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DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameDENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST
Plan identification number 002

DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DENNIS A. ROACH, A PROFESSIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:DENNIS A. ROACH, A PROFESSIONAL CORPORATION
Employer identification number (EIN):953510430
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about DENNIS A. ROACH, A PROFESSIONAL CORPORATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1980-07-10
Company Identification Number: C0992133
Legal Registered Office Address: 9200 Sunset Blvd Ste 525

Los Angeles
United States of America (USA)
90069

More information about DENNIS A. ROACH, A PROFESSIONAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01DENNIS A. ROACH2023-10-16
0022021-01-01DENNIS A. ROACH2022-09-28 DENNIS A. ROACH2022-09-28
0022020-01-01DENNIS ROACH2021-08-23 DENNIS ROACH2021-08-23
0022019-01-01DENNIS ROACH2020-07-01 DENNIS ROACH2020-07-01
0022018-01-01DENNIS ROACH2019-08-07 DENNIS ROACH2019-08-07
0022017-01-01
0022016-01-01
0022016-01-01DENNIS ROACH2018-12-21
0022015-01-01

Plan Statistics for DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-013
Total number of active participants reported on line 7a of the Form 55002022-01-013
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-013
Number of participants with account balances2022-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-013
Total number of active participants reported on line 7a of the Form 55002021-01-013
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-013
Number of participants with account balances2021-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-013
Total number of active participants reported on line 7a of the Form 55002020-01-013
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013
Number of participants with account balances2020-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-013
Total number of active participants reported on line 7a of the Form 55002019-01-013
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-013
Number of participants with account balances2019-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-013
Total number of active participants reported on line 7a of the Form 55002018-01-013
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-013
Number of participants with account balances2018-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-013
Total number of active participants reported on line 7a of the Form 55002017-01-013
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-013
Number of participants with account balances2017-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-013
Total number of active participants reported on line 7a of the Form 55002016-01-013
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-013
Number of participants with account balances2016-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-013
Total number of active participants reported on line 7a of the Form 55002015-01-013
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013
Number of participants with account balances2015-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010

Financial Data on DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$321,108
Expenses. Total of all expenses incurred2022-12-31$188,096
Benefits paid (including direct rollovers)2022-12-31$182,914
Total plan assets at end of year2022-12-31$5,026,888
Total plan assets at beginning of year2022-12-31$4,893,876
Value of fidelity bond covering the plan2022-12-31$3,660,000
Total contributions received or receivable from participants2022-12-31$20,500
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$228,208
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$133,012
Net plan assets at end of year (total assets less liabilities)2022-12-31$5,026,888
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$4,893,876
Assets. Value of assets in partnership/joint-venture interests2022-12-31$3,783,548
Total contributions received or receivable from employer(s)2022-12-31$72,400
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$5,182
2021 : DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$642,543
Expenses. Total of all expenses incurred2021-12-31$179,033
Benefits paid (including direct rollovers)2021-12-31$174,339
Total plan assets at end of year2021-12-31$4,893,876
Total plan assets at beginning of year2021-12-31$4,430,366
Value of fidelity bond covering the plan2021-12-31$3,420,000
Total contributions received or receivable from participants2021-12-31$15,828
Contributions received from other sources (not participants or employers)2021-12-31$67,186
Other income received2021-12-31$491,133
Net income (gross income less expenses)2021-12-31$463,510
Net plan assets at end of year (total assets less liabilities)2021-12-31$4,893,876
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$4,430,366
Assets. Value of assets in partnership/joint-venture interests2021-12-31$3,525,733
Total contributions received or receivable from employer(s)2021-12-31$68,396
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$4,694
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
2020 : DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$370,996
Expenses. Total of all expenses incurred2020-12-31$2,578
Benefits paid (including direct rollovers)2020-12-31$0
Total plan assets at end of year2020-12-31$4,430,366
Total plan assets at beginning of year2020-12-31$4,061,948
Value of fidelity bond covering the plan2020-12-31$3,420,000
Total contributions received or receivable from participants2020-12-31$10,688
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$293,122
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$368,418
Net plan assets at end of year (total assets less liabilities)2020-12-31$4,430,366
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$4,061,948
Assets. Value of participant loans2020-12-31$0
Assets. Value of assets in partnership/joint-venture interests2020-12-31$3,330,176
Total contributions received or receivable from employer(s)2020-12-31$67,186
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$2,578
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$423,548
Expenses. Total of all expenses incurred2019-12-31$140,101
Benefits paid (including direct rollovers)2019-12-31$137,514
Total plan assets at end of year2019-12-31$4,061,948
Total plan assets at beginning of year2019-12-31$3,778,501
Value of fidelity bond covering the plan2019-12-31$3,100,000
Total contributions received or receivable from participants2019-12-31$4,034
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$354,155
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$283,447
Net plan assets at end of year (total assets less liabilities)2019-12-31$4,061,948
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$3,778,501
Assets. Value of participant loans2019-12-31$3,131
Assets. Value of assets in partnership/joint-venture interests2019-12-31$2,353,168
Total contributions received or receivable from employer(s)2019-12-31$65,359
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$2,587
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$262,888
Expenses. Total of all expenses incurred2018-12-31$142,593
Benefits paid (including direct rollovers)2018-12-31$139,818
Total plan assets at end of year2018-12-31$3,778,501
Total plan assets at beginning of year2018-12-31$3,658,206
Value of fidelity bond covering the plan2018-12-31$3,060,000
Total contributions received or receivable from participants2018-12-31$3,600
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$195,084
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$120,295
Net plan assets at end of year (total assets less liabilities)2018-12-31$3,778,501
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$3,658,206
Assets. Value of participant loans2018-12-31$8,527
Assets. Value of assets in partnership/joint-venture interests2018-12-31$2,967,724
Total contributions received or receivable from employer(s)2018-12-31$64,204
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$2,775
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$390,066
Expenses. Total of all expenses incurred2017-12-31$106,567
Benefits paid (including direct rollovers)2017-12-31$103,727
Total plan assets at end of year2017-12-31$3,658,206
Total plan assets at beginning of year2017-12-31$3,374,707
Value of fidelity bond covering the plan2017-12-31$2,930,000
Total contributions received or receivable from participants2017-12-31$3,600
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$323,562
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$283,499
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,658,206
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,374,707
Assets. Value of participant loans2017-12-31$13,652
Total contributions received or receivable from employer(s)2017-12-31$62,904
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$2,840
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$443,198
Expenses. Total of all expenses incurred2016-12-31$24
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$3,374,707
Total plan assets at beginning of year2016-12-31$2,931,533
Value of fidelity bond covering the plan2016-12-31$2,040,000
Total contributions received or receivable from participants2016-12-31$1,869
Assets. Value of loans (other than to participants)2016-12-31$2,524,842
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$379,749
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$443,174
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,374,707
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,931,533
Assets. Value of participant loans2016-12-31$18,848
Assets. Value of assets in partnership/joint-venture interests2016-12-31$1,045,000
Total contributions received or receivable from employer(s)2016-12-31$61,580
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$24
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$2,931,675
Expenses. Total of all expenses incurred2015-12-31$142
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$2,931,533
Total plan assets at beginning of year2015-12-31$0
Value of fidelity bond covering the plan2015-12-31$1,920,000
Total contributions received or receivable from participants2015-12-31$1,896
Assets. Value of loans (other than to participants)2015-12-31$1,757,011
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$2,698,007
Other income received2015-12-31$171,416
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$2,931,533
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,931,533
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$0
Assets. Value of participant loans2015-12-31$23,140
Total contributions received or receivable from employer(s)2015-12-31$60,356
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$142
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0

Form 5500 Responses for DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST

2022: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DENNIS A. ROACH, A PROFESSIONAL CORPORATION PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01First time form 5500 has been submittedYes
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number118859
Policy instance 1
Insurance contract or identification number118859
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-05-17
Total amount of commissions paid to insurance brokerUSD $299
Total amount of fees paid to insurance companyUSD $47
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $299
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number118859
Policy instance 1
Insurance contract or identification number118859
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $764
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $128
Insurance broker organization code?1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number118859
Policy instance 1
Insurance contract or identification number118859
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $649
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $538
Insurance broker organization code?1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number118859
Policy instance 1
Insurance contract or identification number118859
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $579
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $478
Insurance broker organization code?3
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number118859
Policy instance 1
Insurance contract or identification number118859
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $473
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $387
Insurance broker organization code?3
Insurance broker nameDISSINGER ASSOCIATES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number118859
Policy instance 1
Insurance contract or identification number118859
Number of Individuals Covered3
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $519
Total amount of fees paid to insurance companyUSD $0
Commission paid to Insurance BrokerUSD $134
Additional information about fees paid to insurance brokerINVESTMENT SERVICES
Insurance broker organization code?3
Insurance broker nameDISSINGER ASSOCIATES

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