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ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 401k Plan overview

Plan NameALLEN MATKINS PROFIT SHARING AND 401(K) PLAN
Plan identification number 003

ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Life insurance

401k Sponsoring company profile

ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP has sponsored the creation of one or more 401k plans.

Company Name:ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP
Employer identification number (EIN):953605309
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01JESSICA SANDOVAL
0032016-01-01JESSICA SANDOVAL
0032015-01-01RALPH ALLEN
0032014-01-01MICHAEL PALMER
0032013-01-01MICHAEL PALMER
0032012-01-01MICHAEL PALMER
0032011-01-01MICHAEL PALMER MICHAEL PALMER2012-07-27
0032010-01-01MICHAEL PALMER
0032009-01-01MICHAEL PALMER

Plan Statistics for ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN

401k plan membership statisitcs for ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2022: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01474
Total number of active participants reported on line 7a of the Form 55002022-01-01363
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01134
Total of all active and inactive participants2022-01-01497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01500
Number of participants with account balances2022-01-01489
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01477
Total number of active participants reported on line 7a of the Form 55002021-01-01340
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01132
Total of all active and inactive participants2021-01-01472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01474
Number of participants with account balances2021-01-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01483
Total number of active participants reported on line 7a of the Form 55002020-01-01359
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01116
Total of all active and inactive participants2020-01-01475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01477
Number of participants with account balances2020-01-01461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01483
Total number of active participants reported on line 7a of the Form 55002019-01-01360
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01121
Total of all active and inactive participants2019-01-01481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01483
Number of participants with account balances2019-01-01476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01475
Total number of active participants reported on line 7a of the Form 55002018-01-01348
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01133
Total of all active and inactive participants2018-01-01481
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01483
Number of participants with account balances2018-01-01448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01488
Total number of active participants reported on line 7a of the Form 55002017-01-01348
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01125
Total of all active and inactive participants2017-01-01473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01475
Number of participants with account balances2017-01-01435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01503
Total number of active participants reported on line 7a of the Form 55002016-01-01354
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01133
Total of all active and inactive participants2016-01-01487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01488
Number of participants with account balances2016-01-01440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01496
Total number of active participants reported on line 7a of the Form 55002015-01-01362
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01141
Total of all active and inactive participants2015-01-01503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01503
Number of participants with account balances2015-01-01456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01512
Total number of active participants reported on line 7a of the Form 55002014-01-01363
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01133
Total of all active and inactive participants2014-01-01496
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01496
Number of participants with account balances2014-01-01453
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01526
Total number of active participants reported on line 7a of the Form 55002013-01-01372
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01140
Total of all active and inactive participants2013-01-01512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01512
Number of participants with account balances2013-01-01469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01522
Total number of active participants reported on line 7a of the Form 55002012-01-01390
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01136
Total of all active and inactive participants2012-01-01526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01526
Number of participants with account balances2012-01-01480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01528
Total number of active participants reported on line 7a of the Form 55002011-01-01393
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01129
Total of all active and inactive participants2011-01-01522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01522
Number of participants with account balances2011-01-01484
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01549
Total number of active participants reported on line 7a of the Form 55002010-01-01398
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01130
Total of all active and inactive participants2010-01-01528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01528
Number of participants with account balances2010-01-01476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01383
Total number of active participants reported on line 7a of the Form 55002009-01-01417
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01132
Total of all active and inactive participants2009-01-01549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01549
Number of participants with account balances2009-01-01484
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN

Measure Date Value
2022 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-22,342,859
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$13,726,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$13,472,229
Value of total corrective distributions2022-12-31$39,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$18,159,325
Value of total assets at end of year2022-12-31$243,001,302
Value of total assets at beginning of year2022-12-31$279,071,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$214,814
Total interest from all sources2022-12-31$30,366
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$6,749,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$6,749,643
Administrative expenses professional fees incurred2022-12-31$5,952
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,934,699
Participant contributions at end of year2022-12-31$589,030
Participant contributions at beginning of year2022-12-31$591,741
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$32,000
Assets. Other investments not covered elsewhere at end of year2022-12-31$36,071,896
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$40,737,303
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$6,949,502
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$26,521
Other income not declared elsewhere2022-12-31$203,064
Administrative expenses (other) incurred2022-12-31$36,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-36,069,731
Value of net assets at end of year (total assets less liabilities)2022-12-31$243,001,302
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$279,071,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$171,904
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$139,585,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$162,442,391
Interest on participant loans2022-12-31$30,366
Value of interest in common/collective trusts at end of year2022-12-31$47,471,494
Value of interest in common/collective trusts at beginning of year2022-12-31$56,717,115
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$14,008,046
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,686,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-40,488,779
Net investment gain or loss from common/collective trusts2022-12-31$-6,996,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,275,124
Employer contributions (assets) at end of year2022-12-31$5,275,124
Employer contributions (assets) at beginning of year2022-12-31$4,837,063
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$13,472,229
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LUCAS HORSFALL MURPHY & PINDROH LLP
Accountancy firm EIN2022-12-31954659692
2021 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$53,906,732
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$19,458,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$19,259,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$16,380,086
Value of total assets at end of year2021-12-31$279,071,033
Value of total assets at beginning of year2021-12-31$244,622,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$199,004
Total interest from all sources2021-12-31$34,402
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$13,461,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$13,461,379
Administrative expenses professional fees incurred2021-12-31$3,072
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,722,043
Participant contributions at end of year2021-12-31$591,741
Participant contributions at beginning of year2021-12-31$640,746
Participant contributions at end of year2021-12-31$32,000
Participant contributions at beginning of year2021-12-31$282,993
Assets. Other investments not covered elsewhere at end of year2021-12-31$40,737,303
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$34,702,880
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,784,981
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$26,521
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$24,966
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$247,506
Administrative expenses (other) incurred2021-12-31$27,773
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$34,448,206
Value of net assets at end of year (total assets less liabilities)2021-12-31$279,071,033
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$244,622,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$168,159
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$162,442,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$145,793,896
Interest on participant loans2021-12-31$34,402
Value of interest in common/collective trusts at end of year2021-12-31$56,717,115
Value of interest in common/collective trusts at beginning of year2021-12-31$44,614,188
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,686,899
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,768,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$19,668,211
Net investment gain or loss from common/collective trusts2021-12-31$4,115,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,873,062
Employer contributions (assets) at end of year2021-12-31$4,837,063
Employer contributions (assets) at beginning of year2021-12-31$4,794,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$19,259,522
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LUCAS HORSFALL MURPHY & PINDROH LLP
Accountancy firm EIN2021-12-31954659692
2020 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$14,608
Total income from all sources (including contributions)2020-12-31$39,427,062
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$32,387,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$32,182,444
Value of total corrective distributions2020-12-31$29,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,325,513
Value of total assets at end of year2020-12-31$244,622,827
Value of total assets at beginning of year2020-12-31$237,597,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$175,074
Total interest from all sources2020-12-31$37,985
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$6,815,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,815,290
Administrative expenses professional fees incurred2020-12-31$535
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,153,971
Participant contributions at end of year2020-12-31$640,746
Participant contributions at beginning of year2020-12-31$737,588
Participant contributions at end of year2020-12-31$282,993
Participant contributions at beginning of year2020-12-31$38,333
Assets. Other investments not covered elsewhere at end of year2020-12-31$34,702,880
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$36,048,265
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,376,598
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$24,966
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$52,439
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$14,608
Other income not declared elsewhere2020-12-31$3,275,310
Administrative expenses (other) incurred2020-12-31$31,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,039,595
Value of net assets at end of year (total assets less liabilities)2020-12-31$244,622,827
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$237,583,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$143,039
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$145,793,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$139,691,351
Interest on participant loans2020-12-31$37,985
Value of interest in common/collective trusts at end of year2020-12-31$44,614,188
Value of interest in common/collective trusts at beginning of year2020-12-31$40,714,950
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,768,214
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$15,673,947
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,653,890
Net investment gain or loss from common/collective trusts2020-12-31$5,319,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,794,944
Employer contributions (assets) at end of year2020-12-31$4,794,944
Employer contributions (assets) at beginning of year2020-12-31$4,640,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$32,182,444
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LUCAS HORSFALL MURPHY & PINDROH LLP
Accountancy firm EIN2020-12-31954659692
2019 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$14,608
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$18,902
Total income from all sources (including contributions)2019-12-31$52,849,620
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$27,448,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$27,258,554
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,465,376
Value of total assets at end of year2019-12-31$237,597,840
Value of total assets at beginning of year2019-12-31$212,201,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$190,007
Total interest from all sources2019-12-31$47,071
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$8,513,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$8,513,472
Administrative expenses professional fees incurred2019-12-31$40,346
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,892,925
Participant contributions at end of year2019-12-31$737,588
Participant contributions at beginning of year2019-12-31$889,114
Participant contributions at end of year2019-12-31$38,333
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$36,048,265
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$33,592,296
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$931,484
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$52,439
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$45,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$14,608
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$18,902
Other income not declared elsewhere2019-12-31$196,715
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$25,401,059
Value of net assets at end of year (total assets less liabilities)2019-12-31$237,583,232
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$212,182,173
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$149,661
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$139,691,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$114,646,491
Interest on participant loans2019-12-31$47,071
Value of interest in common/collective trusts at end of year2019-12-31$40,714,950
Value of interest in common/collective trusts at beginning of year2019-12-31$33,983,498
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$15,673,947
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$25,098,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$33,626,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,640,967
Employer contributions (assets) at end of year2019-12-31$4,640,967
Employer contributions (assets) at beginning of year2019-12-31$3,946,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$27,258,554
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LUCAS HORSFALL MURPHY & PINDROH LLP
Accountancy firm EIN2019-12-31954659692
2018 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$18,902
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$88,429
Total income from all sources (including contributions)2018-12-31$1,384,594
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$24,280,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$24,113,266
Value of total corrective distributions2018-12-31$1,910
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$10,235,852
Value of total assets at end of year2018-12-31$212,201,075
Value of total assets at beginning of year2018-12-31$235,166,854
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$165,670
Total interest from all sources2018-12-31$654,238
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,799,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,799,170
Administrative expenses professional fees incurred2018-12-31$-7,785
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,320,142
Participant contributions at end of year2018-12-31$889,114
Participant contributions at beginning of year2018-12-31$1,141,759
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$48,899
Assets. Other investments not covered elsewhere at end of year2018-12-31$33,592,296
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$32,635,075
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,969,202
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$45,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$238,528
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$18,902
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$69,490
Other income not declared elsewhere2018-12-31$-746,436
Administrative expenses (other) incurred2018-12-31$27,718
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$18,939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-22,896,252
Value of net assets at end of year (total assets less liabilities)2018-12-31$212,182,173
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$235,078,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$145,737
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$114,646,491
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$135,454,511
Interest on participant loans2018-12-31$58,393
Interest earned on other investments2018-12-31$595,845
Value of interest in common/collective trusts at end of year2018-12-31$33,983,498
Value of interest in common/collective trusts at beginning of year2018-12-31$36,525,451
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$25,098,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$25,059,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-14,156,475
Net investment gain or loss from common/collective trusts2018-12-31$-1,401,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,946,508
Employer contributions (assets) at end of year2018-12-31$3,946,508
Employer contributions (assets) at beginning of year2018-12-31$4,062,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$24,113,266
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LUCAS HORSFALL MURPHY & PINDROH LLP
Accountancy firm EIN2018-12-31954659692
2017 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$88,429
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$298,361
Total income from all sources (including contributions)2017-12-31$38,055,404
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$16,364,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$16,126,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,129,270
Value of total assets at end of year2017-12-31$235,166,854
Value of total assets at beginning of year2017-12-31$213,685,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$237,984
Total interest from all sources2017-12-31$578,076
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$6,180,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,180,733
Administrative expenses professional fees incurred2017-12-31$31,000
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,894,760
Participant contributions at end of year2017-12-31$1,141,759
Participant contributions at beginning of year2017-12-31$1,156,315
Participant contributions at end of year2017-12-31$48,899
Participant contributions at beginning of year2017-12-31$85,587
Assets. Other investments not covered elsewhere at end of year2017-12-31$32,635,075
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$33,021,044
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$171,835
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$238,528
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$98,685
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$69,490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$290,875
Other income not declared elsewhere2017-12-31$4,486,973
Administrative expenses (other) incurred2017-12-31$3,366
Liabilities. Value of operating payables at end of year2017-12-31$18,939
Liabilities. Value of operating payables at beginning of year2017-12-31$7,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$21,690,951
Value of net assets at end of year (total assets less liabilities)2017-12-31$235,078,425
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$213,387,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$203,618
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$135,454,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$119,511,743
Interest on participant loans2017-12-31$60,668
Interest earned on other investments2017-12-31$517,408
Value of interest in common/collective trusts at end of year2017-12-31$36,525,451
Value of interest in common/collective trusts at beginning of year2017-12-31$29,887,243
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$25,059,956
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$25,949,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$14,297,279
Net investment gain or loss from common/collective trusts2017-12-31$4,383,073
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,062,675
Employer contributions (assets) at end of year2017-12-31$4,062,675
Employer contributions (assets) at beginning of year2017-12-31$3,975,887
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$16,126,469
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31AHLSTROM & BAKER
Accountancy firm EIN2017-12-31330138137
2016 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$298,361
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$281,259
Total income from all sources (including contributions)2016-12-31$37,545,380
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$12,403,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,228,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$22,254,627
Value of total assets at end of year2016-12-31$213,685,835
Value of total assets at beginning of year2016-12-31$188,526,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$175,321
Total interest from all sources2016-12-31$577,937
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,230,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,230,532
Administrative expenses professional fees incurred2016-12-31$30,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,816,559
Participant contributions at end of year2016-12-31$1,156,315
Participant contributions at beginning of year2016-12-31$1,169,772
Participant contributions at end of year2016-12-31$85,587
Participant contributions at beginning of year2016-12-31$500
Assets. Other investments not covered elsewhere at end of year2016-12-31$33,021,044
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$27,840,098
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$14,462,181
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$98,685
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$132,044
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$290,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$272,109
Other income not declared elsewhere2016-12-31$1,952,580
Administrative expenses (other) incurred2016-12-31$5,812
Liabilities. Value of operating payables at end of year2016-12-31$7,486
Liabilities. Value of operating payables at beginning of year2016-12-31$9,150
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$61,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$25,141,781
Value of net assets at end of year (total assets less liabilities)2016-12-31$213,387,474
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$188,245,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$139,509
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$119,511,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$105,274,936
Interest on participant loans2016-12-31$56,727
Interest earned on other investments2016-12-31$521,210
Value of interest in common/collective trusts at end of year2016-12-31$29,887,243
Value of interest in common/collective trusts at beginning of year2016-12-31$25,961,469
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$25,949,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$24,090,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,732,494
Net investment gain or loss from common/collective trusts2016-12-31$1,797,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,975,887
Employer contributions (assets) at end of year2016-12-31$3,975,887
Employer contributions (assets) at beginning of year2016-12-31$3,996,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,228,278
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31AHLSTROM & BAKER
Accountancy firm EIN2016-12-31330138137
2015 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$281,259
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$97,890
Total income from all sources (including contributions)2015-12-31$7,922,549
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,811,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,625,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,139,773
Value of total assets at end of year2015-12-31$188,526,952
Value of total assets at beginning of year2015-12-31$185,232,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$186,777
Total interest from all sources2015-12-31$550,900
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$5,430,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,430,104
Administrative expenses professional fees incurred2015-12-31$19,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,818,189
Participant contributions at end of year2015-12-31$1,169,772
Participant contributions at beginning of year2015-12-31$1,103,709
Participant contributions at end of year2015-12-31$500
Participant contributions at beginning of year2015-12-31$23
Assets. Other investments not covered elsewhere at end of year2015-12-31$27,840,098
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$28,341,834
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$325,527
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$132,044
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$20,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$272,109
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$97,890
Other income not declared elsewhere2015-12-31$-549,002
Administrative expenses (other) incurred2015-12-31$17,350
Liabilities. Value of operating payables at end of year2015-12-31$9,150
Total non interest bearing cash at end of year2015-12-31$61,560
Total non interest bearing cash at beginning of year2015-12-31$91,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,110,720
Value of net assets at end of year (total assets less liabilities)2015-12-31$188,245,693
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$185,134,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$150,427
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$105,274,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$105,687,446
Interest on participant loans2015-12-31$57,893
Interest earned on other investments2015-12-31$493,007
Value of interest in common/collective trusts at end of year2015-12-31$25,961,469
Value of interest in common/collective trusts at beginning of year2015-12-31$24,972,875
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$24,090,516
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$20,997,372
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-5,574,766
Net investment gain or loss from common/collective trusts2015-12-31$-74,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,996,057
Employer contributions (assets) at end of year2015-12-31$3,996,057
Employer contributions (assets) at beginning of year2015-12-31$4,017,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,625,052
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31AHLSTROM & BAKER
Accountancy firm EIN2015-12-31330138137
2014 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$97,890
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,750
Total income from all sources (including contributions)2014-12-31$22,086,194
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$13,390,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$13,184,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,416,998
Value of total assets at end of year2014-12-31$185,232,863
Value of total assets at beginning of year2014-12-31$176,443,382
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$206,516
Total interest from all sources2014-12-31$252,671
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,695,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,695,177
Administrative expenses professional fees incurred2014-12-31$34,182
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,835,657
Participant contributions at end of year2014-12-31$1,103,709
Participant contributions at beginning of year2014-12-31$1,193,917
Participant contributions at end of year2014-12-31$23
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$28,341,834
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$27,948,491
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,563,541
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$20,164
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$97,890
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$3,750
Other income not declared elsewhere2014-12-31$1,574,758
Total non interest bearing cash at end of year2014-12-31$91,640
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,695,341
Value of net assets at end of year (total assets less liabilities)2014-12-31$185,134,973
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$176,439,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$172,334
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$105,687,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$97,101,893
Interest on participant loans2014-12-31$63,790
Interest earned on other investments2014-12-31$188,881
Value of interest in common/collective trusts at end of year2014-12-31$24,972,875
Value of interest in common/collective trusts at beginning of year2014-12-31$46,382,743
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$20,997,372
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$3,753,709
Net investment gain or loss from common/collective trusts2014-12-31$2,392,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$4,017,800
Employer contributions (assets) at end of year2014-12-31$4,017,800
Employer contributions (assets) at beginning of year2014-12-31$3,816,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,184,337
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31AHLSTROM & BAKER
Accountancy firm EIN2014-12-31330138137
2013 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$3,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$51,000
Total income from all sources (including contributions)2013-12-31$33,174,039
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$11,698,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$11,516,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$9,188,051
Value of total assets at end of year2013-12-31$176,443,382
Value of total assets at beginning of year2013-12-31$155,014,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$181,449
Total interest from all sources2013-12-31$66,843
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,522,644
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,522,644
Administrative expenses professional fees incurred2013-12-31$28,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,023,114
Participant contributions at end of year2013-12-31$1,193,917
Participant contributions at beginning of year2013-12-31$1,405,777
Participant contributions at beginning of year2013-12-31$33
Assets. Other investments not covered elsewhere at end of year2013-12-31$27,948,491
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$29,133,838
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,253,344
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$3,750
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$51,000
Other income not declared elsewhere2013-12-31$2,990,760
Administrative expenses (other) incurred2013-12-31$6,000
Total non interest bearing cash at beginning of year2013-12-31$111,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$21,475,767
Value of net assets at end of year (total assets less liabilities)2013-12-31$176,439,632
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$154,963,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$147,449
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$97,101,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$76,500,204
Interest on participant loans2013-12-31$66,843
Value of interest in common/collective trusts at end of year2013-12-31$46,382,743
Value of interest in common/collective trusts at beginning of year2013-12-31$43,590,211
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$15,305,442
Net investment gain or loss from common/collective trusts2013-12-31$2,100,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,911,593
Employer contributions (assets) at end of year2013-12-31$3,816,338
Employer contributions (assets) at beginning of year2013-12-31$4,273,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$11,516,823
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31AHLSTROM & BAKER
Accountancy firm EIN2013-12-31330138137
2012 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$51,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$26,464,109
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,541,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,482,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$9,672,258
Value of total assets at end of year2012-12-31$155,014,865
Value of total assets at beginning of year2012-12-31$134,041,016
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$59,098
Total interest from all sources2012-12-31$73,964
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,523,511
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,523,511
Administrative expenses professional fees incurred2012-12-31$27,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,782,934
Participant contributions at end of year2012-12-31$1,405,777
Participant contributions at beginning of year2012-12-31$1,433,467
Participant contributions at end of year2012-12-31$33
Assets. Other investments not covered elsewhere at end of year2012-12-31$29,133,838
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$23,038,769
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,616,124
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$45,202
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$51,000
Other income not declared elsewhere2012-12-31$3,133,605
Administrative expenses (other) incurred2012-12-31$6,598
Total non interest bearing cash at end of year2012-12-31$111,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$20,922,849
Value of net assets at end of year (total assets less liabilities)2012-12-31$154,963,865
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$134,041,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$76,500,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$66,752,091
Interest on participant loans2012-12-31$73,964
Value of interest in common/collective trusts at end of year2012-12-31$43,590,211
Value of interest in common/collective trusts at beginning of year2012-12-31$38,441,172
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$8,080,250
Net investment gain or loss from common/collective trusts2012-12-31$2,980,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,273,200
Employer contributions (assets) at end of year2012-12-31$4,273,200
Employer contributions (assets) at beginning of year2012-12-31$4,330,315
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,482,162
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31AHLSTROM & BAKER
Accountancy firm EIN2012-12-31330138137
2011 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$9,431,846
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$6,542,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,484,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,956,769
Value of total assets at end of year2011-12-31$134,041,016
Value of total assets at beginning of year2011-12-31$131,151,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$58,100
Total interest from all sources2011-12-31$69,175
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,194,336
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,194,336
Administrative expenses professional fees incurred2011-12-31$26,500
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,912,793
Participant contributions at end of year2011-12-31$1,433,467
Participant contributions at beginning of year2011-12-31$1,186,904
Assets. Other investments not covered elsewhere at end of year2011-12-31$23,038,769
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$18,670,885
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$713,661
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$45,202
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$45,546
Other income not declared elsewhere2011-12-31$36,820
Administrative expenses (other) incurred2011-12-31$6,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,889,339
Value of net assets at end of year (total assets less liabilities)2011-12-31$134,041,016
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$131,151,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$66,752,091
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$67,926,913
Interest on participant loans2011-12-31$69,175
Value of interest in common/collective trusts at end of year2011-12-31$38,441,172
Value of interest in common/collective trusts at beginning of year2011-12-31$38,874,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,512,166
Net investment gain or loss from common/collective trusts2011-12-31$1,686,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$4,330,315
Employer contributions (assets) at end of year2011-12-31$4,330,315
Employer contributions (assets) at beginning of year2011-12-31$4,446,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,484,407
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31AHLSTROM & BAKER
Accountancy firm EIN2011-12-31330138137
2010 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$24,524,828
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,037,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,925,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,601,380
Value of total assets at end of year2010-12-31$131,151,677
Value of total assets at beginning of year2010-12-31$108,664,546
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$111,729
Total interest from all sources2010-12-31$60,458
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,355,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,355,782
Administrative expenses professional fees incurred2010-12-31$17,105
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,676,015
Participant contributions at end of year2010-12-31$1,186,904
Participant contributions at beginning of year2010-12-31$737,678
Participant contributions at beginning of year2010-12-31$31
Assets. Other investments not covered elsewhere at end of year2010-12-31$18,670,885
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$18,246,206
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,478,371
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$45,546
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$40,079
Other income not declared elsewhere2010-12-31$2,168,305
Administrative expenses (other) incurred2010-12-31$57,440
Total non interest bearing cash at beginning of year2010-12-31$46,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$22,487,131
Value of net assets at end of year (total assets less liabilities)2010-12-31$131,151,677
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$108,664,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$37,184
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$67,926,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$53,204,652
Interest on participant loans2010-12-31$60,458
Value of interest in common/collective trusts at end of year2010-12-31$38,874,435
Value of interest in common/collective trusts at beginning of year2010-12-31$32,090,652
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,577,215
Net investment gain or loss from common/collective trusts2010-12-31$2,761,688
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$4,446,994
Employer contributions (assets) at end of year2010-12-31$4,446,994
Employer contributions (assets) at beginning of year2010-12-31$4,299,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,925,968
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31AHLSTROM & BAKER
Accountancy firm EIN2010-12-31330138137
2009 : ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN

2022: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ALLEN MATKINS PROFIT SHARING AND 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85037
Policy instance 1
Insurance contract or identification numberGA85037
Number of Individuals Covered117
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85037
Policy instance 1
Insurance contract or identification numberGA85037
Number of Individuals Covered119
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85037
Policy instance 1
Insurance contract or identification numberGA85037
Number of Individuals Covered126
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85037
Policy instance 1
Insurance contract or identification numberGA85037
Number of Individuals Covered133
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85037
Policy instance 1
Insurance contract or identification numberGA85037
Number of Individuals Covered149
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85037
Policy instance 1
Insurance contract or identification numberGA85037
Number of Individuals Covered147
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85037
Policy instance 1
Insurance contract or identification numberGA85037
Number of Individuals Covered158
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA85037
Policy instance 2
Insurance contract or identification numberGA85037
Number of Individuals Covered156
Insurance policy start date2014-08-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number062196
Policy instance 1
Insurance contract or identification number062196
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number062196
Policy instance 1
Insurance contract or identification number062196
Number of Individuals Covered171
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number062196
Policy instance 1
Insurance contract or identification number062196
Number of Individuals Covered171
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number062196
Policy instance 1
Insurance contract or identification number062196
Number of Individuals Covered180
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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