WOOD, SMITH, HENNING AND BERMAN LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST
401k plan membership statisitcs for WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST
Measure | Date | Value |
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2022 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $263,784 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-2,072,922 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $3,725,084 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $3,718,354 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,552,980 |
Value of total assets at end of year | 2022-12-31 | $25,220,318 |
Value of total assets at beginning of year | 2022-12-31 | $31,282,108 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $6,730 |
Total interest from all sources | 2022-12-31 | $15,556 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Administrative expenses professional fees incurred | 2022-12-31 | $6,154 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,995,628 |
Participant contributions at end of year | 2022-12-31 | $255,391 |
Participant contributions at beginning of year | 2022-12-31 | $291,656 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $455,520 |
Other income not declared elsewhere | 2022-12-31 | $56,360 |
Total non interest bearing cash at end of year | 2022-12-31 | $1,511 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $2,674 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-5,798,006 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $25,220,318 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $31,282,108 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $24,963,416 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $30,987,778 |
Interest on participant loans | 2022-12-31 | $15,556 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-5,697,818 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $101,832 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $3,718,354 |
Contract administrator fees | 2022-12-31 | $576 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | ARMANINO, LLP |
Accountancy firm EIN | 2022-12-31 | 946214841 |
2021 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $275,416 |
Total transfer of assets from this plan | 2021-12-31 | $369,358 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $7,773,879 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,136,498 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,127,779 |
Value of total corrective distributions | 2021-12-31 | $4,575 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,566,779 |
Value of total assets at end of year | 2021-12-31 | $31,282,108 |
Value of total assets at beginning of year | 2021-12-31 | $25,738,669 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $4,144 |
Total interest from all sources | 2021-12-31 | $18,302 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Administrative expenses professional fees incurred | 2021-12-31 | $3,555 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,701,072 |
Participant contributions at end of year | 2021-12-31 | $291,656 |
Participant contributions at beginning of year | 2021-12-31 | $296,103 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $846,264 |
Other income not declared elsewhere | 2021-12-31 | $44,074 |
Total non interest bearing cash at end of year | 2021-12-31 | $2,674 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $3,921 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $5,637,381 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $31,282,108 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $25,738,669 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $30,987,778 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $25,438,645 |
Interest on participant loans | 2021-12-31 | $18,302 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,144,724 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $19,443 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,127,779 |
Contract administrator fees | 2021-12-31 | $589 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | ARMANINO, LLP |
Accountancy firm EIN | 2021-12-31 | 946214841 |
2020 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $16,280 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,800 |
Total income from all sources (including contributions) | 2020-12-31 | $6,727,487 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,682,072 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,678,662 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,992,236 |
Value of total assets at end of year | 2020-12-31 | $25,738,669 |
Value of total assets at beginning of year | 2020-12-31 | $20,678,774 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $3,410 |
Total interest from all sources | 2020-12-31 | $18,752 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Administrative expenses professional fees incurred | 2020-12-31 | $2,747 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,137,690 |
Participant contributions at end of year | 2020-12-31 | $296,103 |
Participant contributions at beginning of year | 2020-12-31 | $269,347 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $838,847 |
Other income not declared elsewhere | 2020-12-31 | $33,775 |
Total non interest bearing cash at end of year | 2020-12-31 | $3,921 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $12,258 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $5,045,415 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $25,738,669 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $20,676,974 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $25,438,645 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $20,397,169 |
Interest on participant loans | 2020-12-31 | $18,752 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,682,724 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $15,699 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,678,662 |
Contract administrator fees | 2020-12-31 | $663 |
Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $1,800 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | ARMANINO, LLP |
Accountancy firm EIN | 2020-12-31 | 946214841 |
2019 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $740,086 |
Total transfer of assets from this plan | 2019-12-31 | $740,086 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,800 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,800 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,800 |
Total income from all sources (including contributions) | 2019-12-31 | $6,350,476 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $698,147 |
Total of all expenses incurred | 2019-12-31 | $698,147 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $691,584 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $691,584 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,619,389 |
Value of total assets at end of year | 2019-12-31 | $20,678,774 |
Value of total assets at beginning of year | 2019-12-31 | $15,766,531 |
Value of total assets at beginning of year | 2019-12-31 | $15,766,531 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $6,563 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $6,563 |
Total interest from all sources | 2019-12-31 | $14,797 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Administrative expenses professional fees incurred | 2019-12-31 | $5,811 |
Administrative expenses professional fees incurred | 2019-12-31 | $5,811 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,184,640 |
Participant contributions at end of year | 2019-12-31 | $269,347 |
Participant contributions at beginning of year | 2019-12-31 | $230,274 |
Participant contributions at beginning of year | 2019-12-31 | $230,274 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $434,749 |
Other income not declared elsewhere | 2019-12-31 | $28,959 |
Total non interest bearing cash at end of year | 2019-12-31 | $12,258 |
Total non interest bearing cash at end of year | 2019-12-31 | $12,258 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $7,761 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $7,761 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $5,652,329 |
Value of net income/loss | 2019-12-31 | $5,652,329 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $20,676,974 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $15,764,731 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $15,764,731 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $20,397,169 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $15,528,496 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $15,528,496 |
Interest on participant loans | 2019-12-31 | $14,797 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,687,331 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $691,584 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $691,584 |
Contract administrator fees | 2019-12-31 | $752 |
Contract administrator fees | 2019-12-31 | $752 |
Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $1,800 |
Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $1,800 |
Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $1,800 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | ARMANINO, LLP |
Accountancy firm name | 2019-12-31 | ARMANINO, LLP |
Accountancy firm EIN | 2019-12-31 | 946214841 |
Accountancy firm EIN | 2019-12-31 | 946214841 |
2018 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,800 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,800 |
Total income from all sources (including contributions) | 2018-12-31 | $928,764 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,433,503 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,433,503 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,186,893 |
Value of total assets at end of year | 2018-12-31 | $15,766,531 |
Value of total assets at beginning of year | 2018-12-31 | $16,271,270 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $0 |
Total interest from all sources | 2018-12-31 | $14,105 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,059,312 |
Participant contributions at end of year | 2018-12-31 | $230,274 |
Participant contributions at beginning of year | 2018-12-31 | $263,423 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $122,177 |
Other income not declared elsewhere | 2018-12-31 | $0 |
Total non interest bearing cash at end of year | 2018-12-31 | $7,761 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $3,805 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-504,739 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $15,764,731 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $16,269,470 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $15,528,496 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $6,449,389 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $9,115,823 |
Interest on participant loans | 2018-12-31 | $14,105 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $438,830 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-1,272,234 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $5,404 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,433,503 |
Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $1,800 |
Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $1,800 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | ARMANINO, LLP |
Accountancy firm EIN | 2018-12-31 | 946214841 |
2017 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total transfer of assets to this plan | 2017-12-31 | $547,917 |
Total transfer of assets from this plan | 2017-12-31 | $76,313 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,800 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,800 |
Total income from all sources (including contributions) | 2017-12-31 | $4,566,387 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,266,878 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,262,442 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,019,293 |
Value of total assets at end of year | 2017-12-31 | $16,271,270 |
Value of total assets at beginning of year | 2017-12-31 | $12,500,157 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $4,436 |
Total interest from all sources | 2017-12-31 | $14,370 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,629,415 |
Participant contributions at end of year | 2017-12-31 | $263,423 |
Participant contributions at beginning of year | 2017-12-31 | $256,135 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $389,878 |
Total non interest bearing cash at end of year | 2017-12-31 | $3,805 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $3,805 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $3,299,509 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $16,269,470 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $12,498,357 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $4,436 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $6,449,389 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $9,115,823 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $12,240,217 |
Interest on participant loans | 2017-12-31 | $14,370 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $438,830 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $2,532,724 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,262,442 |
Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $1,800 |
Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $1,800 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | ARMANINO, LLP |
Accountancy firm EIN | 2017-12-31 | 946214841 |
2016 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $111,350 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $1,800 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,316,489 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $485,660 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $473,238 |
Value of total corrective distributions | 2016-12-31 | $5,147 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,478,706 |
Value of total assets at end of year | 2016-12-31 | $12,500,157 |
Value of total assets at beginning of year | 2016-12-31 | $10,778,878 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $7,275 |
Total interest from all sources | 2016-12-31 | $12,809 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,408,558 |
Participant contributions at end of year | 2016-12-31 | $256,135 |
Participant contributions at beginning of year | 2016-12-31 | $221,693 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $70,148 |
Total non interest bearing cash at end of year | 2016-12-31 | $3,805 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $2,005 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,830,829 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $12,498,357 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $10,778,878 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $7,275 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $12,240,217 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $10,490,576 |
Interest on participant loans | 2016-12-31 | $12,325 |
Interest earned on other investments | 2016-12-31 | $434 |
Income. Interest from US Government securities | 2016-12-31 | $50 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $64,604 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $824,974 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $473,238 |
Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $1,800 |
Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $0 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | ARMANINO, LLP |
Accountancy firm EIN | 2016-12-31 | 946214841 |
2015 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,351,343 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,145,005 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,130,457 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,440,986 |
Value of total assets at end of year | 2015-12-31 | $10,778,878 |
Value of total assets at beginning of year | 2015-12-31 | $12,572,540 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $14,548 |
Total interest from all sources | 2015-12-31 | $13,157 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,319,373 |
Participant contributions at end of year | 2015-12-31 | $221,693 |
Participant contributions at beginning of year | 2015-12-31 | $195,738 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $121,613 |
Total non interest bearing cash at end of year | 2015-12-31 | $2,005 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $10,170 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,793,662 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $10,778,878 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $12,572,540 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $14,548 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $12,296,253 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $10,490,576 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $0 |
Interest on participant loans | 2015-12-31 | $12,833 |
Income. Interest from US Government securities | 2015-12-31 | $324 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $64,604 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $70,379 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-102,800 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,130,457 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | ARMANINO, LLP |
Accountancy firm EIN | 2015-12-31 | 946214841 |
2014 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total transfer of assets from this plan | 2014-12-31 | $142,251 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $3,347,255 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $366,024 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $362,220 |
Value of total corrective distributions | 2014-12-31 | $564 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,847,887 |
Value of total assets at end of year | 2014-12-31 | $12,572,540 |
Value of total assets at beginning of year | 2014-12-31 | $9,733,560 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $3,240 |
Total interest from all sources | 2014-12-31 | $17,078 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,025,854 |
Participant contributions at end of year | 2014-12-31 | $195,738 |
Participant contributions at beginning of year | 2014-12-31 | $253,004 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,822,033 |
Total non interest bearing cash at end of year | 2014-12-31 | $10,170 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,981,231 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $12,572,540 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,733,560 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $3,240 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $12,296,253 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $9,415,883 |
Interest on participant loans | 2014-12-31 | $11,341 |
Interest earned on other investments | 2014-12-31 | $5,153 |
Income. Interest from US Government securities | 2014-12-31 | $584 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $70,379 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $64,673 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $482,290 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $362,220 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | ARMANINO, LLP |
Accountancy firm EIN | 2014-12-31 | 946214841 |
2013 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total transfer of assets to this plan | 2013-12-31 | $157,414 |
Total transfer of assets from this plan | 2013-12-31 | $11,000 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $3,037,804 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $548,852 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $547,654 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,267,382 |
Value of total assets at end of year | 2013-12-31 | $9,733,560 |
Value of total assets at beginning of year | 2013-12-31 | $7,098,194 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,198 |
Total interest from all sources | 2013-12-31 | $11,910 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $981,601 |
Participant contributions at end of year | 2013-12-31 | $253,004 |
Participant contributions at beginning of year | 2013-12-31 | $174,741 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $285,781 |
Other income not declared elsewhere | 2013-12-31 | $-1,539 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,488,952 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $9,733,560 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $7,098,194 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $1,198 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $9,415,883 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $6,858,430 |
Interest on participant loans | 2013-12-31 | $11,189 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $721 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $64,673 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $65,023 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $1,760,051 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $547,654 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | RBZ, LLP |
Accountancy firm EIN | 2013-12-31 | 953439541 |
2012 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-78 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-78 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,878,852 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $402,449 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $382,357 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,052,035 |
Value of total assets at end of year | 2012-12-31 | $7,098,194 |
Value of total assets at beginning of year | 2012-12-31 | $5,621,791 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $20,092 |
Total interest from all sources | 2012-12-31 | $10,584 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $923,480 |
Participant contributions at end of year | 2012-12-31 | $174,741 |
Participant contributions at beginning of year | 2012-12-31 | $184,760 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $128,555 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,476,403 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $7,098,194 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,621,791 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $20,092 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $6,858,430 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,384,219 |
Interest on participant loans | 2012-12-31 | $9,476 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $1,108 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $65,023 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $52,812 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $816,311 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $382,357 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | FISHMAN, BLOCK DIAMOND, LLP |
Accountancy firm EIN | 2012-12-31 | 953389582 |
2011 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-259 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-259 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $683,682 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $333,973 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $300,495 |
Value of total corrective distributions | 2011-12-31 | $3,421 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $908,914 |
Value of total assets at end of year | 2011-12-31 | $5,621,791 |
Value of total assets at beginning of year | 2011-12-31 | $5,272,082 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $30,057 |
Total interest from all sources | 2011-12-31 | $12,888 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $842,222 |
Participant contributions at end of year | 2011-12-31 | $184,760 |
Participant contributions at beginning of year | 2011-12-31 | $143,942 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $66,692 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $349,709 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,621,791 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $5,272,082 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $30,057 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,384,219 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,078,315 |
Interest on participant loans | 2011-12-31 | $11,982 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $906 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $52,812 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $49,825 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-237,861 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $300,495 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | FISHMAN, BLOCK DIAMOND, LLP |
Accountancy firm EIN | 2011-12-31 | 953389582 |
2010 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $1,898,742 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,472,782 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $76,700 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $53,758 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $807,267 |
Value of total assets at end of year | 2010-12-31 | $5,272,082 |
Value of total assets at beginning of year | 2010-12-31 | $1,977,258 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $22,942 |
Total interest from all sources | 2010-12-31 | $11,274 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $770,572 |
Participant contributions at end of year | 2010-12-31 | $143,942 |
Participant contributions at beginning of year | 2010-12-31 | $70,647 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $36,695 |
Other income not declared elsewhere | 2010-12-31 | $984 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,396,082 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $5,272,082 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,977,258 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $22,942 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,078,315 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,895,947 |
Interest on participant loans | 2010-12-31 | $9,867 |
Interest earned on other investments | 2010-12-31 | $1,407 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $49,825 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $10,664 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $653,257 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $53,758 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | FISHMAN, BLOCK DIAMOND, LLP |
Accountancy firm EIN | 2010-12-31 | 953389582 |
2009 : WOOD, SMITH, HENNING & BERMAN LLP ATTORNEYS & STAFF 401(K) PLAN AND TRUST 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |