401k Plan data: SOKA UNIVERSITY 403(B) PLAN plan

SOKA UNIVERSITY 403(B) PLAN 401k Plan overview

Plan Name	SOKA UNIVERSITY 403(B) PLAN
Plan identification number	002

SOKA UNIVERSITY 403(B) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.

401k Sponsoring company profile

SOKA UNIVERSITY OF AMERICA has sponsored the creation of one or more 401k plans.

Company Name: SOKA UNIVERSITY OF AMERICA

Employer identification number (EIN): 953909672

NAIC Classification: 611000

Additional information about SOKA UNIVERSITY OF AMERICA

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1984-01-24

Company Identification Number: C1222068

Legal Registered Office Address: 818 West Seventh St Ste 930

Los Angeles
United States of America (USA)
90017

More information about SOKA UNIVERSITY OF AMERICA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOKA UNIVERSITY 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-07-01 ARCHIBALD ASAWA
002 2014-07-01 ARCHIBALD ASAWA
002 2013-07-01 ARCHIBALD ASAWA
002 2012-07-01 ARCHIBALD ASAWA ARCHIBALD ASAWA 2016-04-14
002 2011-07-01 ARCHIBALD ASAWA ARCHIBALD ASAWA 2016-04-14
002 2010-07-01 ARCHIBALD ASAWA ARCHIBALD ASAWA 2016-04-14
002 2009-07-01 ARCHIBALD ASAWA ARCHIBALD ASAWA 2016-04-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-07-01	ARCHIBALD ASAWA
002	2014-07-01	ARCHIBALD ASAWA
002	2013-07-01	ARCHIBALD ASAWA
002	2012-07-01	ARCHIBALD ASAWA	ARCHIBALD ASAWA	2016-04-14
002	2011-07-01	ARCHIBALD ASAWA	ARCHIBALD ASAWA	2016-04-14
002	2010-07-01	ARCHIBALD ASAWA	ARCHIBALD ASAWA	2016-04-14
002	2009-07-01	ARCHIBALD ASAWA	ARCHIBALD ASAWA	2016-04-14

Plan Statistics for SOKA UNIVERSITY 403(B) PLAN

401k plan membership statisitcs for SOKA UNIVERSITY 403(B) PLAN

Measure Date Value
2015: SOKA UNIVERSITY 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 228
Number of retired or separated participants receiving benefits 2015-07-01 4
Number of other retired or separated participants entitled to future benefits 2015-07-01 47
Total of all active and inactive participants 2015-07-01 51
Total participants 2015-07-01 51
Number of participants with account balances 2015-07-01 240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 3
2014: SOKA UNIVERSITY 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 217
Number of retired or separated participants receiving benefits 2014-07-01 6
Number of other retired or separated participants entitled to future benefits 2014-07-01 39
Total of all active and inactive participants 2014-07-01 45
Total participants 2014-07-01 45
Number of participants with account balances 2014-07-01 228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 1
2013: SOKA UNIVERSITY 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 204
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 169
Number of retired or separated participants receiving benefits 2013-07-01 5
Number of other retired or separated participants entitled to future benefits 2013-07-01 43
Total of all active and inactive participants 2013-07-01 217
Total participants 2013-07-01 217
Number of participants with account balances 2013-07-01 217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 2
2012: SOKA UNIVERSITY 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 201
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 158
Number of retired or separated participants receiving benefits 2012-07-01 3
Number of other retired or separated participants entitled to future benefits 2012-07-01 43
Total of all active and inactive participants 2012-07-01 204
Total participants 2012-07-01 204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 3
2011: SOKA UNIVERSITY 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 185
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 201
Number of retired or separated participants receiving benefits 2011-07-01 6
Number of other retired or separated participants entitled to future benefits 2011-07-01 24
Total of all active and inactive participants 2011-07-01 231
Total participants 2011-07-01 231
Number of participants with account balances 2011-07-01 201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 2
2010: SOKA UNIVERSITY 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 102
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 185
Number of retired or separated participants receiving benefits 2010-07-01 6
Number of other retired or separated participants entitled to future benefits 2010-07-01 26
Total of all active and inactive participants 2010-07-01 217
Total participants 2010-07-01 217
Number of participants with account balances 2010-07-01 185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 1
2009: SOKA UNIVERSITY 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 108
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 102
Number of retired or separated participants receiving benefits 2009-07-01 5
Number of other retired or separated participants entitled to future benefits 2009-07-01 11
Total of all active and inactive participants 2009-07-01 118
Total participants 2009-07-01 118
Number of participants with account balances 2009-07-01 102

Measure	Date	Value
2015: SOKA UNIVERSITY 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	228
Number of retired or separated participants receiving benefits	2015-07-01	4
Number of other retired or separated participants entitled to future benefits	2015-07-01	47
Total of all active and inactive participants	2015-07-01	51
Total participants	2015-07-01	51
Number of participants with account balances	2015-07-01	240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	3
2014: SOKA UNIVERSITY 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	217
Number of retired or separated participants receiving benefits	2014-07-01	6
Number of other retired or separated participants entitled to future benefits	2014-07-01	39
Total of all active and inactive participants	2014-07-01	45
Total participants	2014-07-01	45
Number of participants with account balances	2014-07-01	228
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	1
2013: SOKA UNIVERSITY 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	204
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	169
Number of retired or separated participants receiving benefits	2013-07-01	5
Number of other retired or separated participants entitled to future benefits	2013-07-01	43
Total of all active and inactive participants	2013-07-01	217
Total participants	2013-07-01	217
Number of participants with account balances	2013-07-01	217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	2
2012: SOKA UNIVERSITY 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	201
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	158
Number of retired or separated participants receiving benefits	2012-07-01	3
Number of other retired or separated participants entitled to future benefits	2012-07-01	43
Total of all active and inactive participants	2012-07-01	204
Total participants	2012-07-01	204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	3
2011: SOKA UNIVERSITY 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	185
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	201
Number of retired or separated participants receiving benefits	2011-07-01	6
Number of other retired or separated participants entitled to future benefits	2011-07-01	24
Total of all active and inactive participants	2011-07-01	231
Total participants	2011-07-01	231
Number of participants with account balances	2011-07-01	201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	2
2010: SOKA UNIVERSITY 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	102
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	185
Number of retired or separated participants receiving benefits	2010-07-01	6
Number of other retired or separated participants entitled to future benefits	2010-07-01	26
Total of all active and inactive participants	2010-07-01	217
Total participants	2010-07-01	217
Number of participants with account balances	2010-07-01	185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	1
2009: SOKA UNIVERSITY 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	108
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	102
Number of retired or separated participants receiving benefits	2009-07-01	5
Number of other retired or separated participants entitled to future benefits	2009-07-01	11
Total of all active and inactive participants	2009-07-01	118
Total participants	2009-07-01	118
Number of participants with account balances	2009-07-01	102

Financial Data on SOKA UNIVERSITY 403(B) PLAN

Measure	Date	Value
2016 : SOKA UNIVERSITY 403(B) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-06-30	$2,773,121
Total of all expenses incurred	2016-06-30	$896,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$851,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$2,746,991
Value of total assets at end of year	2016-06-30	$19,122,732
Value of total assets at beginning of year	2016-06-30	$17,246,232
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$44,977
Total interest from all sources	2016-06-30	$30,086
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$192,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-06-30	$192,444
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$500,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Funding deficiency by the employer to the plan for this plan year	2016-06-30	$0
Minimum employer required contribution for this plan year	2016-06-30	$0
Amount contributed by the employer to the plan for this plan year	2016-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$1,012,251
Participant contributions at end of year	2016-06-30	$193,122
Participant contributions at beginning of year	2016-06-30	$132,443
Income. Received or receivable in cash from other sources (including rollovers)	2016-06-30	$294,038
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$192
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-06-30	$106
Administrative expenses (other) incurred	2016-06-30	$44,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$1,876,500
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$19,122,732
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$17,246,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$16,549,319
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$14,656,071
Value of interest in pooled separate accounts at end of year	2016-06-30	$1,643,580
Value of interest in pooled separate accounts at beginning of year	2016-06-30	$1,849,414
Interest on participant loans	2016-06-30	$7,851
Interest earned on other investments	2016-06-30	$22,235
Value of interest in common/collective trusts at end of year	2016-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$736,519
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$608,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-226,592
Net investment gain/loss from pooled separate accounts	2016-06-30	$30,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$1,440,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$851,644
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	KIYOHARA & TAKAHASHI LLP
Accountancy firm EIN	2016-06-30	954806079
2015 : SOKA UNIVERSITY 403(B) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-06-30	$3,093,508
Total of all expenses incurred	2015-06-30	$656,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$618,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$2,817,635
Value of total assets at end of year	2015-06-30	$17,246,232
Value of total assets at beginning of year	2015-06-30	$14,808,941
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$37,846
Total interest from all sources	2015-06-30	$28,709
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$207,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-06-30	$207,268
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$500,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Funding deficiency by the employer to the plan for this plan year	2015-06-30	$0
Minimum employer required contribution for this plan year	2015-06-30	$0
Amount contributed by the employer to the plan for this plan year	2015-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$904,266
Participant contributions at end of year	2015-06-30	$132,443
Participant contributions at beginning of year	2015-06-30	$121,701
Income. Received or receivable in cash from other sources (including rollovers)	2015-06-30	$596,413
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-06-30	$106
Administrative expenses (other) incurred	2015-06-30	$37,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$2,437,291
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$17,246,232
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$14,808,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$14,656,071
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$12,669,073
Value of interest in pooled separate accounts at end of year	2015-06-30	$1,849,414
Value of interest in pooled separate accounts at beginning of year	2015-06-30	$1,235,503
Interest on participant loans	2015-06-30	$5,670
Interest earned on other investments	2015-06-30	$23,039
Value of interest in common/collective trusts at end of year	2015-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$608,198
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$782,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$6,817
Net investment gain/loss from pooled separate accounts	2015-06-30	$33,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$1,316,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$618,371
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-06-30	Disclaimer
Accountancy firm name	2015-06-30	KIYOHARA & TAKAHASHI LLP
Accountancy firm EIN	2015-06-30	954806079
2014 : SOKA UNIVERSITY 403(B) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-06-30	$3,965,957
Total of all expenses incurred	2014-06-30	$720,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$690,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$2,092,663
Value of total assets at end of year	2014-06-30	$14,808,941
Value of total assets at beginning of year	2014-06-30	$11,563,724
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$30,527
Total interest from all sources	2014-06-30	$30,490
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$157,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$157,316
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$500,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Funding deficiency by the employer to the plan for this plan year	2014-06-30	$0
Minimum employer required contribution for this plan year	2014-06-30	$0
Amount contributed by the employer to the plan for this plan year	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$812,387
Participant contributions at end of year	2014-06-30	$121,701
Participant contributions at beginning of year	2014-06-30	$55,759
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-30	$17,607
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$56
Administrative expenses (other) incurred	2014-06-30	$30,527
Total non interest bearing cash at beginning of year	2014-06-30	$830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$3,245,217
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$14,808,941
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$11,563,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$12,669,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$9,834,596
Value of interest in pooled separate accounts at end of year	2014-06-30	$1,235,503
Value of interest in pooled separate accounts at beginning of year	2014-06-30	$801,770
Interest on participant loans	2014-06-30	$3,328
Interest earned on other investments	2014-06-30	$27,162
Value of interest in common/collective trusts at end of year	2014-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$782,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$870,713
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$1,661,082
Net investment gain/loss from pooled separate accounts	2014-06-30	$24,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$1,262,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$690,213
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	KIYOHARA & TAKAHASHI LLP
Accountancy firm EIN	2014-06-30	954806079
2013 : SOKA UNIVERSITY 403(B) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$3,944,840
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$880,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$859,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$2,873,254
Value of total assets at end of year	2013-06-30	$11,563,724
Value of total assets at beginning of year	2013-06-30	$8,499,500
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$21,276
Total interest from all sources	2013-06-30	$23,830
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$127,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$127,427
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$500,000
Funding deficiency by the employer to the plan for this plan year	2013-06-30	$0
Minimum employer required contribution for this plan year	2013-06-30	$0
Amount contributed by the employer to the plan for this plan year	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$740,820
Participant contributions at end of year	2013-06-30	$55,759
Participant contributions at beginning of year	2013-06-30	$59,415
Income. Received or receivable in cash from other sources (including rollovers)	2013-06-30	$947,603
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$56
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$71
Administrative expenses (other) incurred	2013-06-30	$21,276
Total non interest bearing cash at end of year	2013-06-30	$830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$3,064,224
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$11,563,724
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$8,499,500
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$9,834,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$7,472,929
Value of interest in pooled separate accounts at end of year	2013-06-30	$801,770
Value of interest in pooled separate accounts at beginning of year	2013-06-30	$384,214
Interest on participant loans	2013-06-30	$2,137
Interest earned on other investments	2013-06-30	$21,693
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$870,713
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$582,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$907,144
Net investment gain/loss from pooled separate accounts	2013-06-30	$13,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$1,184,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$859,340
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	KIYOHARA & TAKAHASHI LLP
Accountancy firm EIN	2013-06-30	954806079
2012 : SOKA UNIVERSITY 403(B) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$2,038,821
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$400,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$386,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$1,895,032
Value of total assets at end of year	2012-06-30	$8,499,500
Value of total assets at beginning of year	2012-06-30	$6,860,700
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$13,682
Total interest from all sources	2012-06-30	$22,218
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$79,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$79,394
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$500,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$657,269
Participant contributions at end of year	2012-06-30	$59,415
Participant contributions at beginning of year	2012-06-30	$19,230
Income. Received or receivable in cash from other sources (including rollovers)	2012-06-30	$139,987
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$71
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$2
Administrative expenses (other) incurred	2012-06-30	$13,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$1,638,800
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$8,499,500
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$6,860,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$7,472,929
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$5,847,563
Value of interest in pooled separate accounts at end of year	2012-06-30	$384,214
Value of interest in pooled separate accounts at beginning of year	2012-06-30	$253,710
Interest on participant loans	2012-06-30	$1,187
Interest earned on other investments	2012-06-30	$21,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$582,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$740,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$29,240
Net investment gain/loss from pooled separate accounts	2012-06-30	$12,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$1,097,776
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$386,339
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-06-30	No
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	KIYOHARA & TAKAHASHI LLP
Accountancy firm EIN	2012-06-30	954806079
2011 : SOKA UNIVERSITY 403(B) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$3,017,651
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$471,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$465,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$2,130,907
Value of total assets at end of year	2011-06-30	$6,860,700
Value of total assets at beginning of year	2011-06-30	$4,314,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$6,735
Total interest from all sources	2011-06-30	$24,259
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$39,925
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$39,925
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$500,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$690,565
Participant contributions at end of year	2011-06-30	$19,230
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$450,344
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$2
Administrative expenses (other) incurred	2011-06-30	$6,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$2,545,717
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$6,860,700
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$4,314,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$5,847,563
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$3,446,167
Value of interest in pooled separate accounts at end of year	2011-06-30	$253,710
Interest on participant loans	2011-06-30	$12
Interest earned on other investments	2011-06-30	$24,247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$740,195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$868,816
Expenses. Payments to insurance carriers foe the provision of benefits	2011-06-30	$17,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$816,042
Net investment gain/loss from pooled separate accounts	2011-06-30	$6,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$989,998
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$447,595
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-06-30	No
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	KIYOHARA & TAKAHASHI LLP
Accountancy firm EIN	2011-06-30	954806079
2010 : SOKA UNIVERSITY 403(B) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-06-30	$0
Total income from all sources (including contributions)	2010-06-30	$1,068,508
Total loss/gain on sale of assets	2010-06-30	$0
Total of all expenses incurred	2010-06-30	$395,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-06-30	$395,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-06-30	$723,588
Value of total assets at end of year	2010-06-30	$4,314,983
Value of total assets at beginning of year	2010-06-30	$3,641,800
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-06-30	$103
Total interest from all sources	2010-06-30	$3,322
Total dividends received (eg from common stock, registered investment company shares)	2010-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-06-30	No
Was this plan covered by a fidelity bond	2010-06-30	Yes
Value of fidelity bond cover	2010-06-30	$500,000
If this is an individual account plan, was there a blackout period	2010-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2010-06-30	No
Contributions received from participants	2010-06-30	$616,797
Income. Received or receivable in cash from other sources (including rollovers)	2010-06-30	$106,791
Administrative expenses (other) incurred	2010-06-30	$103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-06-30	No
Value of net income/loss	2010-06-30	$673,183
Value of net assets at end of year (total assets less liabilities)	2010-06-30	$4,314,983
Value of net assets at beginning of year (total assets less liabilities)	2010-06-30	$3,641,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-06-30	No
Were any leases to which the plan was party in default or uncollectible	2010-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-06-30	$3,446,167
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-06-30	$3,641,800
Interest earned on other investments	2010-06-30	$3,322
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-06-30	$868,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-06-30	$341,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-06-30	No
Was there a failure to transmit to the plan any participant contributions	2010-06-30	No
Has the plan failed to provide any benefit when due under the plan	2010-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-06-30	$395,222
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-06-30	No
Did the plan have assets held for investment	2010-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2010-06-30	Disclaimer
Accountancy firm name	2010-06-30	KIYOHARA & TAKAHASHI LLP
Accountancy firm EIN	2010-06-30	954806079

Form 5500 Responses for SOKA UNIVERSITY 403(B) PLAN

2015: SOKA UNIVERSITY 403(B) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2014: SOKA UNIVERSITY 403(B) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2013: SOKA UNIVERSITY 403(B) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2012: SOKA UNIVERSITY 403(B) PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2011: SOKA UNIVERSITY 403(B) PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2010: SOKA UNIVERSITY 403(B) PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2009: SOKA UNIVERSITY 403(B) PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	First time form 5500 has been submitted	Yes
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT069378

Policy instance

Insurance contract or identification number	TT069378
Number of Individuals Covered	216
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

59520

Policy instance

Insurance contract or identification number	59520
Number of Individuals Covered	6
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	DEPOSIT ADMINISTRATION

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

386636

Policy instance

Insurance contract or identification number	386636
Number of Individuals Covered	51
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT069378

Policy instance

Insurance contract or identification number	TT069378
Number of Individuals Covered	202
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

59520

Policy instance

Insurance contract or identification number	59520
Number of Individuals Covered	6
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	DEPOSIT ADMINISTRATION

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

386636

Policy instance

Insurance contract or identification number	386636
Number of Individuals Covered	53
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT069378

Policy instance

Insurance contract or identification number	TT069378
Number of Individuals Covered	189
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

386635

Policy instance

Insurance contract or identification number	386635
Number of Individuals Covered	57
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

59520

Policy instance

Insurance contract or identification number	59520
Number of Individuals Covered	7
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	DEPOSIT ADMINISTRATION

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

59520

Policy instance

Insurance contract or identification number	59520
Number of Individuals Covered	8
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	DEPOSIT ADMINISTRATION
Insurance broker organization code?	3
Insurance broker name	BARTSCH, TRAVIS A

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

386636

Policy instance

Insurance contract or identification number	386636
Number of Individuals Covered	62
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT069378

Policy instance

Insurance contract or identification number	TT069378
Number of Individuals Covered	176
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT069378

Policy instance

Insurance contract or identification number	TT069378
Number of Individuals Covered	173
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

59520

Policy instance

Insurance contract or identification number	59520
Number of Individuals Covered	9
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $16
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	DEPOSIT ADMINISTRATION
Commission paid to Insurance Broker	USD $16
Insurance broker organization code?	3
Insurance broker name	TRAVIS A BARTSCH

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

386636

Policy instance

Insurance contract or identification number	386636
Number of Individuals Covered	67
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

386636

Policy instance

Insurance contract or identification number	386636
Number of Individuals Covered	70
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

59520

Policy instance

Insurance contract or identification number	59520
Number of Individuals Covered	9
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	DEPOSIT ADMINISTRATION

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

TT069378

Policy instance

Insurance contract or identification number	TT069378
Number of Individuals Covered	152
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

59520

Policy instance

Insurance contract or identification number	59520
Insurance policy start date	2009-07-01
Insurance policy end date	2010-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Other information about contract	DEPOSIT ADMINISTRATION
Insurance broker organization code?	3
Insurance broker name	TRAVIS A BARTSCH

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

386636

Policy instance

Insurance contract or identification number	386636
Insurance policy start date	2009-07-01
Insurance policy end date	2010-06-30
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SOKA UNIVERSITY OF AMERICA
Employer identification number (EIN):	953909672
NAIC Classification:	611000

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1984-01-24
Company Identification Number:	C1222068
Legal Registered Office Address:	818 West Seventh St Ste 930 Los Angeles United States of America (USA) 90017