401k Plan data: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN plan

BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 401k Plan overview

Plan Name	BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN
Plan identification number	001

BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BARNEY & BARNEY LLC has sponsored the creation of one or more 401k plans.

Company Name: BARNEY & BARNEY LLC

Employer identification number (EIN): 952156846

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 JUDY BAKER
001 2014-01-01 JUDY BAKER
001 2013-01-01 JUDY BAKER
001 2012-01-01 JUDY BAKER
001 2011-01-01 JUDY BAKER JUDY BAKER 2012-10-12
001 2009-01-01 JUDY BAKER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	JUDY BAKER
001	2014-01-01	JUDY BAKER
001	2013-01-01	JUDY BAKER
001	2012-01-01	JUDY BAKER
001	2011-01-01	JUDY BAKER	JUDY BAKER	2012-10-12
001	2009-01-01	JUDY BAKER

Plan Statistics for BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN

401k plan membership statisitcs for BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN

Measure Date Value
2015: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 66
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 552
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 479
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 66
Total of all active and inactive participants 2014-01-01 545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 545
Number of participants with account balances 2014-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5
2013: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 458
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 454
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 69
Total of all active and inactive participants 2013-01-01 523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 523
Number of participants with account balances 2013-01-01 523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 19
2012: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 414
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 385
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 53
Total of all active and inactive participants 2012-01-01 438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 438
Number of participants with account balances 2012-01-01 438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 11
2011: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 401
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 426
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 55
Total of all active and inactive participants 2011-01-01 481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 481
Number of participants with account balances 2011-01-01 389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 24
2009: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 199
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 290
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 47
Total of all active and inactive participants 2009-01-01 337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 337
Number of participants with account balances 2009-01-01 337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 20

Measure	Date	Value
2015: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	66
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	552
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	479
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	66
Total of all active and inactive participants	2014-01-01	545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	545
Number of participants with account balances	2014-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5
2013: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	458
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	454
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	69
Total of all active and inactive participants	2013-01-01	523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	523
Number of participants with account balances	2013-01-01	523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	19
2012: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	414
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	385
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	53
Total of all active and inactive participants	2012-01-01	438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	438
Number of participants with account balances	2012-01-01	438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	401
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	426
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	55
Total of all active and inactive participants	2011-01-01	481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	481
Number of participants with account balances	2011-01-01	389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	24
2009: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	199
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	290
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	47
Total of all active and inactive participants	2009-01-01	337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	337
Number of participants with account balances	2009-01-01	337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	20

Financial Data on BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN

Measure	Date	Value
2015 : BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2015 401k financial data
Total income from all sources	2015-03-30	$11,614
Expenses. Total of all expenses incurred	2015-03-30	$689,271
Benefits paid (including direct rollovers)	2015-03-30	$689,221
Total plan assets at end of year	2015-03-30	$0
Total plan assets at beginning of year	2015-03-30	$677,657
Value of fidelity bond covering the plan	2015-03-30	$5,000,000
Other income received	2015-03-30	$24,033
Net income (gross income less expenses)	2015-03-30	$-677,657
Net plan assets at end of year (total assets less liabilities)	2015-03-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-03-30	$677,657
Total contributions received or receivable from employer(s)	2015-03-30	$-12,419
Expenses. Administrative service providers (salaries,fees and commissions)	2015-03-30	$50
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-03-30	$0
2014 : BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,410,345
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$67,117,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$66,989,703
Value of total corrective distributions	2014-12-31	$482
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,025,422
Value of total assets at end of year	2014-12-31	$677,657
Value of total assets at beginning of year	2014-12-31	$64,384,659
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$127,162
Total interest from all sources	2014-12-31	$10,612
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$100,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$100,421
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$427,451
Participant contributions at beginning of year	2014-12-31	$994,297
Other income not declared elsewhere	2014-12-31	$30,739
Administrative expenses (other) incurred	2014-12-31	$127,162
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-63,707,002
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$677,657
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$64,384,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$551,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$54,866,745
Value of interest in pooled separate accounts at end of year	2014-12-31	$4,945
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$622,046
Interest on participant loans	2014-12-31	$10,612
Value of interest in common/collective trusts at end of year	2014-12-31	$121,371
Value of interest in common/collective trusts at beginning of year	2014-12-31	$7,901,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,181,302
Net investment gain/loss from pooled separate accounts	2014-12-31	$32,069
Net investment gain or loss from common/collective trusts	2014-12-31	$29,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,597,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$66,989,703
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2014-12-31	860683059
2013 : BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$16,820,186
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,932,905
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,836,043
Expenses. Certain deemed distributions of participant loans	2013-12-31	$23,623
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$6,316,117
Value of total assets at end of year	2013-12-31	$64,384,659
Value of total assets at beginning of year	2013-12-31	$50,497,378
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$73,239
Total interest from all sources	2013-12-31	$44,347
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$505,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$505,164
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,429,891
Participant contributions at end of year	2013-12-31	$994,297
Participant contributions at beginning of year	2013-12-31	$996,859
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$996,004
Other income not declared elsewhere	2013-12-31	$96,933
Administrative expenses (other) incurred	2013-12-31	$73,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$13,887,281
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$64,384,659
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$50,497,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$54,866,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$42,519,617
Value of interest in pooled separate accounts at end of year	2013-12-31	$622,046
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$220,363
Interest on participant loans	2013-12-31	$44,347
Value of interest in common/collective trusts at end of year	2013-12-31	$7,901,571
Value of interest in common/collective trusts at beginning of year	2013-12-31	$6,760,539
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$9,646,992
Net investment gain/loss from pooled separate accounts	2013-12-31	$120,850
Net investment gain or loss from common/collective trusts	2013-12-31	$89,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,890,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,836,043
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BEACHFLEISCHMAN PC
Accountancy firm EIN	2013-12-31	860683059
2012 : BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$11,967,516
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,295,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,186,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$5,638,087
Value of total assets at end of year	2012-12-31	$50,497,378
Value of total assets at beginning of year	2012-12-31	$43,825,333
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$109,064
Total interest from all sources	2012-12-31	$42,374
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$561,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$561,285
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,913,393
Participant contributions at end of year	2012-12-31	$996,859
Participant contributions at beginning of year	2012-12-31	$1,010,565
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$918,686
Other income not declared elsewhere	2012-12-31	$80,452
Administrative expenses (other) incurred	2012-12-31	$109,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,672,045
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$50,497,378
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$43,825,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$42,519,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$36,338,924
Value of interest in pooled separate accounts at end of year	2012-12-31	$220,363
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$162,791
Interest on participant loans	2012-12-31	$42,374
Value of interest in common/collective trusts at end of year	2012-12-31	$6,760,539
Value of interest in common/collective trusts at beginning of year	2012-12-31	$6,313,053
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,513,010
Net investment gain/loss from pooled separate accounts	2012-12-31	$31,916
Net investment gain or loss from common/collective trusts	2012-12-31	$100,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,806,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,186,407
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BEACH FLEISCHMAN PC
Accountancy firm EIN	2012-12-31	860683059
2011 : BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,682,989
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,834,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,750,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,344,652
Value of total assets at end of year	2011-12-31	$43,825,333
Value of total assets at beginning of year	2011-12-31	$42,976,405
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$83,654
Total interest from all sources	2011-12-31	$41,596
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$501,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$501,445
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,515,671
Participant contributions at end of year	2011-12-31	$1,010,565
Participant contributions at beginning of year	2011-12-31	$822,435
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$285,979
Other income not declared elsewhere	2011-12-31	$78,161
Administrative expenses (other) incurred	2011-12-31	$83,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$848,928
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$43,825,333
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$42,976,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$36,338,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$35,321,550
Value of interest in pooled separate accounts at end of year	2011-12-31	$162,791
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$216,644
Interest on participant loans	2011-12-31	$41,596
Value of interest in common/collective trusts at end of year	2011-12-31	$6,313,053
Value of interest in common/collective trusts at beginning of year	2011-12-31	$6,615,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,392,190
Net investment gain/loss from pooled separate accounts	2011-12-31	$-15,320
Net investment gain or loss from common/collective trusts	2011-12-31	$124,645
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,543,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,750,407
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BEACH FLEISCHMAN PC
Accountancy firm EIN	2011-12-31	860683059
2010 : BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$9,562,315
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,187,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,110,792
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,579,998
Value of total assets at end of year	2010-12-31	$42,976,405
Value of total assets at beginning of year	2010-12-31	$36,601,625
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$76,743
Total interest from all sources	2010-12-31	$42,185
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$400,387
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$400,387
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,535,617
Participant contributions at end of year	2010-12-31	$822,435
Participant contributions at beginning of year	2010-12-31	$715,537
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$376,769
Other income not declared elsewhere	2010-12-31	$68,591
Administrative expenses (other) incurred	2010-12-31	$76,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,374,780
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$42,976,405
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$36,601,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$35,321,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$28,822,176
Value of interest in pooled separate accounts at end of year	2010-12-31	$216,644
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$178,178
Interest on participant loans	2010-12-31	$42,185
Value of interest in common/collective trusts at end of year	2010-12-31	$6,615,776
Value of interest in common/collective trusts at beginning of year	2010-12-31	$6,885,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,089,719
Net investment gain/loss from pooled separate accounts	2010-12-31	$202,389
Net investment gain or loss from common/collective trusts	2010-12-31	$179,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,667,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,110,792
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BEACH FLEISCHMAN PC
Accountancy firm EIN	2010-12-31	860683059
2009 : BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN

2015: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: BARNEY AND BARNEY PROFIT SHARING AND 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	006070
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	006070
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	006070
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	006070
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	006070
Policy instance	1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	006070
Policy instance	1

Potentially related plans

BARNEY AND KARAMANIS LLP 401 K PROFIT SHARING PLAN TRUST [EIN = 452778469]

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Company Name:	BARNEY & BARNEY LLC
Employer identification number (EIN):	952156846
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages