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RIVIERA FINANCE, LLC 401(K) PLAN 401k Plan overview

Plan NameRIVIERA FINANCE, LLC 401(K) PLAN
Plan identification number 001

RIVIERA FINANCE, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RIVIERA FINANCE, LLC has sponsored the creation of one or more 401k plans.

Company Name:RIVIERA FINANCE, LLC
Employer identification number (EIN):954572313
NAIC Classification:522300
NAIC Description: Activities Related to Credit Intermediation

Additional information about RIVIERA FINANCE, LLC

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: 199608910041

More information about RIVIERA FINANCE, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RIVIERA FINANCE, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012018-01-01
0012017-01-01ERIC FUJITA
0012016-01-01ERIC FUJITA
0012015-01-01ERIC FUJITA
0012014-01-01ERIC FUJITA
0012013-01-01ERIC FUJITA
0012012-01-01ERIC FUJITA
0012011-01-01ERIC FUJITA
0012009-01-01ERIC FUJITA ERIC FUJITA2010-09-10
0012009-01-01ERIC FUJITA

Plan Statistics for RIVIERA FINANCE, LLC 401(K) PLAN

401k plan membership statisitcs for RIVIERA FINANCE, LLC 401(K) PLAN

Measure Date Value
2022: RIVIERA FINANCE, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01170
Total number of active participants reported on line 7a of the Form 55002022-01-01121
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-0139
Total of all active and inactive participants2022-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01166
Number of participants with account balances2022-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: RIVIERA FINANCE, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01184
Total number of active participants reported on line 7a of the Form 55002021-01-01121
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0147
Total of all active and inactive participants2021-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01170
Number of participants with account balances2021-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: RIVIERA FINANCE, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01193
Total number of active participants reported on line 7a of the Form 55002020-01-01137
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0143
Total of all active and inactive participants2020-01-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01182
Number of participants with account balances2020-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-013
2019: RIVIERA FINANCE, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01192
Total number of active participants reported on line 7a of the Form 55002019-01-01159
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0131
Total of all active and inactive participants2019-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01192
Number of participants with account balances2019-01-01144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: RIVIERA FINANCE, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01189
Total number of active participants reported on line 7a of the Form 55002018-01-01161
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0130
Total of all active and inactive participants2018-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01192
Number of participants with account balances2018-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: RIVIERA FINANCE, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01182
Total number of active participants reported on line 7a of the Form 55002017-01-01167
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01189
Number of participants with account balances2017-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-016
2016: RIVIERA FINANCE, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01176
Total number of active participants reported on line 7a of the Form 55002016-01-01164
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-01182
Total participants2016-01-01182
Number of participants with account balances2016-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: RIVIERA FINANCE, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01175
Total number of active participants reported on line 7a of the Form 55002015-01-01161
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01176
Number of participants with account balances2015-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: RIVIERA FINANCE, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01173
Total number of active participants reported on line 7a of the Form 55002014-01-01157
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01174
Number of participants with account balances2014-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: RIVIERA FINANCE, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01173
Total number of active participants reported on line 7a of the Form 55002013-01-01151
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0122
Total of all active and inactive participants2013-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01173
Number of participants with account balances2013-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RIVIERA FINANCE, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01189
Total number of active participants reported on line 7a of the Form 55002012-01-01148
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0125
Total of all active and inactive participants2012-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01173
Number of participants with account balances2012-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: RIVIERA FINANCE, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01193
Total number of active participants reported on line 7a of the Form 55002011-01-01158
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0131
Total of all active and inactive participants2011-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01189
Number of participants with account balances2011-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: RIVIERA FINANCE, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01208
Total number of active participants reported on line 7a of the Form 55002009-01-01180
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0129
Total of all active and inactive participants2009-01-01209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01209
Number of participants with account balances2009-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on RIVIERA FINANCE, LLC 401(K) PLAN

Measure Date Value
2022 : RIVIERA FINANCE, LLC 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-2,447,924
Total of all expenses incurred2022-12-31$1,791,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,742,663
Value of total corrective distributions2022-12-31$27,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,222,133
Value of total assets at end of year2022-12-31$23,164,251
Value of total assets at beginning of year2022-12-31$27,404,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$22,116
Total interest from all sources2022-12-31$65,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$880,854
Participant contributions at end of year2022-12-31$397,423
Participant contributions at beginning of year2022-12-31$369,817
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$440
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$375
Administrative expenses (other) incurred2022-12-31$3,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,239,853
Value of net assets at end of year (total assets less liabilities)2022-12-31$23,164,251
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$27,404,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$18,290
Value of interest in pooled separate accounts at end of year2022-12-31$18,352,055
Value of interest in pooled separate accounts at beginning of year2022-12-31$21,832,653
Interest on participant loans2022-12-31$18,049
Interest earned on other investments2022-12-31$47,365
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,414,333
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$5,144,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$38,716
Net investment gain/loss from pooled separate accounts2022-12-31$-3,774,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$341,279
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$57,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,742,663
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2022-12-31952820500
2021 : RIVIERA FINANCE, LLC 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$3,877,064
Total of all expenses incurred2021-12-31$421,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$345,624
Value of total corrective distributions2021-12-31$57,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,178,354
Value of total assets at end of year2021-12-31$27,404,104
Value of total assets at beginning of year2021-12-31$23,948,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$18,628
Total interest from all sources2021-12-31$48,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$15,845
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$839,472
Participant contributions at end of year2021-12-31$369,817
Participant contributions at beginning of year2021-12-31$386,311
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$375
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$5,064
Administrative expenses (other) incurred2021-12-31$2,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,455,315
Value of net assets at end of year (total assets less liabilities)2021-12-31$27,404,104
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$23,948,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$21,832,653
Value of interest in pooled separate accounts at beginning of year2021-12-31$18,696,745
Interest on participant loans2021-12-31$17,697
Interest earned on other investments2021-12-31$30,692
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$5,144,154
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,860,669
Net investment gain/loss from pooled separate accounts2021-12-31$2,650,321
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$338,882
Employer contributions (assets) at end of year2021-12-31$57,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$345,624
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2021-12-31952820500
2020 : RIVIERA FINANCE, LLC 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,102,133
Total of all expenses incurred2020-12-31$821,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$727,760
Expenses. Certain deemed distributions of participant loans2020-12-31$18,697
Value of total corrective distributions2020-12-31$57,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$915,237
Value of total assets at end of year2020-12-31$23,948,789
Value of total assets at beginning of year2020-12-31$21,668,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$17,835
Total interest from all sources2020-12-31$45,452
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$15,235
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$793,186
Participant contributions at end of year2020-12-31$386,311
Participant contributions at beginning of year2020-12-31$503,793
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$8,617
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$5,064
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$562
Administrative expenses (other) incurred2020-12-31$2,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,280,230
Value of net assets at end of year (total assets less liabilities)2020-12-31$23,948,789
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$21,668,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$18,696,745
Value of interest in pooled separate accounts at beginning of year2020-12-31$17,026,254
Interest on participant loans2020-12-31$22,165
Interest earned on other investments2020-12-31$23,287
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,860,669
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,137,950
Net investment gain/loss from pooled separate accounts2020-12-31$2,141,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$113,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$727,760
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2020-12-31952820500
2019 : RIVIERA FINANCE, LLC 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$4,214,385
Total of all expenses incurred2019-12-31$1,107,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,038,945
Value of total corrective distributions2019-12-31$49,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,154,187
Value of total assets at end of year2019-12-31$21,668,559
Value of total assets at beginning of year2019-12-31$18,561,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,049
Total interest from all sources2019-12-31$60,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$14,720
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$831,807
Participant contributions at end of year2019-12-31$503,793
Participant contributions at beginning of year2019-12-31$470,860
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$562
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$381
Administrative expenses (other) incurred2019-12-31$4,329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,106,732
Value of net assets at end of year (total assets less liabilities)2019-12-31$21,668,559
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,561,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$17,026,254
Value of interest in pooled separate accounts at beginning of year2019-12-31$14,485,402
Interest on participant loans2019-12-31$24,460
Interest earned on other investments2019-12-31$35,873
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,137,950
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,605,184
Net investment gain/loss from pooled separate accounts2019-12-31$2,999,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$322,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,038,945
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2019-12-31952820500
2018 : RIVIERA FINANCE, LLC 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$341,948
Total of all expenses incurred2018-12-31$264,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$247,301
Expenses. Certain deemed distributions of participant loans2018-12-31$516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,141,970
Value of total assets at end of year2018-12-31$18,561,827
Value of total assets at beginning of year2018-12-31$18,484,842
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$17,146
Total interest from all sources2018-12-31$24,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$12,750
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$803,035
Participant contributions at end of year2018-12-31$470,860
Participant contributions at beginning of year2018-12-31$488,504
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$442
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$381
Administrative expenses (other) incurred2018-12-31$4,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$76,985
Value of net assets at end of year (total assets less liabilities)2018-12-31$18,561,827
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$18,484,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$14,485,402
Value of interest in pooled separate accounts at beginning of year2018-12-31$14,548,478
Interest on participant loans2018-12-31$21,790
Interest earned on other investments2018-12-31$2,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,605,184
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,447,842
Net investment gain/loss from pooled separate accounts2018-12-31$-824,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$338,493
Employer contributions (assets) at beginning of year2018-12-31$18
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$247,301
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2018-12-31952820500
2017 : RIVIERA FINANCE, LLC 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,940,510
Total of all expenses incurred2017-12-31$742,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$665,325
Expenses. Certain deemed distributions of participant loans2017-12-31$35,380
Value of total corrective distributions2017-12-31$24,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,120,198
Value of total assets at end of year2017-12-31$18,484,842
Value of total assets at beginning of year2017-12-31$16,287,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$17,315
Total interest from all sources2017-12-31$44,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$794,363
Participant contributions at end of year2017-12-31$488,504
Participant contributions at beginning of year2017-12-31$534,231
Administrative expenses (other) incurred2017-12-31$17,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,197,655
Value of net assets at end of year (total assets less liabilities)2017-12-31$18,484,842
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,287,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$14,548,478
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,563,903
Interest on participant loans2017-12-31$20,644
Interest earned on other investments2017-12-31$52
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$24,256
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,447,842
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,189,053
Net investment gain/loss from pooled separate accounts2017-12-31$1,775,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$325,835
Employer contributions (assets) at end of year2017-12-31$18
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$665,325
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2017-12-31952820500
2016 : RIVIERA FINANCE, LLC 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,413,058
Total of all expenses incurred2016-12-31$297,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$261,086
Value of total corrective distributions2016-12-31$22,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,035,083
Value of total assets at end of year2016-12-31$16,287,187
Value of total assets at beginning of year2016-12-31$14,171,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$14,578
Total interest from all sources2016-12-31$29,140
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$79,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$79,930
Administrative expenses professional fees incurred2016-12-31$10,070
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$737,159
Participant contributions at end of year2016-12-31$534,231
Participant contributions at beginning of year2016-12-31$514,393
Other income not declared elsewhere2016-12-31$19,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,115,285
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,287,187
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,171,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$12,386,711
Value of interest in pooled separate accounts at end of year2016-12-31$12,563,903
Interest on participant loans2016-12-31$20,466
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,270,798
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,270,798
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$8,674
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,189,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,057,516
Net investment gain/loss from pooled separate accounts2016-12-31$192,068
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$297,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$261,086
Contract administrator fees2016-12-31$4,508
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2016-12-31952820500
2015 : RIVIERA FINANCE, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$644,472
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$608,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$586,426
Value of total corrective distributions2015-12-31$9,612
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,008,708
Value of total assets at end of year2015-12-31$14,171,902
Value of total assets at beginning of year2015-12-31$14,135,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$12,431
Total interest from all sources2015-12-31$20,260
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$618,299
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$618,299
Administrative expenses professional fees incurred2015-12-31$9,590
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$713,994
Participant contributions at end of year2015-12-31$514,393
Participant contributions at beginning of year2015-12-31$513,121
Other income not declared elsewhere2015-12-31$22,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$36,003
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,171,902
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,135,899
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$12,386,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,377,300
Interest on participant loans2015-12-31$20,167
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,270,798
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,245,478
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,245,478
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$93
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,025,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$294,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$586,426
Contract administrator fees2015-12-31$2,841
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2015-12-31952820500
2014 : RIVIERA FINANCE, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,675,717
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$528,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$478,060
Value of total corrective distributions2014-12-31$46,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$973,802
Value of total assets at end of year2014-12-31$14,135,899
Value of total assets at beginning of year2014-12-31$12,988,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,981
Total interest from all sources2014-12-31$18,977
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$743,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$743,793
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$694,698
Participant contributions at end of year2014-12-31$513,121
Participant contributions at beginning of year2014-12-31$475,911
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,306
Other income not declared elsewhere2014-12-31$26,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,147,339
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,135,899
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,988,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,377,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,315,210
Interest on participant loans2014-12-31$18,945
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,245,478
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,197,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,197,439
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$32
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-87,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$275,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$478,060
Contract administrator fees2014-12-31$3,981
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2014-12-31952820500
2013 : RIVIERA FINANCE, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,462,848
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$977,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$932,124
Value of total corrective distributions2013-12-31$32,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$957,558
Value of total assets at end of year2013-12-31$12,988,560
Value of total assets at beginning of year2013-12-31$11,503,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$13,499
Total interest from all sources2013-12-31$21,137
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$457,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$457,703
Administrative expenses professional fees incurred2013-12-31$9,345
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$689,711
Participant contributions at end of year2013-12-31$475,911
Participant contributions at beginning of year2013-12-31$510,267
Other income not declared elsewhere2013-12-31$29,827
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,485,026
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,988,560
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,503,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,315,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,371,046
Interest on participant loans2013-12-31$21,093
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,197,439
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,622,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,622,221
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$44
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$996,623
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$267,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$932,124
Contract administrator fees2013-12-31$4,154
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2013-12-31952820500
2012 : RIVIERA FINANCE, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,883,193
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$306,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$278,394
Value of total corrective distributions2012-12-31$10,433
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$959,720
Value of total assets at end of year2012-12-31$11,503,534
Value of total assets at beginning of year2012-12-31$9,927,028
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$17,860
Total interest from all sources2012-12-31$25,600
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$316,101
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$316,101
Administrative expenses professional fees incurred2012-12-31$13,635
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$692,680
Participant contributions at end of year2012-12-31$510,267
Participant contributions at beginning of year2012-12-31$417,329
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,576,506
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,503,534
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,927,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,371,046
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,042,002
Interest on participant loans2012-12-31$21,802
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,622,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,467,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,467,697
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3,798
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$581,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$267,040
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$278,394
Contract administrator fees2012-12-31$4,225
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2012-12-31952820500
2011 : RIVIERA FINANCE, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$887,545
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$432,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$390,305
Value of total corrective distributions2011-12-31$29,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$931,623
Value of total assets at end of year2011-12-31$9,927,028
Value of total assets at beginning of year2011-12-31$9,472,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,181
Total interest from all sources2011-12-31$21,796
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$267,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$267,713
Administrative expenses professional fees incurred2011-12-31$9,965
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$650,473
Participant contributions at end of year2011-12-31$417,329
Participant contributions at beginning of year2011-12-31$391,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$454,745
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,927,028
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,472,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,042,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,671,324
Interest on participant loans2011-12-31$19,997
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$1,409,791
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,467,697
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-342,014
Net investment gain or loss from common/collective trusts2011-12-31$8,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$281,150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$390,305
Contract administrator fees2011-12-31$3,216
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2011-12-31952820500
2010 : RIVIERA FINANCE, LLC 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,693,365
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$553,916
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$428,620
Expenses. Certain deemed distributions of participant loans2010-12-31$51,290
Value of total corrective distributions2010-12-31$72,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$877,059
Value of total assets at end of year2010-12-31$9,472,283
Value of total assets at beginning of year2010-12-31$8,332,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,225
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$20,619
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$170,276
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$170,276
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$595,150
Participant contributions at end of year2010-12-31$391,168
Participant contributions at beginning of year2010-12-31$428,036
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$20,993
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$1,139,449
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,472,283
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,332,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,671,324
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,527,131
Interest on participant loans2010-12-31$20,619
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$1,409,791
Value of interest in common/collective trusts at beginning of year2010-12-31$1,377,667
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$585,602
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$39,809
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$260,916
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$428,620
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$1,225
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CHARLES MCDONOUGH ACCOUNTANCY CORP
Accountancy firm EIN2010-12-31952820500
2009 : RIVIERA FINANCE, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RIVIERA FINANCE, LLC 401(K) PLAN

2022: RIVIERA FINANCE, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RIVIERA FINANCE, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RIVIERA FINANCE, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RIVIERA FINANCE, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RIVIERA FINANCE, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RIVIERA FINANCE, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RIVIERA FINANCE, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RIVIERA FINANCE, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RIVIERA FINANCE, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RIVIERA FINANCE, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RIVIERA FINANCE, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RIVIERA FINANCE, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RIVIERA FINANCE, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602001
Policy instance 1
Insurance contract or identification number602001
Number of Individuals Covered129
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $67,270
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $22,872
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602001
Policy instance 1
Insurance contract or identification number602001
Number of Individuals Covered138
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $70,758
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,058
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602001
Policy instance 1
Insurance contract or identification number602001
Number of Individuals Covered140
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $59,146
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $20,110
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602001
Policy instance 1
Insurance contract or identification number602001
Number of Individuals Covered144
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $55,103
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,735
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602001
Policy instance 1
Insurance contract or identification number602001
Number of Individuals Covered150
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $52,076
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,706
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602001
Policy instance 1
Insurance contract or identification number602001
Number of Individuals Covered147
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $20,321
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,909
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIFE AGENCY INC

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