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ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN
Plan identification number 005

ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ITERIS, INC. has sponsored the creation of one or more 401k plans.

Company Name:ITERIS, INC.
Employer identification number (EIN):952588496
NAIC Classification:335310

Additional information about ITERIS, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1990-04-23
Company Identification Number: 0008371606
Legal Registered Office Address: 1700 CARNEGIE AVE STE 100

SANTA ANA
United States of America (USA)
92705

More information about ITERIS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052022-01-01
0052021-01-01
0052020-01-01
0052020-01-01
0052020-01-01
0052020-01-01
0052019-01-01
0052018-01-01
0052017-01-01JEFF MCDERMOTT JEFF MCDERMOTT2018-10-15
0052016-01-01JEFF MCDERMOTT JEFF MCDERMOTT2017-09-06
0052015-01-01TAMI WINGATE ANDREW SCHMIDT2016-10-04
0052014-01-01CATHY STEGER ANDREW SCHMIDT2015-09-22
0052013-01-01CATHY STEGER
0052012-01-01CATHY STEGER JAMES MIELE2013-09-18
0052011-01-01CATHY STEGER JAMES MIELE2012-09-13
0052009-01-01CATHY STEGER JAMES MIELE2010-10-15

Plan Statistics for ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN

401k plan membership statisitcs for ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN

Measure Date Value
2022: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01646
Total number of active participants reported on line 7a of the Form 55002022-01-01465
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01214
Total of all active and inactive participants2022-01-01683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01684
Number of participants with account balances2022-01-01663
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01580
Total number of active participants reported on line 7a of the Form 55002021-01-01432
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01207
Total of all active and inactive participants2021-01-01645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01646
Number of participants with account balances2021-01-01614
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01617
Total number of active participants reported on line 7a of the Form 55002020-01-01386
Number of retired or separated participants receiving benefits2020-01-018
Number of other retired or separated participants entitled to future benefits2020-01-01186
Total of all active and inactive participants2020-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01580
Number of participants with account balances2020-01-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01562
Total number of active participants reported on line 7a of the Form 55002019-01-01444
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01168
Total of all active and inactive participants2019-01-01617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01617
Number of participants with account balances2019-01-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01608
Total number of active participants reported on line 7a of the Form 55002018-01-01388
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01173
Total of all active and inactive participants2018-01-01562
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01562
Number of participants with account balances2018-01-01546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01571
Total number of active participants reported on line 7a of the Form 55002017-01-01456
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01149
Total of all active and inactive participants2017-01-01605
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01608
Number of participants with account balances2017-01-01573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0159
2016: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01473
Total number of active participants reported on line 7a of the Form 55002016-01-01430
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01144
Total of all active and inactive participants2016-01-01574
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01576
Number of participants with account balances2016-01-01530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0150
2015: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01426
Total number of active participants reported on line 7a of the Form 55002015-01-01334
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01141
Total of all active and inactive participants2015-01-01475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01478
Number of participants with account balances2015-01-01417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0115
2014: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01419
Total number of active participants reported on line 7a of the Form 55002014-01-01293
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01138
Total of all active and inactive participants2014-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01433
Number of participants with account balances2014-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0118
2013: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01393
Total number of active participants reported on line 7a of the Form 55002013-01-01251
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01135
Total of all active and inactive participants2013-01-01386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01388
Number of participants with account balances2013-01-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0126
2012: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01408
Total number of active participants reported on line 7a of the Form 55002012-01-01256
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01128
Total of all active and inactive participants2012-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01386
Number of participants with account balances2012-01-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0113
2011: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01354
Total number of active participants reported on line 7a of the Form 55002011-01-01212
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01135
Total of all active and inactive participants2011-01-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01349
Number of participants with account balances2011-01-01326
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0111
2009: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01384
Total number of active participants reported on line 7a of the Form 55002009-01-01220
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01170
Total of all active and inactive participants2009-01-01390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01391
Number of participants with account balances2009-01-01337
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0114

Financial Data on ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN

Measure Date Value
2022 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-698,241
Total unrealized appreciation/depreciation of assets2022-12-31$-698,241
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-9,481,717
Total loss/gain on sale of assets2022-12-31$-27,757
Total of all expenses incurred2022-12-31$6,754,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,576,669
Expenses. Certain deemed distributions of participant loans2022-12-31$2,701
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,011,167
Value of total assets at end of year2022-12-31$72,477,343
Value of total assets at beginning of year2022-12-31$88,713,576
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$175,146
Total interest from all sources2022-12-31$31,050
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,073,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,056,462
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,207,605
Participant contributions at end of year2022-12-31$580,747
Participant contributions at beginning of year2022-12-31$738,223
Participant contributions at end of year2022-12-31$7
Participant contributions at beginning of year2022-12-31$108,356
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$894,856
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$10,760
Administrative expenses (other) incurred2022-12-31$175,146
Total non interest bearing cash at end of year2022-12-31$225
Total non interest bearing cash at beginning of year2022-12-31$105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-16,236,233
Value of net assets at end of year (total assets less liabilities)2022-12-31$72,477,343
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$88,713,576
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$66,868,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$82,383,009
Interest on participant loans2022-12-31$30,751
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$3,550,468
Value of interest in common/collective trusts at beginning of year2022-12-31$3,172,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$952
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$299
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-18,942,296
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$59,773
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$1,476,295
Assets. Invements in employer securities at beginning of year2022-12-31$2,258,266
Contributions received in cash from employer2022-12-31$1,908,706
Employer contributions (assets) at end of year2022-12-31$6
Employer contributions (assets) at beginning of year2022-12-31$52,882
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$17,365
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,576,669
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$110,941
Aggregate carrying amount (costs) on sale of assets2022-12-31$138,698
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2022-12-31300840934
2021 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-310,447
Total unrealized appreciation/depreciation of assets2021-12-31$-310,447
Total transfer of assets to this plan2021-12-31$3,337,842
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$17,976,429
Total loss/gain on sale of assets2021-12-31$49,501
Total of all expenses incurred2021-12-31$6,709,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,443,331
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$1,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,474,557
Value of total assets at end of year2021-12-31$88,713,576
Value of total assets at beginning of year2021-12-31$74,109,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$265,116
Total interest from all sources2021-12-31$34,438
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,619,637
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,602,284
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,837,661
Participant contributions at end of year2021-12-31$738,223
Participant contributions at beginning of year2021-12-31$719,241
Participant contributions at end of year2021-12-31$108,356
Participant contributions at beginning of year2021-12-31$87,902
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$899,283
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$6,317
Administrative expenses (other) incurred2021-12-31$265,116
Total non interest bearing cash at end of year2021-12-31$105
Total non interest bearing cash at beginning of year2021-12-31$105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$11,266,687
Value of net assets at end of year (total assets less liabilities)2021-12-31$88,713,576
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$74,109,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$82,383,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$67,097,052
Interest on participant loans2021-12-31$34,436
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$3,172,083
Value of interest in common/collective trusts at beginning of year2021-12-31$3,367,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$9,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$9,177
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,058,567
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$43,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$2,258,266
Assets. Invements in employer securities at beginning of year2021-12-31$2,761,086
Contributions received in cash from employer2021-12-31$1,737,613
Employer contributions (assets) at end of year2021-12-31$52,882
Employer contributions (assets) at beginning of year2021-12-31$66,811
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$17,353
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,443,331
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$276,892
Aggregate carrying amount (costs) on sale of assets2021-12-31$227,391
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2021-12-31300840934
2020 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$291,224
Total unrealized appreciation/depreciation of assets2020-12-31$291,224
Total transfer of assets to this plan2020-12-31$2,718,684
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$16,973,990
Total loss/gain on sale of assets2020-12-31$-9,243
Total of all expenses incurred2020-12-31$7,157,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,976,554
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,673,954
Value of total assets at end of year2020-12-31$74,109,047
Value of total assets at beginning of year2020-12-31$61,573,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$180,146
Total interest from all sources2020-12-31$34,734
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,709,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,693,159
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,728,902
Participant contributions at end of year2020-12-31$719,241
Participant contributions at beginning of year2020-12-31$479,890
Participant contributions at end of year2020-12-31$87,902
Participant contributions at beginning of year2020-12-31$524
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$239,489
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$8,734
Administrative expenses (other) incurred2020-12-31$180,146
Total non interest bearing cash at end of year2020-12-31$105
Total non interest bearing cash at beginning of year2020-12-31$315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$9,816,988
Value of net assets at end of year (total assets less liabilities)2020-12-31$74,109,047
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$61,573,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$67,097,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$55,998,894
Interest on participant loans2020-12-31$34,476
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$3,367,673
Value of interest in common/collective trusts at beginning of year2020-12-31$2,548,012
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$9,177
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$392
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$392
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$258
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,208,916
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$56,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$2,761,086
Assets. Invements in employer securities at beginning of year2020-12-31$2,545,348
Contributions received in cash from employer2020-12-31$1,705,563
Employer contributions (assets) at end of year2020-12-31$66,811
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$16,454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,976,554
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$115,219
Aggregate carrying amount (costs) on sale of assets2020-12-31$124,462
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PENSION ASSURANCE LLP
Accountancy firm EIN2020-12-31300840934
2019 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$734,030
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$734,030
Total unrealized appreciation/depreciation of assets2019-12-31$734,030
Total unrealized appreciation/depreciation of assets2019-12-31$734,030
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$17,781,120
Total income from all sources (including contributions)2019-12-31$17,781,120
Total loss/gain on sale of assets2019-12-31$18,782
Total loss/gain on sale of assets2019-12-31$18,782
Total of all expenses incurred2019-12-31$4,787,965
Total of all expenses incurred2019-12-31$4,787,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,651,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,651,546
Expenses. Certain deemed distributions of participant loans2019-12-31$3,500
Expenses. Certain deemed distributions of participant loans2019-12-31$3,500
Value of total corrective distributions2019-12-31$838
Value of total corrective distributions2019-12-31$838
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,832,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,832,312
Value of total assets at end of year2019-12-31$61,573,375
Value of total assets at end of year2019-12-31$61,573,375
Value of total assets at beginning of year2019-12-31$48,580,220
Value of total assets at beginning of year2019-12-31$48,580,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$132,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$132,081
Total interest from all sources2019-12-31$23,618
Total interest from all sources2019-12-31$23,618
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,179,946
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,179,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,163,064
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,163,064
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,437,166
Contributions received from participants2019-12-31$3,437,166
Participant contributions at end of year2019-12-31$479,890
Participant contributions at end of year2019-12-31$479,890
Participant contributions at beginning of year2019-12-31$391,572
Participant contributions at beginning of year2019-12-31$391,572
Participant contributions at end of year2019-12-31$524
Participant contributions at end of year2019-12-31$524
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$936,188
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$936,188
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$16,702
Other income not declared elsewhere2019-12-31$16,702
Administrative expenses (other) incurred2019-12-31$132,081
Administrative expenses (other) incurred2019-12-31$132,081
Total non interest bearing cash at end of year2019-12-31$315
Total non interest bearing cash at end of year2019-12-31$315
Total non interest bearing cash at beginning of year2019-12-31$450
Total non interest bearing cash at beginning of year2019-12-31$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$12,993,155
Value of net income/loss2019-12-31$12,993,155
Value of net assets at end of year (total assets less liabilities)2019-12-31$61,573,375
Value of net assets at end of year (total assets less liabilities)2019-12-31$61,573,375
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$48,580,220
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$48,580,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$55,998,894
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$55,998,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,427,724
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$44,427,724
Interest on participant loans2019-12-31$23,317
Interest on participant loans2019-12-31$23,317
Interest earned on other investments2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$2,548,012
Value of interest in common/collective trusts at end of year2019-12-31$2,548,012
Value of interest in common/collective trusts at beginning of year2019-12-31$1,664,278
Value of interest in common/collective trusts at beginning of year2019-12-31$1,664,278
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$392
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$392
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,642
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,642
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,642
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,642
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$301
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$301
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,931,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,931,206
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$44,524
Net investment gain or loss from common/collective trusts2019-12-31$44,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$2,545,348
Assets. Invements in employer securities at end of year2019-12-31$2,545,348
Assets. Invements in employer securities at beginning of year2019-12-31$2,090,554
Assets. Invements in employer securities at beginning of year2019-12-31$2,090,554
Contributions received in cash from employer2019-12-31$1,458,958
Contributions received in cash from employer2019-12-31$1,458,958
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$16,882
Income. Dividends from common stock2019-12-31$16,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,651,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,651,546
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$114,696
Aggregate proceeds on sale of assets2019-12-31$114,696
Aggregate carrying amount (costs) on sale of assets2019-12-31$95,914
Aggregate carrying amount (costs) on sale of assets2019-12-31$95,914
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LTSP, INC.
Accountancy firm name2019-12-31LTSP, INC.
Accountancy firm EIN2019-12-31953864890
Accountancy firm EIN2019-12-31953864890
2018 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$3,097,128
Total unrealized appreciation/depreciation of assets2018-12-31$3,097,128
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$-1,050,175
Total loss/gain on sale of assets2018-12-31$146,392
Total of all expenses incurred2018-12-31$6,443,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,312,965
Expenses. Certain deemed distributions of participant loans2018-12-31$2,210
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,018,951
Value of total assets at end of year2018-12-31$48,580,220
Value of total assets at beginning of year2018-12-31$56,074,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$128,508
Total interest from all sources2018-12-31$156,899
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,600,235
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,581,409
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,342,441
Participant contributions at end of year2018-12-31$391,572
Participant contributions at beginning of year2018-12-31$462,347
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$236,842
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-3,675,519
Administrative expenses (other) incurred2018-12-31$128,508
Total non interest bearing cash at end of year2018-12-31$450
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-7,493,858
Value of net assets at end of year (total assets less liabilities)2018-12-31$48,580,220
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$56,074,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$44,427,724
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$46,016,988
Interest on participant loans2018-12-31$156,807
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$1,664,278
Value of interest in common/collective trusts at beginning of year2018-12-31$4,503,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,642
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$92
Asset value of US Government securities at end of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,397,392
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$3,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$2,090,554
Assets. Invements in employer securities at beginning of year2018-12-31$4,701,123
Contributions received in cash from employer2018-12-31$1,439,668
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$18,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,312,965
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$389,840
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$347,907
Aggregate carrying amount (costs) on sale of assets2018-12-31$201,515
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LTSP, INC.
Accountancy firm EIN2018-12-31953864890
2017 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,260,870
Total unrealized appreciation/depreciation of assets2017-12-31$2,260,870
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$14,769,823
Total loss/gain on sale of assets2017-12-31$521,044
Total of all expenses incurred2017-12-31$3,294,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,284,812
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,683,019
Value of total assets at end of year2017-12-31$56,074,078
Value of total assets at beginning of year2017-12-31$44,598,325
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,258
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$21,447
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$476,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$444,162
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$3,305,889
Participant contributions at end of year2017-12-31$462,347
Participant contributions at beginning of year2017-12-31$477,940
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$432,872
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,475,753
Value of net assets at end of year (total assets less liabilities)2017-12-31$56,074,078
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$44,598,325
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$46,016,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$36,345,665
Interest on participant loans2017-12-31$21,447
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$4,503,780
Value of interest in common/collective trusts at beginning of year2017-12-31$4,119,715
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,762,764
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$44,645
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$4,701,123
Assets. Invements in employer securities at beginning of year2017-12-31$3,216,136
Contributions received in cash from employer2017-12-31$944,258
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$31,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,284,812
Contract administrator fees2017-12-31$9,258
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$389,840
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$438,869
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$1,407,711
Aggregate carrying amount (costs) on sale of assets2017-12-31$886,667
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31LTSP, INC.
Accountancy firm EIN2017-12-31953864890
2016 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,339,449
Total unrealized appreciation/depreciation of assets2016-12-31$1,339,449
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,711,387
Total loss/gain on sale of assets2016-12-31$206,430
Total of all expenses incurred2016-12-31$6,003,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,984,960
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$10,502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,093,378
Value of total assets at end of year2016-12-31$44,598,325
Value of total assets at beginning of year2016-12-31$41,889,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,594
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$16,796
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$447,941
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$409,113
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$2,880,808
Participant contributions at end of year2016-12-31$477,940
Participant contributions at beginning of year2016-12-31$345,038
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$369,463
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,708,331
Value of net assets at end of year (total assets less liabilities)2016-12-31$44,598,325
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$41,889,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$36,345,665
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$34,431,723
Interest on participant loans2016-12-31$16,796
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$4,119,715
Value of interest in common/collective trusts at beginning of year2016-12-31$4,015,185
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,570,474
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$36,919
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$3,216,136
Assets. Invements in employer securities at beginning of year2016-12-31$2,240,266
Contributions received in cash from employer2016-12-31$843,107
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$38,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,984,960
Contract administrator fees2016-12-31$7,594
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$438,869
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$857,782
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$1,027,917
Aggregate carrying amount (costs) on sale of assets2016-12-31$821,487
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LTSP, INC.
Accountancy firm EIN2016-12-31953864890
2015 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-231,421
Total unrealized appreciation/depreciation of assets2015-12-31$-231,421
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,141,764
Total loss/gain on sale of assets2015-12-31$-46,611
Total of all expenses incurred2015-12-31$3,401,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,397,099
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,434,787
Value of total assets at end of year2015-12-31$41,889,994
Value of total assets at beginning of year2015-12-31$42,150,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,688
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$13,654
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$390,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$345,621
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,250,391
Participant contributions at end of year2015-12-31$345,038
Participant contributions at beginning of year2015-12-31$288,582
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$527,570
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-260,023
Value of net assets at end of year (total assets less liabilities)2015-12-31$41,889,994
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$42,150,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$34,431,723
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$35,542,514
Interest on participant loans2015-12-31$13,654
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$4,015,185
Value of interest in common/collective trusts at beginning of year2015-12-31$2,821,857
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-435,975
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$17,130
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$2,240,266
Assets. Invements in employer securities at beginning of year2015-12-31$1,839,232
Contributions received in cash from employer2015-12-31$656,826
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$44,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,397,099
Contract administrator fees2015-12-31$4,688
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$857,782
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$1,657,832
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$172,100
Aggregate carrying amount (costs) on sale of assets2015-12-31$218,711
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LTSP, INC.
Accountancy firm EIN2015-12-31953864890
2014 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-125,882
Total unrealized appreciation/depreciation of assets2014-12-31$-125,882
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,985,739
Total loss/gain on sale of assets2014-12-31$-20,813
Total of all expenses incurred2014-12-31$2,220,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,215,561
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,631,582
Value of total assets at end of year2014-12-31$42,150,017
Value of total assets at beginning of year2014-12-31$39,384,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,701
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$11,652
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$398,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$357,901
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,946,247
Participant contributions at end of year2014-12-31$288,582
Participant contributions at beginning of year2014-12-31$307,404
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$187,479
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,765,477
Value of net assets at end of year (total assets less liabilities)2014-12-31$42,150,017
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$39,384,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$35,542,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$32,092,246
Interest on participant loans2014-12-31$11,652
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$2,821,857
Value of interest in common/collective trusts at beginning of year2014-12-31$3,324,054
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,058,945
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$31,983
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$1,839,232
Assets. Invements in employer securities at beginning of year2014-12-31$2,355,697
Contributions received in cash from employer2014-12-31$497,856
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$40,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,215,561
Contract administrator fees2014-12-31$4,701
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$1,657,832
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,305,139
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$176,657
Aggregate carrying amount (costs) on sale of assets2014-12-31$197,470
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LESLEY,THOMAS,SCHWARZ & POSTMA, INC
Accountancy firm EIN2014-12-31953864890
2013 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$986,382
Total unrealized appreciation/depreciation of assets2013-12-31$986,382
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,927,749
Total loss/gain on sale of assets2013-12-31$31,138
Total of all expenses incurred2013-12-31$1,555,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,544,725
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$5,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,309,039
Value of total assets at end of year2013-12-31$39,384,540
Value of total assets at beginning of year2013-12-31$32,011,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,821
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$12,482
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$302,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$275,950
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,792,786
Participant contributions at end of year2013-12-31$307,404
Participant contributions at beginning of year2013-12-31$294,658
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$14,552
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$7,372,611
Value of net assets at end of year (total assets less liabilities)2013-12-31$39,384,540
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$32,011,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$32,092,246
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$26,208,545
Interest on participant loans2013-12-31$12,482
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$3,324,054
Value of interest in common/collective trusts at beginning of year2013-12-31$2,707,263
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,312,308
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$-26,030
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$2,355,697
Assets. Invements in employer securities at beginning of year2013-12-31$2,016,858
Contributions received in cash from employer2013-12-31$501,701
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$26,480
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,544,725
Contract administrator fees2013-12-31$4,821
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,305,139
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$784,605
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$225,190
Aggregate carrying amount (costs) on sale of assets2013-12-31$194,052
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LESLEY,THOMAS,SCHWARZ&POSTMA,INC.
Accountancy firm EIN2013-12-31953864890
2012 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$646,355
Total unrealized appreciation/depreciation of assets2012-12-31$646,355
Total transfer of assets to this plan2012-12-31$907,056
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,389,071
Total loss/gain on sale of assets2012-12-31$38,334
Total of all expenses incurred2012-12-31$2,391,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,389,529
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,328,584
Value of total assets at end of year2012-12-31$32,011,929
Value of total assets at beginning of year2012-12-31$27,107,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,843
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$8,278
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$350,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$315,838
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,793,500
Participant contributions at end of year2012-12-31$294,658
Participant contributions at beginning of year2012-12-31$195,144
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$3,584
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$33,454
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$27
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,997,699
Value of net assets at end of year (total assets less liabilities)2012-12-31$32,011,929
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$27,107,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$26,208,545
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$21,759,314
Interest on participant loans2012-12-31$8,278
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$2,707,263
Value of interest in common/collective trusts at beginning of year2012-12-31$2,885,279
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,993,334
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$24,146
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$2,016,858
Assets. Invements in employer securities at beginning of year2012-12-31$1,650,958
Contributions received in cash from employer2012-12-31$501,630
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$1,792
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$34,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,389,502
Contract administrator fees2012-12-31$1,843
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$784,605
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$611,103
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$258,292
Aggregate carrying amount (costs) on sale of assets2012-12-31$219,958
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LESLEY,THOMAS,SCHWARZ & POSTMA, INC
Accountancy firm EIN2012-12-31953864890
2011 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-693,464
Total unrealized appreciation/depreciation of assets2011-12-31$-693,464
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,107
Total income from all sources (including contributions)2011-12-31$1,247,463
Total loss/gain on sale of assets2011-12-31$-85,098
Total of all expenses incurred2011-12-31$1,473,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,471,767
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,398,685
Value of total assets at end of year2011-12-31$27,107,174
Value of total assets at beginning of year2011-12-31$27,339,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,452
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$11,103
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$282,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$270,004
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,670,746
Participant contributions at end of year2011-12-31$195,144
Participant contributions at beginning of year2011-12-31$186,766
Participant contributions at end of year2011-12-31$3,584
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$264,590
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$6,107
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-226,378
Value of net assets at end of year (total assets less liabilities)2011-12-31$27,107,174
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$27,333,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$21,759,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$21,623,352
Interest on participant loans2011-12-31$11,103
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$2,885,279
Value of interest in common/collective trusts at beginning of year2011-12-31$2,465,064
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-723,132
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$56,774
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$1,650,958
Assets. Invements in employer securities at beginning of year2011-12-31$2,372,120
Contributions received in cash from employer2011-12-31$463,349
Employer contributions (assets) at end of year2011-12-31$1,792
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$12,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,471,767
Contract administrator fees2011-12-31$1,452
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$611,103
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$692,357
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$151,717
Aggregate carrying amount (costs) on sale of assets2011-12-31$236,815
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LESLEY, THOMAS, SCHWARZ & POSTMA, I
Accountancy firm EIN2011-12-31953864890
2010 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$414,586
Total unrealized appreciation/depreciation of assets2010-12-31$414,586
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,107
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$5,180,679
Total loss/gain on sale of assets2010-12-31$-12,792
Total of all expenses incurred2010-12-31$1,413,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,412,523
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,959,754
Value of total assets at end of year2010-12-31$27,339,659
Value of total assets at beginning of year2010-12-31$23,566,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$667
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$12,017
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$230,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$230,765
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,574,387
Participant contributions at end of year2010-12-31$186,766
Participant contributions at beginning of year2010-12-31$309,994
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$24,528
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$246
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$6,107
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$-1,885
Administrative expenses (other) incurred2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,767,489
Value of net assets at end of year (total assets less liabilities)2010-12-31$27,333,552
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,566,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$21,623,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$18,320,167
Interest on participant loans2010-12-31$12,017
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$2,465,064
Value of interest in common/collective trusts at beginning of year2010-12-31$2,123,735
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,498,231
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$80,003
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$2,372,120
Assets. Invements in employer securities at beginning of year2010-12-31$2,002,032
Contributions received in cash from employer2010-12-31$360,839
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,412,277
Contract administrator fees2010-12-31$667
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$692,357
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$810,135
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$250,360
Aggregate carrying amount (costs) on sale of assets2010-12-31$263,152
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LESLEY, THOMAS, SCHWARZ & POSTMA, I
Accountancy firm EIN2010-12-31953864890
2009 : ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN

2022: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ITERIS, INC. 401(K) AND STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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