Logo

ESC 401(K) PLAN 401k Plan overview

Plan NameESC 401(K) PLAN
Plan identification number 001

ESC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ESC has sponsored the creation of one or more 401k plans.

Company Name:ESC
Employer identification number (EIN):954713866
NAIC Classification:812990
NAIC Description:All Other Personal Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ESC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01MARIA DE JESUS2023-09-03
0012021-01-01MARIA DE JESUS2022-10-11
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01SCOTT ALYN2015-04-15
0012013-01-01SCOTT ALYN2014-07-03
0012012-01-01SCOTT ALYN2013-09-27
0012011-01-01SCOTT ALYN2012-07-27
0012009-01-01SCOTT ALYN

Plan Statistics for ESC 401(K) PLAN

401k plan membership statisitcs for ESC 401(K) PLAN

Measure Date Value
2022: ESC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01130
Total number of active participants reported on line 7a of the Form 55002022-01-01123
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-016
Total of all active and inactive participants2022-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01129
Number of participants with account balances2022-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: ESC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01127
Total number of active participants reported on line 7a of the Form 55002021-01-01126
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-014
Total of all active and inactive participants2021-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01130
Number of participants with account balances2021-01-0146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2009: ESC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0180
Total number of active participants reported on line 7a of the Form 55002009-01-0170
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-0181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0181
Number of participants with account balances2009-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on ESC 401(K) PLAN

Measure Date Value
2022 : ESC 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-163,318
Total unrealized appreciation/depreciation of assets2022-12-31$-163,318
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$142,264
Total loss/gain on sale of assets2022-12-31$-132,954
Total of all expenses incurred2022-12-31$51,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,209
Value of total corrective distributions2022-12-31$25,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$368,683
Value of total assets at end of year2022-12-31$1,489,598
Value of total assets at beginning of year2022-12-31$1,398,648
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$14,505
Total interest from all sources2022-12-31$4,294
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$63,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$63,498
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$150,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$294,113
Participant contributions at end of year2022-12-31$86,631
Participant contributions at beginning of year2022-12-31$76,063
Participant contributions at end of year2022-12-31$13,089
Participant contributions at beginning of year2022-12-31$10,186
Other income not declared elsewhere2022-12-31$0
Administrative expenses (other) incurred2022-12-31$2,445
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$16
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$90,950
Value of net assets at end of year (total assets less liabilities)2022-12-31$1,489,598
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,398,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$8,915
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$1,360,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$1,286,794
Interest on participant loans2022-12-31$4,294
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$26,257
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$22,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$22,907
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$2,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$74,570
Employer contributions (assets) at end of year2022-12-31$3,089
Employer contributions (assets) at beginning of year2022-12-31$2,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,209
Contract administrator fees2022-12-31$3,145
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$1,392,890
Aggregate carrying amount (costs) on sale of assets2022-12-31$1,525,844
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KIMBERLIN COMPANY, PLLC
Accountancy firm EIN2022-12-31455497718
2021 : ESC 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$27,225
Total unrealized appreciation/depreciation of assets2021-12-31$27,225
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$481,628
Total loss/gain on sale of assets2021-12-31$23,813
Total of all expenses incurred2021-12-31$43,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$31,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$338,612
Value of total assets at end of year2021-12-31$1,398,648
Value of total assets at beginning of year2021-12-31$960,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$11,686
Total interest from all sources2021-12-31$3,571
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$88,407
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$88,407
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$150,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$250,553
Participant contributions at end of year2021-12-31$76,063
Participant contributions at beginning of year2021-12-31$38,318
Participant contributions at end of year2021-12-31$10,186
Participant contributions at beginning of year2021-12-31$8,893
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$24,629
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$31,067
Administrative expenses (other) incurred2021-12-31$1,345
Total non interest bearing cash at end of year2021-12-31$16
Total non interest bearing cash at beginning of year2021-12-31$16
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$438,570
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,398,648
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$960,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$7,660
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$1,286,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$905,419
Interest on participant loans2021-12-31$2,898
Interest earned on other investments2021-12-31$673
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$22,907
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$5,168
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$5,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$63,430
Employer contributions (assets) at end of year2021-12-31$2,682
Employer contributions (assets) at beginning of year2021-12-31$2,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$305
Contract administrator fees2021-12-31$2,681
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$438,382
Aggregate carrying amount (costs) on sale of assets2021-12-31$414,569
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KIMBERLIN COMPANY, PLLC
Accountancy firm EIN2021-12-31455497718
2010 : ESC 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$18,300
Expenses. Total of all expenses incurred2010-12-31$4,066
Benefits paid (including direct rollovers)2010-12-31$2,166
Total plan assets at end of year2010-12-31$75,870
Total plan assets at beginning of year2010-12-31$61,636
Total contributions received or receivable from participants2010-12-31$6,290
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$12,010
Net income (gross income less expenses)2010-12-31$14,234
Net plan assets at end of year (total assets less liabilities)2010-12-31$75,870
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$61,636
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$1,900

Form 5500 Responses for ESC 401(K) PLAN

2022: ESC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ESC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2009: ESC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number933911
Policy instance 1
Insurance contract or identification number933911
Number of Individuals Covered22
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $290
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1