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GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 401k Plan overview

Plan NameGARDNER AND AFFILIATES EMPLOYEES 401K PLAN
Plan identification number 002

GARDNER AND AFFILIATES EMPLOYEES 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GARDNER TRUCKING, INC. has sponsored the creation of one or more 401k plans.

Company Name:GARDNER TRUCKING, INC.
Employer identification number (EIN):952872769
NAIC Classification:484120
NAIC Description: General Freight Trucking, Long-Distance

Additional information about GARDNER TRUCKING, INC.

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 2015-03-04
Company Identification Number: 20151136489

More information about GARDNER TRUCKING, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01
0022018-01-01
0022017-01-01ERIC SMITH
0022016-01-01ERIC SMITH
0022015-01-01ERIC SMITH

Plan Statistics for GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

401k plan membership statisitcs for GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

Measure Date Value
2018: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,898
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,683
Total number of active participants reported on line 7a of the Form 55002017-01-012,750
Number of other retired or separated participants entitled to future benefits2017-01-01148
Total of all active and inactive participants2017-01-012,898
Total participants2017-01-012,898
Number of participants with account balances2017-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,954
Total number of active participants reported on line 7a of the Form 55002016-01-012,606
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0177
Total of all active and inactive participants2016-01-012,683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012,683
Number of participants with account balances2016-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,825
Total number of active participants reported on line 7a of the Form 55002015-01-011,885
Number of other retired or separated participants entitled to future benefits2015-01-0169
Total of all active and inactive participants2015-01-011,954
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-011,956
Number of participants with account balances2015-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014

Financial Data on GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

Measure Date Value
2018 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2018 401k financial data
Total transfer of assets from this plan2018-12-31$6,600,094
Total income from all sources (including contributions)2018-12-31$629,953
Total of all expenses incurred2018-12-31$1,142,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,104,801
Value of total corrective distributions2018-12-31$25,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$809,366
Value of total assets at end of year2018-12-31$0
Value of total assets at beginning of year2018-12-31$7,113,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,000
Total interest from all sources2018-12-31$11,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$690,238
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$303,481
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$12,932
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$119,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-512,950
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,113,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,872,744
Interest on participant loans2018-12-31$11,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$923,887
Net investment gain/loss from pooled separate accounts2018-12-31$-190,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,104,801
Contract administrator fees2018-12-31$13,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SINGERLEWAK ACCTS & CONSULTANTS
Accountancy firm EIN2018-12-31952302617
Total transfer of assets from this plan2018-12-10$6,600,094
Total income from all sources (including contributions)2018-12-10$629,953
Total of all expenses incurred2018-12-10$1,142,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-10$1,104,801
Value of total corrective distributions2018-12-10$25,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-10$809,366
Value of total assets at end of year2018-12-10$0
Value of total assets at beginning of year2018-12-10$7,113,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-10$13,000
Total interest from all sources2018-12-10$11,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-10Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-10$0
Was this plan covered by a fidelity bond2018-12-10Yes
Value of fidelity bond cover2018-12-10$500,000
If this is an individual account plan, was there a blackout period2018-12-10Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-10$0
Were there any nonexempt tranactions with any party-in-interest2018-12-10No
Contributions received from participants2018-12-10$690,238
Participant contributions at end of year2018-12-10$0
Participant contributions at beginning of year2018-12-10$303,481
Participant contributions at end of year2018-12-10$0
Participant contributions at beginning of year2018-12-10$12,932
Income. Received or receivable in cash from other sources (including rollovers)2018-12-10$119,128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-10No
Value of net income/loss2018-12-10$-512,950
Value of net assets at end of year (total assets less liabilities)2018-12-10$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-10$7,113,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-10No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-10No
Were any leases to which the plan was party in default or uncollectible2018-12-10No
Value of interest in pooled separate accounts at end of year2018-12-10$0
Value of interest in pooled separate accounts at beginning of year2018-12-10$5,872,744
Interest on participant loans2018-12-10$11,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-10$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-10$923,887
Net investment gain/loss from pooled separate accounts2018-12-10$-190,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-10No
Was there a failure to transmit to the plan any participant contributions2018-12-10Yes
Has the plan failed to provide any benefit when due under the plan2018-12-10No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-10$1,104,801
Contract administrator fees2018-12-10$13,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-10Yes
Did the plan have assets held for investment2018-12-10No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-10No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-10Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-10Yes
Opinion of an independent qualified public accountant for this plan2018-12-10Disclaimer
Accountancy firm name2018-12-10SINGERLEWAK ACCTS & CONSULTANTS
Accountancy firm EIN2018-12-10952302617
2017 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$8,433
Total income from all sources (including contributions)2017-12-31$1,552,712
Total of all expenses incurred2017-12-31$1,356,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,241,830
Expenses. Certain deemed distributions of participant loans2017-12-31$84,158
Value of total corrective distributions2017-12-31$531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$722,636
Value of total assets at end of year2017-12-31$7,113,044
Value of total assets at beginning of year2017-12-31$6,925,759
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$30,475
Total interest from all sources2017-12-31$12,330
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$719,686
Participant contributions at end of year2017-12-31$303,481
Participant contributions at beginning of year2017-12-31$339,466
Participant contributions at end of year2017-12-31$12,932
Participant contributions at beginning of year2017-12-31$13,664
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,950
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$8,433
Administrative expenses (other) incurred2017-12-31$6,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$195,718
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,113,044
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,917,326
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$5,872,744
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,677,625
Interest on participant loans2017-12-31$12,330
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$923,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$895,004
Net investment gain/loss from pooled separate accounts2017-12-31$817,746
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,241,830
Contract administrator fees2017-12-31$24,115
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SINGERLEWAK ACCTS & CONSULTANTS
Accountancy firm EIN2017-12-31952302617
2016 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$8,433
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$14,407
Total income from all sources (including contributions)2016-12-31$1,645,856
Total of all expenses incurred2016-12-31$1,065,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,046,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,248,282
Value of total assets at end of year2016-12-31$6,925,759
Value of total assets at beginning of year2016-12-31$6,351,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,793
Total interest from all sources2016-12-31$19,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$689,741
Participant contributions at end of year2016-12-31$339,466
Participant contributions at beginning of year2016-12-31$349,041
Participant contributions at end of year2016-12-31$13,664
Participant contributions at beginning of year2016-12-31$9,217
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$558,541
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$8,433
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$14,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$580,616
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,917,326
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,336,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$18,793
Value of interest in pooled separate accounts at end of year2016-12-31$5,677,625
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,038,570
Interest on participant loans2016-12-31$12,754
Interest earned on other investments2016-12-31$6,992
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$895,004
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$954,289
Net investment gain/loss from pooled separate accounts2016-12-31$377,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,046,447
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FISHMAN BLOCK & DIAMOND, LLP
Accountancy firm EIN2016-12-31953389582
2015 : GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$14,407
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$32,851
Total income from all sources (including contributions)2015-12-31$739,387
Total of all expenses incurred2015-12-31$268,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$234,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$674,385
Value of total assets at end of year2015-12-31$6,351,117
Value of total assets at beginning of year2015-12-31$5,898,629
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$33,566
Total interest from all sources2015-12-31$21,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$580,021
Participant contributions at end of year2015-12-31$349,041
Participant contributions at beginning of year2015-12-31$377,687
Participant contributions at end of year2015-12-31$9,217
Participant contributions at beginning of year2015-12-31$12,275
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$94,364
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$14,407
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$32,851
Administrative expenses (other) incurred2015-12-31$246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$470,932
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,336,710
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,865,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$33,320
Value of interest in pooled separate accounts at end of year2015-12-31$5,038,570
Value of interest in pooled separate accounts at beginning of year2015-12-31$16,257
Interest on participant loans2015-12-31$13,950
Interest earned on other investments2015-12-31$7,110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$954,289
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,492,410
Net investment gain/loss from pooled separate accounts2015-12-31$43,942
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$234,889
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FISHMAN BLOCK & DIAMOND, LLP
Accountancy firm EIN2015-12-31953389582

Form 5500 Responses for GARDNER AND AFFILIATES EMPLOYEES 401K PLAN

2018: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GARDNER AND AFFILIATES EMPLOYEES 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342773000
Policy instance 1
Insurance contract or identification number342773000
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $20,378
Total amount of fees paid to insurance companyUSD $3,135
Commission paid to Insurance BrokerUSD $10,189
Insurance broker organization code?4
Amount paid for insurance broker fees3135
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342773000
Policy instance 1
Insurance contract or identification number342773000
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $20,240
Total amount of fees paid to insurance companyUSD $3,382
Commission paid to Insurance BrokerUSD $7,618
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?4
Insurance broker nameOSCAR CHAVEZ
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number342773000
Policy instance 1
Insurance contract or identification number342773000
Number of Individuals Covered309
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $61,620
Total amount of fees paid to insurance companyUSD $2,177
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,810
Insurance broker organization code?4
Amount paid for insurance broker fees2177
Additional information about fees paid to insurance brokerFEES
Insurance broker namePENSYS, INC.

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