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SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 401k Plan overview

Plan NameSORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES
Plan identification number 001

SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SORENSON ENGINEERING, INC. has sponsored the creation of one or more 401k plans.

Company Name:SORENSON ENGINEERING, INC.
Employer identification number (EIN):952104584
NAIC Classification:332700

Additional information about SORENSON ENGINEERING, INC.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2004-02-12
Company Identification Number: 20041051791
Legal Registered Office Address: 1169 Aspen St

Broomfield
United States of America (USA)
80020

More information about SORENSON ENGINEERING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-09-01PATRICIA ORTEGA2023-06-13
0012020-09-01PATRICIA ORTEGA2022-06-07
0012019-09-01PATRICIA ORTEGA2021-04-23
0012018-09-01PATRICIA ORTEGA2020-02-21
0012017-09-01PATRICIA ORTEGA2019-06-06
0012016-09-01PATRICIA ORTEGA2018-05-22
0012015-09-01PATRICIA ORTEGA2017-04-20
0012014-09-01PATRICIA ORTEGA
0012013-09-01PATTY ORTEGA
0012012-09-01PATTY ORTEGA
0012011-09-01SUSAN FUSSELMAN SUSAN FUSSELMAN2013-06-10
0012009-09-01SUSAN FUSSELMAN

Plan Statistics for SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES

401k plan membership statisitcs for SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES

Measure Date Value
2014: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2014 401k membership
Total participants, beginning-of-year2014-09-01270
Total number of active participants reported on line 7a of the Form 55002014-09-01158
Number of retired or separated participants receiving benefits2014-09-010
Number of other retired or separated participants entitled to future benefits2014-09-0183
Total of all active and inactive participants2014-09-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-01241
Number of participants with account balances2014-09-01218
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-0112
2013: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2013 401k membership
Total participants, beginning-of-year2013-09-01263
Total number of active participants reported on line 7a of the Form 55002013-09-01187
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-0176
Total of all active and inactive participants2013-09-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-01263
Number of participants with account balances2013-09-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-0118
2012: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2012 401k membership
Total participants, beginning-of-year2012-09-01272
Total number of active participants reported on line 7a of the Form 55002012-09-01193
Number of other retired or separated participants entitled to future benefits2012-09-0170
Total of all active and inactive participants2012-09-01263
Total participants2012-09-01263
Number of participants with account balances2012-09-01235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-016
2011: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2011 401k membership
Total participants, beginning-of-year2011-09-01290
Total number of active participants reported on line 7a of the Form 55002011-09-01197
Number of retired or separated participants receiving benefits2011-09-010
Number of other retired or separated participants entitled to future benefits2011-09-0175
Total of all active and inactive participants2011-09-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-01272
Number of participants with account balances2011-09-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-0128
2009: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2009 401k membership
Total participants, beginning-of-year2009-09-01228
Total number of active participants reported on line 7a of the Form 55002009-09-01184
Number of retired or separated participants receiving benefits2009-09-010
Number of other retired or separated participants entitled to future benefits2009-09-0154
Total of all active and inactive participants2009-09-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-010
Total participants2009-09-01238
Number of participants with account balances2009-09-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-011

Financial Data on SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES

Measure Date Value
2015 : SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-31$0
Total income from all sources (including contributions)2015-08-31$231,809
Total loss/gain on sale of assets2015-08-31$0
Total of all expenses incurred2015-08-31$643,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-31$615,304
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-31$372,982
Value of total assets at end of year2015-08-31$6,364,336
Value of total assets at beginning of year2015-08-31$6,775,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-31$27,752
Total interest from all sources2015-08-31$19,980
Total dividends received (eg from common stock, registered investment company shares)2015-08-31$177,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-08-31$177,499
Administrative expenses professional fees incurred2015-08-31$14,200
Was this plan covered by a fidelity bond2015-08-31Yes
Value of fidelity bond cover2015-08-31$450,000
If this is an individual account plan, was there a blackout period2015-08-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
Were there any nonexempt tranactions with any party-in-interest2015-08-31No
Contributions received from participants2015-08-31$280,302
Participant contributions at end of year2015-08-31$483,230
Participant contributions at beginning of year2015-08-31$425,626
Participant contributions at end of year2015-08-31$11,047
Participant contributions at beginning of year2015-08-31$10,353
Other income not declared elsewhere2015-08-31$-6,404
Total non interest bearing cash at end of year2015-08-31$47,754
Total non interest bearing cash at beginning of year2015-08-31$600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Value of net income/loss2015-08-31$-411,247
Value of net assets at end of year (total assets less liabilities)2015-08-31$6,364,336
Value of net assets at beginning of year (total assets less liabilities)2015-08-31$6,775,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-31No
Were any leases to which the plan was party in default or uncollectible2015-08-31No
Investment advisory and management fees2015-08-31$7,686
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-08-31$5,367,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-08-31$5,559,765
Interest on participant loans2015-08-31$19,980
Value of interest in common/collective trusts at end of year2015-08-31$447,693
Value of interest in common/collective trusts at beginning of year2015-08-31$775,126
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-08-31$-337,624
Net investment gain or loss from common/collective trusts2015-08-31$5,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-31No
Was there a failure to transmit to the plan any participant contributions2015-08-31No
Has the plan failed to provide any benefit when due under the plan2015-08-31No
Contributions received in cash from employer2015-08-31$92,680
Employer contributions (assets) at end of year2015-08-31$7,552
Employer contributions (assets) at beginning of year2015-08-31$4,113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-31$615,304
Contract administrator fees2015-08-31$5,866
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-08-31Yes
Did the plan have assets held for investment2015-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-31Yes
Opinion of an independent qualified public accountant for this plan2015-08-31Disclaimer
Accountancy firm name2015-08-31SWENSON CORPORATION
Accountancy firm EIN2015-08-31330305865
2014 : SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2014 401k financial data
Total income from all sources (including contributions)2014-08-31$1,183,746
Total of all expenses incurred2014-08-31$321,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-08-31$310,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-08-31$386,988
Value of total assets at end of year2014-08-31$6,775,583
Value of total assets at beginning of year2014-08-31$5,913,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-08-31$10,904
Total interest from all sources2014-08-31$18,462
Total dividends received (eg from common stock, registered investment company shares)2014-08-31$32,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-08-31$32,693
Administrative expenses professional fees incurred2014-08-31$5,500
Was this plan covered by a fidelity bond2014-08-31Yes
Value of fidelity bond cover2014-08-31$450,000
If this is an individual account plan, was there a blackout period2014-08-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
Were there any nonexempt tranactions with any party-in-interest2014-08-31No
Contributions received from participants2014-08-31$278,801
Participant contributions at end of year2014-08-31$425,626
Participant contributions at beginning of year2014-08-31$414,162
Participant contributions at end of year2014-08-31$10,353
Participant contributions at beginning of year2014-08-31$10,800
Other income not declared elsewhere2014-08-31$374
Total non interest bearing cash at end of year2014-08-31$600
Total non interest bearing cash at beginning of year2014-08-31$226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Value of net income/loss2014-08-31$862,502
Value of net assets at end of year (total assets less liabilities)2014-08-31$6,775,583
Value of net assets at beginning of year (total assets less liabilities)2014-08-31$5,913,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-08-31No
Were any leases to which the plan was party in default or uncollectible2014-08-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-08-31$5,559,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-08-31$4,121,329
Interest on participant loans2014-08-31$18,462
Value of interest in common/collective trusts at end of year2014-08-31$775,126
Value of interest in common/collective trusts at beginning of year2014-08-31$1,362,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-08-31$745,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-08-31Yes
Was there a failure to transmit to the plan any participant contributions2014-08-31No
Has the plan failed to provide any benefit when due under the plan2014-08-31No
Contributions received in cash from employer2014-08-31$108,187
Employer contributions (assets) at end of year2014-08-31$4,113
Employer contributions (assets) at beginning of year2014-08-31$4,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-08-31$310,340
Contract administrator fees2014-08-31$5,404
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-08-31Yes
Did the plan have assets held for investment2014-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-08-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-08-31Yes
Opinion of an independent qualified public accountant for this plan2014-08-31Disclaimer
Accountancy firm name2014-08-31SWENSON CORPORATION
Accountancy firm EIN2014-08-31330305865
2013 : SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2013 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-08-31$0
Total income from all sources (including contributions)2013-08-31$779,393
Total of all expenses incurred2013-08-31$83,702
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-08-31$57,993
Expenses. Certain deemed distributions of participant loans2013-08-31$2,216
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-08-31$372,854
Value of total assets at end of year2013-08-31$5,913,081
Value of total assets at beginning of year2013-08-31$5,217,390
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-08-31$23,493
Total interest from all sources2013-08-31$13,967
Total dividends received (eg from common stock, registered investment company shares)2013-08-31$57,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-08-31$57,860
Assets. Real estate other than employer real property at beginning of year2013-08-31$0
Administrative expenses professional fees incurred2013-08-31$2,225
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-08-31$0
Was this plan covered by a fidelity bond2013-08-31Yes
Value of fidelity bond cover2013-08-31$450,000
If this is an individual account plan, was there a blackout period2013-08-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-08-31No
Contributions received from participants2013-08-31$266,315
Participant contributions at end of year2013-08-31$414,162
Participant contributions at beginning of year2013-08-31$304,884
Participant contributions at end of year2013-08-31$10,800
Participant contributions at beginning of year2013-08-31$9,462
Assets. Other investments not covered elsewhere at beginning of year2013-08-31$868,984
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-08-31$0
Assets. Loans (other than to participants) at beginning of year2013-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-08-31$0
Administrative expenses (other) incurred2013-08-31$10,200
Liabilities. Value of operating payables at beginning of year2013-08-31$0
Total non interest bearing cash at end of year2013-08-31$226
Total non interest bearing cash at beginning of year2013-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Value of net income/loss2013-08-31$695,691
Value of net assets at end of year (total assets less liabilities)2013-08-31$5,913,081
Value of net assets at beginning of year (total assets less liabilities)2013-08-31$5,217,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-08-31No
Were any leases to which the plan was party in default or uncollectible2013-08-31No
Assets. partnership/joint venture interests at beginning of year2013-08-31$0
Investment advisory and management fees2013-08-31$2,369
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-08-31$4,121,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-08-31$4,030,188
Value of interest in pooled separate accounts at beginning of year2013-08-31$0
Interest on participant loans2013-08-31$13,967
Value of interest in master investment trust accounts at beginning of year2013-08-31$0
Value of interest in common/collective trusts at end of year2013-08-31$1,362,224
Value of interest in common/collective trusts at beginning of year2013-08-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-08-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-08-31$0
Asset value of US Government securities at beginning of year2013-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-08-31$319,040
Net investment gain or loss from common/collective trusts2013-08-31$15,672
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-08-31Yes
Was there a failure to transmit to the plan any participant contributions2013-08-31No
Has the plan failed to provide any benefit when due under the plan2013-08-31No
Assets. Invements in employer securities at beginning of year2013-08-31$0
Assets. Value of employer real property at beginning of year2013-08-31$0
Contributions received in cash from employer2013-08-31$106,539
Employer contributions (assets) at end of year2013-08-31$4,340
Employer contributions (assets) at beginning of year2013-08-31$3,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-08-31$57,993
Asset. Corporate debt instrument preferred debt at beginning of year2013-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-08-31$0
Contract administrator fees2013-08-31$8,699
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-08-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2013-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-08-31$0
Did the plan have assets held for investment2013-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-08-31No
Liabilities. Value of acquisition indebtedness at beginning of year2013-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-08-31Yes
Opinion of an independent qualified public accountant for this plan2013-08-31Disclaimer
Accountancy firm name2013-08-31SWENSON CORPORATION
Accountancy firm EIN2013-08-31330305865
2012 : SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-08-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-08-31$0
Total unrealized appreciation/depreciation of assets2012-08-31$0
Total transfer of assets to this plan2012-08-31$0
Total transfer of assets from this plan2012-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-08-31$0
Expenses. Interest paid2012-08-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-08-31$0
Total income from all sources (including contributions)2012-08-31$712,686
Total loss/gain on sale of assets2012-08-31$0
Total of all expenses incurred2012-08-31$360,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-08-31$330,105
Expenses. Certain deemed distributions of participant loans2012-08-31$0
Value of total corrective distributions2012-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-08-31$377,719
Value of total assets at end of year2012-08-31$5,217,390
Value of total assets at beginning of year2012-08-31$4,865,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-08-31$30,311
Total income from rents2012-08-31$0
Total interest from all sources2012-08-31$14,443
Total dividends received (eg from common stock, registered investment company shares)2012-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-08-31$0
Assets. Real estate other than employer real property at end of year2012-08-31$0
Assets. Real estate other than employer real property at beginning of year2012-08-31$0
Administrative expenses professional fees incurred2012-08-31$23,217
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-08-31$0
Was this plan covered by a fidelity bond2012-08-31Yes
Value of fidelity bond cover2012-08-31$450,000
If this is an individual account plan, was there a blackout period2012-08-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-08-31No
Contributions received from participants2012-08-31$273,724
Participant contributions at end of year2012-08-31$304,884
Participant contributions at beginning of year2012-08-31$321,970
Participant contributions at end of year2012-08-31$9,462
Participant contributions at beginning of year2012-08-31$0
Assets. Other investments not covered elsewhere at end of year2012-08-31$868,984
Assets. Other investments not covered elsewhere at beginning of year2012-08-31$769,890
Income. Received or receivable in cash from other sources (including rollovers)2012-08-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-08-31$0
Assets. Loans (other than to participants) at end of year2012-08-31$0
Assets. Loans (other than to participants) at beginning of year2012-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-08-31$0
Other income not declared elsewhere2012-08-31$89,527
Administrative expenses (other) incurred2012-08-31$544
Liabilities. Value of operating payables at end of year2012-08-31$0
Liabilities. Value of operating payables at beginning of year2012-08-31$0
Total non interest bearing cash at end of year2012-08-31$0
Total non interest bearing cash at beginning of year2012-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Income. Non cash contributions2012-08-31$0
Value of net income/loss2012-08-31$352,270
Value of net assets at end of year (total assets less liabilities)2012-08-31$5,217,390
Value of net assets at beginning of year (total assets less liabilities)2012-08-31$4,865,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-08-31No
Were any leases to which the plan was party in default or uncollectible2012-08-31No
Assets. partnership/joint venture interests at end of year2012-08-31$0
Assets. partnership/joint venture interests at beginning of year2012-08-31$0
Investment advisory and management fees2012-08-31$6,550
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-08-31$4,030,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-08-31$3,307,856
Value of interest in pooled separate accounts at end of year2012-08-31$0
Value of interest in pooled separate accounts at beginning of year2012-08-31$0
Interest on participant loans2012-08-31$14,443
Income. Interest from loans (other than to participants)2012-08-31$0
Interest earned on other investments2012-08-31$0
Income. Interest from US Government securities2012-08-31$0
Income. Interest from corporate debt instruments2012-08-31$0
Value of interest in master investment trust accounts at end of year2012-08-31$0
Value of interest in master investment trust accounts at beginning of year2012-08-31$0
Value of interest in common/collective trusts at end of year2012-08-31$0
Value of interest in common/collective trusts at beginning of year2012-08-31$343,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-08-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-08-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-08-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-08-31$0
Assets. Value of investments in 103.12 investment entities at end of year2012-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-08-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-08-31$0
Asset value of US Government securities at end of year2012-08-31$0
Asset value of US Government securities at beginning of year2012-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-08-31$0
Net investment gain/loss from pooled separate accounts2012-08-31$230,997
Net investment gain or loss from common/collective trusts2012-08-31$0
Net gain/loss from 103.12 investment entities2012-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-08-31No
Was there a failure to transmit to the plan any participant contributions2012-08-31No
Has the plan failed to provide any benefit when due under the plan2012-08-31No
Assets. Invements in employer securities at end of year2012-08-31$0
Assets. Invements in employer securities at beginning of year2012-08-31$0
Assets. Value of employer real property at end of year2012-08-31$0
Assets. Value of employer real property at beginning of year2012-08-31$0
Contributions received in cash from employer2012-08-31$103,995
Employer contributions (assets) at end of year2012-08-31$3,872
Employer contributions (assets) at beginning of year2012-08-31$121,644
Income. Dividends from preferred stock2012-08-31$0
Income. Dividends from common stock2012-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-08-31$330,105
Asset. Corporate debt instrument preferred debt at end of year2012-08-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-08-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-08-31$0
Contract administrator fees2012-08-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-08-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-08-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-08-31$0
Liabilities. Value of benefit claims payable at end of year2012-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-08-31$0
Did the plan have assets held for investment2012-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-08-31No
Aggregate proceeds on sale of assets2012-08-31$0
Aggregate carrying amount (costs) on sale of assets2012-08-31$0
Liabilities. Value of acquisition indebtedness at end of year2012-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-08-31Yes
Opinion of an independent qualified public accountant for this plan2012-08-31Disclaimer
Accountancy firm name2012-08-31SWENSON CORP.
Accountancy firm EIN2012-08-31330305865
2011 : SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-08-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-08-31$0
Total unrealized appreciation/depreciation of assets2011-08-31$0
Total transfer of assets to this plan2011-08-31$0
Total transfer of assets from this plan2011-08-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-08-31$0
Expenses. Interest paid2011-08-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-08-31$0
Total income from all sources (including contributions)2011-08-31$818,314
Total loss/gain on sale of assets2011-08-31$0
Total of all expenses incurred2011-08-31$250,354
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-08-31$225,183
Expenses. Certain deemed distributions of participant loans2011-08-31$0
Value of total corrective distributions2011-08-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-08-31$458,352
Value of total assets at end of year2011-08-31$4,865,120
Value of total assets at beginning of year2011-08-31$4,297,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-08-31$25,171
Total income from rents2011-08-31$0
Total interest from all sources2011-08-31$17,838
Total dividends received (eg from common stock, registered investment company shares)2011-08-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-08-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-08-31$0
Assets. Real estate other than employer real property at end of year2011-08-31$0
Assets. Real estate other than employer real property at beginning of year2011-08-31$0
Administrative expenses professional fees incurred2011-08-31$17,350
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-08-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-08-31$0
Was this plan covered by a fidelity bond2011-08-31Yes
Value of fidelity bond cover2011-08-31$400,000
If this is an individual account plan, was there a blackout period2011-08-31No
Were there any nonexempt tranactions with any party-in-interest2011-08-31No
Contributions received from participants2011-08-31$243,872
Participant contributions at end of year2011-08-31$321,970
Participant contributions at beginning of year2011-08-31$331,995
Participant contributions at end of year2011-08-31$0
Participant contributions at beginning of year2011-08-31$6,915
Assets. Other investments not covered elsewhere at end of year2011-08-31$769,890
Assets. Other investments not covered elsewhere at beginning of year2011-08-31$575,345
Income. Received or receivable in cash from other sources (including rollovers)2011-08-31$3,802
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-08-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-08-31$0
Assets. Loans (other than to participants) at end of year2011-08-31$0
Assets. Loans (other than to participants) at beginning of year2011-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-08-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-08-31$0
Other income not declared elsewhere2011-08-31$86,521
Administrative expenses (other) incurred2011-08-31$436
Liabilities. Value of operating payables at end of year2011-08-31$0
Liabilities. Value of operating payables at beginning of year2011-08-31$0
Total non interest bearing cash at end of year2011-08-31$0
Total non interest bearing cash at beginning of year2011-08-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Income. Non cash contributions2011-08-31$0
Value of net income/loss2011-08-31$567,960
Value of net assets at end of year (total assets less liabilities)2011-08-31$4,865,120
Value of net assets at beginning of year (total assets less liabilities)2011-08-31$4,297,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-08-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-08-31No
Were any leases to which the plan was party in default or uncollectible2011-08-31No
Assets. partnership/joint venture interests at end of year2011-08-31$0
Assets. partnership/joint venture interests at beginning of year2011-08-31$0
Investment advisory and management fees2011-08-31$7,385
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-08-31$3,307,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-08-31$2,860,217
Value of interest in pooled separate accounts at end of year2011-08-31$0
Value of interest in pooled separate accounts at beginning of year2011-08-31$0
Interest on participant loans2011-08-31$15,807
Income. Interest from loans (other than to participants)2011-08-31$0
Interest earned on other investments2011-08-31$2,031
Income. Interest from US Government securities2011-08-31$0
Income. Interest from corporate debt instruments2011-08-31$0
Value of interest in master investment trust accounts at end of year2011-08-31$0
Value of interest in master investment trust accounts at beginning of year2011-08-31$0
Value of interest in common/collective trusts at end of year2011-08-31$343,760
Value of interest in common/collective trusts at beginning of year2011-08-31$410,071
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-08-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-08-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-08-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-08-31$0
Assets. Value of investments in 103.12 investment entities at end of year2011-08-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-08-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-08-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-08-31$0
Asset value of US Government securities at end of year2011-08-31$0
Asset value of US Government securities at beginning of year2011-08-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-08-31$0
Net investment gain/loss from pooled separate accounts2011-08-31$255,603
Net investment gain or loss from common/collective trusts2011-08-31$0
Net gain/loss from 103.12 investment entities2011-08-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-08-31No
Was there a failure to transmit to the plan any participant contributions2011-08-31No
Has the plan failed to provide any benefit when due under the plan2011-08-31No
Assets. Invements in employer securities at end of year2011-08-31$0
Assets. Invements in employer securities at beginning of year2011-08-31$0
Assets. Value of employer real property at end of year2011-08-31$0
Assets. Value of employer real property at beginning of year2011-08-31$0
Contributions received in cash from employer2011-08-31$210,678
Employer contributions (assets) at end of year2011-08-31$121,644
Employer contributions (assets) at beginning of year2011-08-31$112,617
Income. Dividends from preferred stock2011-08-31$0
Income. Dividends from common stock2011-08-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-08-31$225,183
Asset. Corporate debt instrument preferred debt at end of year2011-08-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-08-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-08-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-08-31$0
Contract administrator fees2011-08-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-08-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-08-31$0
Liabilities. Value of benefit claims payable at end of year2011-08-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-08-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-08-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-08-31$0
Did the plan have assets held for investment2011-08-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-08-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-08-31No
Aggregate proceeds on sale of assets2011-08-31$0
Aggregate carrying amount (costs) on sale of assets2011-08-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-08-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-08-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-08-31Yes
Opinion of an independent qualified public accountant for this plan2011-08-31Disclaimer
Accountancy firm name2011-08-31SWENSON CORP.
Accountancy firm EIN2011-08-31330305865

Form 5500 Responses for SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES

2014: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement - TrustYes
2013: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement - TrustYes
2012: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement - TrustYes
2011: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement - TrustYes
2009: SORENSON ENGINEERING, INC. PROFIT SHARING AND 401(K) PLAN FOR CAM AND CNC EMPLOYEES 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710277
Policy instance 1
Insurance contract or identification numberGA-710277
Number of Individuals Covered271
Insurance policy start date2011-09-01
Insurance policy end date2012-08-31
Total amount of commissions paid to insurance brokerUSD $12,082
Total amount of fees paid to insurance companyUSD $1,917
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-710277
Policy instance 1
Insurance contract or identification numberGA-710277
Number of Individuals Covered236
Insurance policy start date2010-09-01
Insurance policy end date2011-08-31
Total amount of commissions paid to insurance brokerUSD $11,588
Total amount of fees paid to insurance companyUSD $1,876
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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