401k Plan data: HOUSE EAR CLINIC, INC. 401(K) PLAN plan

HOUSE EAR CLINIC, INC. 401(K) PLAN 401k Plan overview

Plan Name	HOUSE EAR CLINIC, INC. 401(K) PLAN
Plan identification number	003

HOUSE EAR CLINIC, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOUSE EAR CLINIC, INC. has sponsored the creation of one or more 401k plans.

Company Name: HOUSE EAR CLINIC, INC.

Employer identification number (EIN): 952638195

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOUSE EAR CLINIC, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2023-01-01
003 2022-01-01
003 2021-01-01
003 2020-01-01
003 2019-01-01
003 2018-01-01 WILLIAM LUXFORD 2019-10-03
003 2017-01-01
003 2016-01-01
003 2015-01-01
003 2014-01-01
003 2013-01-01 HEIDI MOLEN - QBI LLC HEIDI MOLEN - QBI LLC 2014-09-22
003 2012-01-01 HEIDI MOLEN
003 2011-01-01 JENNIFER M. DEREBERY, MD
003 2010-01-01 JENNIFER M. DEREBERY, MD
003 2009-01-01 JOHN W. HOUSE, M.D.

Plan Statistics for HOUSE EAR CLINIC, INC. 401(K) PLAN

401k plan membership statisitcs for HOUSE EAR CLINIC, INC. 401(K) PLAN

Measure Date Value
2018: HOUSE EAR CLINIC, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 13
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 45
Total of all active and inactive participants 2018-01-01 58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 59
Number of participants with account balances 2018-01-01 59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: HOUSE EAR CLINIC, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 10
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 99
Total of all active and inactive participants 2017-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 110
Number of participants with account balances 2017-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: HOUSE EAR CLINIC, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 81
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 27
Total of all active and inactive participants 2016-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 109
Number of participants with account balances 2016-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: HOUSE EAR CLINIC, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 110
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 82
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 27
Total of all active and inactive participants 2015-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 110
Number of participants with account balances 2015-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: HOUSE EAR CLINIC, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 78
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 27
Total of all active and inactive participants 2014-01-01 105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 106
Number of participants with account balances 2014-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 8
2013: HOUSE EAR CLINIC, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 84
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 25
Total of all active and inactive participants 2013-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 110
Number of participants with account balances 2013-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: HOUSE EAR CLINIC, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 152
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 83
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 70
Total of all active and inactive participants 2012-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 153
Number of participants with account balances 2012-01-01 153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: HOUSE EAR CLINIC, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 89
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 63
Total of all active and inactive participants 2011-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 152
Number of participants with account balances 2011-01-01 146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: HOUSE EAR CLINIC, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 86
Number of retired or separated participants receiving benefits 2010-01-01 1
Number of other retired or separated participants entitled to future benefits 2010-01-01 72
Total of all active and inactive participants 2010-01-01 159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 160
Number of participants with account balances 2010-01-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 7
2009: HOUSE EAR CLINIC, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 164
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 99
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 69
Total of all active and inactive participants 2009-01-01 168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 169
Number of participants with account balances 2009-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 11

Measure	Date	Value
2018: HOUSE EAR CLINIC, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	13
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	45
Total of all active and inactive participants	2018-01-01	58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	59
Number of participants with account balances	2018-01-01	59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: HOUSE EAR CLINIC, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	10
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	99
Total of all active and inactive participants	2017-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	110
Number of participants with account balances	2017-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: HOUSE EAR CLINIC, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	81
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	27
Total of all active and inactive participants	2016-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	109
Number of participants with account balances	2016-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: HOUSE EAR CLINIC, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	110
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	82
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	27
Total of all active and inactive participants	2015-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	110
Number of participants with account balances	2015-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: HOUSE EAR CLINIC, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	78
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	27
Total of all active and inactive participants	2014-01-01	105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	106
Number of participants with account balances	2014-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	8
2013: HOUSE EAR CLINIC, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	84
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	25
Total of all active and inactive participants	2013-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	110
Number of participants with account balances	2013-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: HOUSE EAR CLINIC, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	152
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	83
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	70
Total of all active and inactive participants	2012-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	153
Number of participants with account balances	2012-01-01	153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: HOUSE EAR CLINIC, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	89
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	63
Total of all active and inactive participants	2011-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	152
Number of participants with account balances	2011-01-01	146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: HOUSE EAR CLINIC, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	86
Number of retired or separated participants receiving benefits	2010-01-01	1
Number of other retired or separated participants entitled to future benefits	2010-01-01	72
Total of all active and inactive participants	2010-01-01	159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	160
Number of participants with account balances	2010-01-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	7
2009: HOUSE EAR CLINIC, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	164
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	99
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	69
Total of all active and inactive participants	2009-01-01	168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	169
Number of participants with account balances	2009-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	11

Financial Data on HOUSE EAR CLINIC, INC. 401(K) PLAN

Measure	Date	Value
2018 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$73,504
Total unrealized appreciation/depreciation of assets	2018-12-31	$73,504
Total income from all sources (including contributions)	2018-12-31	$-42,341
Total loss/gain on sale of assets	2018-12-31	$-78,885
Total of all expenses incurred	2018-12-31	$390,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$357,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$533,984
Value of total assets at end of year	2018-12-31	$12,432,824
Value of total assets at beginning of year	2018-12-31	$12,865,864
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$32,869
Total interest from all sources	2018-12-31	$1,240
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$25,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$775,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$178,000
Participant contributions at end of year	2018-12-31	$44,803
Other income not declared elsewhere	2018-12-31	$3,386
Administrative expenses (other) incurred	2018-12-31	$352
Total non interest bearing cash at end of year	2018-12-31	$492
Total non interest bearing cash at beginning of year	2018-12-31	$1,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-433,040
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$12,432,824
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$12,865,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$30,580
Value of interest in pooled separate accounts at end of year	2018-12-31	$9,349,445
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$9,839,867
Interest on participant loans	2018-12-31	$792
Interest earned on other investments	2018-12-31	$448
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$9,820
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$50,997
Net investment gain/loss from pooled separate accounts	2018-12-31	$-601,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$355,984
Employer contributions (assets) at end of year	2018-12-31	$356,537
Employer contributions (assets) at beginning of year	2018-12-31	$377,812
Income. Dividends from common stock	2018-12-31	$25,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$357,830
Contract administrator fees	2018-12-31	$1,937
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$2,671,727
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$2,596,143
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$419,683
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$498,568
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	JONES & MALHOTRA, CPAS
Accountancy firm EIN	2018-12-31	954668647
2017 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$554,369
Total unrealized appreciation/depreciation of assets	2017-12-31	$554,369
Total income from all sources (including contributions)	2017-12-31	$3,294,014
Total loss/gain on sale of assets	2017-12-31	$25,736
Total of all expenses incurred	2017-12-31	$5,074,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,051,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$924,535
Value of total assets at end of year	2017-12-31	$12,865,864
Value of total assets at beginning of year	2017-12-31	$14,646,425
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$23,339
Total interest from all sources	2017-12-31	$5,434
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$19,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$775,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$243,621
Participant contributions at beginning of year	2017-12-31	$274,063
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$306,866
Other income not declared elsewhere	2017-12-31	$-304
Total non interest bearing cash at end of year	2017-12-31	$1,045
Total non interest bearing cash at beginning of year	2017-12-31	$4,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-1,780,561
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$12,865,864
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$14,646,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$20,355
Value of interest in pooled separate accounts at end of year	2017-12-31	$9,839,867
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$12,438,061
Interest on participant loans	2017-12-31	$4,859
Interest earned on other investments	2017-12-31	$575
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$63,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$63,931
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$50,997
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$108,631
Net investment gain/loss from pooled separate accounts	2017-12-31	$1,764,548
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$374,048
Employer contributions (assets) at end of year	2017-12-31	$377,812
Employer contributions (assets) at beginning of year	2017-12-31	$327,921
Income. Dividends from common stock	2017-12-31	$19,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,051,236
Contract administrator fees	2017-12-31	$2,984
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$2,596,143
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$1,429,563
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$283,569
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$257,833
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	JONES & MALHOTRA, CPAS
Accountancy firm EIN	2017-12-31	954668647
2016 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$190,858
Total unrealized appreciation/depreciation of assets	2016-12-31	$190,858
Total income from all sources (including contributions)	2016-12-31	$1,799,267
Total loss/gain on sale of assets	2016-12-31	$15,565
Total of all expenses incurred	2016-12-31	$556,533
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$531,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$720,415
Value of total assets at end of year	2016-12-31	$14,646,425
Value of total assets at beginning of year	2016-12-31	$13,403,691
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$25,411
Total interest from all sources	2016-12-31	$17,106
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$11,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Administrative expenses professional fees incurred	2016-12-31	$12,100
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$775,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$392,494
Participant contributions at end of year	2016-12-31	$274,063
Participant contributions at beginning of year	2016-12-31	$314,713
Other income not declared elsewhere	2016-12-31	$-1,287
Total non interest bearing cash at end of year	2016-12-31	$4,255
Total non interest bearing cash at beginning of year	2016-12-31	$4,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,242,734
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$14,646,425
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,403,691
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$9,695
Value of interest in pooled separate accounts at end of year	2016-12-31	$12,438,061
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$11,297,153
Interest on participant loans	2016-12-31	$15,579
Interest earned on other investments	2016-12-31	$1,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$63,931
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$127,262
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$127,262
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$108,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$280,752
Net investment gain/loss from pooled separate accounts	2016-12-31	$845,556
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$327,921
Employer contributions (assets) at end of year	2016-12-31	$327,921
Employer contributions (assets) at beginning of year	2016-12-31	$259,898
Income. Dividends from common stock	2016-12-31	$11,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$531,122
Contract administrator fees	2016-12-31	$3,616
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$1,429,563
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$1,119,658
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$275,193
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$259,628
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	JONES & MALHOTRA, CPAS
Accountancy firm EIN	2016-12-31	954668647
2015 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$81,762
Total unrealized appreciation/depreciation of assets	2015-12-31	$81,762
Total income from all sources (including contributions)	2015-12-31	$770,523
Total loss/gain on sale of assets	2015-12-31	$-32,003
Total of all expenses incurred	2015-12-31	$316,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$275,143
Expenses. Certain deemed distributions of participant loans	2015-12-31	$4,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$628,814
Value of total assets at end of year	2015-12-31	$13,403,691
Value of total assets at beginning of year	2015-12-31	$12,949,931
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$36,845
Total interest from all sources	2015-12-31	$15,880
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$13,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$714
Administrative expenses professional fees incurred	2015-12-31	$20,064
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$775,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$363,671
Participant contributions at end of year	2015-12-31	$314,713
Participant contributions at beginning of year	2015-12-31	$275,115
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$17,429
Administrative expenses (other) incurred	2015-12-31	$-36,634
Total non interest bearing cash at end of year	2015-12-31	$4,255
Total non interest bearing cash at beginning of year	2015-12-31	$12,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$453,760
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,403,691
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,949,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$45,007
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$46,543
Value of interest in pooled separate accounts at end of year	2015-12-31	$11,297,153
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$10,796,250
Interest on participant loans	2015-12-31	$14,421
Interest earned on other investments	2015-12-31	$1,454
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$127,262
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$53,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$53,588
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$280,752
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$265,627
Net investment gain/loss from pooled separate accounts	2015-12-31	$62,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$247,714
Employer contributions (assets) at end of year	2015-12-31	$259,898
Employer contributions (assets) at beginning of year	2015-12-31	$413,236
Income. Dividends from common stock	2015-12-31	$12,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$275,143
Contract administrator fees	2015-12-31	$8,408
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$1,119,658
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$1,086,896
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$324,692
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$356,695
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JONES & MALHOTRA, CPAS
Accountancy firm EIN	2015-12-31	954668647
2014 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$146,585
Total unrealized appreciation/depreciation of assets	2014-12-31	$146,585
Total income from all sources (including contributions)	2014-12-31	$1,911,887
Total loss/gain on sale of assets	2014-12-31	$-34,888
Total of all expenses incurred	2014-12-31	$1,987,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,972,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$863,282
Value of total assets at end of year	2014-12-31	$12,949,931
Value of total assets at beginning of year	2014-12-31	$13,026,001
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$15,952
Total interest from all sources	2014-12-31	$15,532
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$9,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$1,663
Administrative expenses professional fees incurred	2014-12-31	$3,045
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$345,411
Participant contributions at end of year	2014-12-31	$275,115
Participant contributions at beginning of year	2014-12-31	$280,968
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$104,635
Other income not declared elsewhere	2014-12-31	$-8,626
Administrative expenses (other) incurred	2014-12-31	$36
Total non interest bearing cash at end of year	2014-12-31	$12,676
Total non interest bearing cash at beginning of year	2014-12-31	$9,138
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-76,070
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,949,931
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$13,026,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$46,543
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$42,953
Value of interest in pooled separate accounts at end of year	2014-12-31	$10,796,250
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$10,977,926
Interest on participant loans	2014-12-31	$14,051
Interest earned on other investments	2014-12-31	$1,475
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$53,588
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$59,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$59,984
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$6
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$265,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$240,207
Net investment gain/loss from pooled separate accounts	2014-12-31	$920,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$413,236
Employer contributions (assets) at end of year	2014-12-31	$413,236
Employer contributions (assets) at beginning of year	2014-12-31	$386,218
Income. Dividends from common stock	2014-12-31	$7,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,972,005
Contract administrator fees	2014-12-31	$12,871
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$1,086,896
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$1,028,607
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$322,356
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$357,244
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JONES & MALHOTRA, CPAS
Accountancy firm EIN	2014-12-31	954668647
2013 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$128,085
Total unrealized appreciation/depreciation of assets	2013-12-31	$128,085
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,042,977
Total loss/gain on sale of assets	2013-12-31	$31,729
Total of all expenses incurred	2013-12-31	$1,023,764
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$978,438
Expenses. Certain deemed distributions of participant loans	2013-12-31	$20,580
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$831,322
Value of total assets at end of year	2013-12-31	$13,026,001
Value of total assets at beginning of year	2013-12-31	$11,006,788
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$24,746
Total interest from all sources	2013-12-31	$13,876
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$7,416
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,345
Administrative expenses professional fees incurred	2013-12-31	$14,471
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$362,142
Participant contributions at end of year	2013-12-31	$280,968
Participant contributions at beginning of year	2013-12-31	$180,531
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$502,890
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$87,415
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$-12
Administrative expenses (other) incurred	2013-12-31	$72
Total non interest bearing cash at end of year	2013-12-31	$9,138
Total non interest bearing cash at beginning of year	2013-12-31	$1,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,019,213
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$13,026,001
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$11,006,788
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$10,203
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$42,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$0
Value of interest in pooled separate accounts at end of year	2013-12-31	$10,977,926
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$8,762,449
Interest on participant loans	2013-12-31	$12,084
Interest earned on other investments	2013-12-31	$1,789
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$59,984
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$197,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$197,552
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$240,207
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$219,773
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,287
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,025,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$381,765
Employer contributions (assets) at end of year	2013-12-31	$386,218
Employer contributions (assets) at beginning of year	2013-12-31	$447,644
Income. Dividends from common stock	2013-12-31	$6,071
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$978,438
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$1,028,607
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$693,965
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$160,266
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$128,537
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	JONES & MALHOTRA, CPAS
Accountancy firm EIN	2013-12-31	954668647
2012 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$137,005
Total unrealized appreciation/depreciation of assets	2012-12-31	$137,005
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$108
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,111,512
Total loss/gain on sale of assets	2012-12-31	$-13,844
Total of all expenses incurred	2012-12-31	$1,063,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,035,914
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$846,689
Value of total assets at end of year	2012-12-31	$11,006,788
Value of total assets at beginning of year	2012-12-31	$9,958,498
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$27,200
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$12,320
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$5,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,336
Administrative expenses professional fees incurred	2012-12-31	$18,656
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$362,105
Participant contributions at end of year	2012-12-31	$180,531
Participant contributions at beginning of year	2012-12-31	$145,649
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$502,890
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$465,574
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$36,940
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$7,287
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$7,287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$108
Other income not declared elsewhere	2012-12-31	$466
Administrative expenses (other) incurred	2012-12-31	$28
Total non interest bearing cash at end of year	2012-12-31	$1,984
Total non interest bearing cash at beginning of year	2012-12-31	$9,572
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$1,048,398
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$11,006,788
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,958,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$8,516
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$0
Value of interest in pooled separate accounts at end of year	2012-12-31	$8,762,449
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$8,057,734
Interest on participant loans	2012-12-31	$10,000
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$2,173
Income. Interest from US Government securities	2012-12-31	$0
Income. Interest from corporate debt instruments	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$197,552
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$152,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$152,413
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$147
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$219,773
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$198,591
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,878
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,119,984
Net investment gain or loss from common/collective trusts	2012-12-31	$0
Net gain/loss from 103.12 investment entities	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$447,644
Employer contributions (assets) at end of year	2012-12-31	$447,644
Employer contributions (assets) at beginning of year	2012-12-31	$398,091
Income. Dividends from preferred stock	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$3,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,028,627
Contract administrator fees	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$693,965
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$523,587
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$69,096
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$82,940
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	JONES & MALHOTRA, CPAS
Accountancy firm EIN	2012-12-31	954668647
2011 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-20,832
Total unrealized appreciation/depreciation of assets	2011-12-31	$-20,832
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$108
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$484,687
Total loss/gain on sale of assets	2011-12-31	$62,497
Total of all expenses incurred	2011-12-31	$549,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$488,788
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$751,191
Value of total assets at end of year	2011-12-31	$9,958,498
Value of total assets at beginning of year	2011-12-31	$10,022,795
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$60,304
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$13,544
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$11,233
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,439
Administrative expenses professional fees incurred	2011-12-31	$48,033
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$347,467
Participant contributions at end of year	2011-12-31	$145,649
Participant contributions at beginning of year	2011-12-31	$127,556
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$465,574
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$441,071
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$5,633
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$7,287
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$21,583
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$108
Other income not declared elsewhere	2011-12-31	$-10,521
Administrative expenses (other) incurred	2011-12-31	$59
Total non interest bearing cash at end of year	2011-12-31	$9,572
Total non interest bearing cash at beginning of year	2011-12-31	$4,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$-64,405
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,958,390
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,022,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$12,212
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,057,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,817,671
Interest on participant loans	2011-12-31	$7,243
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$3,312
Income. Interest from US Government securities	2011-12-31	$2,112
Income. Interest from corporate debt instruments	2011-12-31	$555
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$152,413
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$242,784
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$242,784
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$322
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$198,591
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$168,235
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Asset value of US Government securities at end of year	2011-12-31	$0
Asset value of US Government securities at beginning of year	2011-12-31	$531,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$397
Net investment gain/loss from pooled separate accounts	2011-12-31	$-322,822
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$398,091
Employer contributions (assets) at end of year	2011-12-31	$398,091
Employer contributions (assets) at beginning of year	2011-12-31	$467,099
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$9,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$488,788
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$471,258
Contract administrator fees	2011-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$523,587
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$1,729,302
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$2,792,483
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$2,729,986
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	JONES & MALHOTRA, CPAS
Accountancy firm EIN	2011-12-31	954668647
2010 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$172,311
Total unrealized appreciation/depreciation of assets	2010-12-31	$172,311
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$282
Total income from all sources (including contributions)	2010-12-31	$1,954,098
Total loss/gain on sale of assets	2010-12-31	$74,026
Total of all expenses incurred	2010-12-31	$1,662,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,630,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$799,364
Value of total assets at end of year	2010-12-31	$10,022,795
Value of total assets at beginning of year	2010-12-31	$9,731,866
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$32,689
Total interest from all sources	2010-12-31	$82,642
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$30,041
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$5,779
Administrative expenses professional fees incurred	2010-12-31	$16,968
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$332,265
Participant contributions at end of year	2010-12-31	$127,556
Participant contributions at beginning of year	2010-12-31	$131,895
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$441,071
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$21,583
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$282
Other income not declared elsewhere	2010-12-31	$6,135
Total non interest bearing cash at end of year	2010-12-31	$4,466
Total non interest bearing cash at beginning of year	2010-12-31	$11,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$291,211
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,022,795
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$9,731,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$15,721
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,817,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,152,030
Interest on participant loans	2010-12-31	$7,757
Interest earned on other investments	2010-12-31	$3,495
Income. Interest from US Government securities	2010-12-31	$35,351
Income. Interest from corporate debt instruments	2010-12-31	$35,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$242,784
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$231,919
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$231,919
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$448
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$168,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$135,686
Asset value of US Government securities at end of year	2010-12-31	$531,770
Asset value of US Government securities at beginning of year	2010-12-31	$681,615
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$43,909
Net investment gain/loss from pooled separate accounts	2010-12-31	$745,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$467,099
Employer contributions (assets) at end of year	2010-12-31	$467,099
Employer contributions (assets) at beginning of year	2010-12-31	$474,697
Income. Dividends from common stock	2010-12-31	$24,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,630,198
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$471,258
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$472,011
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$1,729,302
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$1,440,356
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,015,606
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$941,580
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	JONES & MALHOTRA, CPAS
Accountancy firm EIN	2010-12-31	954668647
2009 : HOUSE EAR CLINIC, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HOUSE EAR CLINIC, INC. 401(K) PLAN

2018: HOUSE EAR CLINIC, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HOUSE EAR CLINIC, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HOUSE EAR CLINIC, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HOUSE EAR CLINIC, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HOUSE EAR CLINIC, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HOUSE EAR CLINIC, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HOUSE EAR CLINIC, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HOUSE EAR CLINIC, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HOUSE EAR CLINIC, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HOUSE EAR CLINIC, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

71107

Policy instance

Insurance contract or identification number	71107
Number of Individuals Covered	46
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $5,124
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	5124
Additional information about fees paid to insurance broker	ADMINISTRATION
Insurance broker organization code?	5

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

71107

Policy instance

Insurance contract or identification number	71107
Number of Individuals Covered	48
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $5,609
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	5609
Additional information about fees paid to insurance broker	ADMINISTRATION
Insurance broker organization code?	5
Insurance broker name	QBI, LLC

Potentially related plans

HOUSE EAR INSTITUTE RETIREMENT PLAN [EIN = 952127707]

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Company Name:	HOUSE EAR CLINIC, INC.
Employer identification number (EIN):	952638195
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2023-01-01
003	2022-01-01
003	2021-01-01
003	2020-01-01
003	2019-01-01
003	2018-01-01	WILLIAM LUXFORD	2019-10-03
003	2017-01-01
003	2016-01-01
003	2015-01-01
003	2014-01-01
003	2013-01-01	HEIDI MOLEN - QBI LLC		HEIDI MOLEN - QBI LLC	2014-09-22
003	2012-01-01	HEIDI MOLEN
003	2011-01-01	JENNIFER M. DEREBERY, MD
003	2010-01-01	JENNIFER M. DEREBERY, MD
003	2009-01-01	JOHN W. HOUSE, M.D.