401k Plan data: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN plan

OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN
Plan identification number	001

OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OPTICAL COMMUNICATIONS PRODUCTS, INC. has sponsored the creation of one or more 401k plans.

Company Name: OPTICAL COMMUNICATIONS PRODUCTS, INC.

Employer identification number (EIN): 954344224

NAIC Classification: 334410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 TRINA LONG
001 2017-01-01 TRINA LONG
001 2016-01-01 TRINA LONG
001 2015-01-01 TRINA LONG
001 2014-01-01 TRINA LONG
001 2013-01-01 SHIRLEY YIN
001 2012-01-01 SHIRLEY YIN
001 2011-01-01 SHIRLEY YIN
001 2009-01-01 SHIRLEY YIN

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	TRINA LONG
001	2017-01-01	TRINA LONG
001	2016-01-01	TRINA LONG
001	2015-01-01	TRINA LONG
001	2014-01-01	TRINA LONG
001	2013-01-01	SHIRLEY YIN
001	2012-01-01	SHIRLEY YIN
001	2011-01-01	SHIRLEY YIN
001	2009-01-01	SHIRLEY YIN

Plan Statistics for OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN

401k plan membership statisitcs for OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN

Measure Date Value
2017: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 152
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 166
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 147
Total of all active and inactive participants 2016-01-01 147
Total participants 2016-01-01 147
Number of participants with account balances 2016-01-01 152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 252
Number of other retired or separated participants entitled to future benefits 2015-01-01 166
Total of all active and inactive participants 2015-01-01 166
Total participants 2015-01-01 166
Number of participants with account balances 2015-01-01 166
2014: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 393
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 252
Total of all active and inactive participants 2014-01-01 252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 252
Number of participants with account balances 2014-01-01 252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 444
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 393
Total of all active and inactive participants 2013-01-01 393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 393
Number of participants with account balances 2013-01-01 393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 303
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 444
Total of all active and inactive participants 2012-01-01 444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 444
Number of participants with account balances 2012-01-01 444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 320
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 303
Total of all active and inactive participants 2011-01-01 303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 303
Number of participants with account balances 2011-01-01 303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 343
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 14
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 296
Total of all active and inactive participants 2009-01-01 310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 310
Number of participants with account balances 2009-01-01 308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2017: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	152
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	166
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	147
Total of all active and inactive participants	2016-01-01	147
Total participants	2016-01-01	147
Number of participants with account balances	2016-01-01	152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	252
Number of other retired or separated participants entitled to future benefits	2015-01-01	166
Total of all active and inactive participants	2015-01-01	166
Total participants	2015-01-01	166
Number of participants with account balances	2015-01-01	166
2014: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	393
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	252
Total of all active and inactive participants	2014-01-01	252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	252
Number of participants with account balances	2014-01-01	252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	444
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	393
Total of all active and inactive participants	2013-01-01	393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	393
Number of participants with account balances	2013-01-01	393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	303
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	444
Total of all active and inactive participants	2012-01-01	444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	444
Number of participants with account balances	2012-01-01	444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	320
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	303
Total of all active and inactive participants	2011-01-01	303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	303
Number of participants with account balances	2011-01-01	303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	343
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	14
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	296
Total of all active and inactive participants	2009-01-01	310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	310
Number of participants with account balances	2009-01-01	308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN

Measure	Date	Value
2017 : OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-08-16	$66,256
Total of all expenses incurred	2017-08-16	$1,166,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-08-16	$1,157,959
Value of total assets at end of year	2017-08-16	$0
Value of total assets at beginning of year	2017-08-16	$1,099,779
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-08-16	$8,076
Total interest from all sources	2017-08-16	$2,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-08-16	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-08-16	$0
Was this plan covered by a fidelity bond	2017-08-16	Yes
Value of fidelity bond cover	2017-08-16	$300,000
If this is an individual account plan, was there a blackout period	2017-08-16	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-08-16	$0
Were there any nonexempt tranactions with any party-in-interest	2017-08-16	No
Administrative expenses (other) incurred	2017-08-16	$8,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-08-16	No
Value of net income/loss	2017-08-16	$-1,099,779
Value of net assets at end of year (total assets less liabilities)	2017-08-16	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-08-16	$1,099,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-08-16	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-08-16	No
Were any leases to which the plan was party in default or uncollectible	2017-08-16	No
Value of interest in pooled separate accounts at beginning of year	2017-08-16	$662,351
Interest earned on other investments	2017-08-16	$2,488
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-08-16	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-08-16	$437,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-08-16	$2,489
Net investment gain/loss from pooled separate accounts	2017-08-16	$61,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-08-16	No
Was there a failure to transmit to the plan any participant contributions	2017-08-16	No
Has the plan failed to provide any benefit when due under the plan	2017-08-16	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-08-16	$1,157,959
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-08-16	No
Did the plan have assets held for investment	2017-08-16	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-08-16	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-08-16	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-08-16	Yes
Opinion of an independent qualified public accountant for this plan	2017-08-16	Disclaimer
Accountancy firm name	2017-08-16	JOHANSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2017-08-16	942702860
2016 : OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$26,547
Total of all expenses incurred	2016-12-31	$436,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$427,072
Value of total assets at end of year	2016-12-31	$1,099,779
Value of total assets at beginning of year	2016-12-31	$1,509,288
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$8,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$300,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Other income not declared elsewhere	2016-12-31	$5,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-409,509
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,099,779
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,509,288
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$662,351
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$969,693
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$437,428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$539,595
Net investment gain/loss from pooled separate accounts	2016-12-31	$20,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$427,072
Contract administrator fees	2016-12-31	$8,984
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	JOHANSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2016-12-31	942702860
2015 : OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$-46,589
Total of all expenses incurred	2015-12-31	$746,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$728,558
Value of total assets at end of year	2015-12-31	$1,509,288
Value of total assets at beginning of year	2015-12-31	$2,302,036
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$17,601
Total interest from all sources	2015-12-31	$96
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$6,867
Was this plan covered by a fidelity bond	2015-12-31	No
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Participant contributions at beginning of year	2015-12-31	$5,657
Other income not declared elsewhere	2015-12-31	$13,922
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-792,748
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,509,288
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,302,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$10,734
Value of interest in pooled separate accounts at end of year	2015-12-31	$969,693
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,174,688
Interest on participant loans	2015-12-31	$96
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$539,595
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,121,691
Net investment gain/loss from pooled separate accounts	2015-12-31	$-60,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$728,558
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JOHNSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2015-12-31	942702860
2014 : OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$149,967
Total of all expenses incurred	2014-12-31	$3,510,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,486,985
Value of total assets at end of year	2014-12-31	$2,302,036
Value of total assets at beginning of year	2014-12-31	$5,662,748
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$23,694
Total interest from all sources	2014-12-31	$318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$7,150
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Participant contributions at end of year	2014-12-31	$5,657
Participant contributions at beginning of year	2014-12-31	$9,141
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$26,521
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-3,360,712
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,302,036
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$5,662,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$16,544
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,174,688
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$3,198,413
Interest on participant loans	2014-12-31	$318
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$146
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,121,691
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,455,048
Net investment gain/loss from pooled separate accounts	2014-12-31	$123,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,486,985
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JOHNSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2014-12-31	942702860
2013 : OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$646,471
Total of all expenses incurred	2013-12-31	$1,044,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$998,626
Expenses. Certain deemed distributions of participant loans	2013-12-31	$17,914
Value of total assets at end of year	2013-12-31	$5,662,748
Value of total assets at beginning of year	2013-12-31	$6,060,620
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$27,803
Total interest from all sources	2013-12-31	$463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$2,558
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Participant contributions at end of year	2013-12-31	$9,141
Participant contributions at beginning of year	2013-12-31	$30,393
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$44,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-397,872
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,662,748
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$6,060,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$25,245
Value of interest in pooled separate accounts at end of year	2013-12-31	$3,198,413
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$3,093,563
Interest on participant loans	2013-12-31	$463
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,455,048
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,936,664
Net investment gain/loss from pooled separate accounts	2013-12-31	$601,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$998,626
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	JOHNSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2013-12-31	942702860
2012 : OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$274,367
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$403,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$377,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$0
Value of total assets at end of year	2012-12-31	$6,060,620
Value of total assets at beginning of year	2012-12-31	$6,189,910
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$26,622
Total interest from all sources	2012-12-31	$1,860
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$600
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$30,393
Participant contributions at beginning of year	2012-12-31	$33,818
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$348,319
Other income not declared elsewhere	2012-12-31	$61,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-129,290
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$6,060,620
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,189,910
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$26,022
Value of interest in pooled separate accounts at end of year	2012-12-31	$3,093,563
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,614,645
Interest on participant loans	2012-12-31	$1,860
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,936,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,193,128
Net investment gain/loss from pooled separate accounts	2012-12-31	$211,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$377,035
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	JOHNSON & YAU ACCOUNTANCY CORP
Accountancy firm EIN	2012-12-31	942702860
2011 : OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$-89,523
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$422,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$395,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$0
Value of total assets at end of year	2011-12-31	$6,189,910
Value of total assets at beginning of year	2011-12-31	$6,701,455
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$26,283
Total interest from all sources	2011-12-31	$2,830
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$769
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Participant contributions at end of year	2011-12-31	$33,818
Participant contributions at beginning of year	2011-12-31	$43,319
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$348,319
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$348,319
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$79,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-511,545
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,189,910
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,701,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$25,514
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,614,645
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,393,849
Interest on participant loans	2011-12-31	$2,830
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$3,193,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,915,968
Net investment gain/loss from pooled separate accounts	2011-12-31	$-172,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$395,739
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	JOHANSON & YAU ACCOUNTANCY CORP
Accountancy firm EIN	2011-12-31	942702860
2010 : OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$103,724
Total income from all sources (including contributions)	2010-12-31	$585,196
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,191,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,155,462
Value of total corrective distributions	2010-12-31	$6,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$0
Value of total assets at end of year	2010-12-31	$6,701,455
Value of total assets at beginning of year	2010-12-31	$7,410,998
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$28,792
Total interest from all sources	2010-12-31	$3,101
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$1,556
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Participant contributions at end of year	2010-12-31	$43,319
Participant contributions at beginning of year	2010-12-31	$79,047
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$348,319
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$322,247
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$103,724
Other income not declared elsewhere	2010-12-31	$137,187
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-605,819
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,701,455
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,307,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$27,236
Value of interest in pooled separate accounts at end of year	2010-12-31	$3,393,849
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,137,547
Interest on participant loans	2010-12-31	$3,101
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$3,879
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$3,879
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,915,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$3,868,278
Net investment gain/loss from pooled separate accounts	2010-12-31	$444,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,155,462
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	JOHANSON & YAU ACCOUNTANCY CORP
Accountancy firm EIN	2010-12-31	942702860
2009 : OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN

2017: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: OPTICAL COMMUNICATIONS PRODUCTS, INC. 401K PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600368

Policy instance

Insurance contract or identification number	600368
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-08-16
Total amount of commissions paid to insurance broker	USD $2,713
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,713
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600368-000

Policy instance

Insurance contract or identification number	600368-000
Number of Individuals Covered	166
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $8,122
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,122
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600368-000

Policy instance

Insurance contract or identification number	600368-000
Number of Individuals Covered	252
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $14,680
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,680
Insurance broker organization code?	3
Insurance broker name	MICHAEL KLEINSMITH

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600368-000

Policy instance

Insurance contract or identification number	600368-000
Number of Individuals Covered	393
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $22,712
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $22,712
Insurance broker organization code?	3
Insurance broker name	MICHAEL KLEINSMITH

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600368-000

Policy instance

Insurance contract or identification number	600368-000
Number of Individuals Covered	444
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $23,648
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $23,648
Insurance broker organization code?	3
Insurance broker name	MICHAEL KLEINSMITH

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600368-000

Policy instance

Insurance contract or identification number	600368-000
Number of Individuals Covered	303
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $24,162
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600368-000

Policy instance

Insurance contract or identification number	600368-000
Number of Individuals Covered	320
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $27,209
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

OPTICAL COMMUNICATIONS CORPORATION 401K PLAN [EIN = 842120150]

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Company Name:	OPTICAL COMMUNICATIONS PRODUCTS, INC.
Employer identification number (EIN):	954344224
NAIC Classification:	334410