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ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 401k Plan overview

Plan NameASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN
Plan identification number 001

ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ASIAN AMERICANS ADVANCING JUSTICE SOUTHERN CALIFORNIA has sponsored the creation of one or more 401k plans.

Company Name:ASIAN AMERICANS ADVANCING JUSTICE SOUTHERN CALIFORNIA
Employer identification number (EIN):953854152
NAIC Classification:541190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01PATRICIA BUSKE PATRICIA BUSKE2017-10-16
0012015-01-01PETER COUGHLAN
0012014-01-01PATRICIA BUSKE PATRICIA BUSKE2015-10-14
0012013-01-01PETER COUGHLAN
0012012-01-01PATRICIA BUSKE PATRICIA BUSKE2013-10-15
0012011-07-01PATRICIA NEVILLE2012-07-05 PATRICIA NEVILLE2012-07-05
0012010-07-01PATRICIA NEVILLE2012-01-18 PATRICIA NEVILLE2012-01-18
0012009-07-01PATRICIA NEVILLE PATRICIA NEVILLE2011-04-18
0012009-07-01PATRICIA NEVILLE PATRICIA NEVILLE2011-04-18

Plan Statistics for ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN

401k plan membership statisitcs for ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN

Measure Date Value
2022: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01183
Total number of active participants reported on line 7a of the Form 55002022-01-01110
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0167
Total of all active and inactive participants2022-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01182
Number of participants with account balances2022-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01258
Total number of active participants reported on line 7a of the Form 55002021-01-01112
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0169
Total of all active and inactive participants2021-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01183
Number of participants with account balances2021-01-01157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01258
Total number of active participants reported on line 7a of the Form 55002020-01-01142
Number of retired or separated participants receiving benefits2020-01-0150
Number of other retired or separated participants entitled to future benefits2020-01-0166
Total of all active and inactive participants2020-01-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01258
Number of participants with account balances2020-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01233
Total number of active participants reported on line 7a of the Form 55002019-01-0184
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01174
Total of all active and inactive participants2019-01-01258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01258
Number of participants with account balances2019-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01233
Total number of active participants reported on line 7a of the Form 55002018-01-01113
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01136
Total of all active and inactive participants2018-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01249
Number of participants with account balances2018-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01233
Total number of active participants reported on line 7a of the Form 55002017-01-01120
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01135
Total of all active and inactive participants2017-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01255
Number of participants with account balances2017-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01204
Total number of active participants reported on line 7a of the Form 55002016-01-01116
Number of other retired or separated participants entitled to future benefits2016-01-01117
Total of all active and inactive participants2016-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01233
Number of participants with account balances2016-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01177
Total number of active participants reported on line 7a of the Form 55002015-01-01103
Number of other retired or separated participants entitled to future benefits2015-01-01101
Total of all active and inactive participants2015-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01204
Number of participants with account balances2015-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01156
Total number of active participants reported on line 7a of the Form 55002014-01-0183
Number of other retired or separated participants entitled to future benefits2014-01-0194
Total of all active and inactive participants2014-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01177
Number of participants with account balances2014-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01159
Total number of active participants reported on line 7a of the Form 55002013-01-0198
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0158
Total of all active and inactive participants2013-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01156
Number of participants with account balances2013-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01131
Total number of active participants reported on line 7a of the Form 55002012-01-01160
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0162
Total of all active and inactive participants2012-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01222
Number of participants with account balances2012-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2009: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01100
Total number of active participants reported on line 7a of the Form 55002009-07-01100
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-010
Total of all active and inactive participants2009-07-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01100
Number of participants with account balances2009-07-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-010

Financial Data on ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN

Measure Date Value
2022 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-1,386,530
Total of all expenses incurred2022-12-31$1,107,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,107,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$718,559
Value of total assets at end of year2022-12-31$8,589,719
Value of total assets at beginning of year2022-12-31$11,083,402
Total interest from all sources2022-12-31$29,263
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$74,243
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$74,243
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$441,869
Participant contributions at end of year2022-12-31$5,766
Participant contributions at beginning of year2022-12-31$12,026
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$126,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,493,683
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,589,719
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$11,083,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,257,999
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$10,029,553
Interest on participant loans2022-12-31$231
Interest earned on other investments2022-12-31$29,032
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,325,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,041,823
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$156,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,208,595
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$150,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$950,455
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ASSURANCE DIMENSIONS
Accountancy firm EIN2022-12-31263429295
2021 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,069,727
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$830,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$828,852
Value of total corrective distributions2021-12-31$1,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$682,127
Value of total assets at end of year2021-12-31$11,083,402
Value of total assets at beginning of year2021-12-31$9,844,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$28,463
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$62,643
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$62,643
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$437,385
Participant contributions at end of year2021-12-31$12,026
Participant contributions at beginning of year2021-12-31$17,950
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$15,550
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$138,881
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,239,325
Value of net assets at end of year (total assets less liabilities)2021-12-31$11,083,402
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,844,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$10,029,553
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,742,513
Interest on participant loans2021-12-31$185
Interest earned on other investments2021-12-31$28,278
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,041,823
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,065,231
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$68,325
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,296,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$105,861
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$2,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$760,527
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ASSURANCE DIMENSIONS
Accountancy firm EIN2021-12-31263429295
2020 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,717,246
Total of all expenses incurred2020-12-31$1,083,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,078,327
Value of total corrective distributions2020-12-31$5,074
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$375,794
Value of total assets at end of year2020-12-31$9,825,694
Value of total assets at beginning of year2020-12-31$9,191,849
Total interest from all sources2020-12-31$29,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$258,050
Participant contributions at end of year2020-12-31$17,950
Participant contributions at beginning of year2020-12-31$23,934
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$7,229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$633,845
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,825,694
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,191,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,742,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,009,624
Interest on participant loans2020-12-31$627
Interest earned on other investments2020-12-31$29,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,065,231
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,158,291
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$62,995
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,311,476
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$110,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,015,332
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ASSURANCE DIMENSIONS
Accountancy firm EIN2020-12-31263429295
2019 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,233,095
Total income from all sources (including contributions)2019-12-31$2,233,095
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$604,551
Total of all expenses incurred2019-12-31$604,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$604,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$604,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$538,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$538,864
Value of total assets at end of year2019-12-31$9,191,849
Value of total assets at end of year2019-12-31$9,191,849
Value of total assets at beginning of year2019-12-31$7,563,305
Value of total assets at beginning of year2019-12-31$7,563,305
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$33,623
Total interest from all sources2019-12-31$33,623
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$333,391
Contributions received from participants2019-12-31$333,391
Participant contributions at end of year2019-12-31$23,934
Participant contributions at end of year2019-12-31$23,934
Participant contributions at beginning of year2019-12-31$29,307
Participant contributions at beginning of year2019-12-31$29,307
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,628,544
Value of net income/loss2019-12-31$1,628,544
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,191,849
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,191,849
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,563,305
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,563,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,009,624
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,009,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,425,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,425,416
Interest on participant loans2019-12-31$864
Interest on participant loans2019-12-31$864
Interest earned on other investments2019-12-31$32,759
Interest earned on other investments2019-12-31$32,759
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,158,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,158,291
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,108,582
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,108,582
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,660,608
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,660,608
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$205,473
Contributions received in cash from employer2019-12-31$205,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$604,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$604,551
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ASSURANCE DIMENTIONS
Accountancy firm name2019-12-31ASSURANCE DIMENTIONS
Accountancy firm EIN2019-12-31263429295
Accountancy firm EIN2019-12-31263429295
2018 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$86,788
Total of all expenses incurred2018-12-31$65,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$65,922
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$591,312
Value of total assets at end of year2018-12-31$7,563,305
Value of total assets at beginning of year2018-12-31$7,542,439
Total interest from all sources2018-12-31$20,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$351,586
Participant contributions at end of year2018-12-31$29,307
Participant contributions at beginning of year2018-12-31$3,750
Participant contributions at beginning of year2018-12-31$12,430
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$18,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$20,866
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,563,305
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$7,542,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,425,416
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,937,567
Interest on participant loans2018-12-31$325
Interest earned on other investments2018-12-31$19,778
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,108,582
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$578,034
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-524,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$221,326
Employer contributions (assets) at beginning of year2018-12-31$10,658
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$65,922
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ASSURANCE DIMENSIONS
Accountancy firm EIN2018-12-31263429295
2017 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,646,913
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$30,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$23,488
Expenses. Certain deemed distributions of participant loans2017-12-31$6,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$534,855
Value of total assets at end of year2017-12-31$7,542,439
Value of total assets at beginning of year2017-12-31$5,925,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$16,546
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$753,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$309,534
Participant contributions at end of year2017-12-31$3,750
Participant contributions at beginning of year2017-12-31$12,825
Participant contributions at end of year2017-12-31$12,430
Participant contributions at beginning of year2017-12-31$13,755
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,106
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,616,757
Value of net assets at end of year (total assets less liabilities)2017-12-31$7,542,439
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,925,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,937,567
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,342,608
Interest on participant loans2017-12-31$449
Interest earned on other investments2017-12-31$16,097
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$578,034
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$547,583
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,095,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$223,215
Employer contributions (assets) at end of year2017-12-31$10,658
Employer contributions (assets) at beginning of year2017-12-31$8,911
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$23,488
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BEACH FREEMAN LIM & CLELAND LLP
Accountancy firm EIN2017-12-31562306396
2016 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$903,414
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$134,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$134,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$525,014
Value of total assets at end of year2016-12-31$5,925,682
Value of total assets at beginning of year2016-12-31$5,156,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$15,454
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$324,162
Participant contributions at end of year2016-12-31$12,825
Participant contributions at beginning of year2016-12-31$10,860
Participant contributions at end of year2016-12-31$13,755
Participant contributions at beginning of year2016-12-31$12,553
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$768,929
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,925,682
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,156,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,342,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,614,506
Income. Interest from loans (other than to participants)2016-12-31$404
Interest earned on other investments2016-12-31$15,050
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$547,583
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$510,483
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$362,946
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$199,100
Employer contributions (assets) at end of year2016-12-31$8,911
Employer contributions (assets) at beginning of year2016-12-31$8,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$134,485
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BEACH FREEMAN LIM & CLELAND LLP
Accountancy firm EIN2016-12-31562306396
2015 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$466,120
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$89,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$89,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$512,439
Value of total assets at end of year2015-12-31$5,156,753
Value of total assets at beginning of year2015-12-31$4,779,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$14,153
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$311,304
Participant contributions at end of year2015-12-31$10,860
Participant contributions at beginning of year2015-12-31$1,582
Participant contributions at end of year2015-12-31$12,553
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$21,763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$377,011
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,156,753
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,779,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,614,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,301,404
Interest on participant loans2015-12-31$182
Interest earned on other investments2015-12-31$13,971
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$510,483
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$476,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-60,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$179,372
Employer contributions (assets) at end of year2015-12-31$8,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$89,109
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BEACH FREEMAN LIM & CLELAND LLP
Accountancy firm EIN2015-12-31562306396
2014 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$828,918
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$56,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$56,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$513,505
Value of total assets at end of year2014-12-31$4,779,742
Value of total assets at beginning of year2014-12-31$4,007,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$13,321
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$250,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$335,693
Participant contributions at end of year2014-12-31$1,582
Participant contributions at beginning of year2014-12-31$8,606
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$772,336
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,779,742
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,007,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,301,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,533,583
Interest on participant loans2014-12-31$13,173
Interest earned on other investments2014-12-31$148
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$476,756
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$465,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$302,092
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$177,812
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$56,582
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WOZNIAK & MULLEN LLP
Accountancy firm EIN2014-12-31277314809
2013 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,164,848
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$42,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$42,901
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$476,718
Value of total assets at end of year2013-12-31$4,007,406
Value of total assets at beginning of year2013-12-31$2,885,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$63
Total interest from all sources2013-12-31$12,872
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$250,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$305,315
Participant contributions at end of year2013-12-31$8,606
Participant contributions at beginning of year2013-12-31$6,811
Administrative expenses (other) incurred2013-12-31$63
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,121,884
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,007,406
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,885,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,533,583
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,441,702
Interest on participant loans2013-12-31$297
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$12,575
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$465,217
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$437,009
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$675,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$171,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$42,901
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WOZNIAK & MULLEN LLP
Accountancy firm EIN2013-12-31277314809
2012 : ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$651,524
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$37,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$37,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$361,590
Value of total assets at end of year2012-12-31$2,885,522
Value of total assets at beginning of year2012-12-31$2,271,484
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$11,945
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$219,192
Participant contributions at end of year2012-12-31$6,811
Participant contributions at beginning of year2012-12-31$6,789
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$614,038
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,885,522
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,271,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,441,702
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,883,972
Interest on participant loans2012-12-31$263
Interest earned on other investments2012-12-31$11,682
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$437,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$380,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$277,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$139,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$37,486
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WOZNIAK & MULLEN LLP
Accountancy firm EIN2012-12-31277314809

Form 5500 Responses for ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN

2022: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2009: ASIAN PACIFIC AMERICAN LEGAL CENTER OF SOUTHERN CALIFORNIA 403(B) PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 2
Insurance contract or identification number66061
Number of Individuals Covered79
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered93
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $902
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $781
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 2
Insurance contract or identification number66061
Number of Individuals Covered58
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered131
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $16,144
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $39
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered159
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $13,034
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,069
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered258
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $10,815
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered258
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $10,815
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,848
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered249
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $20,160
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,279
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered233
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $9,695
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,895
Insurance broker organization code?3
Insurance broker nameVIVIAN HOUGHLAND
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered184
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $11,402
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,638
Insurance broker organization code?3
Insurance broker nameHOLLY DANA
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered177
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,351
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,928
Insurance broker organization code?3
Insurance broker nameUNASSIGNED
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered156
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,556
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,557
Insurance broker organization code?3
Insurance broker nameJONATHAN REILLY
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number66061
Policy instance 1
Insurance contract or identification number66061
Number of Individuals Covered144
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,715
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,374
Insurance broker organization code?3
Insurance broker nameUNASSIGNED

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