401k Plan data: TRINITY CAPITAL LLC RETIREMENT TRUST plan

TRINITY CAPITAL LLC RETIREMENT TRUST 401k Plan overview

Plan Name	TRINITY CAPITAL LLC RETIREMENT TRUST
Plan identification number	001

TRINITY CAPITAL LLC RETIREMENT TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRINITY CAPITAL, LLC has sponsored the creation of one or more 401k plans.

Company Name: TRINITY CAPITAL, LLC

Employer identification number (EIN): 954815448

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRINITY CAPITAL LLC RETIREMENT TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 SAL DI LIBERTI 2024-06-10
001 2022-01-01 SAL DI LIBERTI 2023-08-08
001 2021-01-01 SAL DI LIBERTI 2022-10-06
001 2020-01-01 MELODY NISHINO 2021-06-17
001 2019-01-01 MELODY NISHINO 2020-07-06
001 2018-01-01 MELODY NISHINO 2019-06-18
001 2017-01-01 LORI DIETZMAN 2018-06-20
001 2016-01-01 LORI DIETZMAN 2017-05-16
001 2015-01-01 LORI DIETZMAN 2016-08-02
001 2014-01-01 LORI DIETZMAN 2015-09-15
001 2013-01-01 KEVIN BURKE 2014-08-20 KEVIN BURKE 2014-08-20
001 2012-01-01 KEVIN BURKE 2013-07-08 KEVIN BURKE 2013-07-08
001 2011-01-01 KEVIN BURKE 2012-07-11 KEVIN BURKE 2012-07-11
001 2010-01-01 KEVIN BURKE 2011-07-29 KEVIN BURKE 2011-07-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	SAL DI LIBERTI	2024-06-10
001	2022-01-01	SAL DI LIBERTI	2023-08-08
001	2021-01-01	SAL DI LIBERTI	2022-10-06
001	2020-01-01	MELODY NISHINO	2021-06-17
001	2019-01-01	MELODY NISHINO	2020-07-06
001	2018-01-01	MELODY NISHINO	2019-06-18
001	2017-01-01	LORI DIETZMAN	2018-06-20
001	2016-01-01	LORI DIETZMAN	2017-05-16
001	2015-01-01	LORI DIETZMAN	2016-08-02
001	2014-01-01	LORI DIETZMAN	2015-09-15
001	2013-01-01	KEVIN BURKE	2014-08-20	KEVIN BURKE	2014-08-20
001	2012-01-01	KEVIN BURKE	2013-07-08	KEVIN BURKE	2013-07-08
001	2011-01-01	KEVIN BURKE	2012-07-11	KEVIN BURKE	2012-07-11
001	2010-01-01	KEVIN BURKE	2011-07-29	KEVIN BURKE	2011-07-29

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Company Name:	TRINITY CAPITAL, LLC
Employer identification number (EIN):	954815448
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing