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CONEJO VALLEY VETERINARY HOSPITAL 401k Plan overview

Plan NameCONEJO VALLEY VETERINARY HOSPITAL
Plan identification number 001

CONEJO VALLEY VETERINARY HOSPITAL Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CONEJO VALLEY VETERINARY CLINIC, INC. has sponsored the creation of one or more 401k plans.

Company Name:CONEJO VALLEY VETERINARY CLINIC, INC.
Employer identification number (EIN):952593088
NAIC Classification:541940
NAIC Description:Veterinary Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONEJO VALLEY VETERINARY HOSPITAL

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01SHANA JONES2020-12-16
0012019-01-01
0012018-01-01
0012017-01-01SHANA JONES
0012016-01-01SHANA JONES2017-06-12
0012015-01-01NANCY WOHL2016-06-16 NANCY WOHL2016-06-16
0012014-01-01NANCY WOHL NANCY WOHL2015-06-18
0012013-01-01NANCY WOHL
0012012-01-01NANCY WOHL
0012011-01-01NANCY WOHL
0012010-01-01NANCY WOHL
0012009-01-01NANCY WOHL

Plan Statistics for CONEJO VALLEY VETERINARY HOSPITAL

401k plan membership statisitcs for CONEJO VALLEY VETERINARY HOSPITAL

Measure Date Value
2019: CONEJO VALLEY VETERINARY HOSPITAL 2019 401k membership
Total participants, beginning-of-year2019-01-01154
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0113
Total of all active and inactive participants2019-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0113
Number of participants with account balances2019-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CONEJO VALLEY VETERINARY HOSPITAL 2018 401k membership
Total participants, beginning-of-year2018-01-01142
Total number of active participants reported on line 7a of the Form 55002018-01-01105
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0149
Total of all active and inactive participants2018-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01154
Number of participants with account balances2018-01-0186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CONEJO VALLEY VETERINARY HOSPITAL 2017 401k membership
Total participants, beginning-of-year2017-01-01130
Total number of active participants reported on line 7a of the Form 55002017-01-0189
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0138
Total of all active and inactive participants2017-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01127
Number of participants with account balances2017-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2014: CONEJO VALLEY VETERINARY HOSPITAL 2014 401k membership
Total participants, beginning-of-year2014-01-0155
Total number of active participants reported on line 7a of the Form 55002014-01-0148
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0120
Total of all active and inactive participants2014-01-0168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0168
Number of participants with account balances2014-01-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: CONEJO VALLEY VETERINARY HOSPITAL 2013 401k membership
Total participants, beginning-of-year2013-01-0156
Total number of active participants reported on line 7a of the Form 55002013-01-0142
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-0158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0158
Number of participants with account balances2013-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: CONEJO VALLEY VETERINARY HOSPITAL 2012 401k membership
Total participants, beginning-of-year2012-01-0146
Total number of active participants reported on line 7a of the Form 55002012-01-0141
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-0151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0151
Number of participants with account balances2012-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: CONEJO VALLEY VETERINARY HOSPITAL 2011 401k membership
Total participants, beginning-of-year2011-01-0147
Total number of active participants reported on line 7a of the Form 55002011-01-0134
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0134
Number of participants with account balances2011-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: CONEJO VALLEY VETERINARY HOSPITAL 2010 401k membership
Total participants, beginning-of-year2010-01-0150
Total number of active participants reported on line 7a of the Form 55002010-01-0137
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-019
Total of all active and inactive participants2010-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0146
Number of participants with account balances2010-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: CONEJO VALLEY VETERINARY HOSPITAL 2009 401k membership
Total participants, beginning-of-year2009-01-0157
Total number of active participants reported on line 7a of the Form 55002009-01-0142
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-0150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0150
Number of participants with account balances2009-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CONEJO VALLEY VETERINARY HOSPITAL

Measure Date Value
2019 : CONEJO VALLEY VETERINARY HOSPITAL 2019 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,601
Total income from all sources (including contributions)2019-12-31$272,092
Total of all expenses incurred2019-12-31$2,242,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,220,232
Expenses. Certain deemed distributions of participant loans2019-12-31$7,959
Value of total corrective distributions2019-12-31$2,365
Value of total assets at end of year2019-12-31$368,551
Value of total assets at beginning of year2019-12-31$2,341,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$12,329
Total interest from all sources2019-12-31$289
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$19,509
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$275,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$7,670
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$2,601
Administrative expenses (other) incurred2019-12-31$12,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-1,970,793
Value of net assets at end of year (total assets less liabilities)2019-12-31$368,551
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,339,344
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$204
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$346,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,217,987
Interest on participant loans2019-12-31$289
Value of interest in common/collective trusts at end of year2019-12-31$17,626
Value of interest in common/collective trusts at beginning of year2019-12-31$116,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,947
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$251,321
Net investment gain or loss from common/collective trusts2019-12-31$973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,220,232
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31JGD & ASSOCIATES, LLP
Accountancy firm EIN2019-12-31953132551
2018 : CONEJO VALLEY VETERINARY HOSPITAL 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,601
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$20,821
Total income from all sources (including contributions)2018-12-31$94,751
Total of all expenses incurred2018-12-31$481,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$459,997
Value of total corrective distributions2018-12-31$871
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$208,396
Value of total assets at end of year2018-12-31$2,341,945
Value of total assets at beginning of year2018-12-31$2,746,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$20,331
Total interest from all sources2018-12-31$987
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$61,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$61,031
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$275,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$163,088
Participant contributions at end of year2018-12-31$7,670
Participant contributions at beginning of year2018-12-31$20,670
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$8,322
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$7,464
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$2,601
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$20,821
Administrative expenses (other) incurred2018-12-31$19,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-386,448
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,339,344
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,725,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$552
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,217,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,583,946
Interest on participant loans2018-12-31$987
Value of interest in common/collective trusts at end of year2018-12-31$116,288
Value of interest in common/collective trusts at beginning of year2018-12-31$132,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-178,094
Net investment gain or loss from common/collective trusts2018-12-31$2,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$37,844
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$1,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$459,997
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31JGD & ASSOCIATES, LLP
Accountancy firm EIN2018-12-31953132551
2017 : CONEJO VALLEY VETERINARY HOSPITAL 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$20,821
Total income from all sources (including contributions)2017-12-31$563,636
Total of all expenses incurred2017-12-31$677,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$668,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$196,862
Value of total assets at end of year2017-12-31$2,746,613
Value of total assets at beginning of year2017-12-31$2,840,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,079
Total interest from all sources2017-12-31$344
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$45,006
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$45,006
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$275,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$163,988
Participant contributions at end of year2017-12-31$20,670
Participant contributions at end of year2017-12-31$8,322
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$6,914
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$20,821
Other income not declared elsewhere2017-12-31$3,710
Administrative expenses (other) incurred2017-12-31$9,079
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-114,263
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,725,792
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,840,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,583,946
Interest on participant loans2017-12-31$344
Value of interest in common/collective trusts at end of year2017-12-31$132,090
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$317,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$25,960
Employer contributions (assets) at end of year2017-12-31$1,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$668,820
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$2,840,055
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31JGD & ASSOCIATES, LLP
Accountancy firm EIN2017-12-31953132551
2014 : CONEJO VALLEY VETERINARY HOSPITAL 2014 401k financial data
Transfers to/from the plan2014-12-31$7,965
Total income from all sources2014-12-31$303,895
Expenses. Total of all expenses incurred2014-12-31$494,340
Benefits paid (including direct rollovers)2014-12-31$454,828
Total plan assets at end of year2014-12-31$2,678,810
Total plan assets at beginning of year2014-12-31$2,861,290
Value of fidelity bond covering the plan2014-12-31$300,000
Total contributions received or receivable from participants2014-12-31$178,113
Expenses. Other expenses not covered elsewhere2014-12-31$99
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$119,554
Net income (gross income less expenses)2014-12-31$-190,445
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,678,810
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,861,290
Assets. Value of participant loans2014-12-31$28,423
Total contributions received or receivable from employer(s)2014-12-31$6,228
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$39,413
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : CONEJO VALLEY VETERINARY HOSPITAL 2013 401k financial data
Transfers to/from the plan2013-12-31$150
Total income from all sources2013-12-31$793,601
Expenses. Total of all expenses incurred2013-12-31$401,481
Benefits paid (including direct rollovers)2013-12-31$393,344
Total plan assets at end of year2013-12-31$2,861,290
Total plan assets at beginning of year2013-12-31$2,469,020
Value of fidelity bond covering the plan2013-12-31$25,000
Total contributions received or receivable from participants2013-12-31$227,158
Expenses. Other expenses not covered elsewhere2013-12-31$74
Contributions received from other sources (not participants or employers)2013-12-31$3,261
Other income received2013-12-31$556,588
Net income (gross income less expenses)2013-12-31$392,120
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,861,290
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,469,020
Assets. Value of participant loans2013-12-31$31,334
Total contributions received or receivable from employer(s)2013-12-31$6,594
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$8,063
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : CONEJO VALLEY VETERINARY HOSPITAL 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$535,532
Expenses. Total of all expenses incurred2012-12-31$242,871
Benefits paid (including direct rollovers)2012-12-31$226,555
Total plan assets at end of year2012-12-31$2,469,020
Total plan assets at beginning of year2012-12-31$2,176,359
Value of fidelity bond covering the plan2012-12-31$25,000
Total contributions received or receivable from participants2012-12-31$213,948
Expenses. Other expenses not covered elsewhere2012-12-31$137
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$314,739
Net income (gross income less expenses)2012-12-31$292,661
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,469,020
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,176,359
Assets. Value of participant loans2012-12-31$34,239
Total contributions received or receivable from employer(s)2012-12-31$6,845
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$16,179
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : CONEJO VALLEY VETERINARY HOSPITAL 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total income from all sources2011-12-31$163,339
Expenses. Total of all expenses incurred2011-12-31$268,060
Benefits paid (including direct rollovers)2011-12-31$245,545
Total plan assets at end of year2011-12-31$2,176,359
Total plan assets at beginning of year2011-12-31$2,281,080
Value of fidelity bond covering the plan2011-12-31$25,000
Total contributions received or receivable from participants2011-12-31$193,337
Expenses. Other expenses not covered elsewhere2011-12-31$25
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-36,849
Net income (gross income less expenses)2011-12-31$-104,721
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,176,359
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,281,080
Assets. Value of participant loans2011-12-31$0
Total contributions received or receivable from employer(s)2011-12-31$6,851
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$22,490
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : CONEJO VALLEY VETERINARY HOSPITAL 2010 401k financial data
Total income from all sources2010-12-31$462,023
Expenses. Total of all expenses incurred2010-12-31$0
Benefits paid (including direct rollovers)2010-12-31$0
Total plan assets at end of year2010-12-31$2,281,080
Total plan assets at beginning of year2010-12-31$1,819,057
Value of fidelity bond covering the plan2010-12-31$300,000
Total contributions received or receivable from participants2010-12-31$214,802
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$240,484
Net income (gross income less expenses)2010-12-31$462,023
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,281,080
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,819,057
Total contributions received or receivable from employer(s)2010-12-31$6,737
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0

Form 5500 Responses for CONEJO VALLEY VETERINARY HOSPITAL

2019: CONEJO VALLEY VETERINARY HOSPITAL 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CONEJO VALLEY VETERINARY HOSPITAL 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CONEJO VALLEY VETERINARY HOSPITAL 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2014: CONEJO VALLEY VETERINARY HOSPITAL 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: CONEJO VALLEY VETERINARY HOSPITAL 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: CONEJO VALLEY VETERINARY HOSPITAL 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: CONEJO VALLEY VETERINARY HOSPITAL 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: CONEJO VALLEY VETERINARY HOSPITAL 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CONEJO VALLEY VETERINARY HOSPITAL 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517275
Policy instance 1
Insurance contract or identification number517275
Number of Individuals Covered13
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517275
Policy instance 1
Insurance contract or identification number517275
Number of Individuals Covered86
Insurance policy start date2018-01-01
Insurance policy end date2018-02-13
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract number517575
Policy instance 1
Insurance contract or identification number517575
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-02-13
Total amount of commissions paid to insurance brokerUSD $7,048
Total amount of fees paid to insurance companyUSD $455
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517275
Policy instance 2
Insurance contract or identification number517275
Insurance policy start date2017-01-01
Insurance policy end date2017-02-13
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-825730
Policy instance 1
Insurance contract or identification numberGA-825730
Number of Individuals Covered52
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $14,094
Total amount of fees paid to insurance companyUSD $1,137
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,094
Insurance broker organization code?3
Amount paid for insurance broker fees1137
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker nameMERRILL LYNCH, PIERCE, FENNER &
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-825730
Policy instance 1
Insurance contract or identification numberGA-825730
Number of Individuals Covered48
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $12,603
Total amount of fees paid to insurance companyUSD $1,007
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,603
Insurance broker organization code?3
Amount paid for insurance broker fees1007
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker nameMERRILL LYNCH PIERCE FENNER SMITH I
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-825730
Policy instance 1
Insurance contract or identification numberGA-825730
Number of Individuals Covered41
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,217
Total amount of fees paid to insurance companyUSD $850
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,217
Insurance broker organization code?3
Amount paid for insurance broker fees850
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker nameMERRILL LYNCH PIERCE FENNER SMITH I
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-825730
Policy instance 1
Insurance contract or identification numberGA-825730
Number of Individuals Covered28
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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