of year2016-11-30$18,560
Liabilities. Value of benefit claims payable at beginning of year2016-11-30$23,009
Assets. Value of buildings and other operty used in plan operation at end of year2016-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-11-30$0
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Liabilities. Value of acquisition indebtedness at end of year2016-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30JAMES JAY SMITH ACCOUNTANCY CORP
Accountancy firm EIN2016-11-30953541142
2015 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-11-30$-268,862
Total unrealized appreciation/depreciation of assets2015-11-30$-268,862
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$44,434
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$38,722
Total income from all sources (including contributions)2015-11-30$460,281
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$341,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$284,814
Value of total corrective distributions2015-11-30$23,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$310,391
Value of total assets at end of year2015-11-30$6,514,722
Value of total assets at beginning of year2015-11-30$6,390,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$33,622
Total interest from all sources2015-11-30$418,752
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Assets. Real estate other than employer real property at end of year2015-11-30$0
Assets. Real estate other than employer real property at beginning of year2015-11-30$0
Administrative expenses professional fees incurred2015-11-30$22,140
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-11-30$0
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
If this is an individual account plan, was there a blackout period2015-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$305,033
Participant contributions at end of year2015-11-30$938
Participant contributions at beginning of year2015-11-30$0
Participant contributions at end of year2015-11-30$5,909
Participant contributions at beginning of year2015-11-30$5,796
Assets. Other investments not covered elsewhere at end of year2015-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2015-11-30$5,358
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-11-30$0
Assets. Loans (other than to participants) at end of year2015-11-30$0
Assets. Loans (other than to participants) at beginning of year2015-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-11-30$21,425
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-11-30$18,950
Liabilities. Value of operating payables at end of year2015-11-30$0
Liabilities. Value of operating payables at beginning of year2015-11-30$0
Total non interest bearing cash at end of year2015-11-30$0
Total non interest bearing cash at beginning of year2015-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$118,836
Value of net assets at end of year (total assets less liabilities)2015-11-30$6,470,288
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$6,351,452
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Assets. partnership/joint venture interests at end of year2015-11-30$0
Assets. partnership/joint venture interests at beginning of year2015-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$5,786,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$5,675,305
Value of interest in pooled separate accounts at end of year2015-11-30$0
Value of interest in pooled separate accounts at beginning of year2015-11-30$0
Interest on participant loans2015-11-30$42
Interest earned on other investments2015-11-30$418,710
Value of interest in master investment trust accounts at end of year2015-11-30$0
Value of interest in master investment trust accounts at beginning of year2015-11-30$0
Value of interest in common/collective trusts at end of year2015-11-30$0
Value of interest in common/collective trusts at beginning of year2015-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2015-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-11-30$721,336
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-11-30$709,073
Asset value of US Government securities at end of year2015-11-30$0
Asset value of US Government securities at beginning of year2015-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Assets. Invements in employer securities at end of year2015-11-30$0
Assets. Invements in employer securities at beginning of year2015-11-30$0
Assets. Value of employer real property at end of year2015-11-30$0
Assets. Value of employer real property at beginning of year2015-11-30$0
Contributions received in cash from employer2015-11-30$0
Employer contributions (assets) at end of year2015-11-30$0
Employer contributions (assets) at beginning of year2015-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$284,814
Asset. Corporate debt instrument preferred debt at end of year2015-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2015-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-11-30$0
Contract administrator fees2015-11-30$11,482
Assets. Corporate common stocks other than exployer securities at end of year2015-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-11-30$0
Liabilities. Value of benefit claims payable at end of year2015-11-30$23,009
Liabilities. Value of benefit claims payable at beginning of year2015-11-30$19,772
Assets. Value of buildings and other operty used in plan operation at end of year2015-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-11-30$0
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Liabilities. Value of acquisition indebtedness at end of year2015-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30JAMES JAY SMITH ACCOUNTANCY CORP
Accountancy firm EIN2015-11-30953541142
2014 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-11-30$155,808
Total unrealized appreciation/depreciation of assets2014-11-30$155,808
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$38,722
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$17,450
Total income from all sources (including contributions)2014-11-30$624,434
Total loss/gain on sale of assets2014-11-30$0
Total of all expenses incurred2014-11-30$133,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$92,949
Value of total corrective distributions2014-11-30$19,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$168,504
Value of total assets at end of year2014-11-30$6,390,174
Value of total assets at beginning of year2014-11-30$5,877,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$20,730
Total interest from all sources2014-11-30$299,658
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Assets. Real estate other than employer real property at end of year2014-11-30$0
Assets. Real estate other than employer real property at beginning of year2014-11-30$0
Administrative expenses professional fees incurred2014-11-30$19,405
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-11-30$0
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
If this is an individual account plan, was there a blackout period2014-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$168,504
Participant contributions at end of year2014-11-30$0
Participant contributions at beginning of year2014-11-30$0
Participant contributions at end of year2014-11-30$5,796
Participant contributions at beginning of year2014-11-30$0
Assets. Other investments not covered elsewhere at end of year2014-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2014-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-11-30$0
Assets. Loans (other than to participants) at end of year2014-11-30$0
Assets. Loans (other than to participants) at beginning of year2014-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-11-30$18,950
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-11-30$17,450
Liabilities. Value of operating payables at end of year2014-11-30$0
Liabilities. Value of operating payables at beginning of year2014-11-30$0
Total non interest bearing cash at end of year2014-11-30$0
Total non interest bearing cash at beginning of year2014-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$490,983
Value of net assets at end of year (total assets less liabilities)2014-11-30$6,351,452
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$5,860,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Assets. partnership/joint venture interests at end of year2014-11-30$0
Assets. partnership/joint venture interests at beginning of year2014-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$5,675,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$5,200,610
Value of interest in pooled separate accounts at end of year2014-11-30$0
Value of interest in pooled separate accounts at beginning of year2014-11-30$0
Interest earned on other investments2014-11-30$299,658
Value of interest in master investment trust accounts at end of year2014-11-30$0
Value of interest in master investment trust accounts at beginning of year2014-11-30$0
Value of interest in common/collective trusts at end of year2014-11-30$0
Value of interest in common/collective trusts at beginning of year2014-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2014-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-11-30$709,073
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-11-30$677,309
Asset value of US Government securities at end of year2014-11-30$0
Asset value of US Government securities at beginning of year2014-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Assets. Invements in employer securities at end of year2014-11-30$0
Assets. Invements in employer securities at beginning of year2014-11-30$0
Assets. Value of employer real property at end of year2014-11-30$0
Assets. Value of employer real property at beginning of year2014-11-30$0
Employer contributions (assets) at end of year2014-11-30$0
Employer contributions (assets) at beginning of year2014-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$92,949
Asset. Corporate debt instrument preferred debt at end of year2014-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2014-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-11-30$0
Contract administrator fees2014-11-30$1,325
Assets. Corporate common stocks other than exployer securities at end of year2014-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-11-30$0
Liabilities. Value of benefit claims payable at end of year2014-11-30$19,772
Liabilities. Value of benefit claims payable at beginning of year2014-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-11-30$0
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Liabilities. Value of acquisition indebtedness at end of year2014-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30Yes
Opinion of an independent qualified public accountant for this plan2014-11-30Disclaimer
Accountancy firm name2014-11-30JAMES JAY SMITH ACCOUNTANCY CORP
Accountancy firm EIN2014-11-30953541142
2013 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-11-30$853,672
Total unrealized appreciation/depreciation of assets2013-11-30$853,672
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$17,450
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$17,925
Total income from all sources (including contributions)2013-11-30$988,804
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$445,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$427,702
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$0
Value of total assets at end of year2013-11-30$5,877,919
Value of total assets at beginning of year2013-11-30$5,335,417
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$18,125
Total interest from all sources2013-11-30$114,017
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Assets. Real estate other than employer real property at end of year2013-11-30$0
Assets. Real estate other than employer real property at beginning of year2013-11-30$0
Administrative expenses professional fees incurred2013-11-30$18,100
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-11-30$0
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$0
Participant contributions at end of year2013-11-30$0
Participant contributions at beginning of year2013-11-30$0
Participant contributions at end of year2013-11-30$0
Participant contributions at beginning of year2013-11-30$0
Assets. Other investments not covered elsewhere at end of year2013-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2013-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2013-11-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-11-30$0
Assets. Loans (other than to participants) at end of year2013-11-30$0
Assets. Loans (other than to participants) at beginning of year2013-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-11-30$17,450
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-11-30$17,925
Other income not declared elsewhere2013-11-30$0
Administrative expenses (other) incurred2013-11-30$0
Liabilities. Value of operating payables at end of year2013-11-30$0
Liabilities. Value of operating payables at beginning of year2013-11-30$0
Total non interest bearing cash at end of year2013-11-30$0
Total non interest bearing cash at beginning of year2013-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Income. Non cash contributions2013-11-30$0
Value of net income/loss2013-11-30$542,977
Value of net assets at end of year (total assets less liabilities)2013-11-30$5,860,469
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$5,317,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Assets. partnership/joint venture interests at end of year2013-11-30$0
Assets. partnership/joint venture interests at beginning of year2013-11-30$0
Investment advisory and management fees2013-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$5,200,610
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$4,635,568
Value of interest in pooled separate accounts at end of year2013-11-30$0
Value of interest in pooled separate accounts at beginning of year2013-11-30$0
Interest earned on other investments2013-11-30$114,017
Value of interest in master investment trust accounts at end of year2013-11-30$0
Value of interest in master investment trust accounts at beginning of year2013-11-30$0
Value of interest in common/collective trusts at end of year2013-11-30$0
Value of interest in common/collective trusts at beginning of year2013-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2013-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-11-30$677,309
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-11-30$699,849
Expenses. Payments to insurance carriers foe the provision of benefits2013-11-30$0
Asset value of US Government securities at end of year2013-11-30$0
Asset value of US Government securities at beginning of year2013-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$21,115
Net investment gain/loss from pooled separate accounts2013-11-30$0
Net investment gain or loss from common/collective trusts2013-11-30$0
Net gain/loss from 103.12 investment entities2013-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Assets. Invements in employer securities at end of year2013-11-30$0
Assets. Invements in employer securities at beginning of year2013-11-30$0
Assets. Value of employer real property at end of year2013-11-30$0
Assets. Value of employer real property at beginning of year2013-11-30$0
Contributions received in cash from employer2013-11-30$0
Employer contributions (assets) at end of year2013-11-30$0
Employer contributions (assets) at beginning of year2013-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$427,702
Asset. Corporate debt instrument preferred debt at end of year2013-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2013-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-11-30$0
Contract administrator fees2013-11-30$25
Assets. Corporate common stocks other than exployer securities at end of year2013-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-11-30$0
Liabilities. Value of benefit claims payable at end of year2013-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2013-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-11-30$0
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Liabilities. Value of acquisition indebtedness at end of year2013-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30Yes
Opinion of an independent qualified public accountant for this plan2013-11-30Disclaimer
Accountancy firm name2013-11-30SMITH & BONDS ACCOUNTANCY CORP
Accountancy firm EIN2013-11-30953541142
2012 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-11-30$439,565
Total unrealized appreciation/depreciation of assets2012-11-30$439,565
Total transfer of assets from this plan2012-11-30$3,725
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$17,925
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$18,420
Total income from all sources (including contributions)2012-11-30$591,503
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$140,069
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$121,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$0
Value of total assets at end of year2012-11-30$5,335,417
Value of total assets at beginning of year2012-11-30$4,888,203
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$18,470
Total interest from all sources2012-11-30$149,242
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Assets. Real estate other than employer real property at end of year2012-11-30$0
Assets. Real estate other than employer real property at beginning of year2012-11-30$0
Administrative expenses professional fees incurred2012-11-30$18,470
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-11-30$0
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$500,000
If this is an individual account plan, was there a blackout period2012-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$0
Participant contributions at end of year2012-11-30$0
Participant contributions at beginning of year2012-11-30$0
Participant contributions at end of year2012-11-30$0
Participant contributions at beginning of year2012-11-30$0
Assets. Other investments not covered elsewhere at end of year2012-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2012-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2012-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-11-30$0
Assets. Loans (other than to participants) at end of year2012-11-30$0
Assets. Loans (other than to participants) at beginning of year2012-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-11-30$17,925
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-11-30$18,420
Liabilities. Value of operating payables at end of year2012-11-30$0
Liabilities. Value of operating payables at beginning of year2012-11-30$0
Total non interest bearing cash at end of year2012-11-30$0
Total non interest bearing cash at beginning of year2012-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Income. Non cash contributions2012-11-30$0
Value of net income/loss2012-11-30$451,434
Value of net assets at end of year (total assets less liabilities)2012-11-30$5,317,492
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$4,869,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Assets. partnership/joint venture interests at end of year2012-11-30$0
Assets. partnership/joint venture interests at beginning of year2012-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$4,635,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$4,177,740
Value of interest in pooled separate accounts at end of year2012-11-30$0
Value of interest in pooled separate accounts at beginning of year2012-11-30$0
Interest earned on other investments2012-11-30$149,242
Value of interest in master investment trust accounts at end of year2012-11-30$0
Value of interest in master investment trust accounts at beginning of year2012-11-30$0
Value of interest in common/collective trusts at end of year2012-11-30$0
Value of interest in common/collective trusts at beginning of year2012-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2012-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-11-30$699,849
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-11-30$710,463
Asset value of US Government securities at end of year2012-11-30$0
Asset value of US Government securities at beginning of year2012-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$2,696
Net investment gain/loss from pooled separate accounts2012-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Assets. Invements in employer securities at end of year2012-11-30$0
Assets. Invements in employer securities at beginning of year2012-11-30$0
Assets. Value of employer real property at end of year2012-11-30$0
Assets. Value of employer real property at beginning of year2012-11-30$0
Contributions received in cash from employer2012-11-30$0
Employer contributions (assets) at end of year2012-11-30$0
Employer contributions (assets) at beginning of year2012-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$121,599
Asset. Corporate debt instrument preferred debt at end of year2012-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2012-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-11-30$0
Assets. Corporate common stocks other than exployer securities at end of year2012-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-11-30$0
Liabilities. Value of benefit claims payable at end of year2012-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2012-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-11-30$0
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Liabilities. Value of acquisition indebtedness at end of year2012-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30Yes
Opinion of an independent qualified public accountant for this plan2012-11-30Disclaimer
Accountancy firm name2012-11-30SMITH & BONDS ACCOUNTANCY CORP
Accountancy firm EIN2012-11-30953541142
2011 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-11-30$-88,613
Total unrealized appreciation/depreciation of assets2011-11-30$-88,613
Total transfer of assets to this plan2011-11-30$0
Total transfer of assets from this plan2011-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$18,420
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$12,870
Total income from all sources (including contributions)2011-11-30$54,821
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$196,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$177,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$0
Value of total assets at end of year2011-11-30$4,888,203
Value of total assets at beginning of year2011-11-30$5,024,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$18,480
Total interest from all sources2011-11-30$143,434
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Assets. Real estate other than employer real property at end of year2011-11-30$0
Assets. Real estate other than employer real property at beginning of year2011-11-30$0
Administrative expenses professional fees incurred2011-11-30$18,465
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-11-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-11-30$0
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$500,000
If this is an individual account plan, was there a blackout period2011-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Contributions received from participants2011-11-30$0
Participant contributions at end of year2011-11-30$0
Participant contributions at beginning of year2011-11-30$0
Participant contributions at end of year2011-11-30$0
Participant contributions at beginning of year2011-11-30$0
Assets. Other investments not covered elsewhere at end of year2011-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2011-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2011-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-11-30$0
Assets. Loans (other than to participants) at end of year2011-11-30$0
Assets. Loans (other than to participants) at beginning of year2011-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-11-30$18,420
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-11-30$12,870
Liabilities. Value of operating payables at end of year2011-11-30$0
Liabilities. Value of operating payables at beginning of year2011-11-30$0
Total non interest bearing cash at end of year2011-11-30$0
Total non interest bearing cash at beginning of year2011-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Income. Non cash contributions2011-11-30$0
Value of net income/loss2011-11-30$-141,362
Value of net assets at end of year (total assets less liabilities)2011-11-30$4,869,783
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$5,011,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Assets. partnership/joint venture interests at end of year2011-11-30$0
Assets. partnership/joint venture interests at beginning of year2011-11-30$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-11-30$4,177,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-11-30$4,303,989
Value of interest in pooled separate accounts at end of year2011-11-30$0
Value of interest in pooled separate accounts at beginning of year2011-11-30$0
Interest earned on other investments2011-11-30$143,434
Value of interest in master investment trust accounts at end of year2011-11-30$0
Value of interest in master investment trust accounts at beginning of year2011-11-30$0
Value of interest in common/collective trusts at end of year2011-11-30$0
Value of interest in common/collective trusts at beginning of year2011-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-11-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-11-30$0
Assets. Value of investments in 103.12 investment entities at end of year2011-11-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-11-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-11-30$710,463
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-11-30$720,026
Asset value of US Government securities at end of year2011-11-30$0
Asset value of US Government securities at beginning of year2011-11-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30No
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Assets. Invements in employer securities at end of year2011-11-30$0
Assets. Invements in employer securities at beginning of year2011-11-30$0
Assets. Value of employer real property at end of year2011-11-30$0
Assets. Value of employer real property at beginning of year2011-11-30$0
Contributions received in cash from employer2011-11-30$0
Employer contributions (assets) at end of year2011-11-30$0
Employer contributions (assets) at beginning of year2011-11-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$177,703
Asset. Corporate debt instrument preferred debt at end of year2011-11-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-11-30$0
Asset. Corporate debt instrument debt (other) at end of year2011-11-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-11-30$0
Contract administrator fees2011-11-30$15
Assets. Corporate common stocks other than exployer securities at end of year2011-11-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-11-30$0
Liabilities. Value of benefit claims payable at end of year2011-11-30$0
Liabilities. Value of benefit claims payable at beginning of year2011-11-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-11-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-11-30$0
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Liabilities. Value of acquisition indebtedness at end of year2011-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30Yes
Opinion of an independent qualified public accountant for this plan2011-11-30Disclaimer
Accountancy firm name2011-11-30SMITH & BONDS ACCOUNTANCY CORP
Accountancy firm EIN2011-11-30953541142
2010 : UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN

2021: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2021 form 5500 responses
2021-12-01Type of plan entitySingle employer plan
2021-12-01Submission has been amendedNo
2021-12-01This submission is the final filingNo
2021-12-01This return/report is a short plan year return/report (less than 12 months)No
2021-12-01Plan is a collectively bargained planNo
2021-12-01Plan funding arrangement – InsuranceYes
2021-12-01Plan funding arrangement – TrustYes
2021-12-01Plan benefit arrangement – InsuranceYes
2021-12-01Plan benefit arrangement - TrustYes
2020: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – InsuranceYes
2020-12-01Plan funding arrangement – TrustYes
2020-12-01Plan benefit arrangement – InsuranceYes
2020-12-01Plan benefit arrangement - TrustYes
2019: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – InsuranceYes
2019-12-01Plan funding arrangement – TrustYes
2019-12-01Plan benefit arrangement – InsuranceYes
2019-12-01Plan benefit arrangement - TrustYes
2018: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – InsuranceYes
2018-12-01Plan funding arrangement – TrustYes
2018-12-01Plan benefit arrangement – InsuranceYes
2018-12-01Plan benefit arrangement - TrustYes
2017: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – InsuranceYes
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement – InsuranceYes
2017-12-01Plan benefit arrangement - TrustYes
2016: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – InsuranceYes
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement – InsuranceYes
2016-12-01Plan benefit arrangement - TrustYes
2015: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – InsuranceYes
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement – InsuranceYes
2015-12-01Plan benefit arrangement - TrustYes
2014: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – InsuranceYes
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement – InsuranceYes
2014-12-01Plan benefit arrangement - TrustYes
2013: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – InsuranceYes
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement – InsuranceYes
2013-12-01Plan benefit arrangement - TrustYes
2012: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – InsuranceYes
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement – InsuranceYes
2012-12-01Plan benefit arrangement - TrustYes
2011: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – InsuranceYes
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement – InsuranceYes
2011-12-01Plan benefit arrangement - TrustYes
2009: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – InsuranceYes
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement – InsuranceYes
2009-12-01Plan benefit arrangement - TrustYes
2008: UNIVERSAL MOLDING COMPANY EMPLOYEES' PROFIT SHARING PLAN 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered417
Insurance policy start date2021-12-01
Insurance policy end date2022-11-30
Total amount of commissions paid to insurance brokerUSD $2,090
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,090
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered281
Insurance policy start date2020-12-01
Insurance policy end date2021-11-30
Total amount of commissions paid to insurance brokerUSD $1,697
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,697
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered323
Insurance policy start date2019-12-01
Insurance policy end date2020-11-30
Total amount of commissions paid to insurance brokerUSD $1,362
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,362
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered333
Insurance policy start date2018-12-01
Insurance policy end date2019-11-30
Total amount of commissions paid to insurance brokerUSD $1,369
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,369
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered493
Insurance policy start date2017-12-01
Insurance policy end date2018-11-30
Total amount of commissions paid to insurance brokerUSD $1,656
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered877
Insurance policy start date2014-12-01
Insurance policy end date2015-11-30
Total amount of commissions paid to insurance brokerUSD $1,432
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $1,432
Insurance broker organization code?3
Insurance broker nameROCCO BERARDI / METLIFE SECURITIES
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered827
Insurance policy start date2013-12-01
Insurance policy end date2014-11-30
Total amount of commissions paid to insurance brokerUSD $1,351
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $1,351
Insurance broker organization code?3
Insurance broker nameROCCO BERARDI / METLIFE SECURITIES
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered354
Insurance policy start date2012-12-01
Insurance policy end date2013-11-30
Total amount of commissions paid to insurance brokerUSD $1,276
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $1,276
Insurance broker organization code?3
Insurance broker nameROCCO BERARDI / METLIFE SECURITIES
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered363
Insurance policy start date2011-12-01
Insurance policy end date2012-11-30
Total amount of commissions paid to insurance brokerUSD $1,330
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number456160-01
Policy instance 1
Insurance contract or identification number456160-01
Number of Individuals Covered371
Insurance policy start date2010-12-01
Insurance policy end date2011-11-30
Total amount of commissions paid to insurance brokerUSD $1,501
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGROUP ANNUITY CONTRACT

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