401k Plan data: AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN plan

AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN
Plan identification number	001

AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AMERICAN VANGUARD CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: AMERICAN VANGUARD CORPORATION

Employer identification number (EIN): 952588080

NAIC Classification: 325300

Additional information about AMERICAN VANGUARD CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 697703

More information about AMERICAN VANGUARD CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 DAVID T JOHNSON 2024-10-10
001 2022-01-01 TIMOTHY J. DONNELLY 2023-10-05

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	DAVID T JOHNSON	2024-10-10
001	2022-01-01	TIMOTHY J. DONNELLY	2023-10-05

Plan Statistics for AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN

Measure Date Value
2023: AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 712
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 492
Number of retired or separated participants receiving benefits 2023-01-01 2
Number of other retired or separated participants entitled to future benefits 2023-01-01 174
Total of all active and inactive participants 2023-01-01 668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 1
Total participants 2023-01-01 669
Number of participants with account balances 2023-01-01 666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 661
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 474
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 237
Total of all active and inactive participants 2022-01-01 711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 712
Number of participants with account balances 2022-01-01 709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0

Measure	Date	Value
2023: AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	712
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	492
Number of retired or separated participants receiving benefits	2023-01-01	2
Number of other retired or separated participants entitled to future benefits	2023-01-01	174
Total of all active and inactive participants	2023-01-01	668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	1
Total participants	2023-01-01	669
Number of participants with account balances	2023-01-01	666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	661
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	474
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	237
Total of all active and inactive participants	2022-01-01	711
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	712
Number of participants with account balances	2022-01-01	709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0

Financial Data on AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN

Measure	Date	Value
2023 : AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$0
Total income from all sources (including contributions)	2023-12-31	$20,030,559
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$6,535,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$6,377,717
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$7,338,247
Value of total assets at end of year	2023-12-31	$79,989,416
Value of total assets at beginning of year	2023-12-31	$66,494,611
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$158,037
Total interest from all sources	2023-12-31	$79,796
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$4,265,827
Participant contributions at end of year	2023-12-31	$1,259,773
Participant contributions at beginning of year	2023-12-31	$1,045,313
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$567,239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Income. Non cash contributions	2023-12-31	$0
Value of net income/loss	2023-12-31	$13,494,805
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$79,989,416
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$66,494,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in pooled separate accounts at end of year	2023-12-31	$78,340,397
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$65,097,373
Interest on participant loans	2023-12-31	$75,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2023-12-31	$4,605
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2023-12-31	$2,249
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2023-12-31	$2,249
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2023-12-31	$4,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$384,641
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$349,676
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$12,612,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$2,505,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$6,377,717
Contract administrator fees	2023-12-31	$158,037
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	STEPHENS REIDINGER & BELLER LLP
Accountancy firm EIN	2023-12-31	330639599
2022 : AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-8,246,703
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$7,515,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$7,389,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$7,821,566
Value of total assets at end of year	2022-12-31	$66,494,611
Value of total assets at beginning of year	2022-12-31	$82,257,247
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$126,254
Total interest from all sources	2022-12-31	$67,421
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$3,857,666
Participant contributions at end of year	2022-12-31	$1,045,313
Participant contributions at beginning of year	2022-12-31	$1,158,001
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,697,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Income. Non cash contributions	2022-12-31	$0
Value of net income/loss	2022-12-31	$-15,762,636
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$66,494,611
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$82,257,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in pooled separate accounts at end of year	2022-12-31	$65,097,373
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$80,452,605
Interest on participant loans	2022-12-31	$63,196
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$2,249
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$2,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$2,282
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$4,225
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$349,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$644,359
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-16,135,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$2,266,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$7,389,679
Contract administrator fees	2022-12-31	$126,254
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	STEPHENS REIDINGER & BELLER LLP
Accountancy firm EIN	2022-12-31	330639599

Form 5500 Responses for AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN

2023: AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

71275

Policy instance

Insurance contract or identification number	71275
Number of Individuals Covered	665
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $44,432
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

71275

Policy instance

Insurance contract or identification number	71275
Number of Individuals Covered	738
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $42,101
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	42101
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR
Insurance broker organization code?	5

Potentially related plans

AMERICAN VANGUARD CORPORATION RETIREMENT SAVINGS PLAN [EIN = 951444338]

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See full terms and conditions

Company Name:	AMERICAN VANGUARD CORPORATION
Employer identification number (EIN):	952588080
NAIC Classification:	325300

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	697703