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ATKINSON-BAKER, INC. 401K PLAN 401k Plan overview

Plan NameATKINSON-BAKER, INC. 401K PLAN
Plan identification number 001

ATKINSON-BAKER, INC. 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ATKINSON-BAKER, INC. has sponsored the creation of one or more 401k plans.

Company Name:ATKINSON-BAKER, INC.
Employer identification number (EIN):954189037
NAIC Classification:561490

Additional information about ATKINSON-BAKER, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1988-11-07
Company Identification Number: C1449253
Legal Registered Office Address: 2418 Honolulu Ave Ste J

Glendale
United States of America (USA)
91203

More information about ATKINSON-BAKER, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATKINSON-BAKER, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01SHEILA BAKER
0012016-01-01SHEILA BAKER
0012015-01-01SHEILA BAKER
0012014-01-01SHEILA BAKER
0012013-01-01CRAIG WRIGHT
0012012-01-01CRAIG WRIGHT
0012011-01-01CRAIG WRIGHT
0012009-01-01CRAIG WRIGHT

Plan Statistics for ATKINSON-BAKER, INC. 401K PLAN

401k plan membership statisitcs for ATKINSON-BAKER, INC. 401K PLAN

Measure Date Value
2021: ATKINSON-BAKER, INC. 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01241
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: ATKINSON-BAKER, INC. 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01195
Total number of active participants reported on line 7a of the Form 55002020-01-01123
Number of retired or separated participants receiving benefits2020-01-017
Number of other retired or separated participants entitled to future benefits2020-01-01111
Total of all active and inactive participants2020-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01241
Number of participants with account balances2020-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0119
2019: ATKINSON-BAKER, INC. 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01192
Total number of active participants reported on line 7a of the Form 55002019-01-01150
Number of retired or separated participants receiving benefits2019-01-0113
Number of other retired or separated participants entitled to future benefits2019-01-0144
Total of all active and inactive participants2019-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01207
Number of participants with account balances2019-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0117
2018: ATKINSON-BAKER, INC. 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01194
Total number of active participants reported on line 7a of the Form 55002018-01-01138
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0144
Total of all active and inactive participants2018-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01184
Number of participants with account balances2018-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0128
2017: ATKINSON-BAKER, INC. 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01188
Total number of active participants reported on line 7a of the Form 55002017-01-01152
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0140
Total of all active and inactive participants2017-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01193
Number of participants with account balances2017-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0127
2016: ATKINSON-BAKER, INC. 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01187
Total number of active participants reported on line 7a of the Form 55002016-01-01158
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0127
Total of all active and inactive participants2016-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01189
Number of participants with account balances2016-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: ATKINSON-BAKER, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01178
Total number of active participants reported on line 7a of the Form 55002015-01-01150
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0130
Total of all active and inactive participants2015-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01181
Number of participants with account balances2015-01-01162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0121
2014: ATKINSON-BAKER, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01171
Total number of active participants reported on line 7a of the Form 55002014-01-01155
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0114
Total of all active and inactive participants2014-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01170
Number of participants with account balances2014-01-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: ATKINSON-BAKER, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01169
Total number of active participants reported on line 7a of the Form 55002013-01-01148
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0113
Total of all active and inactive participants2013-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01162
Number of participants with account balances2013-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0116
2012: ATKINSON-BAKER, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01173
Total number of active participants reported on line 7a of the Form 55002012-01-01162
Number of retired or separated participants receiving benefits2012-01-0115
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-01183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01183
Number of participants with account balances2012-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: ATKINSON-BAKER, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01166
Total number of active participants reported on line 7a of the Form 55002011-01-01161
Number of retired or separated participants receiving benefits2011-01-0115
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01186
Number of participants with account balances2011-01-01153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0119
2009: ATKINSON-BAKER, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01166
Total number of active participants reported on line 7a of the Form 55002009-01-01149
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01160
Number of participants with account balances2009-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on ATKINSON-BAKER, INC. 401K PLAN

Measure Date Value
2021 : ATKINSON-BAKER, INC. 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-25$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-25$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-25$0
Total income from all sources (including contributions)2021-06-25$514,746
Total loss/gain on sale of assets2021-06-25$0
Total of all expenses incurred2021-06-25$4,159,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-25$4,136,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-25$62,378
Value of total assets at end of year2021-06-25$0
Value of total assets at beginning of year2021-06-25$3,644,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-25$23,069
Total interest from all sources2021-06-25$232
Total dividends received (eg from common stock, registered investment company shares)2021-06-25$177,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-25Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-06-25$0
Total dividends received from registered investment company shares (eg mutual funds)2021-06-25$177,736
Was this plan covered by a fidelity bond2021-06-25Yes
Value of fidelity bond cover2021-06-25$500,000
If this is an individual account plan, was there a blackout period2021-06-25No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-25$0
Were there any nonexempt tranactions with any party-in-interest2021-06-25No
Contributions received from participants2021-06-25$48,052
Participant contributions at end of year2021-06-25$0
Participant contributions at beginning of year2021-06-25$61,507
Administrative expenses (other) incurred2021-06-25$23,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-25No
Value of net income/loss2021-06-25$-3,644,444
Value of net assets at end of year (total assets less liabilities)2021-06-25$0
Value of net assets at beginning of year (total assets less liabilities)2021-06-25$3,644,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-25No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-25No
Were any leases to which the plan was party in default or uncollectible2021-06-25No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-25$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-25$3,451,098
Interest on participant loans2021-06-25$232
Value of interest in common/collective trusts at end of year2021-06-25$0
Value of interest in common/collective trusts at beginning of year2021-06-25$131,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-25$273,768
Net investment gain or loss from common/collective trusts2021-06-25$632
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-25No
Was there a failure to transmit to the plan any participant contributions2021-06-25No
Has the plan failed to provide any benefit when due under the plan2021-06-25No
Contributions received in cash from employer2021-06-25$14,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-25$4,136,121
Did the plan have assets held for investment2021-06-25No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-25No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-25Yes
Opinion of an independent qualified public accountant for this plan2021-06-25Disclaimer
Accountancy firm name2021-06-25STEIN & COMPANY, LLP
Accountancy firm EIN2021-06-25274547704
2020 : ATKINSON-BAKER, INC. 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$832,886
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$164,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$140,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$323,036
Value of total assets at end of year2020-12-31$3,644,444
Value of total assets at beginning of year2020-12-31$2,975,679
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$23,875
Total interest from all sources2020-12-31$2,827
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$87,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$87,701
Administrative expenses professional fees incurred2020-12-31$8,375
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$246,167
Participant contributions at end of year2020-12-31$61,507
Participant contributions at beginning of year2020-12-31$97,724
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Administrative expenses (other) incurred2020-12-31$15,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$668,765
Value of net assets at end of year (total assets less liabilities)2020-12-31$3,644,444
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,975,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,451,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,752,304
Interest on participant loans2020-12-31$2,827
Value of interest in common/collective trusts at end of year2020-12-31$131,839
Value of interest in common/collective trusts at beginning of year2020-12-31$125,651
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$416,928
Net investment gain or loss from common/collective trusts2020-12-31$2,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$76,869
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$140,246
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KBL, LLP
Accountancy firm EIN2020-12-31030525474
2019 : ATKINSON-BAKER, INC. 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$911,815
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$565,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$552,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$341,566
Value of total assets at end of year2019-12-31$2,975,679
Value of total assets at beginning of year2019-12-31$2,628,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$13,054
Total interest from all sources2019-12-31$4,765
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$60,916
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$60,916
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$263,242
Participant contributions at end of year2019-12-31$97,724
Participant contributions at beginning of year2019-12-31$113,599
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$520
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Administrative expenses (other) incurred2019-12-31$13,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$346,705
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,975,679
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,628,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,752,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,410,985
Interest on participant loans2019-12-31$4,765
Value of interest in common/collective trusts at end of year2019-12-31$125,651
Value of interest in common/collective trusts at beginning of year2019-12-31$103,766
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$501,192
Net investment gain or loss from common/collective trusts2019-12-31$3,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$78,324
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$552,056
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KBL, LLP
Accountancy firm EIN2019-12-31030525474
2018 : ATKINSON-BAKER, INC. 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$181,914
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$214,560
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$196,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$334,236
Value of total assets at end of year2018-12-31$2,628,974
Value of total assets at beginning of year2018-12-31$2,661,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$18,149
Total interest from all sources2018-12-31$5,330
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$63,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$63,580
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$254,349
Participant contributions at end of year2018-12-31$113,599
Participant contributions at beginning of year2018-12-31$103,343
Participant contributions at end of year2018-12-31$520
Participant contributions at beginning of year2018-12-31$0
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$14,552
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-32,646
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,628,974
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,661,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$3,597
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,410,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,447,222
Interest on participant loans2018-12-31$5,330
Value of interest in common/collective trusts at end of year2018-12-31$103,766
Value of interest in common/collective trusts at beginning of year2018-12-31$111,055
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-223,271
Net investment gain or loss from common/collective trusts2018-12-31$2,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$79,887
Employer contributions (assets) at end of year2018-12-31$104
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$196,411
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : ATKINSON-BAKER, INC. 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$710,382
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$358,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$340,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$323,766
Value of total assets at end of year2017-12-31$2,661,620
Value of total assets at beginning of year2017-12-31$2,309,423
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$17,671
Total interest from all sources2017-12-31$4,503
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$47,911
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$47,911
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$239,886
Participant contributions at end of year2017-12-31$103,343
Participant contributions at beginning of year2017-12-31$102,491
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$8,159
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$148
Administrative expenses (other) incurred2017-12-31$12,768
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$352,197
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,661,620
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,309,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$4,903
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,447,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,027,222
Interest on participant loans2017-12-31$4,503
Value of interest in common/collective trusts at end of year2017-12-31$111,055
Value of interest in common/collective trusts at beginning of year2017-12-31$168,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$332,108
Net investment gain or loss from common/collective trusts2017-12-31$2,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$83,880
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$3,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$340,514
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2017-12-31952556670
2016 : ATKINSON-BAKER, INC. 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$465,650
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$221,501
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$204,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$291,514
Value of total assets at end of year2016-12-31$2,309,423
Value of total assets at beginning of year2016-12-31$2,065,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,934
Total interest from all sources2016-12-31$3,020
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$46,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$46,804
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$214,205
Participant contributions at end of year2016-12-31$102,491
Participant contributions at beginning of year2016-12-31$83,017
Participant contributions at end of year2016-12-31$8,159
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,739
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$148
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$12,184
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$244,149
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,309,423
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,065,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$4,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,027,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,800,226
Interest on participant loans2016-12-31$3,020
Value of interest in common/collective trusts at end of year2016-12-31$168,345
Value of interest in common/collective trusts at beginning of year2016-12-31$182,031
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$121,607
Net investment gain or loss from common/collective trusts2016-12-31$2,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$72,570
Employer contributions (assets) at end of year2016-12-31$3,058
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$204,567
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2016-12-31952556670
2015 : ATKINSON-BAKER, INC. 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$272,176
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$589,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$575,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$271,450
Value of total assets at end of year2015-12-31$2,065,274
Value of total assets at beginning of year2015-12-31$2,382,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,107
Total interest from all sources2015-12-31$3,511
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$59,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$59,359
Administrative expenses professional fees incurred2015-12-31$3,724
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$214,455
Participant contributions at end of year2015-12-31$83,017
Participant contributions at beginning of year2015-12-31$93,997
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$291,510
Administrative expenses (other) incurred2015-12-31$10,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-317,715
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,065,274
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,382,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,800,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,791,019
Interest on participant loans2015-12-31$3,511
Value of interest in common/collective trusts at end of year2015-12-31$182,031
Value of interest in common/collective trusts at beginning of year2015-12-31$195,668
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-64,456
Net investment gain or loss from common/collective trusts2015-12-31$2,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$56,995
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$10,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$575,784
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2015-12-31952556670
2014 : ATKINSON-BAKER, INC. 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$493,610
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$189,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$169,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$308,778
Value of total assets at end of year2014-12-31$2,382,989
Value of total assets at beginning of year2014-12-31$2,078,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,625
Total interest from all sources2014-12-31$3,755
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$81,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$81,420
Administrative expenses professional fees incurred2014-12-31$6,925
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$235,732
Participant contributions at end of year2014-12-31$93,997
Participant contributions at beginning of year2014-12-31$102,905
Assets. Other investments not covered elsewhere at end of year2014-12-31$291,510
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$279,902
Administrative expenses (other) incurred2014-12-31$12,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$304,314
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,382,989
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,078,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,791,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,440,800
Interest on participant loans2014-12-31$3,755
Value of interest in common/collective trusts at end of year2014-12-31$195,668
Value of interest in common/collective trusts at beginning of year2014-12-31$255,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$97,363
Net investment gain or loss from common/collective trusts2014-12-31$2,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$73,046
Employer contributions (assets) at end of year2014-12-31$10,795
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$169,671
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2014-12-31952556670
2013 : ATKINSON-BAKER, INC. 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$524,007
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$79,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$68,987
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$289,851
Value of total assets at end of year2013-12-31$2,078,675
Value of total assets at beginning of year2013-12-31$1,634,175
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,520
Total interest from all sources2013-12-31$4,299
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$11,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$11,972
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$225,125
Participant contributions at end of year2013-12-31$102,905
Participant contributions at beginning of year2013-12-31$83,025
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$279,902
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$10,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$444,500
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,078,675
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,634,175
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,440,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,547,501
Interest on participant loans2013-12-31$4,196
Value of interest in common/collective trusts at end of year2013-12-31$255,068
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,649
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$215,086
Net investment gain or loss from common/collective trusts2013-12-31$2,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$64,726
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$68,987
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2013-12-31952556670
2012 : ATKINSON-BAKER, INC. 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$418,990
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$94,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$82,930
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$279,933
Value of total assets at end of year2012-12-31$1,634,175
Value of total assets at beginning of year2012-12-31$1,309,668
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$11,553
Total interest from all sources2012-12-31$3,103
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$38,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$38,998
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$215,174
Participant contributions at end of year2012-12-31$83,025
Participant contributions at beginning of year2012-12-31$66,403
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$11,553
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$324,507
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,634,175
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,309,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,547,501
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,239,786
Interest on participant loans2012-12-31$3,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,649
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,479
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,479
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$96,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$64,759
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$82,930
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2012-12-31952556670
2011 : ATKINSON-BAKER, INC. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$267,206
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$92,842
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$84,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$256,794
Value of total assets at end of year2011-12-31$1,309,668
Value of total assets at beginning of year2011-12-31$1,135,304
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,817
Total interest from all sources2011-12-31$1,895
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$25,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$25,382
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$192,688
Participant contributions at end of year2011-12-31$66,403
Participant contributions at beginning of year2011-12-31$43,312
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,717
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$8,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$174,364
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,309,668
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,135,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,239,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$832,958
Interest on participant loans2011-12-31$1,770
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,479
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$259,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$259,034
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$125
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-16,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$60,389
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$84,025
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2011-12-31952556670
2010 : ATKINSON-BAKER, INC. 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$332,828
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$62,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$54,539
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$246,896
Value of total assets at end of year2010-12-31$1,135,304
Value of total assets at beginning of year2010-12-31$865,287
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,272
Total interest from all sources2010-12-31$2,608
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$19,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$19,499
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$75,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$189,269
Participant contributions at end of year2010-12-31$43,312
Participant contributions at beginning of year2010-12-31$42,993
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$234
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1
Administrative expenses (other) incurred2010-12-31$8,272
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$270,017
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,135,304
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$865,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$832,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$472,280
Interest on participant loans2010-12-31$2,457
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$259,034
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$349,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$349,663
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$151
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$63,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$57,627
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$54,539
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2010-12-31952556670
2009 : ATKINSON-BAKER, INC. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ATKINSON-BAKER, INC. 401K PLAN

2021: ATKINSON-BAKER, INC. 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ATKINSON-BAKER, INC. 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ATKINSON-BAKER, INC. 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ATKINSON-BAKER, INC. 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ATKINSON-BAKER, INC. 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ATKINSON-BAKER, INC. 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ATKINSON-BAKER, INC. 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ATKINSON-BAKER, INC. 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ATKINSON-BAKER, INC. 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ATKINSON-BAKER, INC. 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ATKINSON-BAKER, INC. 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ATKINSON-BAKER, INC. 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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