ANA SALES AMERICAS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ANA SALES AMERICAS SAVING & PS PLAN
| Measure | Date | Value |
|---|
| 2017: ANA SALES AMERICAS SAVING & PS PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-04-01 | 59 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-04-01 | 27 |
| Number of retired or separated participants receiving benefits | 2017-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-04-01 | 30 |
| Total of all active and inactive participants | 2017-04-01 | 57 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-04-01 | 0 |
| Total participants | 2017-04-01 | 57 |
| Number of participants with account balances | 2017-04-01 | 57 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-04-01 | 1 |
| 2016: ANA SALES AMERICAS SAVING & PS PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-04-01 | 55 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-04-01 | 28 |
| Number of retired or separated participants receiving benefits | 2016-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-04-01 | 31 |
| Total of all active and inactive participants | 2016-04-01 | 59 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-04-01 | 0 |
| Total participants | 2016-04-01 | 59 |
| Number of participants with account balances | 2016-04-01 | 59 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-04-01 | 1 |
| 2015: ANA SALES AMERICAS SAVING & PS PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-04-01 | 57 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-04-01 | 26 |
| Number of retired or separated participants receiving benefits | 2015-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-04-01 | 29 |
| Total of all active and inactive participants | 2015-04-01 | 55 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-04-01 | 0 |
| Total participants | 2015-04-01 | 55 |
| Number of participants with account balances | 2015-04-01 | 55 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-04-01 | 1 |
| 2014: ANA SALES AMERICAS SAVING & PS PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-04-01 | 58 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-04-01 | 28 |
| Number of retired or separated participants receiving benefits | 2014-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-04-01 | 29 |
| Total of all active and inactive participants | 2014-04-01 | 57 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-04-01 | 0 |
| Total participants | 2014-04-01 | 57 |
| Number of participants with account balances | 2014-04-01 | 55 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-04-01 | 0 |
| 2013: ANA SALES AMERICAS SAVING & PS PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-04-01 | 50 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-04-01 | 30 |
| Number of retired or separated participants receiving benefits | 2013-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-04-01 | 29 |
| Total of all active and inactive participants | 2013-04-01 | 59 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-04-01 | 0 |
| Total participants | 2013-04-01 | 59 |
| Number of participants with account balances | 2013-04-01 | 52 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-04-01 | 1 |
| Measure | Date | Value |
|---|
| 2018 : ANA SALES AMERICAS SAVING & PS PLAN 2018 401k financial data |
|---|
| Transfers to/from the plan | 2018-03-31 | $0 |
| Total plan liabilities at end of year | 2018-03-31 | $0 |
| Total plan liabilities at beginning of year | 2018-03-31 | $0 |
| Total income from all sources | 2018-03-31 | $392,407 |
| Expenses. Total of all expenses incurred | 2018-03-31 | $125,120 |
| Benefits paid (including direct rollovers) | 2018-03-31 | $124,818 |
| Total plan assets at end of year | 2018-03-31 | $2,521,048 |
| Total plan assets at beginning of year | 2018-03-31 | $2,253,761 |
| Value of fidelity bond covering the plan | 2018-03-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2018-03-31 | $128,139 |
| Expenses. Other expenses not covered elsewhere | 2018-03-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2018-03-31 | $0 |
| Other income received | 2018-03-31 | $223,967 |
| Noncash contributions received | 2018-03-31 | $0 |
| Net income (gross income less expenses) | 2018-03-31 | $267,287 |
| Net plan assets at end of year (total assets less liabilities) | 2018-03-31 | $2,521,048 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-03-31 | $2,253,761 |
| Assets. Value of participant loans | 2018-03-31 | $32,138 |
| Total contributions received or receivable from employer(s) | 2018-03-31 | $40,301 |
| Value of certain deemed distributions of participant loans | 2018-03-31 | $0 |
| Value of corrective distributions | 2018-03-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-03-31 | $302 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-03-31 | $0 |
| 2017 : ANA SALES AMERICAS SAVING & PS PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-03-31 | $0 |
| Total plan liabilities at beginning of year | 2017-03-31 | $0 |
| Total income from all sources | 2017-03-31 | $387,562 |
| Expenses. Total of all expenses incurred | 2017-03-31 | $72 |
| Total plan assets at end of year | 2017-03-31 | $2,253,761 |
| Total plan assets at beginning of year | 2017-03-31 | $1,866,271 |
| Value of fidelity bond covering the plan | 2017-03-31 | $100,000 |
| Total contributions received or receivable from participants | 2017-03-31 | $129,263 |
| Expenses. Other expenses not covered elsewhere | 2017-03-31 | $72 |
| Other income received | 2017-03-31 | $218,589 |
| Net income (gross income less expenses) | 2017-03-31 | $387,490 |
| Net plan assets at end of year (total assets less liabilities) | 2017-03-31 | $2,253,761 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-03-31 | $1,866,271 |
| Assets. Value of participant loans | 2017-03-31 | $44,198 |
| Total contributions received or receivable from employer(s) | 2017-03-31 | $39,710 |
| 2016 : ANA SALES AMERICAS SAVING & PS PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-03-31 | $0 |
| Total plan liabilities at beginning of year | 2016-03-31 | $0 |
| Total income from all sources | 2016-03-31 | $79,237 |
| Expenses. Total of all expenses incurred | 2016-03-31 | $12,407 |
| Benefits paid (including direct rollovers) | 2016-03-31 | $12,145 |
| Total plan assets at end of year | 2016-03-31 | $1,866,271 |
| Total plan assets at beginning of year | 2016-03-31 | $1,799,441 |
| Value of fidelity bond covering the plan | 2016-03-31 | $5,000,000 |
| Total contributions received or receivable from participants | 2016-03-31 | $113,685 |
| Expenses. Other expenses not covered elsewhere | 2016-03-31 | $262 |
| Contributions received from other sources (not participants or employers) | 2016-03-31 | $9,205 |
| Other income received | 2016-03-31 | $-78,081 |
| Net income (gross income less expenses) | 2016-03-31 | $66,830 |
| Net plan assets at end of year (total assets less liabilities) | 2016-03-31 | $1,866,271 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-03-31 | $1,799,441 |
| Assets. Value of participant loans | 2016-03-31 | $56,306 |
| Total contributions received or receivable from employer(s) | 2016-03-31 | $34,428 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
| 2015 : ANA SALES AMERICAS SAVING & PS PLAN 2015 401k financial data |
|---|
| Transfers to/from the plan | 2015-03-31 | $357 |
| Total income from all sources | 2015-03-31 | $248,209 |
| Expenses. Total of all expenses incurred | 2015-03-31 | $269,451 |
| Benefits paid (including direct rollovers) | 2015-03-31 | $269,297 |
| Total plan assets at end of year | 2015-03-31 | $1,799,441 |
| Total plan assets at beginning of year | 2015-03-31 | $1,820,326 |
| Value of fidelity bond covering the plan | 2015-03-31 | $5,000,000 |
| Total contributions received or receivable from participants | 2015-03-31 | $97,254 |
| Expenses. Other expenses not covered elsewhere | 2015-03-31 | $154 |
| Contributions received from other sources (not participants or employers) | 2015-03-31 | $0 |
| Other income received | 2015-03-31 | $118,324 |
| Net income (gross income less expenses) | 2015-03-31 | $-21,242 |
| Net plan assets at end of year (total assets less liabilities) | 2015-03-31 | $1,799,441 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-03-31 | $1,820,326 |
| Assets. Value of participant loans | 2015-03-31 | $35,373 |
| Total contributions received or receivable from employer(s) | 2015-03-31 | $32,631 |
| Value of certain deemed distributions of participant loans | 2015-03-31 | $0 |
| Value of corrective distributions | 2015-03-31 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
| 2014 : ANA SALES AMERICAS SAVING & PS PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-03-31 | $0 |
| Total income from all sources | 2014-03-31 | $333,073 |
| Expenses. Total of all expenses incurred | 2014-03-31 | $101,976 |
| Benefits paid (including direct rollovers) | 2014-03-31 | $101,755 |
| Total plan assets at end of year | 2014-03-31 | $1,820,326 |
| Total plan assets at beginning of year | 2014-03-31 | $1,589,229 |
| Total contributions received or receivable from participants | 2014-03-31 | $83,910 |
| Expenses. Other expenses not covered elsewhere | 2014-03-31 | $221 |
| Contributions received from other sources (not participants or employers) | 2014-03-31 | $0 |
| Other income received | 2014-03-31 | $229,351 |
| Net income (gross income less expenses) | 2014-03-31 | $231,097 |
| Net plan assets at end of year (total assets less liabilities) | 2014-03-31 | $1,820,326 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-03-31 | $1,589,229 |
| Assets. Value of participant loans | 2014-03-31 | $60,099 |
| Total contributions received or receivable from employer(s) | 2014-03-31 | $19,812 |
| Value of certain deemed distributions of participant loans | 2014-03-31 | $0 |
| Value of corrective distributions | 2014-03-31 | $0 |
| Funding deficiency by the employer to the plan for this plan year | 2014-03-31 | $0 |
| Minimum employer required contribution for this plan year | 2014-03-31 | $0 |
| Amount contributed by the employer to the plan for this plan year | 2014-03-31 | $0 |
| 2017: ANA SALES AMERICAS SAVING & PS PLAN 2017 form 5500 responses |
|---|
| 2017-04-01 | Type of plan entity | Single employer plan |
| 2017-04-01 | Submission has been amended | No |
| 2017-04-01 | This submission is the final filing | No |
| 2017-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-04-01 | Plan is a collectively bargained plan | No |
| 2017-04-01 | Plan funding arrangement – Insurance | Yes |
| 2017-04-01 | Plan funding arrangement – Trust | Yes |
| 2017-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-04-01 | Plan benefit arrangement - Trust | Yes |
| 2016: ANA SALES AMERICAS SAVING & PS PLAN 2016 form 5500 responses |
|---|
| 2016-04-01 | Type of plan entity | Single employer plan |
| 2016-04-01 | Submission has been amended | No |
| 2016-04-01 | This submission is the final filing | No |
| 2016-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-04-01 | Plan is a collectively bargained plan | No |
| 2016-04-01 | Plan funding arrangement – Insurance | Yes |
| 2016-04-01 | Plan funding arrangement – Trust | Yes |
| 2016-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-04-01 | Plan benefit arrangement - Trust | Yes |
| 2015: ANA SALES AMERICAS SAVING & PS PLAN 2015 form 5500 responses |
|---|
| 2015-04-01 | Type of plan entity | Single employer plan |
| 2015-04-01 | Submission has been amended | No |
| 2015-04-01 | This submission is the final filing | No |
| 2015-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-04-01 | Plan is a collectively bargained plan | No |
| 2015-04-01 | Plan funding arrangement – Insurance | Yes |
| 2015-04-01 | Plan funding arrangement – Trust | Yes |
| 2015-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-04-01 | Plan benefit arrangement - Trust | Yes |
| 2014: ANA SALES AMERICAS SAVING & PS PLAN 2014 form 5500 responses |
|---|
| 2014-04-01 | Type of plan entity | Single employer plan |
| 2014-04-01 | Submission has been amended | No |
| 2014-04-01 | This submission is the final filing | No |
| 2014-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-04-01 | Plan is a collectively bargained plan | No |
| 2014-04-01 | Plan funding arrangement – Insurance | Yes |
| 2014-04-01 | Plan funding arrangement – Trust | Yes |
| 2014-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: ANA SALES AMERICAS SAVING & PS PLAN 2013 form 5500 responses |
|---|
| 2013-04-01 | Type of plan entity | Single employer plan |
| 2013-04-01 | Submission has been amended | No |
| 2013-04-01 | This submission is the final filing | No |
| 2013-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-04-01 | Plan is a collectively bargained plan | No |
| 2013-04-01 | Plan funding arrangement – Insurance | Yes |
| 2013-04-01 | Plan funding arrangement – Trust | Yes |
| 2013-04-01 | Plan benefit arrangement – Insurance | Yes |
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-832820 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-832820 | | Number of Individuals Covered | 57 | | Insurance policy start date | 2017-04-01 | | Insurance policy end date | 2018-03-31 | | Total amount of commissions paid to insurance broker | USD $9,027 | | Total amount of fees paid to insurance company | USD $652 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $9,027 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 652 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH LIFE PIERCE FENNER |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-832820 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-832820 | | Number of Individuals Covered | 56 | | Insurance policy start date | 2015-04-01 | | Insurance policy end date | 2016-03-31 | | Total amount of commissions paid to insurance broker | USD $7,713 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $7,014 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | INSURANCE BROKER | | Insurance broker organization code? | 3 | | Insurance broker name | MERRILL LYNCH LIFE PIERCE FENNER |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-832820 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-832820 | | Number of Individuals Covered | 55 | | Insurance policy start date | 2014-04-01 | | Insurance policy end date | 2015-03-31 | | Total amount of commissions paid to insurance broker | USD $5,329 | | Total amount of fees paid to insurance company | USD $696 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,329 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 696 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH, PIERCE, FENNER & |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-832820 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-832820 | | Number of Individuals Covered | 52 | | Insurance policy start date | 2013-05-31 | | Insurance policy end date | 2014-03-31 | | Total amount of commissions paid to insurance broker | USD $12,502 | | Total amount of fees paid to insurance company | USD $400 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $12,502 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 400 | | Additional information about fees paid to insurance broker | SALES/MARKETING | | Insurance broker name | MERRILL LYNCH PIERCE FENNER SMITH I |
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