PENFIELD & SMITH ENGINEERS, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PENFIELD & SMITH ENGINEERS, INC. 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for PENFIELD & SMITH ENGINEERS, INC. 401(K) PROFIT SHARING PLAN
Measure | Date | Value |
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2016 : PENFIELD & SMITH ENGINEERS, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,393,863 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $4,331,634 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,325,394 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
Value of total assets at end of year | 2016-12-31 | $15,949,286 |
Value of total assets at beginning of year | 2016-12-31 | $18,887,057 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $6,240 |
Total interest from all sources | 2016-12-31 | $6,606 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $463,262 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $463,262 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Participant contributions at end of year | 2016-12-31 | $106,203 |
Participant contributions at beginning of year | 2016-12-31 | $170,929 |
Administrative expenses (other) incurred | 2016-12-31 | $6,240 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-2,937,771 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,949,286 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $18,887,057 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $14,109,521 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $16,987,801 |
Interest on participant loans | 2016-12-31 | $6,606 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,733,562 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,728,327 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $891,701 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $32,294 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,325,394 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BARTLETT, PRINGLE AND WOLF, LLP |
Accountancy firm EIN | 2016-12-31 | 952089835 |
2015 : PENFIELD & SMITH ENGINEERS, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $-107,506 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $1,880,261 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,808,418 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $27,900 |
Value of total corrective distributions | 2015-12-31 | $37,563 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
Value of total assets at end of year | 2015-12-31 | $18,887,057 |
Value of total assets at beginning of year | 2015-12-31 | $20,874,824 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $6,380 |
Total interest from all sources | 2015-12-31 | $10,128 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $663,235 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2015-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $663,235 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Participant contributions at end of year | 2015-12-31 | $170,929 |
Participant contributions at beginning of year | 2015-12-31 | $313,700 |
Administrative expenses (other) incurred | 2015-12-31 | $6,380 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,987,767 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $18,887,057 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $20,874,824 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $16,987,801 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $18,761,880 |
Interest on participant loans | 2015-12-31 | $10,128 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,728,327 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,799,244 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-814,333 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $33,464 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,808,418 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BARTLETT, PRINGLE AND WOLF, LLP |
Accountancy firm EIN | 2015-12-31 | 952089835 |
2014 : PENFIELD & SMITH ENGINEERS, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,303,126 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,881,512 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,874,952 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $667,392 |
Value of total assets at end of year | 2014-12-31 | $20,874,824 |
Value of total assets at beginning of year | 2014-12-31 | $21,453,210 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $6,560 |
Total interest from all sources | 2014-12-31 | $16,587 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $682,712 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2014-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $682,712 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $518,713 |
Participant contributions at end of year | 2014-12-31 | $313,700 |
Participant contributions at beginning of year | 2014-12-31 | $318,163 |
Participant contributions at end of year | 2014-12-31 | $0 |
Participant contributions at beginning of year | 2014-12-31 | $11,644 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
Other income not declared elsewhere | 2014-12-31 | $2,240 |
Administrative expenses (other) incurred | 2014-12-31 | $6,560 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-578,386 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $20,874,824 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $21,453,210 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $18,761,880 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $18,951,976 |
Interest on participant loans | 2014-12-31 | $16,587 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,799,244 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,854,386 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $955,692 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $-21,497 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $148,679 |
Employer contributions (assets) at end of year | 2014-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $317,041 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,874,952 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BARTLETT, PRINGLE AND WOLF, LLP |
Accountancy firm EIN | 2014-12-31 | 952089835 |
2013 : PENFIELD & SMITH ENGINEERS, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $4,362,365 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,534,118 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,520,606 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $4,301 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,018,822 |
Value of total assets at end of year | 2013-12-31 | $21,453,210 |
Value of total assets at beginning of year | 2013-12-31 | $18,624,963 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $9,211 |
Total interest from all sources | 2013-12-31 | $15,832 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $617,298 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $617,298 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $520,842 |
Participant contributions at end of year | 2013-12-31 | $318,163 |
Participant contributions at beginning of year | 2013-12-31 | $361,387 |
Participant contributions at end of year | 2013-12-31 | $11,644 |
Participant contributions at beginning of year | 2013-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $7,200 |
Administrative expenses (other) incurred | 2013-12-31 | $9,211 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,828,247 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $21,453,210 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $18,624,963 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $18,951,976 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $15,735,708 |
Interest on participant loans | 2013-12-31 | $15,832 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,854,386 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $2,282,940 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,734,088 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $-23,675 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $490,780 |
Employer contributions (assets) at end of year | 2013-12-31 | $317,041 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $244,928 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,520,606 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BARTLETT, PRINGLE AND WOLF, LLP |
Accountancy firm EIN | 2013-12-31 | 952089835 |
2012 : PENFIELD & SMITH ENGINEERS, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,978,678 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $1,438,715 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,426,773 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,015,937 |
Value of total assets at end of year | 2012-12-31 | $18,624,963 |
Value of total assets at beginning of year | 2012-12-31 | $17,085,000 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $11,942 |
Total interest from all sources | 2012-12-31 | $17,241 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $399,200 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $399,200 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $529,227 |
Participant contributions at end of year | 2012-12-31 | $361,387 |
Participant contributions at beginning of year | 2012-12-31 | $316,832 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $67,219 |
Other income not declared elsewhere | 2012-12-31 | $130 |
Administrative expenses (other) incurred | 2012-12-31 | $11,942 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,539,963 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $18,624,963 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $17,085,000 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $15,735,708 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $14,609,602 |
Interest on participant loans | 2012-12-31 | $17,241 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,282,940 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,918,566 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,485,037 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $61,133 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $419,491 |
Employer contributions (assets) at end of year | 2012-12-31 | $244,928 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $240,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,426,773 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BARTLETT, PRINGLE AND WOLF, LLP |
Accountancy firm EIN | 2012-12-31 | 952089835 |
2011 : PENFIELD & SMITH ENGINEERS, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $949,641 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,922,791 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,911,001 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $903,529 |
Value of total assets at end of year | 2011-12-31 | $17,085,000 |
Value of total assets at beginning of year | 2011-12-31 | $18,058,150 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $11,790 |
Total interest from all sources | 2011-12-31 | $16,205 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $396,780 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $396,780 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $474,944 |
Participant contributions at end of year | 2011-12-31 | $316,832 |
Participant contributions at beginning of year | 2011-12-31 | $262,043 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $11,746 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $23,992 |
Other income not declared elsewhere | 2011-12-31 | $292 |
Administrative expenses (other) incurred | 2011-12-31 | $11,790 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-973,150 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $17,085,000 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $18,058,150 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $14,609,602 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $15,478,781 |
Interest on participant loans | 2011-12-31 | $16,205 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,918,566 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $2,065,580 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-426,377 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $59,212 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $404,593 |
Employer contributions (assets) at end of year | 2011-12-31 | $240,000 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $240,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,911,001 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BARTLETT, PRINGLE AND WOLF, LLP |
Accountancy firm EIN | 2011-12-31 | 952089835 |
2010 : PENFIELD & SMITH ENGINEERS, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,548,084 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,174,074 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,161,856 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $672,393 |
Value of total assets at end of year | 2010-12-31 | $18,058,150 |
Value of total assets at beginning of year | 2010-12-31 | $16,684,140 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $12,218 |
Total interest from all sources | 2010-12-31 | $12,689 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $333,400 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $333,400 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $463,243 |
Participant contributions at end of year | 2010-12-31 | $262,043 |
Participant contributions at beginning of year | 2010-12-31 | $185,439 |
Participant contributions at end of year | 2010-12-31 | $11,746 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $150 |
Administrative expenses (other) incurred | 2010-12-31 | $12,218 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,374,010 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $18,058,150 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $16,684,140 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $15,478,781 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $14,612,914 |
Interest on participant loans | 2010-12-31 | $12,689 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $2,065,580 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,645,787 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,433,282 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $96,320 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $209,000 |
Employer contributions (assets) at end of year | 2010-12-31 | $240,000 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $240,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,161,856 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BARTLETT, PRINGLE & WOLF, LLP |
Accountancy firm EIN | 2010-12-31 | 952089835 |