401k Plan data: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN plan

TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 401k Plan overview

Plan Name	TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN
Plan identification number	001

TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRUST COMPANY OF THE WEST has sponsored the creation of one or more 401k plans.

Company Name: TRUST COMPANY OF THE WEST

Employer identification number (EIN): 952749628

NAIC Classification: 525910
NAIC Description: Open-End Investment Funds

Additional information about TRUST COMPANY OF THE WEST

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C0639454

More information about TRUST COMPANY OF THE WEST

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 RICHARD VILLA
001 2014-01-01 RICHARD VILLA
001 2013-01-01 RICHARD VILLA
001 2012-01-01 RICHARD VILLA
001 2011-01-01 RICHARD VILLA
001 2010-01-01 RICHARD VILLA
001 2009-01-01 RICHARD VILLA RICHARD VILLA 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	RICHARD VILLA
001	2014-01-01	RICHARD VILLA
001	2013-01-01	RICHARD VILLA
001	2012-01-01	RICHARD VILLA
001	2011-01-01	RICHARD VILLA
001	2010-01-01	RICHARD VILLA
001	2009-01-01	RICHARD VILLA	RICHARD VILLA	2010-10-12

Plan Statistics for TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN

401k plan membership statisitcs for TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN

Measure Date Value
2015: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 846
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 575
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 304
Total of all active and inactive participants 2015-01-01 879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 879
Number of participants with account balances 2015-01-01 830
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 6
2014: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 847
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 546
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 300
Total of all active and inactive participants 2014-01-01 846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 846
Number of participants with account balances 2014-01-01 782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 882
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 523
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 323
Total of all active and inactive participants 2013-01-01 846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 847
Number of participants with account balances 2013-01-01 783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 918
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 552
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 330
Total of all active and inactive participants 2012-01-01 882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 882
Number of participants with account balances 2012-01-01 836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,030
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 590
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 328
Total of all active and inactive participants 2011-01-01 918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 918
Number of participants with account balances 2011-01-01 866
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2010: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 898
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 632
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 398
Total of all active and inactive participants 2010-01-01 1,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 1,030
Number of participants with account balances 2010-01-01 959
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 10
2009: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 923
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 596
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 302
Total of all active and inactive participants 2009-01-01 898
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 898
Number of participants with account balances 2009-01-01 822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2015: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	846
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	575
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	304
Total of all active and inactive participants	2015-01-01	879
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	879
Number of participants with account balances	2015-01-01	830
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	6
2014: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	847
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	546
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	300
Total of all active and inactive participants	2014-01-01	846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	846
Number of participants with account balances	2014-01-01	782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	882
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	523
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	323
Total of all active and inactive participants	2013-01-01	846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	847
Number of participants with account balances	2013-01-01	783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	918
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	552
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	330
Total of all active and inactive participants	2012-01-01	882
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	882
Number of participants with account balances	2012-01-01	836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,030
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	590
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	328
Total of all active and inactive participants	2011-01-01	918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	918
Number of participants with account balances	2011-01-01	866
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2010: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	898
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	632
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	398
Total of all active and inactive participants	2010-01-01	1,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	1,030
Number of participants with account balances	2010-01-01	959
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	10
2009: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	923
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	596
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	302
Total of all active and inactive participants	2009-01-01	898
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	898
Number of participants with account balances	2009-01-01	822
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN

Measure	Date	Value
2015 : TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$9,244,431
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$9,081,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$9,050,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$10,913,891
Value of total assets at end of year	2015-12-31	$138,131,389
Value of total assets at beginning of year	2015-12-31	$137,968,278
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$31,045
Total interest from all sources	2015-12-31	$368,817
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$4,488,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$4,488,659
Administrative expenses professional fees incurred	2015-12-31	$22,320
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$68,132,726
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$6,893,995
Participant contributions at end of year	2015-12-31	$1,686,859
Participant contributions at beginning of year	2015-12-31	$1,288,532
Participant contributions at end of year	2015-12-31	$224
Participant contributions at beginning of year	2015-12-31	$49
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$3,720,411
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$164,854
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$663,067
Other income not declared elsewhere	2015-12-31	$14,511
Administrative expenses (other) incurred	2015-12-31	$8,725
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$163,111
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$138,131,389
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$137,968,278
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$114,361,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$121,646,032
Interest on participant loans	2015-12-31	$61,678
Value of interest in common/collective trusts at end of year	2015-12-31	$15,005,917
Value of interest in common/collective trusts at beginning of year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$13,372,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$13,372,538
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$307,139
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-6,562,542
Net investment gain or loss from common/collective trusts	2015-12-31	$21,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$3,356,829
Employer contributions (assets) at end of year	2015-12-31	$3,356,829
Employer contributions (assets) at beginning of year	2015-12-31	$1,496,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$9,050,275
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$14,602,106
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$12,428,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$12,378,821
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$7,975,525
Value of total assets at end of year	2014-12-31	$137,968,278
Value of total assets at beginning of year	2014-12-31	$135,794,514
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$49,521
Total interest from all sources	2014-12-31	$366,994
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,092,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,092,064
Administrative expenses professional fees incurred	2014-12-31	$43,000
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$61,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$5,675,449
Participant contributions at end of year	2014-12-31	$1,288,532
Participant contributions at beginning of year	2014-12-31	$1,499,327
Participant contributions at end of year	2014-12-31	$49
Participant contributions at beginning of year	2014-12-31	$554
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$164,854
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$158,742
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$803,803
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$3,700
Other income not declared elsewhere	2014-12-31	$45,261
Administrative expenses (other) incurred	2014-12-31	$6,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,173,764
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$137,968,278
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$135,794,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$121,646,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$117,519,749
Interest on participant loans	2014-12-31	$58,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$13,372,538
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$15,383,890
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$15,383,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$308,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,122,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,496,273
Employer contributions (assets) at end of year	2014-12-31	$1,496,273
Employer contributions (assets) at beginning of year	2014-12-31	$1,232,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$12,375,121
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$25,220,107
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$14,953,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$14,904,063
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$7,366,074
Value of total assets at end of year	2013-12-31	$135,794,514
Value of total assets at beginning of year	2013-12-31	$125,527,708
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$49,238
Total interest from all sources	2013-12-31	$85,044
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$4,953,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$4,953,067
Administrative expenses professional fees incurred	2013-12-31	$41,400
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$63,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$5,732,424
Participant contributions at end of year	2013-12-31	$1,499,327
Participant contributions at beginning of year	2013-12-31	$1,585,302
Participant contributions at end of year	2013-12-31	$554
Participant contributions at beginning of year	2013-12-31	$681
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$158,742
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$176,632
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$401,398
Other income not declared elsewhere	2013-12-31	$-6,714
Administrative expenses (other) incurred	2013-12-31	$7,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$10,266,806
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$135,794,514
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$125,527,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$117,519,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$108,806,706
Interest on participant loans	2013-12-31	$64,833
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$15,383,890
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$13,585,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$13,585,226
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$20,211
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$814
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$12,822,636
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,232,252
Employer contributions (assets) at end of year	2013-12-31	$1,232,252
Employer contributions (assets) at beginning of year	2013-12-31	$1,373,161
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$14,903,249
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2013-12-31	135133500
2012 : TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,406
Total income from all sources (including contributions)	2012-12-31	$21,949,564
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$18,493,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$18,417,136
Expenses. Certain deemed distributions of participant loans	2012-12-31	$4,157
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$7,765,804
Value of total assets at end of year	2012-12-31	$125,527,708
Value of total assets at beginning of year	2012-12-31	$122,072,674
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$71,831
Total interest from all sources	2012-12-31	$66,973
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,178,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,178,456
Administrative expenses professional fees incurred	2012-12-31	$47,900
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$63,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$5,962,208
Participant contributions at end of year	2012-12-31	$1,585,302
Participant contributions at beginning of year	2012-12-31	$1,469,794
Participant contributions at end of year	2012-12-31	$681
Participant contributions at beginning of year	2012-12-31	$2,882
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$176,632
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$168,261
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$430,435
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$40,165
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,406
Other income not declared elsewhere	2012-12-31	$17,472
Administrative expenses (other) incurred	2012-12-31	$23,931
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,456,440
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$125,527,708
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$122,071,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$108,806,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$100,495,666
Interest on participant loans	2012-12-31	$66,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$13,585,226
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$18,459,277
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$18,459,277
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$1,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$10,920,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,373,161
Employer contributions (assets) at end of year	2012-12-31	$1,373,161
Employer contributions (assets) at beginning of year	2012-12-31	$1,436,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$18,415,241
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2012-12-31	135133500
2011 : TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$1,685,674
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,406
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,582,941
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$14,208,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$14,138,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,645,442
Value of total assets at end of year	2011-12-31	$122,072,674
Value of total assets at beginning of year	2011-12-31	$134,382,953
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$70,741
Total interest from all sources	2011-12-31	$81,987
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,961,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$2,961,855
Administrative expenses professional fees incurred	2011-12-31	$30,000
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$63,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$6,002,659
Participant contributions at end of year	2011-12-31	$1,469,794
Participant contributions at beginning of year	2011-12-31	$1,884,665
Participant contributions at end of year	2011-12-31	$2,882
Participant contributions at beginning of year	2011-12-31	$523
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$168,261
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$181,673
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,206,154
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$40,165
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$35,195
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,406
Other income not declared elsewhere	2011-12-31	$-13,412
Administrative expenses (other) incurred	2011-12-31	$40,741
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-10,626,011
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$122,071,268
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$134,382,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$100,495,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$109,710,107
Interest on participant loans	2011-12-31	$73,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$18,459,277
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$20,958,306
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$20,958,306
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$8,137
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$1,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-8,092,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,436,629
Employer contributions (assets) at end of year	2011-12-31	$1,436,629
Employer contributions (assets) at beginning of year	2011-12-31	$1,612,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$14,136,316
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2011-12-31	135133500
2010 : TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$15,683,052
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$22,798,186
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$16,328,321
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$16,228,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$9,279,794
Value of total assets at end of year	2010-12-31	$134,382,953
Value of total assets at beginning of year	2010-12-31	$112,230,036
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$100,026
Total interest from all sources	2010-12-31	$171,190
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$3,083,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$3,083,377
Administrative expenses professional fees incurred	2010-12-31	$49,400
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$63,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$7,045,844
Participant contributions at end of year	2010-12-31	$1,884,665
Participant contributions at beginning of year	2010-12-31	$1,848,594
Participant contributions at end of year	2010-12-31	$523
Participant contributions at beginning of year	2010-12-31	$148
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$181,673
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$165,152
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$597,238
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$35,195
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$1,878
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$16,521
Administrative expenses (other) incurred	2010-12-31	$50,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,469,865
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$134,382,953
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$112,230,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$109,710,107
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$82,367,155
Interest on participant loans	2010-12-31	$98,159
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$20,958,306
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$26,781,782
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$26,781,782
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$73,031
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$1,895
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$10,247,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,636,712
Employer contributions (assets) at end of year	2010-12-31	$1,612,484
Employer contributions (assets) at beginning of year	2010-12-31	$1,065,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$16,226,400
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2010-12-31	133891517
2009 : TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN

2015: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Mulitple employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: TRUST COMPANY OF THE WEST PROFIT SHARING & SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Number of Individuals Covered	1
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Number of Individuals Covered	1
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Number of Individuals Covered	1
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

AURORA NATIONAL LIFE ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61182 )

Policy contract number

C31858326P

Policy instance

Insurance contract or identification number	C31858326P
Number of Individuals Covered	0
Insurance policy start date	2013-03-15
Insurance policy end date	2014-03-14
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3
Insurance broker name	WINDSOR INSURANCE ASSOC. INC.

AURORA NATIONAL LIFE ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61182 )

Policy contract number

C31865497P

Policy instance

Insurance contract or identification number	C31865497P
Number of Individuals Covered	1
Insurance policy start date	2012-03-15
Insurance policy end date	2013-03-14
Total amount of commissions paid to insurance broker	USD $5
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $5
Insurance broker organization code?	3
Insurance broker name	WINDSOR INSURANCE ASSOC. INC.

AURORA NATIONAL LIFE ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61182 )

Policy contract number

C31858326P

Policy instance

Insurance contract or identification number	C31858326P
Number of Individuals Covered	1
Insurance policy start date	2012-03-15
Insurance policy end date	2013-03-14
Total amount of commissions paid to insurance broker	USD $4
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $4
Insurance broker organization code?	3
Insurance broker name	WINDSOR INSURANCE ASSOC. INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

AURORA NATIONAL LIFE ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61182 )

Policy contract number

C31865497P

Policy instance

Insurance contract or identification number	C31865497P
Number of Individuals Covered	1
Insurance policy start date	2011-03-15
Insurance policy end date	2012-03-14
Total amount of commissions paid to insurance broker	USD $5
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

AURORA NATIONAL LIFE ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61182 )

Policy contract number

C31858326P

Policy instance

Insurance contract or identification number	C31858326P
Number of Individuals Covered	1
Insurance policy start date	2011-03-15
Insurance policy end date	2012-03-14
Total amount of commissions paid to insurance broker	USD $5
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

AURORA NATIONAL LIFE ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61182 )

Policy contract number

C31858326P

Policy instance

Insurance contract or identification number	C31858326P
Number of Individuals Covered	1
Insurance policy start date	2010-03-15
Insurance policy end date	2011-03-14
Total amount of commissions paid to insurance broker	USD $5
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )

Policy contract number

EPF099

Policy instance

Insurance contract or identification number	EPF099
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

AURORA NATIONAL LIFE ASSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61182 )

Policy contract number

C31865497P

Policy instance

Insurance contract or identification number	C31865497P
Number of Individuals Covered	1
Insurance policy start date	2010-03-15
Insurance policy end date	2011-03-14
Total amount of commissions paid to insurance broker	USD $5
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	TRUST COMPANY OF THE WEST
Employer identification number (EIN):	952749628
NAIC Classification:	525910
NAIC Description:	Open-End Investment Funds

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C0639454