AGUA CALIENTE BAND OF CAHUILLA INDIANS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN
401k plan membership statisitcs for AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN
| Measure | Date | Value |
|---|
| 2022 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $-3,142,167 |
| Total of all expenses incurred | 2022-12-31 | $5,612,549 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $5,533,447 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $10,137 |
| Value of total corrective distributions | 2022-12-31 | $31,730 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $9,623,877 |
| Value of total assets at end of year | 2022-12-31 | $68,517,728 |
| Value of total assets at beginning of year | 2022-12-31 | $77,272,444 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $37,235 |
| Total interest from all sources | 2022-12-31 | $296,945 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $7,426,666 |
| Participant contributions at end of year | 2022-12-31 | $2,604,853 |
| Participant contributions at beginning of year | 2022-12-31 | $2,261,836 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $167,418 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $40,963 |
| Other income not declared elsewhere | 2022-12-31 | $275,110 |
| Administrative expenses (other) incurred | 2022-12-31 | $37,235 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-8,754,716 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $68,517,728 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $77,272,444 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $53,402,631 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $63,615,254 |
| Interest on participant loans | 2022-12-31 | $109,895 |
| Interest earned on other investments | 2022-12-31 | $187,050 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $12,510,244 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $11,395,354 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-13,338,099 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $2,029,793 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $5,492,484 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BRABO AND CARLSEN, LLP |
| Accountancy firm EIN | 2022-12-31 | 330306529 |
| 2021 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-12-31 | $16,719,796 |
| Total of all expenses incurred | 2021-12-31 | $5,664,170 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,563,434 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $12,577 |
| Value of total corrective distributions | 2021-12-31 | $34,882 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $8,971,928 |
| Value of total assets at end of year | 2021-12-31 | $77,272,444 |
| Value of total assets at beginning of year | 2021-12-31 | $66,216,818 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $53,277 |
| Total interest from all sources | 2021-12-31 | $277,797 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $19,500 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $6,607,927 |
| Participant contributions at end of year | 2021-12-31 | $2,261,836 |
| Participant contributions at beginning of year | 2021-12-31 | $2,513,977 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $671,902 |
| Other income not declared elsewhere | 2021-12-31 | $195,080 |
| Administrative expenses (other) incurred | 2021-12-31 | $33,777 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $11,055,626 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $77,272,444 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $66,216,818 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $63,615,254 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $51,270,605 |
| Interest on participant loans | 2021-12-31 | $163,961 |
| Interest earned on other investments | 2021-12-31 | $113,836 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $11,395,354 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $12,432,236 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $7,274,991 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $1,692,099 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,563,434 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BRABO AND CARLSEN, LLP |
| Accountancy firm EIN | 2021-12-31 | 330306529 |
| 2020 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-12-31 | $15,536,004 |
| Total of all expenses incurred | 2020-12-31 | $7,158,354 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $6,804,357 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $221,113 |
| Value of total corrective distributions | 2020-12-31 | $82,464 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $6,290,065 |
| Value of total assets at end of year | 2020-12-31 | $66,216,818 |
| Value of total assets at beginning of year | 2020-12-31 | $57,839,168 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $50,420 |
| Total interest from all sources | 2020-12-31 | $301,752 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $19,000 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $4,704,862 |
| Participant contributions at end of year | 2020-12-31 | $2,513,977 |
| Participant contributions at beginning of year | 2020-12-31 | $2,724,400 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $204,810 |
| Other income not declared elsewhere | 2020-12-31 | $266,576 |
| Administrative expenses (other) incurred | 2020-12-31 | $31,420 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $8,377,650 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $66,216,818 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $57,839,168 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $51,270,605 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $45,150,778 |
| Interest on participant loans | 2020-12-31 | $127,456 |
| Interest earned on other investments | 2020-12-31 | $174,296 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $12,432,236 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $9,963,990 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $8,677,611 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $1,380,393 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,804,357 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | BRABO AND CARLSEN, LLP |
| Accountancy firm EIN | 2020-12-31 | 330306529 |
| 2019 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-12-31 | $15,526,342 |
| Total of all expenses incurred | 2019-12-31 | $3,531,261 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,493,280 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $6,368,941 |
| Value of total assets at end of year | 2019-12-31 | $57,839,168 |
| Value of total assets at beginning of year | 2019-12-31 | $45,844,087 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $37,981 |
| Total interest from all sources | 2019-12-31 | $309,440 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $17,000 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $4,739,970 |
| Participant contributions at end of year | 2019-12-31 | $2,724,400 |
| Participant contributions at beginning of year | 2019-12-31 | $2,524,544 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $290,413 |
| Administrative expenses (other) incurred | 2019-12-31 | $20,981 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $11,995,081 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $57,839,168 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $45,844,087 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $45,150,778 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $33,809,883 |
| Interest on participant loans | 2019-12-31 | $150,800 |
| Interest earned on other investments | 2019-12-31 | $158,640 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $9,963,990 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $9,509,660 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $8,847,961 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $1,338,558 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,493,280 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
| Accountancy firm name | 2019-12-31 | BRABO AND CARLSEN, LLP |
| Accountancy firm EIN | 2019-12-31 | 330306529 |
| 2018 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $4,139,369 |
| Total of all expenses incurred | 2018-12-31 | $2,705,339 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,561,691 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $94,073 |
| Value of total corrective distributions | 2018-12-31 | $13,745 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $6,014,090 |
| Value of total assets at end of year | 2018-12-31 | $45,844,087 |
| Value of total assets at beginning of year | 2018-12-31 | $44,410,057 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $35,830 |
| Total interest from all sources | 2018-12-31 | $238,187 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $4,422,399 |
| Participant contributions at end of year | 2018-12-31 | $2,524,544 |
| Participant contributions at beginning of year | 2018-12-31 | $2,294,166 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $293,680 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $22,842 |
| Administrative expenses (other) incurred | 2018-12-31 | $35,830 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Income. Non cash contributions | 2018-12-31 | $5,515 |
| Value of net income/loss | 2018-12-31 | $1,434,030 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $45,844,087 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $44,410,057 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $33,809,883 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $33,067,282 |
| Interest on participant loans | 2018-12-31 | $117,769 |
| Interest earned on other investments | 2018-12-31 | $120,418 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $9,509,660 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $9,048,609 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-2,112,908 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,292,496 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,538,849 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BRABO AND CARLSEN, LLP |
| Accountancy firm EIN | 2018-12-31 | 330306529 |
| 2017 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $10,857,846 |
| Total of all expenses incurred | 2017-12-31 | $3,012,867 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,949,519 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $3,211 |
| Value of total corrective distributions | 2017-12-31 | $7,738 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,620,884 |
| Value of total assets at end of year | 2017-12-31 | $44,459,400 |
| Value of total assets at beginning of year | 2017-12-31 | $36,614,421 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $52,399 |
| Total interest from all sources | 2017-12-31 | $212,119 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Administrative expenses professional fees incurred | 2017-12-31 | $17,000 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $4,001,831 |
| Participant contributions at end of year | 2017-12-31 | $2,299,681 |
| Participant contributions at beginning of year | 2017-12-31 | $2,108,495 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $432,136 |
| Other income not declared elsewhere | 2017-12-31 | $38,483 |
| Administrative expenses (other) incurred | 2017-12-31 | $35,399 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $7,844,979 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $44,459,400 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $36,614,421 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $33,067,282 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $25,366,891 |
| Interest on participant loans | 2017-12-31 | $99,872 |
| Interest earned on other investments | 2017-12-31 | $112,247 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $9,092,437 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $9,139,035 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $4,986,360 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,186,917 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,949,519 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BRABO AND CARLSEN, LLP |
| Accountancy firm EIN | 2017-12-31 | 330306529 |
| 2016 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $6,957,876 |
| Total of all expenses incurred | 2016-12-31 | $4,454,131 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,345,688 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $47,618 |
| Value of total corrective distributions | 2016-12-31 | $14,697 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $5,139,884 |
| Value of total assets at end of year | 2016-12-31 | $36,614,421 |
| Value of total assets at beginning of year | 2016-12-31 | $34,110,676 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $46,128 |
| Total interest from all sources | 2016-12-31 | $91,473 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $3,804,852 |
| Participant contributions at end of year | 2016-12-31 | $2,108,495 |
| Participant contributions at beginning of year | 2016-12-31 | $2,223,235 |
| Participant contributions at end of year | 2016-12-31 | $0 |
| Participant contributions at beginning of year | 2016-12-31 | $109,027 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $226,348 |
| Other income not declared elsewhere | 2016-12-31 | $132,356 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $2,503,745 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $36,614,421 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $34,110,676 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $25,366,891 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $23,840,353 |
| Interest on participant loans | 2016-12-31 | $91,473 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $9,139,035 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $7,938,061 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $1,594,163 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,108,684 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,345,688 |
| Contract administrator fees | 2016-12-31 | $46,128 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BRABO AND CARLSN, LLP |
| Accountancy firm EIN | 2016-12-31 | 330306529 |
| 2015 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $3,067,235 |
| Total of all expenses incurred | 2015-12-31 | $2,625,740 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,552,198 |
| Value of total corrective distributions | 2015-12-31 | $26,921 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,813,051 |
| Value of total assets at end of year | 2015-12-31 | $34,110,676 |
| Value of total assets at beginning of year | 2015-12-31 | $33,669,181 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $46,621 |
| Total interest from all sources | 2015-12-31 | $92,230 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $2,807,969 |
| Participant contributions at end of year | 2015-12-31 | $2,223,235 |
| Participant contributions at beginning of year | 2015-12-31 | $2,465,598 |
| Participant contributions at end of year | 2015-12-31 | $109,027 |
| Participant contributions at beginning of year | 2015-12-31 | $90,721 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $5,082 |
| Other income not declared elsewhere | 2015-12-31 | $133,001 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $441,495 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $34,110,676 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $33,669,181 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $16,000 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $23,840,353 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $24,024,756 |
| Interest on participant loans | 2015-12-31 | $92,230 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $7,938,061 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $7,088,106 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $28,953 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,552,198 |
| Contract administrator fees | 2015-12-31 | $30,621 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BRABO AND CARLSN , LLP |
| Accountancy firm EIN | 2015-12-31 | 330306529 |
| 2014 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-12-31 | $4,471,888 |
| Total of all expenses incurred | 2014-12-31 | $3,107,570 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,065,147 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,680,958 |
| Value of total assets at end of year | 2014-12-31 | $33,669,181 |
| Value of total assets at beginning of year | 2014-12-31 | $32,304,863 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $42,423 |
| Total interest from all sources | 2014-12-31 | $105,412 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $2,630,681 |
| Participant contributions at end of year | 2014-12-31 | $2,465,598 |
| Participant contributions at beginning of year | 2014-12-31 | $2,682,342 |
| Participant contributions at end of year | 2014-12-31 | $90,721 |
| Participant contributions at beginning of year | 2014-12-31 | $102,263 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $50,277 |
| Other income not declared elsewhere | 2014-12-31 | $102,633 |
| Administrative expenses (other) incurred | 2014-12-31 | $42,423 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,364,318 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $33,669,181 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $32,304,863 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $24,024,756 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $22,180,409 |
| Interest on participant loans | 2014-12-31 | $105,412 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $7,088,106 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $7,339,849 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $1,582,885 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,065,147 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BRABO AND CARLSEN, LLP |
| Accountancy firm EIN | 2014-12-31 | 330306529 |
| 2013 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $6,927,711 |
| Total of all expenses incurred | 2013-12-31 | $2,413,867 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,233,253 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $131,214 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,530,203 |
| Value of total assets at end of year | 2013-12-31 | $32,304,863 |
| Value of total assets at beginning of year | 2013-12-31 | $27,791,019 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $49,400 |
| Total interest from all sources | 2013-12-31 | $107,858 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $2,515,658 |
| Participant contributions at end of year | 2013-12-31 | $2,682,342 |
| Participant contributions at beginning of year | 2013-12-31 | $2,498,627 |
| Participant contributions at end of year | 2013-12-31 | $102,263 |
| Participant contributions at beginning of year | 2013-12-31 | $96,260 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $14,545 |
| Other income not declared elsewhere | 2013-12-31 | $106,422 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $4,513,844 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $32,304,863 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $27,791,019 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $22,180,409 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $17,623,233 |
| Interest on participant loans | 2013-12-31 | $107,858 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $7,339,849 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $7,572,899 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $4,183,228 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,233,253 |
| Contract administrator fees | 2013-12-31 | $49,400 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BRABO AND CARLSEN, LLP |
| Accountancy firm EIN | 2013-12-31 | 330306529 |
| 2012 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $4,913,263 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $3,494,957 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,317,124 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $143,331 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,450,820 |
| Value of total assets at end of year | 2012-12-31 | $27,791,019 |
| Value of total assets at beginning of year | 2012-12-31 | $26,372,713 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $34,502 |
| Total interest from all sources | 2012-12-31 | $105,904 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $2,391,946 |
| Participant contributions at end of year | 2012-12-31 | $2,498,627 |
| Participant contributions at beginning of year | 2012-12-31 | $2,523,809 |
| Participant contributions at end of year | 2012-12-31 | $96,260 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $58,874 |
| Other income not declared elsewhere | 2012-12-31 | $137,688 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,418,306 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $27,791,019 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $26,372,713 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $17,623,233 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $15,898,623 |
| Interest on participant loans | 2012-12-31 | $105,904 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $7,572,899 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $7,950,281 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $2,218,851 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $3,317,124 |
| Contract administrator fees | 2012-12-31 | $34,502 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BRABO AND CARLSEN LLP |
| Accountancy firm EIN | 2012-12-31 | 330306529 |
| 2011 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,950,903 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $2,673,959 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,397,161 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $240,693 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,134,600 |
| Value of total assets at end of year | 2011-12-31 | $26,372,713 |
| Value of total assets at beginning of year | 2011-12-31 | $27,095,769 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $36,105 |
| Total interest from all sources | 2011-12-31 | $114,006 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $2,118,400 |
| Participant contributions at end of year | 2011-12-31 | $2,523,809 |
| Participant contributions at beginning of year | 2011-12-31 | $2,514,171 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $16,200 |
| Other income not declared elsewhere | 2011-12-31 | $180,869 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-723,056 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $26,372,713 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $27,095,769 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $15,898,623 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $17,251,727 |
| Interest on participant loans | 2011-12-31 | $114,006 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $7,950,281 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $7,329,871 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-478,572 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,397,161 |
| Contract administrator fees | 2011-12-31 | $36,105 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BRADO & CARLSEN, LLP |
| Accountancy firm EIN | 2011-12-31 | 330306529 |
| 2010 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $5,155,962 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $2,264,016 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,044,325 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $199,291 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,531,368 |
| Value of total assets at end of year | 2010-12-31 | $27,095,769 |
| Value of total assets at beginning of year | 2010-12-31 | $24,203,823 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $20,400 |
| Total interest from all sources | 2010-12-31 | $116,581 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $2,355,295 |
| Participant contributions at end of year | 2010-12-31 | $2,514,171 |
| Participant contributions at beginning of year | 2010-12-31 | $2,237,210 |
| Participant contributions at beginning of year | 2010-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $176,073 |
| Other income not declared elsewhere | 2010-12-31 | $8,920 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $2,891,946 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $27,095,769 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $24,203,823 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $17,251,727 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $14,917,327 |
| Interest on participant loans | 2010-12-31 | $116,581 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $7,329,871 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $7,049,286 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $2,499,093 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,044,325 |
| Contract administrator fees | 2010-12-31 | $20,400 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | BRABO AND CARLSEN LLP |
| Accountancy firm EIN | 2010-12-31 | 330306529 |
| 2009 : AGUA CALIENTE BAND OF CAHUILLA INDIANS/SPA HOTEL & CASINO 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
