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SPECIALTY RESTAURANTS CORPORATION 401K PLAN 401k Plan overview

Plan NameSPECIALTY RESTAURANTS CORPORATION 401K PLAN
Plan identification number 001

SPECIALTY RESTAURANTS CORPORATION 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPECIALTY RESTAURANTS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SPECIALTY RESTAURANTS CORPORATION
Employer identification number (EIN):952547743
NAIC Classification:722511
NAIC Description:Full-Service Restaurants

Additional information about SPECIALTY RESTAURANTS CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1974-12-16
Company Identification Number: 0003688006
Legal Registered Office Address: 150 PAULARINO AVE BLDG C

COSTA MESA
United States of America (USA)
92626

More information about SPECIALTY RESTAURANTS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPECIALTY RESTAURANTS CORPORATION 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOHN TALLICHET
0012016-01-01JOHN TALLICHET
0012015-01-01JOHN TALLICHET
0012014-01-01JOHN TALLICHET
0012013-01-01JOHN TALLICHET
0012012-01-01JOHN TALLICHET
0012011-01-01ANITA BOYD
0012009-01-01JOHN GHUZZI JOHN GHUZZI2010-10-15

Plan Statistics for SPECIALTY RESTAURANTS CORPORATION 401K PLAN

401k plan membership statisitcs for SPECIALTY RESTAURANTS CORPORATION 401K PLAN

Measure Date Value
2022: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01327
Total number of active participants reported on line 7a of the Form 55002022-01-01669
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0168
Total of all active and inactive participants2022-01-01741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01742
Number of participants with account balances2022-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0112
2021: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01763
Total number of active participants reported on line 7a of the Form 55002021-01-01155
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01108
Total of all active and inactive participants2021-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01267
Number of participants with account balances2021-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0136
2020: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01791
Total number of active participants reported on line 7a of the Form 55002020-01-01681
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01762
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01763
Number of participants with account balances2020-01-01306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0114
2019: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,279
Total number of active participants reported on line 7a of the Form 55002019-01-01673
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0177
Total of all active and inactive participants2019-01-01754
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01755
Number of participants with account balances2019-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0163
2018: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,305
Total number of active participants reported on line 7a of the Form 55002018-01-011,172
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-0186
Total of all active and inactive participants2018-01-011,263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,264
Number of participants with account balances2018-01-01456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0177
2017: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01857
Total number of active participants reported on line 7a of the Form 55002017-01-011,183
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-0172
Total of all active and inactive participants2017-01-011,259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,259
Number of participants with account balances2017-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0158
2016: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01912
Total number of active participants reported on line 7a of the Form 55002016-01-01767
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0153
Total of all active and inactive participants2016-01-01820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01820
Number of participants with account balances2016-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,319
Total number of active participants reported on line 7a of the Form 55002015-01-01878
Number of other retired or separated participants entitled to future benefits2015-01-0132
Total of all active and inactive participants2015-01-01910
Total participants2015-01-01910
Number of participants with account balances2015-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,649
Total number of active participants reported on line 7a of the Form 55002014-01-011,696
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-011,734
Total participants2014-01-011,734
Number of participants with account balances2014-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,885
Total number of active participants reported on line 7a of the Form 55002013-01-011,649
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01101
Total of all active and inactive participants2013-01-011,750
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,750
Number of participants with account balances2013-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,603
Total number of active participants reported on line 7a of the Form 55002012-01-011,718
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0196
Total of all active and inactive participants2012-01-011,814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,814
Number of participants with account balances2012-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,644
Total number of active participants reported on line 7a of the Form 55002011-01-011,639
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01100
Total of all active and inactive participants2011-01-011,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,739
Number of participants with account balances2011-01-01228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,624
Total number of active participants reported on line 7a of the Form 55002009-01-011,582
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0172
Total of all active and inactive participants2009-01-011,654
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,654
Number of participants with account balances2009-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0118

Financial Data on SPECIALTY RESTAURANTS CORPORATION 401K PLAN

Measure Date Value
2022 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-337,902
Total of all expenses incurred2022-12-31$962,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$876,891
Expenses. Certain deemed distributions of participant loans2022-12-31$-1,921
Value of total corrective distributions2022-12-31$30,535
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$617,024
Value of total assets at end of year2022-12-31$5,219,485
Value of total assets at beginning of year2022-12-31$6,519,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$56,792
Total interest from all sources2022-12-31$6,592
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$92,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$92,210
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$429,200
Participant contributions at end of year2022-12-31$66,977
Participant contributions at beginning of year2022-12-31$38,703
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$20,681
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$132,088
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$568
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$135
Administrative expenses (other) incurred2022-12-31$42,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,300,199
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,219,485
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,519,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$14,752
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,648,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,935,888
Value of interest in pooled separate accounts at beginning of year2022-12-31$0
Interest on participant loans2022-12-31$2,428
Interest earned on other investments2022-12-31$4,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$5
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$503,893
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$485,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,053,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$55,736
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$38,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$876,891
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2022-12-31950858589
2021 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$1,298,142
Total of all expenses incurred2021-12-31$1,530,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,332,334
Expenses. Certain deemed distributions of participant loans2021-12-31$115,061
Value of total corrective distributions2021-12-31$21,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$348,176
Value of total assets at end of year2021-12-31$6,519,684
Value of total assets at beginning of year2021-12-31$6,752,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$62,146
Total interest from all sources2021-12-31$13,351
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$91,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$91,188
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$321,083
Participant contributions at end of year2021-12-31$38,703
Participant contributions at beginning of year2021-12-31$181,844
Participant contributions at end of year2021-12-31$20,681
Participant contributions at beginning of year2021-12-31$18,145
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$135
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Administrative expenses (other) incurred2021-12-31$45,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-232,451
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,519,684
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,752,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$16,237
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,935,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$5,903,692
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$402
Interest on participant loans2021-12-31$9,255
Interest earned on other investments2021-12-31$4,096
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$485,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$601,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$845,413
Net investment gain/loss from pooled separate accounts2021-12-31$14
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$27,093
Employer contributions (assets) at end of year2021-12-31$38,373
Employer contributions (assets) at beginning of year2021-12-31$46,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,332,334
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2021-12-31950858589
2020 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,253,112
Total of all expenses incurred2020-12-31$521,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$469,153
Value of total corrective distributions2020-12-31$31,234
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$403,503
Value of total assets at end of year2020-12-31$6,752,135
Value of total assets at beginning of year2020-12-31$6,020,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$21,368
Total interest from all sources2020-12-31$15,104
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$35,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$35,215
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$342,178
Participant contributions at end of year2020-12-31$181,844
Participant contributions at beginning of year2020-12-31$169,078
Participant contributions at end of year2020-12-31$18,145
Participant contributions at beginning of year2020-12-31$5,273
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$550
Administrative expenses (other) incurred2020-12-31$7,182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$731,357
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,752,135
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,020,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$14,186
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$5,903,692
Value of interest in pooled separate accounts at end of year2020-12-31$402
Value of interest in pooled separate accounts at beginning of year2020-12-31$5,366,836
Interest on participant loans2020-12-31$7,559
Interest earned on other investments2020-12-31$7,545
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$601,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$456,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$35,649
Net investment gain/loss from pooled separate accounts2020-12-31$763,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$61,325
Employer contributions (assets) at end of year2020-12-31$46,165
Employer contributions (assets) at beginning of year2020-12-31$22,392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$469,153
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2020-12-31950858589
2019 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,664,983
Total income from all sources (including contributions)2019-12-31$1,664,983
Total of all expenses incurred2019-12-31$1,096,769
Total of all expenses incurred2019-12-31$1,096,769
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,051,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,051,718
Value of total corrective distributions2019-12-31$26,275
Value of total corrective distributions2019-12-31$26,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$679,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$679,433
Value of total assets at end of year2019-12-31$6,020,778
Value of total assets at end of year2019-12-31$6,020,778
Value of total assets at beginning of year2019-12-31$5,452,564
Value of total assets at beginning of year2019-12-31$5,452,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$18,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$18,776
Total interest from all sources2019-12-31$16,649
Total interest from all sources2019-12-31$16,649
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$581,229
Contributions received from participants2019-12-31$581,229
Participant contributions at end of year2019-12-31$169,078
Participant contributions at end of year2019-12-31$169,078
Participant contributions at beginning of year2019-12-31$128,341
Participant contributions at beginning of year2019-12-31$128,341
Participant contributions at end of year2019-12-31$5,273
Participant contributions at end of year2019-12-31$5,273
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,992
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,992
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$550
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$550
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$5,168
Administrative expenses (other) incurred2019-12-31$5,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$568,214
Value of net income/loss2019-12-31$568,214
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,020,778
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,020,778
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,452,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$13,608
Investment advisory and management fees2019-12-31$13,608
Value of interest in pooled separate accounts at end of year2019-12-31$5,366,836
Value of interest in pooled separate accounts at end of year2019-12-31$5,366,836
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,564,564
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,564,564
Interest on participant loans2019-12-31$9,445
Interest earned on other investments2019-12-31$7,204
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$456,649
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$456,649
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$737,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$737,366
Net investment gain/loss from pooled separate accounts2019-12-31$968,901
Net investment gain/loss from pooled separate accounts2019-12-31$968,901
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$96,212
Contributions received in cash from employer2019-12-31$96,212
Employer contributions (assets) at end of year2019-12-31$22,392
Employer contributions (assets) at end of year2019-12-31$22,392
Employer contributions (assets) at beginning of year2019-12-31$22,293
Employer contributions (assets) at beginning of year2019-12-31$22,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,051,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,051,718
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm name2019-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2019-12-31950858589
Accountancy firm EIN2019-12-31950858589
2018 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$510,538
Total of all expenses incurred2018-12-31$457,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$391,749
Value of total corrective distributions2018-12-31$44,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$718,786
Value of total assets at end of year2018-12-31$5,452,564
Value of total assets at beginning of year2018-12-31$5,399,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$21,581
Total interest from all sources2018-12-31$18,361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$612,218
Participant contributions at end of year2018-12-31$128,341
Participant contributions at beginning of year2018-12-31$125,643
Administrative expenses (other) incurred2018-12-31$8,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$52,944
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,452,564
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,399,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$13,573
Value of interest in pooled separate accounts at end of year2018-12-31$4,564,564
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,618,085
Interest on participant loans2018-12-31$9,029
Interest earned on other investments2018-12-31$9,332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$737,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$655,892
Net investment gain/loss from pooled separate accounts2018-12-31$-226,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$106,568
Employer contributions (assets) at end of year2018-12-31$22,293
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$391,749
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2018-12-31950858589
2017 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$1,300,465
Total of all expenses incurred2017-12-31$834,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$810,431
Expenses. Certain deemed distributions of participant loans2017-12-31$1,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$638,585
Value of total assets at end of year2017-12-31$5,399,620
Value of total assets at beginning of year2017-12-31$4,933,505
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$22,817
Total interest from all sources2017-12-31$18,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$503,202
Participant contributions at end of year2017-12-31$125,643
Participant contributions at beginning of year2017-12-31$153,982
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$40,181
Administrative expenses (other) incurred2017-12-31$10,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$466,115
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,399,620
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,933,505
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$12,461
Value of interest in pooled separate accounts at end of year2017-12-31$4,618,085
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,660,946
Interest on participant loans2017-12-31$6,747
Interest earned on other investments2017-12-31$11,767
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$655,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,118,577
Net investment gain/loss from pooled separate accounts2017-12-31$643,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$95,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$810,431
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2017-12-31950858589
2016 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$850,216
Total of all expenses incurred2016-12-31$1,085,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,016,547
Expenses. Certain deemed distributions of participant loans2016-12-31$17,639
Value of total corrective distributions2016-12-31$28,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$479,521
Value of total assets at end of year2016-12-31$4,933,505
Value of total assets at beginning of year2016-12-31$5,168,464
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,512
Total interest from all sources2016-12-31$8,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$423,960
Participant contributions at end of year2016-12-31$153,982
Participant contributions at beginning of year2016-12-31$158,555
Other income not declared elsewhere2016-12-31$15,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-234,959
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,933,505
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,168,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,660,946
Value of interest in pooled separate accounts at beginning of year2016-12-31$4,008,128
Interest on participant loans2016-12-31$8,206
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,118,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,001,781
Net investment gain/loss from pooled separate accounts2016-12-31$347,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$55,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,016,547
Contract administrator fees2016-12-31$22,512
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2016-12-31950858589
2015 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$492,524
Total of all expenses incurred2015-12-31$572,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$524,020
Value of total corrective distributions2015-12-31$31,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$446,810
Value of total assets at end of year2015-12-31$5,168,464
Value of total assets at beginning of year2015-12-31$5,248,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$17,093
Total interest from all sources2015-12-31$7,551
Administrative expenses professional fees incurred2015-12-31$7,189
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$397,731
Participant contributions at end of year2015-12-31$158,555
Participant contributions at beginning of year2015-12-31$138,709
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$131
Other income not declared elsewhere2015-12-31$41,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-80,102
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,168,464
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,248,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$9,904
Value of interest in pooled separate accounts at end of year2015-12-31$4,008,128
Value of interest in pooled separate accounts at beginning of year2015-12-31$4,053,305
Interest on participant loans2015-12-31$7,551
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$34,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$34,488
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,001,781
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,022,064
Net investment gain/loss from pooled separate accounts2015-12-31$-2,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$48,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$524,020
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2015-12-31950858589
2014 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$907,382
Total of all expenses incurred2014-12-31$633,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$554,928
Expenses. Certain deemed distributions of participant loans2014-12-31$22,916
Value of total corrective distributions2014-12-31$29,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$522,853
Value of total assets at end of year2014-12-31$5,248,566
Value of total assets at beginning of year2014-12-31$4,974,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$26,415
Total interest from all sources2014-12-31$7,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$10,014
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$411,052
Participant contributions at end of year2014-12-31$138,709
Participant contributions at beginning of year2014-12-31$166,764
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$66,631
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$56,022
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$273,747
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,248,566
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,974,819
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$16,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$4,053,305
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,860,458
Interest on participant loans2014-12-31$7,744
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$34,488
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,022,064
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$947,597
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$320,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$45,170
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$554,928
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2014-12-31950858589
2013 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,205,804
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$736,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$684,457
Expenses. Certain deemed distributions of participant loans2013-12-31$4,463
Value of total corrective distributions2013-12-31$28,127
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$439,278
Value of total assets at end of year2013-12-31$4,974,819
Value of total assets at beginning of year2013-12-31$4,505,978
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$19,916
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$7,367
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$0
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$3,781
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$392,788
Participant contributions at end of year2013-12-31$166,764
Participant contributions at beginning of year2013-12-31$169,738
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$15,868
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$468,841
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,974,819
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,505,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$16,135
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$3,860,458
Value of interest in pooled separate accounts at beginning of year2013-12-31$3,342,135
Interest on participant loans2013-12-31$7,367
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$947,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$994,105
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$743,291
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$46,490
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$684,457
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2013-12-31950858589
2012 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$863,728
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$502,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$451,762
Expenses. Certain deemed distributions of participant loans2012-12-31$911
Value of total corrective distributions2012-12-31$27,974
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$459,265
Value of total assets at end of year2012-12-31$4,505,978
Value of total assets at beginning of year2012-12-31$4,144,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$21,837
Total interest from all sources2012-12-31$6,656
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$4,400
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$443,356
Participant contributions at end of year2012-12-31$169,738
Participant contributions at beginning of year2012-12-31$208,792
Participant contributions at beginning of year2012-12-31$865
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$15,909
Other income not declared elsewhere2012-12-31$20,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$361,244
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,505,978
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,144,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$17,437
Value of interest in pooled separate accounts at end of year2012-12-31$3,342,135
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,830,967
Interest on participant loans2012-12-31$6,656
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$994,105
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,041,276
Net investment gain/loss from pooled separate accounts2012-12-31$377,780
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Employer contributions (assets) at beginning of year2012-12-31$62,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$451,762
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUTCHINSON AND BLOODGOOD LLP
Accountancy firm EIN2012-12-31950858589
2011 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$568,350
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$399,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$373,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$582,069
Value of total assets at end of year2011-12-31$4,144,734
Value of total assets at beginning of year2011-12-31$3,975,502
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$25,204
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$7,655
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$332,000
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$452,399
Participant contributions at end of year2011-12-31$208,792
Participant contributions at beginning of year2011-12-31$70,000
Participant contributions at end of year2011-12-31$865
Participant contributions at beginning of year2011-12-31$19,141
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$71,173
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$169,232
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,144,734
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,975,502
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$21,504
Value of interest in pooled separate accounts at end of year2011-12-31$2,830,967
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,745,487
Interest on participant loans2011-12-31$7,655
Interest earned on other investments2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,041,276
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,080,214
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-21,374
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$58,497
Employer contributions (assets) at end of year2011-12-31$62,834
Employer contributions (assets) at beginning of year2011-12-31$60,660
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$373,914
Contract administrator fees2011-12-31$3,700
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PKF
Accountancy firm EIN2011-12-31954354850
2010 : SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,923
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,380
Value of total assets at end of year2010-12-31$33,126
Value of total assets at beginning of year2010-12-31$23,510
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$180
Administrative expenses professional fees incurred2010-12-31$3,736
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$6,383
Participant contributions at end of year2010-12-31$70,000
Participant contributions at beginning of year2010-12-31$108,698
Participant contributions at end of year2010-12-31$19,141
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$28,078
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$25
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$9,616
Value of net assets at end of year (total assets less liabilities)2010-12-31$33,126
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,510
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,259
Value of interest in pooled separate accounts at end of year2010-12-31$2,745,487
Interest on participant loans2010-12-31$4,764
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$24,318
Value of interest in common/collective trusts at beginning of year2010-12-31$18,285
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,313
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$966
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$966
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,080,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$496
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$2,867
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$997
Employer contributions (assets) at end of year2010-12-31$60,660
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,282
Contract administrator fees2010-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PKF
Accountancy firm EIN2010-12-31954354850

Form 5500 Responses for SPECIALTY RESTAURANTS CORPORATION 401K PLAN

2022: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SPECIALTY RESTAURANTS CORPORATION 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513686
Policy instance 1
Insurance contract or identification number513686
Number of Individuals Covered220
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659
Policy instance 2
Insurance contract or identification number600659
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-02-10
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513686
Policy instance 1
Insurance contract or identification number513686
Number of Individuals Covered267
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513686
Policy instance 2
Insurance contract or identification number513686
Number of Individuals Covered306
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659
Policy instance 1
Insurance contract or identification number600659
Number of Individuals Covered306
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659
Policy instance 1
Insurance contract or identification number600659
Number of Individuals Covered366
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659
Policy instance 1
Insurance contract or identification number600659
Number of Individuals Covered456
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659
Policy instance 1
Insurance contract or identification number600659
Number of Individuals Covered372
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659-000
Policy instance 1
Insurance contract or identification number600659-000
Number of Individuals Covered142
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $11,504
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,292
Insurance broker organization code?3
Insurance broker nameCAPFINANCIAL SECURITIES LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659-000
Policy instance 1
Insurance contract or identification number600659-000
Number of Individuals Covered151
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $14,793
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,793
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659-000
Policy instance 1
Insurance contract or identification number600659-000
Number of Individuals Covered203
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $13,380
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,380
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659-000
Policy instance 1
Insurance contract or identification number600659-000
Number of Individuals Covered219
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,634
Total amount of fees paid to insurance companyUSD $992
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,636
Insurance broker organization code?3
Amount paid for insurance broker fees992
Additional information about fees paid to insurance brokerSALES ADMINISTRATION
Insurance broker nameHICKS PENSION SERVICES FRESNO
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659-000
Policy instance 1
Insurance contract or identification number600659-000
Number of Individuals Covered228
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $11,628
Total amount of fees paid to insurance companyUSD $1,895
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number600659-000
Policy instance 1
Insurance contract or identification number600659-000
Number of Individuals Covered215
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $29,643
Total amount of fees paid to insurance companyUSD $888
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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