401k Plan data: MUTUAL SECURITIES INC. 401(K) PLAN plan

MUTUAL SECURITIES INC. 401(K) PLAN 401k Plan overview

Plan Name	MUTUAL SECURITIES INC. 401(K) PLAN
Plan identification number	001

MUTUAL SECURITIES INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MUTUAL SECURITIES INC. has sponsored the creation of one or more 401k plans.

Company Name: MUTUAL SECURITIES INC.

Employer identification number (EIN): 953703162

NAIC Classification: 523120
NAIC Description: Securities Brokerage

Additional information about MUTUAL SECURITIES INC.

Jurisdiction of Incorporation: Nevada Department of State

Incorporation Date: 1996-09-16

Company Identification Number: 19961192234

Legal Registered Office Address: 5550 S FT APACHE RD STE 102

LAS VEGAS
United States of America (USA)
89148

More information about MUTUAL SECURITIES INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MUTUAL SECURITIES INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 MICHAEL VANDERFORD 2024-09-19
001 2022-01-01 MICHAEL VANDERFORD 2023-08-24
001 2021-01-01 NICK DAMIANI 2022-08-25
001 2020-01-01 NICK DAMIANI 2021-10-13
001 2019-01-01 NICK DAMIANI 2020-10-14
001 2018-01-01 NICK DAMIANI 2019-09-17
001 2017-01-01 NICK DAMIANI 2018-07-11
001 2017-01-01 NICK DAMIANI 2018-09-26
001 2016-01-01
001 2015-01-01
001 2014-01-01 RYAN SABOL 2015-09-14
001 2013-01-01 RYAN SABOL 2014-06-17
001 2012-01-01 RYAN SABOL 2013-06-17
001 2011-01-01 RYAN SABOL 2012-06-28
001 2010-01-01 RYAN SABOL 2011-06-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2023-01-01	MICHAEL VANDERFORD	2024-09-19
001	2022-01-01	MICHAEL VANDERFORD	2023-08-24
001	2021-01-01	NICK DAMIANI	2022-08-25
001	2020-01-01	NICK DAMIANI	2021-10-13
001	2019-01-01	NICK DAMIANI	2020-10-14
001	2018-01-01	NICK DAMIANI	2019-09-17
001	2017-01-01	NICK DAMIANI	2018-07-11
001	2017-01-01	NICK DAMIANI	2018-09-26
001	2016-01-01
001	2015-01-01
001	2014-01-01	RYAN SABOL	2015-09-14
001	2013-01-01	RYAN SABOL	2014-06-17
001	2012-01-01	RYAN SABOL	2013-06-17
001	2011-01-01	RYAN SABOL	2012-06-28
001	2010-01-01	RYAN SABOL	2011-06-01

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Company Name:	MUTUAL SECURITIES INC.
Employer identification number (EIN):	953703162
NAIC Classification:	523120
NAIC Description:	Securities Brokerage

Jurisdiction of Incorporation:	Nevada Department of State
Incorporation Date:	1996-09-16
Company Identification Number:	19961192234
Legal Registered Office Address:	5550 S FT APACHE RD STE 102 LAS VEGAS United States of America (USA) 89148