401k Plan data: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. plan

EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 401k Plan overview

Plan Name	EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC.
Plan identification number	001

EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Stock bonus
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
The employer maintaining this ESOP is an S Corporation
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

CALTROL, INC. has sponsored the creation of one or more 401k plans.

Company Name: CALTROL, INC.

Employer identification number (EIN): 953926313

NAIC Classification: 423700

Additional information about CALTROL, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 2835414

More information about CALTROL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01 DAWNHAFNER
001 2012-01-01 DAWN HAFNER
001 2011-01-01 DAWN HAFNER
001 2010-01-01 DUANE DUDLEY
001 2009-01-01 DUANE DUDLEY

Plan Statistics for EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC.

401k plan membership statisitcs for EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC.

Measure Date Value
2016: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2016 401k membership
Total participants, beginning-of-year 2016-01-01 278
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 171
Number of retired or separated participants receiving benefits 2016-01-01 38
Number of other retired or separated participants entitled to future benefits 2016-01-01 64
Total of all active and inactive participants 2016-01-01 273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 274
Number of participants with account balances 2016-01-01 273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 26
2015: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2015 401k membership
Total participants, beginning-of-year 2015-01-01 315
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 190
Number of retired or separated participants receiving benefits 2015-01-01 26
Number of other retired or separated participants entitled to future benefits 2015-01-01 47
Total of all active and inactive participants 2015-01-01 263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 263
Number of participants with account balances 2015-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2014 401k membership
Total participants, beginning-of-year 2014-01-01 249
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 198
Number of retired or separated participants receiving benefits 2014-01-01 27
Number of other retired or separated participants entitled to future benefits 2014-01-01 60
Total of all active and inactive participants 2014-01-01 285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 286
Number of participants with account balances 2014-01-01 279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 22
2013: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2013 401k membership
Total participants, beginning-of-year 2013-01-01 277
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 189
Number of retired or separated participants receiving benefits 2013-01-01 23
Number of other retired or separated participants entitled to future benefits 2013-01-01 37
Total of all active and inactive participants 2013-01-01 249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 249
Number of participants with account balances 2013-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 206
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 162
Number of retired or separated participants receiving benefits 2012-01-01 24
Number of other retired or separated participants entitled to future benefits 2012-01-01 35
Total of all active and inactive participants 2012-01-01 221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 221
Number of participants with account balances 2012-01-01 221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 221
2011: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2011 401k membership
Total participants, beginning-of-year 2011-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 132
Number of retired or separated participants receiving benefits 2011-01-01 26
Number of other retired or separated participants entitled to future benefits 2011-01-01 31
Total of all active and inactive participants 2011-01-01 189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 189
Number of participants with account balances 2011-01-01 189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 5
2010: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2010 401k membership
Total participants, beginning-of-year 2010-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 117
Number of retired or separated participants receiving benefits 2010-01-01 40
Number of other retired or separated participants entitled to future benefits 2010-01-01 31
Total of all active and inactive participants 2010-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 188
Number of participants with account balances 2010-01-01 191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 9
2009: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 224
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 125
Number of retired or separated participants receiving benefits 2009-01-01 49
Number of other retired or separated participants entitled to future benefits 2009-01-01 42
Total of all active and inactive participants 2009-01-01 216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 216
Number of participants with account balances 2009-01-01 216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 22

Measure	Date	Value
2016: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2016 401k membership
Total participants, beginning-of-year	2016-01-01	278
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	171
Number of retired or separated participants receiving benefits	2016-01-01	38
Number of other retired or separated participants entitled to future benefits	2016-01-01	64
Total of all active and inactive participants	2016-01-01	273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	274
Number of participants with account balances	2016-01-01	273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	26
2015: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2015 401k membership
Total participants, beginning-of-year	2015-01-01	315
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	190
Number of retired or separated participants receiving benefits	2015-01-01	26
Number of other retired or separated participants entitled to future benefits	2015-01-01	47
Total of all active and inactive participants	2015-01-01	263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	263
Number of participants with account balances	2015-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2014 401k membership
Total participants, beginning-of-year	2014-01-01	249
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	198
Number of retired or separated participants receiving benefits	2014-01-01	27
Number of other retired or separated participants entitled to future benefits	2014-01-01	60
Total of all active and inactive participants	2014-01-01	285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	286
Number of participants with account balances	2014-01-01	279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	22
2013: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2013 401k membership
Total participants, beginning-of-year	2013-01-01	277
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	189
Number of retired or separated participants receiving benefits	2013-01-01	23
Number of other retired or separated participants entitled to future benefits	2013-01-01	37
Total of all active and inactive participants	2013-01-01	249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	249
Number of participants with account balances	2013-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	206
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	162
Number of retired or separated participants receiving benefits	2012-01-01	24
Number of other retired or separated participants entitled to future benefits	2012-01-01	35
Total of all active and inactive participants	2012-01-01	221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	221
Number of participants with account balances	2012-01-01	221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	221
2011: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2011 401k membership
Total participants, beginning-of-year	2011-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	132
Number of retired or separated participants receiving benefits	2011-01-01	26
Number of other retired or separated participants entitled to future benefits	2011-01-01	31
Total of all active and inactive participants	2011-01-01	189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	189
Number of participants with account balances	2011-01-01	189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	5
2010: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2010 401k membership
Total participants, beginning-of-year	2010-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	117
Number of retired or separated participants receiving benefits	2010-01-01	40
Number of other retired or separated participants entitled to future benefits	2010-01-01	31
Total of all active and inactive participants	2010-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	188
Number of participants with account balances	2010-01-01	191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	9
2009: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	224
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	125
Number of retired or separated participants receiving benefits	2009-01-01	49
Number of other retired or separated participants entitled to future benefits	2009-01-01	42
Total of all active and inactive participants	2009-01-01	216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	216
Number of participants with account balances	2009-01-01	216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	22

Financial Data on EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC.

Measure	Date	Value
2016 : EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$-1,217,104
Total unrealized appreciation/depreciation of assets	2016-12-31	$-1,217,104
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$4,755,401
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$3,290,189
Expenses. Interest paid	2016-12-31	$85,848
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$85,848
Total income from all sources (including contributions)	2016-12-31	$-211,210
Total of all expenses incurred	2016-12-31	$2,471,060
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,385,212
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,005,848
Value of total assets at end of year	2016-12-31	$25,880,400
Value of total assets at beginning of year	2016-12-31	$27,097,458
Total interest from all sources	2016-12-31	$46
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$1,815,709
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Participant contributions at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$4,749,810
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$3,284,598
Liabilities. Value of operating payables at end of year	2016-12-31	$5,591
Liabilities. Value of operating payables at beginning of year	2016-12-31	$5,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-2,682,270
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$21,124,999
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$23,807,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$70
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$24
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$24
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$46
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$25,874,738
Assets. Invements in employer securities at beginning of year	2016-12-31	$27,091,842
Contributions received in cash from employer	2016-12-31	$1,005,848
Employer contributions (assets) at end of year	2016-12-31	$5,592
Employer contributions (assets) at beginning of year	2016-12-31	$5,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,385,212
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	RSM US LLP
Accountancy firm EIN	2016-12-31	420714325
2015 : EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$3,516,079
Total unrealized appreciation/depreciation of assets	2015-12-31	$3,516,079
Total transfer of assets from this plan	2015-12-31	$11,913,380
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$3,290,189
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$2,977,913
Total income from all sources (including contributions)	2015-12-31	$4,910,351
Total of all expenses incurred	2015-12-31	$1,854,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,779,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,394,047
Value of total assets at end of year	2015-12-31	$27,097,458
Value of total assets at beginning of year	2015-12-31	$35,642,868
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$75,182
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$249
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$249
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$1,779,475
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at beginning of year	2015-12-31	$395,586
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$3,565
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$3,284,598
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$2,882,437
Other income not declared elsewhere	2015-12-31	$-1,049
Liabilities. Value of operating payables at end of year	2015-12-31	$5,591
Liabilities. Value of operating payables at beginning of year	2015-12-31	$95,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,055,694
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$23,807,269
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$32,664,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$10,866,808
Value of interest in common/collective trusts at beginning of year	2015-12-31	$646,396
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$24
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$61,477
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$61,477
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$1,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$27,091,842
Assets. Invements in employer securities at beginning of year	2015-12-31	$23,575,763
Contributions received in cash from employer	2015-12-31	$1,394,047
Employer contributions (assets) at end of year	2015-12-31	$5,592
Employer contributions (assets) at beginning of year	2015-12-31	$93,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,779,475
Contract administrator fees	2015-12-31	$75,182
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	RSM US LLP
Accountancy firm EIN	2015-12-31	420714325
2014 : EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-9,691,757
Total unrealized appreciation/depreciation of assets	2014-12-31	$-9,691,757
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$2,977,913
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,410,288
Expenses. Interest paid	2014-12-31	$44,844
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$44,844
Total income from all sources (including contributions)	2014-12-31	$-5,918,894
Total of all expenses incurred	2014-12-31	$3,691,911
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,601,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,160,847
Value of total assets at end of year	2014-12-31	$35,642,868
Value of total assets at beginning of year	2014-12-31	$43,686,048
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$45,304
Total interest from all sources	2014-12-31	$14,726
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$658,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$658,347
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$2,636,212
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,420,739
Participant contributions at end of year	2014-12-31	$395,586
Participant contributions at beginning of year	2014-12-31	$352,008
Participant contributions at end of year	2014-12-31	$3,565
Participant contributions at beginning of year	2014-12-31	$33,010
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$607,251
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$73,857
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$2,882,437
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$1,334,225
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$0
Liabilities. Value of operating payables at end of year	2014-12-31	$95,476
Liabilities. Value of operating payables at beginning of year	2014-12-31	$76,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-9,610,805
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$32,664,955
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$42,275,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$10,866,808
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$9,354,841
Interest on participant loans	2014-12-31	$14,726
Value of interest in common/collective trusts at end of year	2014-12-31	$646,396
Value of interest in common/collective trusts at beginning of year	2014-12-31	$596,990
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$61,477
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$7,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$7,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-71,792
Net investment gain or loss from common/collective trusts	2014-12-31	$10,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$23,575,763
Assets. Invements in employer securities at beginning of year	2014-12-31	$33,267,520
Contributions received in cash from employer	2014-12-31	$1,132,857
Employer contributions (assets) at end of year	2014-12-31	$93,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,601,763
Contract administrator fees	2014-12-31	$45,304
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCGLADREY LLP
Accountancy firm EIN	2014-12-31	420714325
2013 : EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$4,057,015
Total unrealized appreciation/depreciation of assets	2013-12-31	$4,057,015
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,410,288
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,075,714
Expenses. Interest paid	2013-12-31	$40,257
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$40,257
Total income from all sources (including contributions)	2013-12-31	$9,681,054
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$3,949,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,909,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,025,971
Value of total assets at end of year	2013-12-31	$43,686,048
Value of total assets at beginning of year	2013-12-31	$37,620,301
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$14,102
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$265,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$265,440
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$2,313,723
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,285,492
Participant contributions at end of year	2013-12-31	$352,008
Participant contributions at beginning of year	2013-12-31	$342,031
Participant contributions at end of year	2013-12-31	$33,010
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$940,222
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$73,857
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$3,837
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$1,334,225
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$1,073,509
Other income not declared elsewhere	2013-12-31	$305,880
Liabilities. Value of operating payables at end of year	2013-12-31	$76,063
Liabilities. Value of operating payables at beginning of year	2013-12-31	$2,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,731,173
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$42,275,760
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$36,544,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$9,354,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,660,780
Interest on participant loans	2013-12-31	$14,102
Value of interest in common/collective trusts at end of year	2013-12-31	$596,990
Value of interest in common/collective trusts at beginning of year	2013-12-31	$6,396,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$7,822
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$6,800
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$6,800
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$34,622
Net investment gain or loss from common/collective trusts	2013-12-31	$978,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$33,267,520
Assets. Invements in employer securities at beginning of year	2013-12-31	$29,210,505
Contributions received in cash from employer	2013-12-31	$1,800,257
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,909,624
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$7,843,562
Total unrealized appreciation/depreciation of assets	2012-12-31	$7,843,562
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,075,714
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,340,520
Expenses. Interest paid	2012-12-31	$50,187
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$50,187
Total income from all sources (including contributions)	2012-12-31	$11,390,195
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,734,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,683,854
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,487,122
Value of total assets at end of year	2012-12-31	$37,620,301
Value of total assets at beginning of year	2012-12-31	$28,228,953
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$0
Total interest from all sources	2012-12-31	$7,676
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$25,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$25,134
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$1,244,204
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,043,184
Participant contributions at end of year	2012-12-31	$342,031
Participant contributions at beginning of year	2012-12-31	$133,343
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$95,346
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$3,837
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$712
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$1,073,509
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$1,338,315
Other income not declared elsewhere	2012-12-31	$211,866
Liabilities. Value of operating payables at end of year	2012-12-31	$2,205
Liabilities. Value of operating payables at beginning of year	2012-12-31	$2,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,656,154
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$36,544,587
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$26,888,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,660,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,334,964
Interest on participant loans	2012-12-31	$7,676
Value of interest in common/collective trusts at end of year	2012-12-31	$6,396,348
Value of interest in common/collective trusts at beginning of year	2012-12-31	$5,387,456
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$6,800
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$5,534
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$5,534
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$330,323
Net investment gain or loss from common/collective trusts	2012-12-31	$484,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$29,210,505
Assets. Invements in employer securities at beginning of year	2012-12-31	$21,366,944
Contributions received in cash from employer	2012-12-31	$1,348,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,683,854
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$811,403
Total unrealized appreciation/depreciation of assets	2011-12-31	$811,403
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,340,520
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,300,327
Expenses. Interest paid	2011-12-31	$66,223
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$66,223
Total income from all sources (including contributions)	2011-12-31	$3,164,909
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,619,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,553,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,149,769
Value of total assets at end of year	2011-12-31	$28,228,953
Value of total assets at beginning of year	2011-12-31	$26,643,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$0
Total interest from all sources	2011-12-31	$5,577
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$28,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$28,968
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$1,385,167
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$941,424
Participant contributions at end of year	2011-12-31	$133,343
Participant contributions at beginning of year	2011-12-31	$103,985
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$712
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$1,075
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$1,338,315
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$1,298,122
Other income not declared elsewhere	2011-12-31	$202,851
Liabilities. Value of operating payables at end of year	2011-12-31	$2,205
Liabilities. Value of operating payables at beginning of year	2011-12-31	$2,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,545,164
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$26,888,433
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$25,343,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,334,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,561,779
Interest on participant loans	2011-12-31	$5,577
Value of interest in common/collective trusts at end of year	2011-12-31	$5,387,456
Value of interest in common/collective trusts at beginning of year	2011-12-31	$415,686
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$5,534
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$5,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$5,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$219,547
Net investment gain or loss from common/collective trusts	2011-12-31	$-253,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$21,366,944
Assets. Invements in employer securities at beginning of year	2011-12-31	$20,555,541
Contributions received in cash from employer	2011-12-31	$1,208,345
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,553,522
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCGLADREY LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$1,803,118
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,803,118
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,300,327
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$633,205
Expenses. Interest paid	2010-12-31	$37,566
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$37,566
Total income from all sources (including contributions)	2010-12-31	$4,421,548
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,275,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,233,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,078,971
Value of total assets at end of year	2010-12-31	$26,643,596
Value of total assets at beginning of year	2010-12-31	$23,830,605
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,918
Total interest from all sources	2010-12-31	$4,045
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$108,395
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$1,802,218
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$816,597
Participant contributions at end of year	2010-12-31	$103,985
Participant contributions at beginning of year	2010-12-31	$79,961
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$89,242
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$1,075
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$2,310
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$1,298,122
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$631,000
Other income not declared elsewhere	2010-12-31	$1,056
Administrative expenses (other) incurred	2010-12-31	$4,918
Liabilities. Value of operating payables at end of year	2010-12-31	$2,205
Liabilities. Value of operating payables at beginning of year	2010-12-31	$2,205
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,145,869
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$25,343,269
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$23,197,400
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,561,779
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,575,783
Interest on participant loans	2010-12-31	$4,045
Value of interest in common/collective trusts at end of year	2010-12-31	$415,686
Value of interest in common/collective trusts at beginning of year	2010-12-31	$410,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$5,530
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$9,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$9,974
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$385,297
Net investment gain or loss from common/collective trusts	2010-12-31	$40,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$20,555,541
Assets. Invements in employer securities at beginning of year	2010-12-31	$18,752,423
Contributions received in cash from employer	2010-12-31	$1,173,132
Income. Dividends from common stock	2010-12-31	$108,395
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,233,195
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	REEVES EVANS MCBRIDE & ZHANG LLP
Accountancy firm EIN	2010-12-31	880381947
2009 : EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$1,574,519

Form 5500 Responses for EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC.

2016: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: EMPLOYEE SAVINGS AND STOCK OWNERSHIP PLAN AND TRUST OF CALTROL, INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	CALTROL, INC.
Employer identification number (EIN):	953926313
NAIC Classification:	423700

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	2835414