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ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 401k Plan overview

Plan NameELEVATOR EQUIPMENT CORPORATION 401(K) PLAN
Plan identification number 001

ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ELEVATOR EQUIPMENT CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ELEVATOR EQUIPMENT CORPORATION
Employer identification number (EIN):954421992
NAIC Classification:238900

Additional information about ELEVATOR EQUIPMENT CORPORATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1993-03-11
Company Identification Number: C1721610
Legal Registered Office Address: 4035 Goodwin Ave

Los Angeles
United States of America (USA)
90039

More information about ELEVATOR EQUIPMENT CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012018-01-01
0012017-01-01
0012016-01-01YVONNE NEVAREZ2017-10-13
0012015-01-01YVONNE NEVAREZ2016-10-13
0012014-01-01YVONNE NEVAREZ2015-10-12
0012013-01-01YVONNE NEVAREZ2014-10-13
0012012-01-01YVONNE NEVAREZ
0012011-01-01YVONNE NEVAREZ
0012009-01-01YVONNE NEVAREZ

Plan Statistics for ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN

401k plan membership statisitcs for ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN

Measure Date Value
2022: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01127
Total number of active participants reported on line 7a of the Form 55002022-01-01113
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0114
Total of all active and inactive participants2022-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01127
Number of participants with account balances2022-01-0148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01143
Total number of active participants reported on line 7a of the Form 55002021-01-01107
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0113
Total of all active and inactive participants2021-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01122
Number of participants with account balances2021-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01137
Total number of active participants reported on line 7a of the Form 55002020-01-01121
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0115
Total of all active and inactive participants2020-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01137
Number of participants with account balances2020-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01130
Total number of active participants reported on line 7a of the Form 55002019-01-01120
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0114
Total of all active and inactive participants2019-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01135
Number of participants with account balances2019-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01113
Total number of active participants reported on line 7a of the Form 55002018-01-01113
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0113
Total of all active and inactive participants2018-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01126
Number of participants with account balances2018-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01130
Total number of active participants reported on line 7a of the Form 55002017-01-01105
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0110
Total of all active and inactive participants2017-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01115
Number of participants with account balances2017-01-0156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2012: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01103
Total number of active participants reported on line 7a of the Form 55002012-01-0191
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0117
Total of all active and inactive participants2012-01-01108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01108
Number of participants with account balances2012-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0147
2011: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01106
Total number of active participants reported on line 7a of the Form 55002011-01-0189
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0189
Number of participants with account balances2011-01-0170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01100
Total number of active participants reported on line 7a of the Form 55002009-01-0199
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01100
Number of participants with account balances2009-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN

Measure Date Value
2022 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-280,594
Total of all expenses incurred2022-12-31$214,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$194,132
Expenses. Certain deemed distributions of participant loans2022-12-31$2,026
Value of total corrective distributions2022-12-31$8,610
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$57,518
Value of total assets at end of year2022-12-31$2,119,582
Value of total assets at beginning of year2022-12-31$2,614,597
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$9,653
Total interest from all sources2022-12-31$6,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$100,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$47,465
Participant contributions at end of year2022-12-31$65,041
Participant contributions at beginning of year2022-12-31$73,208
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$2,400
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$2,109
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$117
Administrative expenses (other) incurred2022-12-31$438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-495,015
Value of net assets at end of year (total assets less liabilities)2022-12-31$2,119,582
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$2,614,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$9,215
Value of interest in pooled separate accounts at end of year2022-12-31$1,673,099
Value of interest in pooled separate accounts at beginning of year2022-12-31$1,979,541
Interest on participant loans2022-12-31$3,307
Interest earned on other investments2022-12-31$3,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$379,333
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$559,306
Net investment gain/loss from pooled separate accounts2022-12-31$-344,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$10,053
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$25
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$194,132
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WITHUM SMITH + BROWN, PC
Accountancy firm EIN2022-12-31222027092
2021 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$362,267
Total of all expenses incurred2021-12-31$272,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$250,993
Value of total corrective distributions2021-12-31$9,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$165,367
Value of total assets at end of year2021-12-31$2,614,597
Value of total assets at beginning of year2021-12-31$2,524,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$11,822
Total interest from all sources2021-12-31$7,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$100,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$148,549
Participant contributions at end of year2021-12-31$73,208
Participant contributions at beginning of year2021-12-31$48,590
Participant contributions at end of year2021-12-31$2,400
Participant contributions at beginning of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$117
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$115
Administrative expenses (other) incurred2021-12-31$1,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$89,923
Value of net assets at end of year (total assets less liabilities)2021-12-31$2,614,597
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,524,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$10,521
Value of interest in pooled separate accounts at end of year2021-12-31$1,979,541
Value of interest in pooled separate accounts at beginning of year2021-12-31$1,860,478
Interest on participant loans2021-12-31$2,845
Interest earned on other investments2021-12-31$4,503
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$559,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$615,491
Net investment gain/loss from pooled separate accounts2021-12-31$189,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$16,818
Employer contributions (assets) at end of year2021-12-31$25
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$250,993
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WITHUM SMITH + BROWN, PC
Accountancy firm EIN2021-12-31222027092
2020 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$508,339
Total of all expenses incurred2020-12-31$87,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$68,760
Expenses. Certain deemed distributions of participant loans2020-12-31$3,572
Value of total corrective distributions2020-12-31$8,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$236,519
Value of total assets at end of year2020-12-31$2,524,674
Value of total assets at beginning of year2020-12-31$2,103,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,905
Total interest from all sources2020-12-31$8,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$100,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$155,074
Participant contributions at end of year2020-12-31$48,590
Participant contributions at beginning of year2020-12-31$74,506
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$63,463
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$115
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$266
Administrative expenses (other) incurred2020-12-31$893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$421,157
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,524,674
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,103,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$5,012
Value of interest in pooled separate accounts at end of year2020-12-31$1,860,478
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,607,973
Interest on participant loans2020-12-31$4,015
Interest earned on other investments2020-12-31$4,064
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$615,491
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$420,772
Net investment gain/loss from pooled separate accounts2020-12-31$263,741
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$17,982
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$68,760
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MARTINI PARTNERS, LLP
Accountancy firm EIN2020-12-31954508585
2019 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$449,679
Total income from all sources (including contributions)2019-12-31$449,679
Total of all expenses incurred2019-12-31$271,282
Total of all expenses incurred2019-12-31$271,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$258,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$258,869
Value of total corrective distributions2019-12-31$7,012
Value of total corrective distributions2019-12-31$7,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$164,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$164,666
Value of total assets at end of year2019-12-31$2,103,517
Value of total assets at end of year2019-12-31$2,103,517
Value of total assets at beginning of year2019-12-31$1,925,120
Value of total assets at beginning of year2019-12-31$1,925,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,401
Total interest from all sources2019-12-31$7,456
Total interest from all sources2019-12-31$7,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$100,000
Value of fidelity bond cover2019-12-31$100,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$146,219
Contributions received from participants2019-12-31$146,219
Participant contributions at end of year2019-12-31$74,506
Participant contributions at end of year2019-12-31$74,506
Participant contributions at beginning of year2019-12-31$34,066
Participant contributions at beginning of year2019-12-31$34,066
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$266
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$77
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$77
Administrative expenses (other) incurred2019-12-31$4,999
Administrative expenses (other) incurred2019-12-31$4,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$178,397
Value of net income/loss2019-12-31$178,397
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,103,517
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,103,517
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,925,120
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$1,925,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$402
Investment advisory and management fees2019-12-31$402
Value of interest in pooled separate accounts at end of year2019-12-31$1,607,973
Value of interest in pooled separate accounts at end of year2019-12-31$1,607,973
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,453,613
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,453,613
Interest on participant loans2019-12-31$3,537
Interest on participant loans2019-12-31$3,537
Interest earned on other investments2019-12-31$3,919
Interest earned on other investments2019-12-31$3,919
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$420,772
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$420,772
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$437,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$437,364
Net investment gain/loss from pooled separate accounts2019-12-31$277,557
Net investment gain/loss from pooled separate accounts2019-12-31$277,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$18,447
Contributions received in cash from employer2019-12-31$18,447
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$258,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$258,869
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MARTINI AKPOVI PARTNERS LLP
Accountancy firm name2019-12-31MARTINI AKPOVI PARTNERS LLP
Accountancy firm EIN2019-12-31954508585
Accountancy firm EIN2019-12-31954508585
2018 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$7,264
Total income from all sources (including contributions)2018-12-31$66,418
Total of all expenses incurred2018-12-31$44,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$30,048
Value of total corrective distributions2018-12-31$8,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$143,215
Value of total assets at end of year2018-12-31$1,929,444
Value of total assets at beginning of year2018-12-31$1,899,912
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,605
Total interest from all sources2018-12-31$4,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$100,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$124,774
Participant contributions at end of year2018-12-31$34,066
Participant contributions at beginning of year2018-12-31$44,934
Participant contributions at end of year2018-12-31$3,419
Participant contributions at beginning of year2018-12-31$2,157
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$77
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$5,219
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$22,268
Value of net assets at end of year (total assets less liabilities)2018-12-31$1,922,180
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$1,899,912
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$386
Value of interest in pooled separate accounts at end of year2018-12-31$1,453,613
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,460,811
Interest on participant loans2018-12-31$1,755
Interest earned on other investments2018-12-31$3,162
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$437,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$391,255
Net investment gain/loss from pooled separate accounts2018-12-31$-81,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$18,441
Employer contributions (assets) at end of year2018-12-31$905
Employer contributions (assets) at beginning of year2018-12-31$755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$30,048
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Liabilities. Value of benefit claims payable at end of year2018-12-31$7,264
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MARTINI AKPOVI PARTNERS LLP
Accountancy firm EIN2018-12-31954508585
2017 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$340,345
Total of all expenses incurred2017-12-31$109,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$93,492
Expenses. Certain deemed distributions of participant loans2017-12-31$3,059
Value of total corrective distributions2017-12-31$7,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$155,754
Value of total assets at end of year2017-12-31$1,899,912
Value of total assets at beginning of year2017-12-31$1,668,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,113
Total interest from all sources2017-12-31$5,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$100,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$117,925
Participant contributions at end of year2017-12-31$44,934
Participant contributions at beginning of year2017-12-31$68,610
Participant contributions at end of year2017-12-31$2,157
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$19,389
Administrative expenses (other) incurred2017-12-31$4,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$231,322
Value of net assets at end of year (total assets less liabilities)2017-12-31$1,899,912
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,668,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$349
Value of interest in pooled separate accounts at end of year2017-12-31$1,460,811
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,241,154
Interest on participant loans2017-12-31$2,455
Interest earned on other investments2017-12-31$2,626
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$391,255
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$358,826
Net investment gain/loss from pooled separate accounts2017-12-31$179,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$18,440
Employer contributions (assets) at end of year2017-12-31$755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$93,492
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MARTINI AKPOVI PARTNERS, LLP
Accountancy firm EIN2017-12-31954508585
2012 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$262,097
Expenses. Total of all expenses incurred2012-12-31$21,009
Benefits paid (including direct rollovers)2012-12-31$20,371
Total plan assets at end of year2012-12-31$1,269,958
Total plan assets at beginning of year2012-12-31$1,028,870
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$114,570
Expenses. Other expenses not covered elsewhere2012-12-31$638
Other income received2012-12-31$112,140
Net income (gross income less expenses)2012-12-31$241,088
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,269,958
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,028,870
Assets. Value of participant loans2012-12-31$41,051
Total contributions received or receivable from employer(s)2012-12-31$35,387
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$85,174
Expenses. Total of all expenses incurred2011-12-31$8,807
Benefits paid (including direct rollovers)2011-12-31$6,149
Total plan assets at end of year2011-12-31$1,028,870
Total plan assets at beginning of year2011-12-31$952,503
Value of fidelity bond covering the plan2011-12-31$100,000
Total contributions received or receivable from participants2011-12-31$114,071
Expenses. Other expenses not covered elsewhere2011-12-31$384
Other income received2011-12-31$-46,225
Net income (gross income less expenses)2011-12-31$76,367
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,028,870
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$952,503
Assets. Value of participant loans2011-12-31$52,751
Total contributions received or receivable from employer(s)2011-12-31$17,328
Value of corrective distributions2011-12-31$2,274
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$207,779
Expenses. Total of all expenses incurred2010-12-31$107,009
Benefits paid (including direct rollovers)2010-12-31$101,845
Total plan assets at end of year2010-12-31$952,503
Total plan assets at beginning of year2010-12-31$851,733
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$106,667
Expenses. Other expenses not covered elsewhere2010-12-31$370
Other income received2010-12-31$83,636
Net income (gross income less expenses)2010-12-31$100,770
Net plan assets at end of year (total assets less liabilities)2010-12-31$952,503
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$851,733
Assets. Value of participant loans2010-12-31$77,454
Total contributions received or receivable from employer(s)2010-12-31$17,476
Value of corrective distributions2010-12-31$4,794
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$0
Amount contributed by the employer to the plan for this plan year2010-12-31$0
2009 : ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$0
Amount contributed by the employer to the plan for this plan year2009-12-31$0

Form 5500 Responses for ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN

2022: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2012: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: ELEVATOR EQUIPMENT CORPORATION 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601202
Policy instance 1
Insurance contract or identification number601202
Number of Individuals Covered48
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601202
Policy instance 1
Insurance contract or identification number601202
Number of Individuals Covered50
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601202
Policy instance 1
Insurance contract or identification number601202
Number of Individuals Covered60
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $3,333
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,333
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601202
Policy instance 1
Insurance contract or identification number601202
Number of Individuals Covered58
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $7,994
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,994
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601202
Policy instance 1
Insurance contract or identification number601202
Number of Individuals Covered57
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $7,053
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,567
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number601202
Policy instance 1
Insurance contract or identification number601202
Number of Individuals Covered56
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $3,473
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-809424
Policy instance 1
Insurance contract or identification numberGA-809424
Number of Individuals Covered91
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,419
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,419
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-809424
Policy instance 1
Insurance contract or identification numberGA-809424
Number of Individuals Covered70
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,013
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-809424
Policy instance 1
Insurance contract or identification numberGA-809424
Number of Individuals Covered70
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,519
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,519
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY

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