401k Plan data: ROCKWOOD CHEMICAL COMPANY RETIREMENT PLAN plan

ROCKWOOD CHEMICAL COMPANY RETIREMENT PLAN 401k Plan overview

Plan Name	ROCKWOOD CHEMICAL COMPANY RETIREMENT PLAN
Plan identification number	002

ROCKWOOD CHEMICAL COMPANY RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

ROCKWOOD CHEMICAL COMPANY has sponsored the creation of one or more 401k plans.

Company Name: ROCKWOOD CHEMICAL COMPANY

Employer identification number (EIN): 952091982

NAIC Classification: 115110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKWOOD CHEMICAL COMPANY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01 DANIEL VERNON 2014-03-03 DANIEL VERNON 2014-03-03
002 2012-01-01 DANIEL VERNON 2014-03-03 DANIEL VERNON 2014-03-03
002 2011-01-01 CHARLES R WAEGNER
002 2009-01-01 CHARLES R WAEGNER

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2013-01-01	DANIEL VERNON	2014-03-03	DANIEL VERNON	2014-03-03
002	2012-01-01	DANIEL VERNON	2014-03-03	DANIEL VERNON	2014-03-03
002	2011-01-01	CHARLES R WAEGNER
002	2009-01-01	CHARLES R WAEGNER

Form 5500 Responses for ROCKWOOD CHEMICAL COMPANY RETIREMENT PLAN

2011: ROCKWOOD CHEMICAL COMPANY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: ROCKWOOD CHEMICAL COMPANY RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	438400
Policy instance	1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	438400
Policy instance	1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	6515478
Policy instance	2

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Company Name:	ROCKWOOD CHEMICAL COMPANY
Employer identification number (EIN):	952091982
NAIC Classification:	115110