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FLAHERTY & CRUMRINE, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameFLAHERTY & CRUMRINE, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

FLAHERTY & CRUMRINE, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FLAHERTY & CRUMRINE, INC. has sponsored the creation of one or more 401k plans.

Company Name:FLAHERTY & CRUMRINE, INC.
Employer identification number (EIN):953848221
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FLAHERTY & CRUMRINE, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01CHAD CONWELL2013-02-26 CHAD CONWELL2013-02-26
0012011-01-01CHAD CONWELL2012-07-11 CHAD CONWELL2012-07-11
0012010-01-01CHAD CONWELL2011-05-20 CHAD CONWELL2011-05-20

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