Logo

DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameDANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST
Plan identification number 002

DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DANA A. CARLTON, DDS, MSA has sponsored the creation of one or more 401k plans.

Company Name:DANA A. CARLTON, DDS, MSA
Employer identification number (EIN):953766666
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-10-01
0022020-10-01
0022019-10-01
0022018-10-01
0022017-10-01
0022016-10-01
0022015-10-01DANA CARLTON2017-07-14
0022015-10-01DANA CARLTON2017-07-14
0022015-10-01DANA CARLTON2017-07-14
0022014-10-01DANA CARLTON2016-07-15
0022014-10-01DANA CARLTON2017-07-14
0022013-10-01DANA A. CARLTON
0022012-10-01DANA A. CARLTON
0022011-10-01DANA A. CARLTON
0022008-10-01

Plan Statistics for DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2013: DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-10-016
Total number of active participants reported on line 7a of the Form 55002013-10-015
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-011
Total of all active and inactive participants2013-10-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-016
Number of participants with account balances2013-10-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-010
2012: DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-10-017
Total number of active participants reported on line 7a of the Form 55002012-10-014
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-011
Total of all active and inactive participants2012-10-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-015
Number of participants with account balances2012-10-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-10-017
Total number of active participants reported on line 7a of the Form 55002011-10-014
Number of retired or separated participants receiving benefits2011-10-011
Number of other retired or separated participants entitled to future benefits2011-10-012
Total of all active and inactive participants2011-10-017
Total participants2011-10-017
Number of participants with account balances2011-10-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-010

Financial Data on DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2014 : DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources2014-09-30$47,132
Expenses. Total of all expenses incurred2014-09-30$184,831
Benefits paid (including direct rollovers)2014-09-30$179,232
Total plan assets at end of year2014-09-30$1,695,803
Total plan assets at beginning of year2014-09-30$1,833,502
Total contributions received or receivable from participants2014-09-30$1,203
Expenses. Other expenses not covered elsewhere2014-09-30$120
Other income received2014-09-30$45,929
Net income (gross income less expenses)2014-09-30$-137,699
Net plan assets at end of year (total assets less liabilities)2014-09-30$1,695,803
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$1,833,502
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$5,479
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
2013 : DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources2013-09-30$32,968
Expenses. Total of all expenses incurred2013-09-30$219,891
Benefits paid (including direct rollovers)2013-09-30$219,806
Total plan assets at end of year2013-09-30$1,882,541
Total plan assets at beginning of year2013-09-30$2,069,464
Total contributions received or receivable from participants2013-09-30$1,217
Expenses. Other expenses not covered elsewhere2013-09-30$85
Other income received2013-09-30$31,751
Net income (gross income less expenses)2013-09-30$-186,923
Net plan assets at end of year (total assets less liabilities)2013-09-30$1,882,541
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$2,069,464
Total contributions received or receivable from employer(s)2013-09-30$0
2012 : DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total plan liabilities at beginning of year2012-09-30$0
Total income from all sources2012-09-30$1,456,393
Expenses. Total of all expenses incurred2012-09-30$1,498
Benefits paid (including direct rollovers)2012-09-30$1,352
Total plan assets at end of year2012-09-30$2,069,464
Total plan assets at beginning of year2012-09-30$614,569
Total contributions received or receivable from participants2012-09-30$1,145
Expenses. Other expenses not covered elsewhere2012-09-30$146
Contributions received from other sources (not participants or employers)2012-09-30$1,425,317
Other income received2012-09-30$29,931
Net income (gross income less expenses)2012-09-30$1,454,895
Net plan assets at end of year (total assets less liabilities)2012-09-30$2,069,464
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$614,569
Total contributions received or receivable from employer(s)2012-09-30$0
2011 : DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Transfers to/from the plan2011-09-30$0
Total plan liabilities at end of year2011-09-30$0
Total plan liabilities at beginning of year2011-09-30$0
Total income from all sources2011-09-30$5,446
Expenses. Total of all expenses incurred2011-09-30$40
Benefits paid (including direct rollovers)2011-09-30$0
Total plan assets at end of year2011-09-30$564,570
Total plan assets at beginning of year2011-09-30$559,164
Total contributions received or receivable from participants2011-09-30$3,630
Expenses. Other expenses not covered elsewhere2011-09-30$40
Contributions received from other sources (not participants or employers)2011-09-30$0
Other income received2011-09-30$1,816
Net income (gross income less expenses)2011-09-30$5,406
Net plan assets at end of year (total assets less liabilities)2011-09-30$564,570
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$559,164
Total contributions received or receivable from employer(s)2011-09-30$0
Value of certain deemed distributions of participant loans2011-09-30$0
Value of corrective distributions2011-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$0

Form 5500 Responses for DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST

2013: DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2008: DANA A. CARLTON, DDS, MSA 401 (K) PROFIT SHARING PLAN & TRUST 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1