401k Plan data: THE PHELPS GROUP 401(K) PLAN plan

THE PHELPS GROUP 401(K) PLAN 401k Plan overview

Plan Name	THE PHELPS GROUP 401(K) PLAN
Plan identification number	003

THE PHELPS GROUP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE PHELPS GROUP has sponsored the creation of one or more 401k plans.

Company Name: THE PHELPS GROUP

Employer identification number (EIN): 953677390

NAIC Classification: 541800

Additional information about THE PHELPS GROUP

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1981-12-11

Company Identification Number: C1098863

Legal Registered Office Address: 12121 Bluff Creek Drive, Suite 200

Los Angeles
United States of America (USA)
90094

More information about THE PHELPS GROUP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PHELPS GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2018-01-01 KAYLI SIRIXAY KAYLI SIRIXAY 2019-06-17
003 2017-01-01 MYLES WATLING MYLES WATLING 2018-07-26
003 2016-01-01 MYLES WATLING 2017-03-21 MYLES WATLING 2017-03-21
003 2015-01-01 MYLES WATLING 2016-03-21 MYLES WATLING 2016-03-21
003 2014-01-01 MYLES WATLING 2015-04-14 MYLES WATLING 2015-04-14
003 2013-01-01 MYLES WATLING 2014-04-11 MYLES WATLING 2014-04-11
003 2012-10-01 MYLES WATLING 2013-07-12 MYLES WATLING 2013-07-12
003 2011-10-01 MYLES WATLING MYLES WATLING 2013-03-19
003 2010-10-01 MYLES WATLING
003 2009-10-01 MYLES WATLING

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2018-01-01	KAYLI SIRIXAY		KAYLI SIRIXAY	2019-06-17
003	2017-01-01	MYLES WATLING		MYLES WATLING	2018-07-26
003	2016-01-01	MYLES WATLING	2017-03-21	MYLES WATLING	2017-03-21
003	2015-01-01	MYLES WATLING	2016-03-21	MYLES WATLING	2016-03-21
003	2014-01-01	MYLES WATLING	2015-04-14	MYLES WATLING	2015-04-14
003	2013-01-01	MYLES WATLING	2014-04-11	MYLES WATLING	2014-04-11
003	2012-10-01	MYLES WATLING	2013-07-12	MYLES WATLING	2013-07-12
003	2011-10-01	MYLES WATLING		MYLES WATLING	2013-03-19
003	2010-10-01	MYLES WATLING
003	2009-10-01	MYLES WATLING

Plan Statistics for THE PHELPS GROUP 401(K) PLAN

401k plan membership statisitcs for THE PHELPS GROUP 401(K) PLAN

Measure Date Value
2018: THE PHELPS GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE PHELPS GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 67
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 34
Total of all active and inactive participants 2017-01-01 101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 102
Number of participants with account balances 2017-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 30
2011: THE PHELPS GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 75
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 59
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 18
Total of all active and inactive participants 2011-10-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 77
Number of participants with account balances 2011-10-01 62
2010: THE PHELPS GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 59
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 50
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 18
Total of all active and inactive participants 2010-10-01 68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 0
Total participants 2010-10-01 68
Number of participants with account balances 2010-10-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0
2009: THE PHELPS GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 60
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 43
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 16
Total of all active and inactive participants 2009-10-01 59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 0
Total participants 2009-10-01 59
Number of participants with account balances 2009-10-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2018: THE PHELPS GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE PHELPS GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	67
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	34
Total of all active and inactive participants	2017-01-01	101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	102
Number of participants with account balances	2017-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	30
2011: THE PHELPS GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	75
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	59
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	18
Total of all active and inactive participants	2011-10-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	77
Number of participants with account balances	2011-10-01	62
2010: THE PHELPS GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	59
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	50
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	18
Total of all active and inactive participants	2010-10-01	68
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	0
Total participants	2010-10-01	68
Number of participants with account balances	2010-10-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0
2009: THE PHELPS GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	60
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	43
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	16
Total of all active and inactive participants	2009-10-01	59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	0
Total participants	2009-10-01	59
Number of participants with account balances	2009-10-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on THE PHELPS GROUP 401(K) PLAN

Measure	Date	Value
2018 : THE PHELPS GROUP 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-08-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-08-30	$0
Total unrealized appreciation/depreciation of assets	2018-08-30	$0
Total transfer of assets to this plan	2018-08-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-08-30	$0
Total income from all sources (including contributions)	2018-08-30	$388,656
Total loss/gain on sale of assets	2018-08-30	$0
Total of all expenses incurred	2018-08-30	$6,911,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-08-30	$6,906,631
Expenses. Certain deemed distributions of participant loans	2018-08-30	$0
Value of total corrective distributions	2018-08-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-08-30	$190,087
Value of total assets at end of year	2018-08-30	$0
Value of total assets at beginning of year	2018-08-30	$6,522,568
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-08-30	$4,593
Total income from rents	2018-08-30	$0
Total interest from all sources	2018-08-30	$2,829
Total dividends received (eg from common stock, registered investment company shares)	2018-08-30	$6,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-08-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2018-08-30	$0
Total dividends received from registered investment company shares (eg mutual funds)	2018-08-30	$6,320
Administrative expenses professional fees incurred	2018-08-30	$0
Was this plan covered by a fidelity bond	2018-08-30	Yes
Value of fidelity bond cover	2018-08-30	$500,000
If this is an individual account plan, was there a blackout period	2018-08-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-08-30	$0
Were there any nonexempt tranactions with any party-in-interest	2018-08-30	No
Amount of non-exempt transactions with any party-in-interest	2018-08-30	$0
Contributions received from participants	2018-08-30	$161,467
Participant contributions at end of year	2018-08-30	$0
Participant contributions at beginning of year	2018-08-30	$43,431
Participant contributions at end of year	2018-08-30	$0
Participant contributions at beginning of year	2018-08-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-08-30	$6,352
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-08-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-08-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-08-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-08-30	$0
Other income not declared elsewhere	2018-08-30	$0
Administrative expenses (other) incurred	2018-08-30	$0
Liabilities. Value of operating payables at beginning of year	2018-08-30	$0
Total non interest bearing cash at end of year	2018-08-30	$0
Total non interest bearing cash at beginning of year	2018-08-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-30	No
Value of net income/loss	2018-08-30	$-6,522,568
Value of net assets at end of year (total assets less liabilities)	2018-08-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-08-30	$6,522,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-08-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-08-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2018-08-30	$0
Were any leases to which the plan was party in default or uncollectible	2018-08-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2018-08-30	$0
Investment advisory and management fees	2018-08-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-08-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-08-30	$5,596,254
Value of interest in pooled separate accounts at end of year	2018-08-30	$0
Value of interest in pooled separate accounts at beginning of year	2018-08-30	$607,442
Interest on participant loans	2018-08-30	$1,675
Income. Interest from loans (other than to participants)	2018-08-30	$0
Interest earned on other investments	2018-08-30	$1,154
Income. Interest from US Government securities	2018-08-30	$0
Income. Interest from corporate debt instruments	2018-08-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-08-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-08-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-08-30	$275,441
Expenses. Payments to insurance carriers foe the provision of benefits	2018-08-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-08-30	$145,072
Net investment gain/loss from pooled separate accounts	2018-08-30	$44,348
Net investment gain or loss from common/collective trusts	2018-08-30	$0
Net gain/loss from 103.12 investment entities	2018-08-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-08-30	No
Was there a failure to transmit to the plan any participant contributions	2018-08-30	No
Has the plan failed to provide any benefit when due under the plan	2018-08-30	No
Contributions received in cash from employer	2018-08-30	$22,268
Employer contributions (assets) at end of year	2018-08-30	$0
Employer contributions (assets) at beginning of year	2018-08-30	$0
Income. Dividends from preferred stock	2018-08-30	$0
Income. Dividends from common stock	2018-08-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-08-30	$6,906,631
Contract administrator fees	2018-08-30	$4,593
Liabilities. Value of benefit claims payable at beginning of year	2018-08-30	$0
Did the plan have assets held for investment	2018-08-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-08-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-08-30	Yes
Aggregate proceeds on sale of assets	2018-08-30	$0
Aggregate carrying amount (costs) on sale of assets	2018-08-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-08-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-08-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-08-30	Disclaimer
Accountancy firm name	2018-08-30	WRIGHT FORD YOUNG & CO.
Accountancy firm EIN	2018-08-30	953288054
2017 : THE PHELPS GROUP 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$0
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,469,645
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$348,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$342,843
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$558,094
Value of total assets at end of year	2017-12-31	$6,522,568
Value of total assets at beginning of year	2017-12-31	$5,401,744
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$5,978
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$3,347
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$44,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$44,365
Administrative expenses professional fees incurred	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Amount of non-exempt transactions with any party-in-interest	2017-12-31	$0
Contributions received from participants	2017-12-31	$494,804
Participant contributions at end of year	2017-12-31	$43,431
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$10,228
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$1,120,824
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$6,522,568
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$5,401,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2017-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,596,254
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,409,269
Value of interest in pooled separate accounts at end of year	2017-12-31	$607,442
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$722,629
Interest on participant loans	2017-12-31	$468
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$2,879
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$275,441
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$269,846
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$741,816
Net investment gain/loss from pooled separate accounts	2017-12-31	$122,023
Net investment gain or loss from common/collective trusts	2017-12-31	$0
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$53,062
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$342,843
Contract administrator fees	2017-12-31	$5,978
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WRIGHT FORD YOUNG & CO.
Accountancy firm EIN	2017-12-31	953288054
2012 : THE PHELPS GROUP 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-09-30	$879,455
Expenses. Total of all expenses incurred	2012-09-30	$368,289
Benefits paid (including direct rollovers)	2012-09-30	$368,289
Total plan assets at end of year	2012-09-30	$3,219,163
Total plan assets at beginning of year	2012-09-30	$2,707,997
Value of fidelity bond covering the plan	2012-09-30	$450,000
Total contributions received or receivable from participants	2012-09-30	$296,227
Contributions received from other sources (not participants or employers)	2012-09-30	$8,138
Other income received	2012-09-30	$575,090
Net income (gross income less expenses)	2012-09-30	$511,166
Net plan assets at end of year (total assets less liabilities)	2012-09-30	$3,219,163
Net plan assets at beginning of year (total assets less liabilities)	2012-09-30	$2,707,997
2011 : THE PHELPS GROUP 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-09-30	$408,941
Expenses. Total of all expenses incurred	2011-09-30	$474,525
Benefits paid (including direct rollovers)	2011-09-30	$458,164
Total plan assets at end of year	2011-09-30	$2,707,997
Total plan assets at beginning of year	2011-09-30	$2,773,581
Value of fidelity bond covering the plan	2011-09-30	$450,000
Total contributions received or receivable from participants	2011-09-30	$230,140
Contributions received from other sources (not participants or employers)	2011-09-30	$220,739
Other income received	2011-09-30	$-41,938
Net income (gross income less expenses)	2011-09-30	$-65,584
Net plan assets at end of year (total assets less liabilities)	2011-09-30	$2,707,997
Net plan assets at beginning of year (total assets less liabilities)	2011-09-30	$2,773,581
Total contributions received or receivable from employer(s)	2011-09-30	$0
Value of corrective distributions	2011-09-30	$16,361
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
2010 : THE PHELPS GROUP 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for THE PHELPS GROUP 401(K) PLAN

2018: THE PHELPS GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE PHELPS GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2011: THE PHELPS GROUP 401(K) PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: THE PHELPS GROUP 401(K) PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: THE PHELPS GROUP 401(K) PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-08-30
Total amount of commissions paid to insurance broker	USD $429
Total amount of fees paid to insurance company	USD $45
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $429
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

524122

Policy instance

Insurance contract or identification number	524122
Number of Individuals Covered	0
Insurance policy start date	2018-01-01
Insurance policy end date	2018-08-30
Total amount of commissions paid to insurance broker	USD $1,363
Total amount of fees paid to insurance company	USD $126
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,363
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	102
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $809
Total amount of fees paid to insurance company	USD $108
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $809
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker name	MERRILL LYNCH PIERCE FENNER & SMITH

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

524122

Policy instance

Insurance contract or identification number	524122
Number of Individuals Covered	102
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $1,952
Total amount of fees paid to insurance company	USD $260
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,952
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Additional information about fees paid to insurance broker	PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker name	MERRILL LYNCH PIERCE FENNER & SMITH

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Company Name:	THE PHELPS GROUP
Employer identification number (EIN):	953677390
NAIC Classification:	541800

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1981-12-11
Company Identification Number:	C1098863
Legal Registered Office Address:	12121 Bluff Creek Drive, Suite 200 Los Angeles United States of America (USA) 90094