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RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameRICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 005

RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

GLENN A. RICK ENGINEERING AND DEVELOPMENT COMPANY INC. has sponsored the creation of one or more 401k plans.

Company Name:GLENN A. RICK ENGINEERING AND DEVELOPMENT COMPANY INC.
Employer identification number (EIN):951859899
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about GLENN A. RICK ENGINEERING AND DEVELOPMENT COMPANY INC.

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1990-12-03
Company Identification Number: 19901044680
Legal Registered Office Address: 3773 HOWARD HUGHES PKWY STE 500S

LAS VEGAS
United States of America (USA)
89169-6014

More information about GLENN A. RICK ENGINEERING AND DEVELOPMENT COMPANY INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052022-01-01
0052021-01-01
0052020-01-01
0052020-01-01
0052019-01-01
0052018-01-01
0052017-01-01VAL MOJICA
0052016-01-01CYNTHIA LANDAU
0052015-01-01CINDY LANDAU
0052014-01-01CINDY LANDAU
0052013-01-01CINDY LANDAU
0052012-01-01CINDY LANDAU
0052011-01-01CINDY LANDAU
0052010-01-01CINDY LANDAU
0052009-01-01CYNTHIA LANDAU CYNTHIA LANDAU2010-10-04

Plan Statistics for RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01388
Total number of active participants reported on line 7a of the Form 55002022-01-01392
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-0191
Total of all active and inactive participants2022-01-01486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01486
Number of participants with account balances2022-01-01486
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0122
2021: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01368
Total number of active participants reported on line 7a of the Form 55002021-01-01306
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-0179
Total of all active and inactive participants2021-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01388
Number of participants with account balances2021-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0123
2020: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01348
Total number of active participants reported on line 7a of the Form 55002020-01-01292
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0172
Total of all active and inactive participants2020-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01368
Number of participants with account balances2020-01-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0115
2019: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01384
Total number of active participants reported on line 7a of the Form 55002019-01-01272
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0173
Total of all active and inactive participants2019-01-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01348
Number of participants with account balances2019-01-01348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01355
Total number of active participants reported on line 7a of the Form 55002018-01-01298
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0184
Total of all active and inactive participants2018-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01384
Number of participants with account balances2018-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0123
2017: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01328
Total number of active participants reported on line 7a of the Form 55002017-01-01273
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0179
Total of all active and inactive participants2017-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01354
Number of participants with account balances2017-01-01295
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0118
2016: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01304
Total number of active participants reported on line 7a of the Form 55002016-01-01248
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0178
Total of all active and inactive participants2016-01-01328
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01328
Number of participants with account balances2016-01-01255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01293
Total number of active participants reported on line 7a of the Form 55002015-01-01223
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-0179
Total of all active and inactive participants2015-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01304
Number of participants with account balances2015-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0112
2014: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01295
Total number of active participants reported on line 7a of the Form 55002014-01-01216
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0175
Total of all active and inactive participants2014-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01293
Number of participants with account balances2014-01-01228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01290
Total number of active participants reported on line 7a of the Form 55002013-01-01219
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0175
Total of all active and inactive participants2013-01-01295
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01295
Number of participants with account balances2013-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01263
Total number of active participants reported on line 7a of the Form 55002012-01-01211
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0178
Total of all active and inactive participants2012-01-01290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01290
Number of participants with account balances2012-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01286
Total number of active participants reported on line 7a of the Form 55002011-01-01173
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0186
Total of all active and inactive participants2011-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01260
Number of participants with account balances2011-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01305
Total number of active participants reported on line 7a of the Form 55002010-01-01157
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-01125
Total of all active and inactive participants2010-01-01283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01283
Number of participants with account balances2010-01-01262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01379
Total number of active participants reported on line 7a of the Form 55002009-01-01163
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01131
Total of all active and inactive participants2009-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01294
Number of participants with account balances2009-01-01281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-4,067,154
Total of all expenses incurred2022-12-31$4,246,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,083,215
Value of total corrective distributions2022-12-31$11,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,505,408
Value of total assets at end of year2022-12-31$43,645,000
Value of total assets at beginning of year2022-12-31$51,958,497
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$151,561
Total interest from all sources2022-12-31$27,921
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$657,672
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$657,672
Administrative expenses professional fees incurred2022-12-31$10,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,916,624
Participant contributions at end of year2022-12-31$484,077
Participant contributions at beginning of year2022-12-31$435,878
Participant contributions at end of year2022-12-31$47,617
Assets. Other investments not covered elsewhere at end of year2022-12-31$495,140
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,241,977
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$594,968
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$880
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$187
Other income not declared elsewhere2022-12-31$-126,434
Administrative expenses (other) incurred2022-12-31$43,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,313,497
Value of net assets at end of year (total assets less liabilities)2022-12-31$43,645,000
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$51,958,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$98,463
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$39,406,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$47,695,936
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$30,403
Interest on participant loans2022-12-31$27,921
Value of interest in common/collective trusts at end of year2022-12-31$3,191,860
Value of interest in common/collective trusts at beginning of year2022-12-31$2,554,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,938,375
Net investment gain/loss from pooled separate accounts2022-12-31$113
Net investment gain or loss from common/collective trusts2022-12-31$-193,459
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$993,816
Employer contributions (assets) at end of year2022-12-31$18,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,083,215
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ALDRICH CPA'S AND ADVISORS LLP
Accountancy firm EIN2022-12-31930623286
2021 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$11,228,777
Total of all expenses incurred2021-12-31$3,792,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,582,662
Value of total corrective distributions2021-12-31$26,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,321,024
Value of total assets at end of year2021-12-31$51,958,497
Value of total assets at beginning of year2021-12-31$44,522,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$183,704
Total interest from all sources2021-12-31$28,600
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$845,460
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$845,460
Administrative expenses professional fees incurred2021-12-31$22,385
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,421,602
Participant contributions at end of year2021-12-31$435,878
Participant contributions at beginning of year2021-12-31$420,531
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,241,977
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,099,729
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$238,712
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$187
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$268
Other income not declared elsewhere2021-12-31$105,603
Administrative expenses (other) incurred2021-12-31$39,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,436,190
Value of net assets at end of year (total assets less liabilities)2021-12-31$51,958,497
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$44,522,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$122,312
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$47,695,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$41,549,554
Value of interest in pooled separate accounts at end of year2021-12-31$30,403
Value of interest in pooled separate accounts at beginning of year2021-12-31$65,707
Interest on participant loans2021-12-31$26,956
Interest earned on other investments2021-12-31$1,644
Value of interest in common/collective trusts at end of year2021-12-31$2,554,116
Value of interest in common/collective trusts at beginning of year2021-12-31$1,199,925
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$186,593
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,801,664
Net investment gain/loss from pooled separate accounts2021-12-31$329
Net investment gain or loss from common/collective trusts2021-12-31$126,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$660,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,582,662
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ALDRICH CPA'S AND ADVISORS LLP
Accountancy firm EIN2021-12-31930623286
2020 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$8,960,165
Total of all expenses incurred2020-12-31$2,786,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,672,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,000,356
Value of total assets at end of year2020-12-31$44,522,307
Value of total assets at beginning of year2020-12-31$38,348,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$113,813
Total interest from all sources2020-12-31$39,280
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$570,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$570,393
Administrative expenses professional fees incurred2020-12-31$5,000
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,291,757
Participant contributions at end of year2020-12-31$420,531
Participant contributions at beginning of year2020-12-31$503,342
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,099,729
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$984,298
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$58,428
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$268
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$690
Other income not declared elsewhere2020-12-31$70,858
Administrative expenses (other) incurred2020-12-31$27,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$6,173,405
Value of net assets at end of year (total assets less liabilities)2020-12-31$44,522,307
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$38,348,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$80,686
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$41,549,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$35,056,802
Value of interest in pooled separate accounts at end of year2020-12-31$65,707
Value of interest in pooled separate accounts at beginning of year2020-12-31$134,559
Interest on participant loans2020-12-31$29,602
Interest earned on other investments2020-12-31$9,678
Value of interest in common/collective trusts at end of year2020-12-31$1,199,925
Value of interest in common/collective trusts at beginning of year2020-12-31$810,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$186,593
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$858,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,258,649
Net investment gain/loss from pooled separate accounts2020-12-31$810
Net investment gain or loss from common/collective trusts2020-12-31$19,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$650,171
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,672,947
Contract administrator fees2020-12-31$128
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ALDRICH CPA'S AND ADVISORS LLP
Accountancy firm EIN2020-12-31930623286
2019 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$11,096,499
Total income from all sources (including contributions)2019-12-31$11,096,499
Total of all expenses incurred2019-12-31$4,725,530
Total of all expenses incurred2019-12-31$4,725,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,561,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,561,876
Expenses. Certain deemed distributions of participant loans2019-12-31$15,156
Expenses. Certain deemed distributions of participant loans2019-12-31$15,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,641,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,641,924
Value of total assets at end of year2019-12-31$38,348,902
Value of total assets at end of year2019-12-31$38,348,902
Value of total assets at beginning of year2019-12-31$31,977,933
Value of total assets at beginning of year2019-12-31$31,977,933
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$148,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$148,498
Total interest from all sources2019-12-31$41,545
Total interest from all sources2019-12-31$41,545
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$571,763
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$571,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$571,763
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$571,763
Administrative expenses professional fees incurred2019-12-31$4,000
Administrative expenses professional fees incurred2019-12-31$4,000
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,031,198
Contributions received from participants2019-12-31$2,031,198
Participant contributions at end of year2019-12-31$503,342
Participant contributions at end of year2019-12-31$503,342
Participant contributions at beginning of year2019-12-31$407,826
Participant contributions at beginning of year2019-12-31$407,826
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$40,604
Participant contributions at beginning of year2019-12-31$40,604
Assets. Other investments not covered elsewhere at end of year2019-12-31$984,298
Assets. Other investments not covered elsewhere at end of year2019-12-31$984,298
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$775,477
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$775,477
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,052,250
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,052,250
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$690
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$690
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,404
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,404
Other income not declared elsewhere2019-12-31$161,567
Other income not declared elsewhere2019-12-31$161,567
Administrative expenses (other) incurred2019-12-31$61,408
Administrative expenses (other) incurred2019-12-31$61,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,370,969
Value of net income/loss2019-12-31$6,370,969
Value of net assets at end of year (total assets less liabilities)2019-12-31$38,348,902
Value of net assets at end of year (total assets less liabilities)2019-12-31$38,348,902
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$31,977,933
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$31,977,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$83,090
Investment advisory and management fees2019-12-31$83,090
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$35,056,802
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$35,056,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$28,150,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$28,150,686
Value of interest in pooled separate accounts at end of year2019-12-31$134,559
Value of interest in pooled separate accounts at end of year2019-12-31$134,559
Value of interest in pooled separate accounts at beginning of year2019-12-31$180,611
Value of interest in pooled separate accounts at beginning of year2019-12-31$180,611
Interest on participant loans2019-12-31$23,094
Interest on participant loans2019-12-31$23,094
Interest earned on other investments2019-12-31$18,451
Interest earned on other investments2019-12-31$18,451
Value of interest in common/collective trusts at end of year2019-12-31$810,478
Value of interest in common/collective trusts at end of year2019-12-31$810,478
Value of interest in common/collective trusts at beginning of year2019-12-31$555,260
Value of interest in common/collective trusts at beginning of year2019-12-31$555,260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$858,733
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$858,733
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,852,687
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,852,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,667,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,667,008
Net investment gain/loss from pooled separate accounts2019-12-31$1,455
Net investment gain/loss from pooled separate accounts2019-12-31$1,455
Net investment gain or loss from common/collective trusts2019-12-31$11,237
Net investment gain or loss from common/collective trusts2019-12-31$11,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$558,476
Contributions received in cash from employer2019-12-31$558,476
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$13,378
Employer contributions (assets) at beginning of year2019-12-31$13,378
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,561,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,561,876
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ALDRICH CPA'S AND ADVISORS LLP
Accountancy firm name2019-12-31ALDRICH CPA'S AND ADVISORS LLP
Accountancy firm EIN2019-12-31930623286
Accountancy firm EIN2019-12-31930623286
2018 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,162,549
Total of all expenses incurred2018-12-31$1,744,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,660,996
Value of total corrective distributions2018-12-31$31,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,429,706
Value of total assets at end of year2018-12-31$31,977,933
Value of total assets at beginning of year2018-12-31$32,560,289
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$52,287
Total interest from all sources2018-12-31$44,503
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$453,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$453,402
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,855,077
Participant contributions at end of year2018-12-31$407,826
Participant contributions at beginning of year2018-12-31$314,532
Participant contributions at end of year2018-12-31$40,604
Participant contributions at beginning of year2018-12-31$795
Assets. Other investments not covered elsewhere at end of year2018-12-31$775,477
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,034,686
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,080,142
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,404
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$306
Other income not declared elsewhere2018-12-31$-67,106
Administrative expenses (other) incurred2018-12-31$20,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-582,356
Value of net assets at end of year (total assets less liabilities)2018-12-31$31,977,933
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$32,560,289
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$31,946
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$28,150,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$28,705,728
Value of interest in pooled separate accounts at end of year2018-12-31$180,611
Value of interest in pooled separate accounts at beginning of year2018-12-31$290,954
Interest on participant loans2018-12-31$19,825
Interest earned on other investments2018-12-31$24,678
Value of interest in common/collective trusts at end of year2018-12-31$555,260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,852,687
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,212,985
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,702,788
Net investment gain/loss from pooled separate accounts2018-12-31$1,718
Net investment gain or loss from common/collective trusts2018-12-31$3,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$494,487
Employer contributions (assets) at end of year2018-12-31$13,378
Employer contributions (assets) at beginning of year2018-12-31$303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,660,996
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ALDRICH CPA'S AND ADVISORS LLP
Accountancy firm EIN2018-12-31930623286
2017 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$6,587,257
Total of all expenses incurred2017-12-31$2,791,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,781,538
Value of total corrective distributions2017-12-31$7,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,242,592
Value of total assets at end of year2017-12-31$32,560,289
Value of total assets at beginning of year2017-12-31$28,764,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,559
Total interest from all sources2017-12-31$40,015
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$436,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$436,123
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,600,861
Participant contributions at end of year2017-12-31$314,532
Participant contributions at beginning of year2017-12-31$358,819
Participant contributions at end of year2017-12-31$795
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,034,686
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,534,827
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$206,813
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$306
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,833
Other income not declared elsewhere2017-12-31$110,570
Administrative expenses (other) incurred2017-12-31$2,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,795,749
Value of net assets at end of year (total assets less liabilities)2017-12-31$32,560,289
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$28,764,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$28,705,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$24,415,683
Value of interest in pooled separate accounts at end of year2017-12-31$290,954
Value of interest in pooled separate accounts at beginning of year2017-12-31$280,372
Interest on participant loans2017-12-31$16,123
Interest earned on other investments2017-12-31$23,892
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,212,985
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,173,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,755,970
Net investment gain/loss from pooled separate accounts2017-12-31$1,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$434,918
Employer contributions (assets) at end of year2017-12-31$303
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,781,538
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ALDRICH CPA'S AND ADVISORS LLP
Accountancy firm EIN2017-12-31930623286
2016 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$4,312,807
Total of all expenses incurred2016-12-31$687,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$657,149
Expenses. Certain deemed distributions of participant loans2016-12-31$1,343
Value of total corrective distributions2016-12-31$26,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,716,679
Value of total assets at end of year2016-12-31$28,764,540
Value of total assets at beginning of year2016-12-31$25,139,119
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,380
Total interest from all sources2016-12-31$38,525
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$322,676
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$322,676
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,370,233
Participant contributions at end of year2016-12-31$358,819
Participant contributions at beginning of year2016-12-31$406,607
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,534,827
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,456,074
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$54,345
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,833
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$179
Other income not declared elsewhere2016-12-31$78,744
Administrative expenses (other) incurred2016-12-31$2,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,625,421
Value of net assets at end of year (total assets less liabilities)2016-12-31$28,764,540
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,139,119
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$24,415,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$21,420,170
Value of interest in pooled separate accounts at end of year2016-12-31$280,372
Value of interest in pooled separate accounts at beginning of year2016-12-31$198,998
Interest on participant loans2016-12-31$18,985
Interest earned on other investments2016-12-31$19,540
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,173,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,657,091
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,154,603
Net investment gain/loss from pooled separate accounts2016-12-31$1,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$292,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$657,149
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ALDRICH CPA'S AND ADVISORS LLP
Accountancy firm EIN2016-12-31930623286
2015 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,221,132
Total of all expenses incurred2015-12-31$2,777,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,733,007
Value of total corrective distributions2015-12-31$42,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,298,038
Value of total assets at end of year2015-12-31$25,139,119
Value of total assets at beginning of year2015-12-31$26,695,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,809
Total interest from all sources2015-12-31$33,605
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$328,569
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$328,569
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,165,111
Participant contributions at end of year2015-12-31$406,607
Participant contributions at beginning of year2015-12-31$476,538
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,456,074
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,527,942
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$19,630
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$179
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$135
Other income not declared elsewhere2015-12-31$-9,355
Administrative expenses (other) incurred2015-12-31$2,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,556,772
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,139,119
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$26,695,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$21,420,170
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$22,824,776
Value of interest in pooled separate accounts at end of year2015-12-31$198,998
Value of interest in pooled separate accounts at beginning of year2015-12-31$432,564
Interest on participant loans2015-12-31$21,032
Interest earned on other investments2015-12-31$12,573
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,657,091
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,433,936
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-431,379
Net investment gain/loss from pooled separate accounts2015-12-31$1,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$113,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,733,007
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31AKT LLP
Accountancy firm EIN2015-12-31930623286
2014 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,934,430
Total of all expenses incurred2014-12-31$1,627,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,625,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,131,769
Value of total assets at end of year2014-12-31$26,695,891
Value of total assets at beginning of year2014-12-31$25,388,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,831
Total interest from all sources2014-12-31$37,049
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$379,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$379,273
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,210,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,065,499
Participant contributions at end of year2014-12-31$476,538
Participant contributions at beginning of year2014-12-31$486,381
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,527,942
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,447,985
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$48,085
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$135
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$267
Other income not declared elsewhere2014-12-31$56,958
Administrative expenses (other) incurred2014-12-31$1,831
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,306,936
Value of net assets at end of year (total assets less liabilities)2014-12-31$26,695,891
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$25,388,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$22,824,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$21,316,062
Value of interest in pooled separate accounts at end of year2014-12-31$432,564
Value of interest in pooled separate accounts at beginning of year2014-12-31$479,637
Interest on participant loans2014-12-31$22,146
Interest earned on other investments2014-12-31$14,903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,433,936
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,658,623
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,326,323
Net investment gain/loss from pooled separate accounts2014-12-31$3,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$18,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,625,663
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31AKT LLP
Accountancy firm EIN2014-12-31930623286
2013 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$5,568,872
Total of all expenses incurred2013-12-31$824,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$822,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,083,465
Value of total assets at end of year2013-12-31$25,388,955
Value of total assets at beginning of year2013-12-31$20,644,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,200
Total interest from all sources2013-12-31$37,812
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$334,370
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$334,370
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,210,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,043,426
Participant contributions at end of year2013-12-31$486,381
Participant contributions at beginning of year2013-12-31$431,463
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,447,985
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,573,090
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$40,036
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$267
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$116
Other income not declared elsewhere2013-12-31$138,115
Administrative expenses (other) incurred2013-12-31$2,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,744,328
Value of net assets at end of year (total assets less liabilities)2013-12-31$25,388,955
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,644,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$21,316,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,587,696
Value of interest in pooled separate accounts at end of year2013-12-31$479,637
Value of interest in pooled separate accounts at beginning of year2013-12-31$507,455
Interest on participant loans2013-12-31$18,171
Interest earned on other investments2013-12-31$19,641
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,658,623
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,544,807
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,970,845
Net investment gain/loss from pooled separate accounts2013-12-31$4,265
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$822,344
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DOUGLAS G GRIFFIN CPA
Accountancy firm EIN2013-12-31330370882
2012 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$3,410,582
Total of all expenses incurred2012-12-31$1,296,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,294,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,172,557
Value of total assets at end of year2012-12-31$20,644,627
Value of total assets at beginning of year2012-12-31$18,530,267
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,050
Total interest from all sources2012-12-31$39,553
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$268,730
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$268,730
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,210,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$927,565
Participant contributions at end of year2012-12-31$431,463
Participant contributions at beginning of year2012-12-31$401,993
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,573,090
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,574,347
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$236,821
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$116
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$117
Other income not declared elsewhere2012-12-31$100,411
Administrative expenses (other) incurred2012-12-31$2,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,114,360
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,644,627
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,530,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,587,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$14,487,459
Value of interest in pooled separate accounts at end of year2012-12-31$507,455
Value of interest in pooled separate accounts at beginning of year2012-12-31$494,147
Interest on participant loans2012-12-31$14,715
Interest earned on other investments2012-12-31$24,838
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,544,807
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,572,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,823,583
Net investment gain/loss from pooled separate accounts2012-12-31$5,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$8,171
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,294,172
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DOUGLAS G GRIFFIN CPA
Accountancy firm EIN2012-12-31330370882
2011 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$621,044
Total of all expenses incurred2011-12-31$3,124,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,122,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$822,274
Value of total assets at end of year2011-12-31$18,530,267
Value of total assets at beginning of year2011-12-31$21,033,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,050
Total interest from all sources2011-12-31$57,351
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$214,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$214,329
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$797,488
Participant contributions at end of year2011-12-31$401,993
Participant contributions at beginning of year2011-12-31$451,198
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,574,347
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,619,538
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$24,786
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$117
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$159
Other income not declared elsewhere2011-12-31$-75,665
Administrative expenses (other) incurred2011-12-31$2,050
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,503,072
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,530,267
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,033,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,487,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,667,586
Value of interest in pooled separate accounts at end of year2011-12-31$494,147
Value of interest in pooled separate accounts at beginning of year2011-12-31$479,724
Interest on participant loans2011-12-31$17,065
Interest earned on other investments2011-12-31$40,286
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,572,204
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,815,134
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-405,962
Net investment gain/loss from pooled separate accounts2011-12-31$8,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,122,066
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DOUGLAS G GRIFFIN CPA
Accountancy firm EIN2011-12-31330370882
2010 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$3,139,679
Total of all expenses incurred2010-12-31$3,300,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,216,307
Expenses. Certain deemed distributions of participant loans2010-12-31$10,674
Value of total corrective distributions2010-12-31$70,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$781,044
Value of total assets at end of year2010-12-31$21,033,339
Value of total assets at beginning of year2010-12-31$21,193,786
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,750
Total interest from all sources2010-12-31$75,011
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$246,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$246,992
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$704,330
Participant contributions at end of year2010-12-31$451,198
Participant contributions at beginning of year2010-12-31$354,768
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,619,538
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,454,432
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$76,714
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$159
Other income not declared elsewhere2010-12-31$167,854
Administrative expenses (other) incurred2010-12-31$2,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-160,447
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,033,339
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$21,193,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,667,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$16,386,099
Value of interest in pooled separate accounts at end of year2010-12-31$479,724
Value of interest in pooled separate accounts at beginning of year2010-12-31$517,750
Interest on participant loans2010-12-31$19,693
Interest earned on other investments2010-12-31$55,318
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,815,134
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,480,737
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,857,397
Net investment gain/loss from pooled separate accounts2010-12-31$11,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,216,307
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DOUGLAS G GRIFFIN CPA
Accountancy firm EIN2010-12-31330370882
2009 : RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN

2022: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RICK ENGINEERING 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK60455
Policy instance 1
Insurance contract or identification numberJK60455
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK60455
Policy instance 1
Insurance contract or identification numberJK60455
Number of Individuals Covered388
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK60455
Policy instance 1
Insurance contract or identification numberJK60455
Number of Individuals Covered368
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK60455
Policy instance 1
Insurance contract or identification numberJK60455
Number of Individuals Covered348
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK60455
Policy instance 1
Insurance contract or identification numberJK60455
Number of Individuals Covered321
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,438
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,438
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberJK60455
Policy instance 1
Insurance contract or identification numberJK60455
Number of Individuals Covered295
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,748
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,748
Insurance broker organization code?3
Insurance broker nameCAMBRIDGE INVESTMENT RESEARCH

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