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SPECTRUM LABORATORIES, INC. 401(K) PLAN 401k Plan overview

Plan NameSPECTRUM LABORATORIES, INC. 401(K) PLAN
Plan identification number 002

SPECTRUM LABORATORIES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SPECTRUM LABORATORIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:SPECTRUM LABORATORIES, INC.
Employer identification number (EIN):954718363
NAIC Classification:621510
NAIC Description: Medical and Diagnostic Laboratories

Additional information about SPECTRUM LABORATORIES, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1973-04-06
Company Identification Number: 423014
Legal Registered Office Address: 1460 WEST MCNAB ROAD

FORT LAUDERDALE

33309

More information about SPECTRUM LABORATORIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPECTRUM LABORATORIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01LORENA VALLE
0022016-01-01LORENA VALLE
0022015-01-01LORENA VALLE
0022014-01-01LORENA VALLE
0022014-01-01LORENA VALLE
0022013-05-14LORENA VALLE

Plan Statistics for SPECTRUM LABORATORIES, INC. 401(K) PLAN

401k plan membership statisitcs for SPECTRUM LABORATORIES, INC. 401(K) PLAN

Measure Date Value
2017: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01186
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01173
Total number of active participants reported on line 7a of the Form 55002016-01-01178
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-017
Total of all active and inactive participants2016-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01186
Number of participants with account balances2016-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01159
Total number of active participants reported on line 7a of the Form 55002015-01-01165
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01173
Number of participants with account balances2015-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01157
Total number of active participants reported on line 7a of the Form 55002014-01-01153
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01159
Number of participants with account balances2014-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-05-140
Total number of active participants reported on line 7a of the Form 55002013-05-14149
Number of retired or separated participants receiving benefits2013-05-140
Number of other retired or separated participants entitled to future benefits2013-05-148
Total of all active and inactive participants2013-05-14157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-05-140
Total participants2013-05-14157
Number of participants with account balances2013-05-1466
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-05-140

Financial Data on SPECTRUM LABORATORIES, INC. 401(K) PLAN

Measure Date Value
2017 : SPECTRUM LABORATORIES, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-10-02$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-10-02$0
Total unrealized appreciation/depreciation of assets2017-10-02$0
Total transfer of assets to this plan2017-10-02$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-02$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-02$0
Expenses. Interest paid2017-10-02$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-10-02$0
Total income from all sources (including contributions)2017-10-02$509,663
Total loss/gain on sale of assets2017-10-02$0
Total of all expenses incurred2017-10-02$3,084,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-02$3,079,700
Expenses. Certain deemed distributions of participant loans2017-10-02$3,040
Value of total corrective distributions2017-10-02$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-02$279,432
Value of total assets at end of year2017-10-02$0
Value of total assets at beginning of year2017-10-02$2,575,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-02$1,993
Total income from rents2017-10-02$0
Total interest from all sources2017-10-02$1,835
Total dividends received (eg from common stock, registered investment company shares)2017-10-02$22,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-02Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-10-02$0
Total dividends received from registered investment company shares (eg mutual funds)2017-10-02$22,528
Assets. Real estate other than employer real property at end of year2017-10-02$0
Assets. Real estate other than employer real property at beginning of year2017-10-02$0
Administrative expenses professional fees incurred2017-10-02$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-10-02$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-10-02$0
Was this plan covered by a fidelity bond2017-10-02Yes
Value of fidelity bond cover2017-10-02$300,000
If this is an individual account plan, was there a blackout period2017-10-02No
Were there any nonexempt tranactions with any party-in-interest2017-10-02No
Contributions received from participants2017-10-02$279,432
Participant contributions at end of year2017-10-02$0
Participant contributions at beginning of year2017-10-02$69,095
Participant contributions at end of year2017-10-02$0
Participant contributions at beginning of year2017-10-02$0
Assets. Other investments not covered elsewhere at end of year2017-10-02$0
Assets. Other investments not covered elsewhere at beginning of year2017-10-02$0
Income. Received or receivable in cash from other sources (including rollovers)2017-10-02$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-10-02$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-10-02$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-10-02$0
Assets. Loans (other than to participants) at end of year2017-10-02$0
Assets. Loans (other than to participants) at beginning of year2017-10-02$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-10-02$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-10-02$0
Other income not declared elsewhere2017-10-02$0
Administrative expenses (other) incurred2017-10-02$1,993
Liabilities. Value of operating payables at end of year2017-10-02$0
Liabilities. Value of operating payables at beginning of year2017-10-02$0
Total non interest bearing cash at end of year2017-10-02$0
Total non interest bearing cash at beginning of year2017-10-02$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-02No
Income. Non cash contributions2017-10-02$0
Value of net income/loss2017-10-02$-2,575,070
Value of net assets at end of year (total assets less liabilities)2017-10-02$0
Value of net assets at beginning of year (total assets less liabilities)2017-10-02$2,575,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-02No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-02No
Were any leases to which the plan was party in default or uncollectible2017-10-02No
Assets. partnership/joint venture interests at end of year2017-10-02$0
Assets. partnership/joint venture interests at beginning of year2017-10-02$0
Investment advisory and management fees2017-10-02$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-10-02$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-10-02$2,348,124
Value of interest in pooled separate accounts at end of year2017-10-02$0
Value of interest in pooled separate accounts at beginning of year2017-10-02$0
Interest on participant loans2017-10-02$1,711
Income. Interest from loans (other than to participants)2017-10-02$0
Interest earned on other investments2017-10-02$0
Income. Interest from US Government securities2017-10-02$0
Income. Interest from corporate debt instruments2017-10-02$0
Value of interest in master investment trust accounts at end of year2017-10-02$0
Value of interest in master investment trust accounts at beginning of year2017-10-02$0
Value of interest in common/collective trusts at end of year2017-10-02$0
Value of interest in common/collective trusts at beginning of year2017-10-02$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-10-02$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-10-02$157,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-10-02$157,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-10-02$124
Assets. Value of investments in 103.12 investment entities at end of year2017-10-02$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-10-02$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-10-02$0
Asset value of US Government securities at end of year2017-10-02$0
Asset value of US Government securities at beginning of year2017-10-02$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-10-02$205,868
Net investment gain/loss from pooled separate accounts2017-10-02$0
Net investment gain or loss from common/collective trusts2017-10-02$0
Net gain/loss from 103.12 investment entities2017-10-02$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-02No
Was there a failure to transmit to the plan any participant contributions2017-10-02Yes
Has the plan failed to provide any benefit when due under the plan2017-10-02No
Assets. Invements in employer securities at end of year2017-10-02$0
Assets. Invements in employer securities at beginning of year2017-10-02$0
Assets. Value of employer real property at end of year2017-10-02$0
Assets. Value of employer real property at beginning of year2017-10-02$0
Contributions received in cash from employer2017-10-02$0
Employer contributions (assets) at end of year2017-10-02$0
Employer contributions (assets) at beginning of year2017-10-02$0
Income. Dividends from preferred stock2017-10-02$0
Income. Dividends from common stock2017-10-02$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-02$3,079,700
Asset. Corporate debt instrument preferred debt at end of year2017-10-02$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-10-02$0
Asset. Corporate debt instrument debt (other) at end of year2017-10-02$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-10-02$0
Contract administrator fees2017-10-02$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-10-02No
Assets. Corporate common stocks other than exployer securities at end of year2017-10-02$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-10-02$0
Liabilities. Value of benefit claims payable at end of year2017-10-02$0
Liabilities. Value of benefit claims payable at beginning of year2017-10-02$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-10-02$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-10-02$0
Did the plan have assets held for investment2017-10-02No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-02No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-02Yes
Aggregate proceeds on sale of assets2017-10-02$0
Aggregate carrying amount (costs) on sale of assets2017-10-02$0
Liabilities. Value of acquisition indebtedness at end of year2017-10-02$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-10-02$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-02Yes
Opinion of an independent qualified public accountant for this plan2017-10-02Disclaimer
Accountancy firm name2017-10-02WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2017-10-02953288054
2016 : SPECTRUM LABORATORIES, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$535,084
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$28,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$26,633
Expenses. Certain deemed distributions of participant loans2016-12-31$753
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$363,213
Value of total assets at end of year2016-12-31$2,575,070
Value of total assets at beginning of year2016-12-31$2,068,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,094
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$3,121
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$96,475
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$96,475
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$300,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$363,213
Participant contributions at end of year2016-12-31$69,095
Participant contributions at beginning of year2016-12-31$81,083
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$0
Administrative expenses (other) incurred2016-12-31$1,094
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$506,604
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,575,070
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,068,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,348,124
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,883,018
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$3,107
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in master investment trust accounts at end of year2016-12-31$0
Value of interest in master investment trust accounts at beginning of year2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$157,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$104,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$104,365
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$14
Assets. Value of investments in 103.12 investment entities at end of year2016-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$72,275
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Assets. Value of employer real property at end of year2016-12-31$0
Assets. Value of employer real property at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$0
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$26,633
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Contract administrator fees2016-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2016-12-31953288054
2015 : SPECTRUM LABORATORIES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$232,565
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$28,996
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$21,065
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$6,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$269,395
Value of total assets at end of year2015-12-31$2,068,466
Value of total assets at beginning of year2015-12-31$1,864,897
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,225
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$2,974
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$89,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$89,886
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$300,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$269,395
Participant contributions at end of year2015-12-31$81,083
Participant contributions at beginning of year2015-12-31$48,251
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$1,225
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$203,569
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,068,466
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,864,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,883,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,726,050
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$2,964
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$104,365
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$90,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$90,596
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$10
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-129,690
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$0
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$21,065
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2015-12-31953288054
2014 : SPECTRUM LABORATORIES, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$366,880
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$261,595
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$246,898
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$11,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$293,913
Value of total assets at end of year2014-12-31$1,864,897
Value of total assets at beginning of year2014-12-31$1,759,612
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,830
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$2,256
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$89,306
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$89,306
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31No
Value of fidelity bond cover2014-12-31$200,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$266,062
Participant contributions at end of year2014-12-31$48,251
Participant contributions at beginning of year2014-12-31$58,265
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$27,851
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$2,830
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$105,285
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,864,897
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,759,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,726,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,537,835
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$2,244
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$90,596
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$163,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$163,512
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$12
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-18,595
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$0
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$246,898
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2014-12-31953288054
2013 : SPECTRUM LABORATORIES, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$1,620,604
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$264,184
Expenses. Total of all expenses incurred2013-12-31$125,176
Benefits paid (including direct rollovers)2013-12-31$123,826
Total plan assets at end of year2013-12-31$1,759,612
Total plan assets at beginning of year2013-12-31$0
Total contributions received or receivable from participants2013-12-31$151,768
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$112,416
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$139,008
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,759,612
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$0
Assets. Value of participant loans2013-12-31$58,265
Total contributions received or receivable from employer(s)2013-12-31$0
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,350

Form 5500 Responses for SPECTRUM LABORATORIES, INC. 401(K) PLAN

2017: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPECTRUM LABORATORIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-05-14Type of plan entitySingle employer plan
2013-05-14First time form 5500 has been submittedYes
2013-05-14Submission has been amendedYes
2013-05-14This submission is the final filingNo
2013-05-14This return/report is a short plan year return/report (less than 12 months)Yes
2013-05-14Plan is a collectively bargained planNo
2013-05-14Plan funding arrangement – TrustYes
2013-05-14Plan benefit arrangement - TrustYes

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