401k Plan data: CASS ARRIETA 401(K) PLAN plan

CASS ARRIETA 401(K) PLAN 401k Plan overview

Plan Name	CASS ARRIETA 401(K) PLAN
Plan identification number	003

CASS ARRIETA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CASS CONSTRUCTION, INC. has sponsored the creation of one or more 401k plans.

Company Name: CASS CONSTRUCTION, INC.

Employer identification number (EIN): 952904966

NAIC Classification: 237990
NAIC Description: Other Heavy and Civil Engineering Construction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CASS ARRIETA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2023-01-01 KEITH PYLE 2024-10-14
003 2022-01-01 WES WISE 2023-10-12
003 2021-01-01 WES WISE 2022-10-14
003 2020-01-01 WES WISE 2021-10-04
003 2019-01-01 WES WISE 2020-10-11

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2023-01-01	KEITH PYLE	2024-10-14
003	2022-01-01	WES WISE	2023-10-12
003	2021-01-01	WES WISE	2022-10-14
003	2020-01-01	WES WISE	2021-10-04
003	2019-01-01	WES WISE	2020-10-11

Plan Statistics for CASS ARRIETA 401(K) PLAN

401k plan membership statisitcs for CASS ARRIETA 401(K) PLAN

Measure Date Value
2023: CASS ARRIETA 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 213
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 181
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 61
Total of all active and inactive participants 2023-01-01 242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 242
Number of participants with account balances 2023-01-01 232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 1
2022: CASS ARRIETA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 142
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 64
Total of all active and inactive participants 2022-01-01 206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 206
Number of participants with account balances 2022-01-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 3
2021: CASS ARRIETA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 225
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 178
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 73
Total of all active and inactive participants 2021-01-01 251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 251
Number of participants with account balances 2021-01-01 243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: CASS ARRIETA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 245
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 167
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 53
Total of all active and inactive participants 2020-01-01 220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 220
Number of participants with account balances 2020-01-01 214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 4
2019: CASS ARRIETA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 263
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 161
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 80
Total of all active and inactive participants 2019-01-01 241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 242
Number of participants with account balances 2019-01-01 236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4

Measure	Date	Value
2023: CASS ARRIETA 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	213
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	181
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	61
Total of all active and inactive participants	2023-01-01	242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	242
Number of participants with account balances	2023-01-01	232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	1
2022: CASS ARRIETA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	142
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	64
Total of all active and inactive participants	2022-01-01	206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	206
Number of participants with account balances	2022-01-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	3
2021: CASS ARRIETA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	225
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	178
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	73
Total of all active and inactive participants	2021-01-01	251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	251
Number of participants with account balances	2021-01-01	243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: CASS ARRIETA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	245
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	167
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	53
Total of all active and inactive participants	2020-01-01	220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	220
Number of participants with account balances	2020-01-01	214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	4
2019: CASS ARRIETA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	263
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	161
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	80
Total of all active and inactive participants	2019-01-01	241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	242
Number of participants with account balances	2019-01-01	236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4

Financial Data on CASS ARRIETA 401(K) PLAN

Measure	Date	Value
2023 : CASS ARRIETA 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets	2023-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$8,579
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2023-12-31	$4,350
Total income from all sources (including contributions)	2023-12-31	$4,385,004
Total loss/gain on sale of assets	2023-12-31	$0
Total of all expenses incurred	2023-12-31	$891,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$811,498
Value of total corrective distributions	2023-12-31	$7,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$2,446,824
Value of total assets at end of year	2023-12-31	$15,283,953
Value of total assets at beginning of year	2023-12-31	$11,786,035
Total of administrative expenses incurred including professional, contract, advisory and management fees	2023-12-31	$72,566
Total interest from all sources	2023-12-31	$30,151
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$32,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$32,060
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$500,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$660,696
Participant contributions at end of year	2023-12-31	$511,344
Participant contributions at beginning of year	2023-12-31	$523,824
Participant contributions at end of year	2023-12-31	$9,160
Participant contributions at beginning of year	2023-12-31	$7,889
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$24,674
Value of other receiveables (less allowance for doubtful accounts) at end of year	2023-12-31	$4,132
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2023-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2023-12-31	$8,579
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2023-12-31	$4,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$3,493,689
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$15,275,374
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$11,781,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$1,309,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$965,391
Interest on participant loans	2023-12-31	$30,151
Value of interest in common/collective trusts at end of year	2023-12-31	$13,027,078
Value of interest in common/collective trusts at beginning of year	2023-12-31	$9,924,216
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$123,249
Net investment gain or loss from common/collective trusts	2023-12-31	$1,752,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$1,761,454
Employer contributions (assets) at end of year	2023-12-31	$423,171
Employer contributions (assets) at beginning of year	2023-12-31	$364,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$811,498
Contract administrator fees	2023-12-31	$63,066
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	ALDRICH CPAS AND ADVISORS LLP
Accountancy firm EIN	2023-12-31	930623286
2022 : CASS ARRIETA 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$4,350
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$12,551
Total income from all sources (including contributions)	2022-12-31	$-39,124
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,547,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,456,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$2,036,337
Value of total assets at end of year	2022-12-31	$11,786,035
Value of total assets at beginning of year	2022-12-31	$13,380,697
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$90,930
Total interest from all sources	2022-12-31	$20,011
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$24,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$24,079
Administrative expenses professional fees incurred	2022-12-31	$12,161
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$643,211
Participant contributions at end of year	2022-12-31	$523,824
Participant contributions at beginning of year	2022-12-31	$389,789
Participant contributions at end of year	2022-12-31	$7,889
Participant contributions at beginning of year	2022-12-31	$7,691
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,134
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$4,350
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$12,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,586,461
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$11,781,685
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$13,368,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$965,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$1,087,412
Value of interest in pooled separate accounts at end of year	2022-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$0
Interest on participant loans	2022-12-31	$20,011
Value of interest in common/collective trusts at end of year	2022-12-31	$9,924,216
Value of interest in common/collective trusts at beginning of year	2022-12-31	$11,571,922
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-201,248
Net investment gain or loss from common/collective trusts	2022-12-31	$-1,918,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$1,390,992
Employer contributions (assets) at end of year	2022-12-31	$364,715
Employer contributions (assets) at beginning of year	2022-12-31	$323,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,456,407
Contract administrator fees	2022-12-31	$78,769
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	ALDRICH CPAS AND ADVISORS LLP
Accountancy firm EIN	2022-12-31	930623286
2021 : CASS ARRIETA 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$12,551
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$3,593,799
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$953,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$871,772
Value of total corrective distributions	2021-12-31	$1,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,043,657
Value of total assets at end of year	2021-12-31	$13,380,697
Value of total assets at beginning of year	2021-12-31	$10,727,714
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$79,912
Total interest from all sources	2021-12-31	$20,412
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$22,117
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$22,117
Administrative expenses professional fees incurred	2021-12-31	$8,675
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$646,236
Participant contributions at end of year	2021-12-31	$389,789
Participant contributions at beginning of year	2021-12-31	$446,562
Participant contributions at end of year	2021-12-31	$7,691
Participant contributions at beginning of year	2021-12-31	$7,477
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$12,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$2,640,432
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$13,368,146
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$10,727,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$1,087,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$567,453
Value of interest in pooled separate accounts at end of year	2021-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$275,913
Interest on participant loans	2021-12-31	$20,412
Value of interest in common/collective trusts at end of year	2021-12-31	$11,571,922
Value of interest in common/collective trusts at beginning of year	2021-12-31	$9,068,105
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$50,883
Net investment gain/loss from pooled separate accounts	2021-12-31	$44,012
Net investment gain or loss from common/collective trusts	2021-12-31	$1,412,718
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$1,397,421
Employer contributions (assets) at end of year	2021-12-31	$323,883
Employer contributions (assets) at beginning of year	2021-12-31	$362,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$871,772
Contract administrator fees	2021-12-31	$71,237
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	ALDRICH CPAS AND ADVISORS LLP
Accountancy firm EIN	2021-12-31	930623286
2020 : CASS ARRIETA 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets	2020-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$0
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total transfer of assets to this plan	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$3,429,911
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$589,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$502,799
Expenses. Certain deemed distributions of participant loans	2020-12-31	$4,991
Value of total corrective distributions	2020-12-31	$9,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,273,651
Value of total assets at end of year	2020-12-31	$10,727,714
Value of total assets at beginning of year	2020-12-31	$7,887,026
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$72,157
Total interest from all sources	2020-12-31	$16,836
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$11,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$11,433
Administrative expenses professional fees incurred	2020-12-31	$8,225
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$594,202
Participant contributions at end of year	2020-12-31	$446,562
Participant contributions at beginning of year	2020-12-31	$293,040
Participant contributions at end of year	2020-12-31	$7,477
Participant contributions at beginning of year	2020-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$0
Other income not declared elsewhere	2020-12-31	$0
Administrative expenses (other) incurred	2020-12-31	$0
Liabilities. Value of operating payables at beginning of year	2020-12-31	$0
Total non interest bearing cash at end of year	2020-12-31	$0
Total non interest bearing cash at beginning of year	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,840,688
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$10,727,714
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$7,887,026
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$567,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$545,138
Value of interest in pooled separate accounts at end of year	2020-12-31	$275,913
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$254,632
Interest on participant loans	2020-12-31	$16,836
Income. Interest from loans (other than to participants)	2020-12-31	$0
Interest earned on other investments	2020-12-31	$0
Income. Interest from US Government securities	2020-12-31	$0
Income. Interest from corporate debt instruments	2020-12-31	$0
Value of interest in common/collective trusts at end of year	2020-12-31	$9,068,105
Value of interest in common/collective trusts at beginning of year	2020-12-31	$6,523,780
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$10,510
Net investment gain/loss from pooled separate accounts	2020-12-31	$33,127
Net investment gain or loss from common/collective trusts	2020-12-31	$1,084,354
Net gain/loss from 103.12 investment entities	2020-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,679,449
Employer contributions (assets) at end of year	2020-12-31	$362,204
Employer contributions (assets) at beginning of year	2020-12-31	$270,436
Income. Dividends from preferred stock	2020-12-31	$0
Income. Dividends from common stock	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$502,799
Contract administrator fees	2020-12-31	$63,932
Liabilities. Value of benefit claims payable at beginning of year	2020-12-31	$0
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2020-12-31	$0
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	ALDRICH CPAS AND ADVISORS LLP
Accountancy firm EIN	2020-12-31	930623286
2019 : CASS ARRIETA 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,225,710
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$613,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$552,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,039,529
Value of total assets at end of year	2019-12-31	$7,887,026
Value of total assets at beginning of year	2019-12-31	$5,274,615
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$61,233
Total interest from all sources	2019-12-31	$13,086
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$13,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$13,125
Administrative expenses professional fees incurred	2019-12-31	$7,960
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$532,572
Participant contributions at end of year	2019-12-31	$293,040
Participant contributions at beginning of year	2019-12-31	$219,584
Participant contributions at beginning of year	2019-12-31	$7,202
Other income not declared elsewhere	2019-12-31	$-87
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$2,612,411
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$7,887,026
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$5,274,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$545,138
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$383,856
Value of interest in pooled separate accounts at end of year	2019-12-31	$254,632
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$153,897
Interest on participant loans	2019-12-31	$13,086
Value of interest in common/collective trusts at end of year	2019-12-31	$6,523,780
Value of interest in common/collective trusts at beginning of year	2019-12-31	$4,258,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$56,396
Net investment gain/loss from pooled separate accounts	2019-12-31	$42,630
Net investment gain or loss from common/collective trusts	2019-12-31	$1,061,031
Net gain/loss from 103.12 investment entities	2019-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$1,506,957
Employer contributions (assets) at end of year	2019-12-31	$270,436
Employer contributions (assets) at beginning of year	2019-12-31	$251,123
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$552,066
Contract administrator fees	2019-12-31	$53,273
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	ALDRICH CPAS AND ADVISORS LLP
Accountancy firm EIN	2019-12-31	930623286

Form 5500 Responses for CASS ARRIETA 401(K) PLAN

2023: CASS ARRIETA 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Submission has been amended	No
2023-01-01	This submission is the final filing	No
2023-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: CASS ARRIETA 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CASS ARRIETA 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CASS ARRIETA 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CASS ARRIETA 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

462164

Policy instance

Insurance contract or identification number	462164
Number of Individuals Covered	275
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $74
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	74
Additional information about fees paid to insurance broker	REFERRAL/ SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

462164

Policy instance

Insurance contract or identification number	462164
Number of Individuals Covered	245
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $114
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	114
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

462164

Policy instance

Insurance contract or identification number	462164
Number of Individuals Covered	261
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $95
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	95
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE
Insurance broker organization code?	3

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Company Name:	CASS CONSTRUCTION, INC.
Employer identification number (EIN):	952904966
NAIC Classification:	237990
NAIC Description:	Other Heavy and Civil Engineering Construction