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UBS PENSION PLAN 401k Plan overview

Plan NameUBS PENSION PLAN
Plan identification number 001

UBS PENSION PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UBS AG has sponsored the creation of one or more 401k plans.

Company Name:UBS AG
Employer identification number (EIN):980186363
NAIC Classification:523900

Additional information about UBS AG

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number: 0100986455

More information about UBS AG

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UBS PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MICHAEL O'CONNOR2023-10-12
0012021-01-01MICHAEL O'CONNOR2022-10-12
0012020-01-01MICHAEL O'CONNOR2021-10-14
0012019-01-01MICHAEL O'CONNOR2020-10-14
0012018-01-01MICHAEL O'CONNOR2019-10-14
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01MICHAEL O'CONNOR
0012014-01-01MICHAEL O'CONNOR
0012014-01-01MICHAEL O'CONNOR
0012013-01-01FILED WITH AUTHORIZED SIGNATURE
0012012-01-01VINCENT RAIMONDI
0012011-01-01VINCENT RAIMONDI
0012009-01-01VINCENT RAIMONDI VINCENT RAIMONDI2010-10-15
0012009-01-01VINCENT RAIMONDI

Plan Statistics for UBS PENSION PLAN

401k plan membership statisitcs for UBS PENSION PLAN

Measure Date Value
2022: UBS PENSION PLAN 2022 401k membership
Market value of plan assets2022-12-31447,930,983
Acturial value of plan assets2022-12-31439,351,640
Funding target for retired participants and beneficiaries receiving payment2022-12-31108,010,317
Number of terminated vested participants2022-12-312,992
Fundng target for terminated vested participants2022-12-31184,632,822
Active participant vested funding target2022-12-3151,785,253
Number of active participants2022-12-31332
Total funding liabilities for active participants2022-12-3151,867,997
Total participant count2022-12-314,278
Total funding target for all participants2022-12-31344,511,136
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-3168,835,065
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-3168,835,065
Present value of excess contributions2022-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-3171,788,089
Total employer contributions2022-12-310
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-310
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-313,379,617
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-310
Carryover balance elected to use to offset funding requirement2022-12-310
Prefunding balance elected to use to offset funding requirement2022-12-310
Additional cash requirement2022-12-310
Contributions allocatedtoward minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-014,234
Total number of active participants reported on line 7a of the Form 55002022-01-01299
Number of retired or separated participants receiving benefits2022-01-01852
Number of other retired or separated participants entitled to future benefits2022-01-012,809
Total of all active and inactive participants2022-01-013,960
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01149
Total participants2022-01-014,109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UBS PENSION PLAN 2021 401k membership
Market value of plan assets2021-12-31455,328,366
Acturial value of plan assets2021-12-31433,723,687
Funding target for retired participants and beneficiaries receiving payment2021-12-31108,567,029
Number of terminated vested participants2021-12-313,106
Fundng target for terminated vested participants2021-12-31184,029,956
Active participant vested funding target2021-12-3154,063,239
Number of active participants2021-12-31374
Total funding liabilities for active participants2021-12-3154,296,126
Total participant count2021-12-314,425
Total funding target for all participants2021-12-31346,893,111
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-3162,176,014
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-3162,176,014
Present value of excess contributions2021-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-3168,835,065
Total employer contributions2021-12-310
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-313,556,214
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-310
Carryover balance elected to use to offset funding requirement2021-12-310
Prefunding balance elected to use to offset funding requirement2021-12-310
Additional cash requirement2021-12-310
Contributions allocatedtoward minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-014,384
Total number of active participants reported on line 7a of the Form 55002021-01-01332
Number of retired or separated participants receiving benefits2021-01-01844
Number of other retired or separated participants entitled to future benefits2021-01-012,915
Total of all active and inactive participants2021-01-014,091
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01143
Total participants2021-01-014,234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UBS PENSION PLAN 2020 401k membership
Market value of plan assets2020-12-31434,232,974
Acturial value of plan assets2020-12-31427,084,582
Funding target for retired participants and beneficiaries receiving payment2020-12-31106,944,206
Number of terminated vested participants2020-12-313,211
Fundng target for terminated vested participants2020-12-31187,344,703
Active participant vested funding target2020-12-3156,634,555
Number of active participants2020-12-31406
Total funding liabilities for active participants2020-12-3156,831,193
Total participant count2020-12-314,550
Total funding target for all participants2020-12-31351,120,102
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-3154,862,802
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-3154,862,802
Present value of excess contributions2020-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-310
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-3162,176,014
Total employer contributions2020-12-310
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-313,859,964
Net shortfall amortization installment of oustanding balance2020-12-310
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-310
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-310
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-014,513
Total number of active participants reported on line 7a of the Form 55002020-01-01374
Number of retired or separated participants receiving benefits2020-01-01839
Number of other retired or separated participants entitled to future benefits2020-01-013,047
Total of all active and inactive participants2020-01-014,260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01124
Total participants2020-01-014,384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UBS PENSION PLAN 2019 401k membership
Market value of plan assets2019-12-31404,489,871
Acturial value of plan assets2019-12-31421,066,952
Funding target for retired participants and beneficiaries receiving payment2019-12-31109,259,679
Number of terminated vested participants2019-12-313,293
Fundng target for terminated vested participants2019-12-31193,782,441
Active participant vested funding target2019-12-3159,277,580
Number of active participants2019-12-31445
Total funding liabilities for active participants2019-12-3159,448,232
Total participant count2019-12-314,661
Total funding target for all participants2019-12-31362,490,352
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-3155,022,269
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-3155,022,269
Present value of excess contributions2019-12-3116,042,069
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-3116,921,174
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-311,176,049
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-3120,484
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-3154,862,802
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-313,713,798
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-310
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-014,624
Total number of active participants reported on line 7a of the Form 55002019-01-01406
Number of retired or separated participants receiving benefits2019-01-01823
Number of other retired or separated participants entitled to future benefits2019-01-013,156
Total of all active and inactive participants2019-01-014,385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01128
Total participants2019-01-014,513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UBS PENSION PLAN 2018 401k membership
Market value of plan assets2018-12-31417,929,952
Acturial value of plan assets2018-12-31410,395,759
Funding target for retired participants and beneficiaries receiving payment2018-12-31105,055,313
Number of terminated vested participants2018-12-313,364
Fundng target for terminated vested participants2018-12-31189,558,742
Active participant vested funding target2018-12-3160,234,654
Number of active participants2018-12-31505
Total funding liabilities for active participants2018-12-3160,436,401
Total participant count2018-12-314,786
Total funding target for all participants2018-12-31355,050,456
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-3118,580,705
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-3118,580,705
Present value of excess contributions2018-12-3132,505,834
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-3134,358,667
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-3134,358,667
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-3155,022,269
Total employer contributions2018-12-3122,000,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-3120,117,456
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-314,398,421
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-314,075,387
Additional cash requirement2018-12-314,075,387
Contributions allocatedtoward minimum required contributions for current year2018-12-3120,117,456
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-014,752
Total number of active participants reported on line 7a of the Form 55002018-01-01445
Number of retired or separated participants receiving benefits2018-01-01817
Number of other retired or separated participants entitled to future benefits2018-01-013,242
Total of all active and inactive participants2018-01-014,504
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01120
Total participants2018-01-014,624
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UBS PENSION PLAN 2017 401k membership
Market value of plan assets2017-12-31371,376,638
Acturial value of plan assets2017-12-31384,929,421
Funding target for retired participants and beneficiaries receiving payment2017-12-31103,499,311
Number of terminated vested participants2017-12-313,429
Fundng target for terminated vested participants2017-12-31190,717,976
Active participant vested funding target2017-12-3164,422,183
Number of active participants2017-12-31567
Total funding liabilities for active participants2017-12-3164,609,736
Total participant count2017-12-314,901
Total funding target for all participants2017-12-31358,827,023
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-312,542,140
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-31541,123
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-312,001,017
Present value of excess contributions2017-12-3115,604,683
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-3116,514,303
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-3116,513,654
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-3118,580,705
Total employer contributions2017-12-3135,710,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-3132,505,834
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-315,827,751
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-3132,505,834
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-014,867
Total number of active participants reported on line 7a of the Form 55002017-01-01505
Number of retired or separated participants receiving benefits2017-01-01806
Number of other retired or separated participants entitled to future benefits2017-01-013,337
Total of all active and inactive participants2017-01-014,648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01104
Total participants2017-01-014,752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UBS PENSION PLAN 2016 401k membership
Market value of plan assets2016-12-31358,406,667
Acturial value of plan assets2016-12-31364,694,372
Funding target for retired participants and beneficiaries receiving payment2016-12-31102,990,099
Number of terminated vested participants2016-12-313,484
Fundng target for terminated vested participants2016-12-31192,669,854
Active participant vested funding target2016-12-3169,998,569
Number of active participants2016-12-31643
Total funding liabilities for active participants2016-12-3170,759,286
Total participant count2016-12-315,032
Total funding target for all participants2016-12-31366,419,239
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-313,751,140
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-311,238,151
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-312,512,989
Present value of excess contributions2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-312,542,140
Total employer contributions2016-12-3125,000,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3123,038,625
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-317,270,055
Net shortfall amortization installment of oustanding balance2016-12-314,267,007
Waiver amortization installment2016-12-310
Waived amount of outstanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-317,975,065
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-31541,123
Additional cash requirement2016-12-317,433,942
Contributions allocatedtoward minimum required contributions for current year2016-12-3123,038,625
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-015,002
Total number of active participants reported on line 7a of the Form 55002016-01-01567
Number of retired or separated participants receiving benefits2016-01-01803
Number of other retired or separated participants entitled to future benefits2016-01-013,403
Total of all active and inactive participants2016-01-014,773
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0194
Total participants2016-01-014,867
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UBS PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015,113
Total number of active participants reported on line 7a of the Form 55002015-01-01643
Number of retired or separated participants receiving benefits2015-01-01803
Number of other retired or separated participants entitled to future benefits2015-01-013,458
Total of all active and inactive participants2015-01-014,904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0198
Total participants2015-01-015,002
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UBS PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,335
Total number of active participants reported on line 7a of the Form 55002014-01-01748
Number of retired or separated participants receiving benefits2014-01-01800
Number of other retired or separated participants entitled to future benefits2014-01-013,477
Total of all active and inactive participants2014-01-015,025
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0188
Total participants2014-01-015,113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UBS PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,630
Total number of active participants reported on line 7a of the Form 55002013-01-01841
Number of retired or separated participants receiving benefits2013-01-01792
Number of other retired or separated participants entitled to future benefits2013-01-013,613
Total of all active and inactive participants2013-01-015,246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0189
Total participants2013-01-015,335
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UBS PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,818
Total number of active participants reported on line 7a of the Form 55002012-01-011,001
Number of retired or separated participants receiving benefits2012-01-01725
Number of other retired or separated participants entitled to future benefits2012-01-014,816
Total of all active and inactive participants2012-01-016,542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0188
Total participants2012-01-016,630
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UBS PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016,998
Total number of active participants reported on line 7a of the Form 55002011-01-011,182
Number of retired or separated participants receiving benefits2011-01-01689
Number of other retired or separated participants entitled to future benefits2011-01-014,862
Total of all active and inactive participants2011-01-016,733
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0185
Total participants2011-01-016,818
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: UBS PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-017,458
Total number of active participants reported on line 7a of the Form 55002009-01-011,530
Number of retired or separated participants receiving benefits2009-01-01622
Number of other retired or separated participants entitled to future benefits2009-01-014,959
Total of all active and inactive participants2009-01-017,111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0168
Total participants2009-01-017,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UBS PENSION PLAN

Measure Date Value
2022 : UBS PENSION PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-214,791
Total unrealized appreciation/depreciation of assets2022-12-31$-214,791
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$1,129,826
Total income from all sources (including contributions)2022-12-31$-28,029,861
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$27,605,434
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$26,459,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$0
Value of total assets at end of year2022-12-31$392,295,688
Value of total assets at beginning of year2022-12-31$449,060,809
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$1,145,765
Total interest from all sources2022-12-31$3,161,844
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$773,173
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,132,722
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,141,442
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$4,689,411
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,065,384
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$1,129,826
Administrative expenses (other) incurred2022-12-31$372,592
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-55,635,295
Value of net assets at end of year (total assets less liabilities)2022-12-31$392,295,688
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$447,930,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Interest earned on other investments2022-12-31$2,211
Income. Interest from US Government securities2022-12-31$1,130,784
Value of interest in common/collective trusts at end of year2022-12-31$217,592,201
Value of interest in common/collective trusts at beginning of year2022-12-31$237,696,813
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$26,737,119
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$60,173,669
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$60,173,669
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,028,849
Asset value of US Government securities at end of year2022-12-31$139,155,368
Asset value of US Government securities at beginning of year2022-12-31$145,788,562
Net investment gain or loss from common/collective trusts2022-12-31$-30,976,914
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31Yes
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$26,459,669
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$2,988,867
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$3,194,939
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2022-12-31346565596
2021 : UBS PENSION PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$162,503
Total unrealized appreciation/depreciation of assets2021-12-31$162,503
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$1,129,826
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$18,974,852
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$26,372,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$25,181,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$449,060,809
Value of total assets at beginning of year2021-12-31$455,328,366
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,190,721
Total interest from all sources2021-12-31$1,930,434
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$813,529
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,141,442
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,188,361
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,065,384
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$581,774
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$1,129,826
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Administrative expenses (other) incurred2021-12-31$377,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-7,397,383
Value of net assets at end of year (total assets less liabilities)2021-12-31$447,930,983
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$455,328,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Income. Interest from US Government securities2021-12-31$992,044
Value of interest in common/collective trusts at end of year2021-12-31$237,696,813
Value of interest in common/collective trusts at beginning of year2021-12-31$362,993,608
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$60,173,669
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$40,723,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$40,723,655
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$938,390
Asset value of US Government securities at end of year2021-12-31$145,788,562
Asset value of US Government securities at beginning of year2021-12-31$46,855,451
Net investment gain or loss from common/collective trusts2021-12-31$16,881,915
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$25,181,514
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$3,194,939
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$2,985,517
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2021-12-31346565596
2020 : UBS PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-164,550
Total unrealized appreciation/depreciation of assets2020-12-31$-164,550
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$545,844
Total income from all sources (including contributions)2020-12-31$45,227,583
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$24,132,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$22,927,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$0
Value of total assets at end of year2020-12-31$455,328,366
Value of total assets at beginning of year2020-12-31$434,778,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,205,069
Total interest from all sources2020-12-31$896,940
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$830,491
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,188,361
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$581,774
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,807,479
Administrative expenses (other) incurred2020-12-31$374,578
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$545,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$21,095,392
Value of net assets at end of year (total assets less liabilities)2020-12-31$455,328,366
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$434,232,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Interest earned on other investments2020-12-31$9,068
Income. Interest from US Government securities2020-12-31$265,223
Value of interest in common/collective trusts at end of year2020-12-31$362,993,608
Value of interest in common/collective trusts at beginning of year2020-12-31$321,952,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$40,723,655
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$33,933,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$33,933,598
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$622,649
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$18,497,356
Asset value of US Government securities at end of year2020-12-31$46,855,451
Asset value of US Government securities at beginning of year2020-12-31$55,188,463
Net investment gain or loss from common/collective trusts2020-12-31$44,495,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$22,927,122
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$2,985,517
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$3,399,334
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2020-12-31346565596
2019 : UBS PENSION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$2,320,779
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$2,320,779
Total unrealized appreciation/depreciation of assets2019-12-31$2,320,779
Total unrealized appreciation/depreciation of assets2019-12-31$2,320,779
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$545,844
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$545,844
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$50,604,473
Total income from all sources (including contributions)2019-12-31$50,604,473
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$21,641,478
Total of all expenses incurred2019-12-31$21,641,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$20,342,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$20,342,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$0
Value of total assets at end of year2019-12-31$434,778,818
Value of total assets at end of year2019-12-31$434,778,818
Value of total assets at beginning of year2019-12-31$405,269,979
Value of total assets at beginning of year2019-12-31$405,269,979
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,298,744
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,298,744
Total interest from all sources2019-12-31$2,089,411
Total interest from all sources2019-12-31$2,089,411
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$928,824
Administrative expenses professional fees incurred2019-12-31$928,824
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,807,479
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,807,479
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$4,314,182
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$4,314,182
Administrative expenses (other) incurred2019-12-31$369,920
Administrative expenses (other) incurred2019-12-31$369,920
Liabilities. Value of operating payables at end of year2019-12-31$545,844
Liabilities. Value of operating payables at end of year2019-12-31$545,844
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$28,962,995
Value of net income/loss2019-12-31$28,962,995
Value of net assets at end of year (total assets less liabilities)2019-12-31$434,232,974
Value of net assets at end of year (total assets less liabilities)2019-12-31$434,232,974
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$405,269,979
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$405,269,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest earned on other investments2019-12-31$625,125
Income. Interest from US Government securities2019-12-31$233,288
Income. Interest from US Government securities2019-12-31$233,288
Value of interest in common/collective trusts at end of year2019-12-31$321,952,588
Value of interest in common/collective trusts at end of year2019-12-31$321,952,588
Value of interest in common/collective trusts at beginning of year2019-12-31$293,654,984
Value of interest in common/collective trusts at beginning of year2019-12-31$293,654,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$33,933,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$33,933,598
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$34,769,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$34,769,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$34,769,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$34,769,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,230,998
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,230,998
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$18,497,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$18,497,356
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$17,018,186
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$17,018,186
Asset value of US Government securities at end of year2019-12-31$55,188,463
Asset value of US Government securities at end of year2019-12-31$55,188,463
Asset value of US Government securities at beginning of year2019-12-31$31,135,619
Asset value of US Government securities at beginning of year2019-12-31$31,135,619
Net investment gain or loss from common/collective trusts2019-12-31$46,194,283
Net investment gain or loss from common/collective trusts2019-12-31$46,194,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$22,000,000
Employer contributions (assets) at beginning of year2019-12-31$22,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$20,342,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$20,342,734
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$3,399,334
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$3,399,334
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$2,377,356
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$2,377,356
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2019-12-31346565596
Accountancy firm EIN2019-12-31346565596
2018 : UBS PENSION PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$9,538,008
Total unrealized appreciation/depreciation of assets2018-12-31$9,538,008
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,171,011
Total income from all sources (including contributions)2018-12-31$12,904,843
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$26,916,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$26,147,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$22,000,000
Value of total assets at end of year2018-12-31$405,269,979
Value of total assets at beginning of year2018-12-31$420,452,296
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$768,440
Total interest from all sources2018-12-31$2,162,469
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$416,792
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$4,314,182
Participant contributions at beginning of year2018-12-31$372,437
Administrative expenses (other) incurred2018-12-31$351,648
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$1,171,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-14,011,306
Value of net assets at end of year (total assets less liabilities)2018-12-31$405,269,979
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$419,281,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest earned on other investments2018-12-31$625,533
Income. Interest from US Government securities2018-12-31$510,788
Value of interest in common/collective trusts at end of year2018-12-31$293,654,984
Value of interest in common/collective trusts at beginning of year2018-12-31$310,530,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$34,769,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$21,995,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$21,995,232
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,026,148
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$17,018,186
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$17,855,505
Asset value of US Government securities at end of year2018-12-31$31,135,619
Asset value of US Government securities at beginning of year2018-12-31$30,493,504
Net investment gain or loss from common/collective trusts2018-12-31$-20,795,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$22,000,000
Employer contributions (assets) at end of year2018-12-31$22,000,000
Employer contributions (assets) at beginning of year2018-12-31$35,710,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$26,147,709
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$2,377,356
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$3,494,830
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2018-12-31346565596
2017 : UBS PENSION PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$886,445
Total unrealized appreciation/depreciation of assets2017-12-31$886,445
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,171,011
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$271,339
Total income from all sources (including contributions)2017-12-31$74,682,959
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$27,375,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$24,666,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$35,710,000
Value of total assets at end of year2017-12-31$420,452,296
Value of total assets at beginning of year2017-12-31$372,245,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,709,149
Total interest from all sources2017-12-31$1,392,197
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$884,942
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$372,437
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$391,477
Administrative expenses (other) incurred2017-12-31$1,824,207
Liabilities. Value of operating payables at end of year2017-12-31$1,171,011
Liabilities. Value of operating payables at beginning of year2017-12-31$271,339
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$47,307,159
Value of net assets at end of year (total assets less liabilities)2017-12-31$419,281,285
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$371,974,126
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest earned on other investments2017-12-31$582,553
Income. Interest from US Government securities2017-12-31$748,122
Value of interest in common/collective trusts at end of year2017-12-31$310,530,788
Value of interest in common/collective trusts at beginning of year2017-12-31$270,465,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$21,995,232
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$28,031,201
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$28,031,201
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$61,522
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$17,855,505
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$17,356,816
Asset value of US Government securities at end of year2017-12-31$30,493,504
Asset value of US Government securities at beginning of year2017-12-31$28,015,083
Net investment gain or loss from common/collective trusts2017-12-31$36,694,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$35,710,000
Employer contributions (assets) at end of year2017-12-31$35,710,000
Employer contributions (assets) at beginning of year2017-12-31$25,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$24,666,651
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$3,494,830
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$2,985,517
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : UBS PENSION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$678,406
Total unrealized appreciation/depreciation of assets2016-12-31$678,406
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$271,339
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,635,211
Total income from all sources (including contributions)2016-12-31$36,488,929
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$22,921,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$19,977,282
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$25,000,000
Value of total assets at end of year2016-12-31$372,245,465
Value of total assets at beginning of year2016-12-31$360,041,878
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,944,188
Total interest from all sources2016-12-31$1,252,540
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$454,700
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$257,602
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$391,477
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$2,489,488
Liabilities. Value of operating payables at end of year2016-12-31$271,339
Liabilities. Value of operating payables at beginning of year2016-12-31$1,635,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$13,567,459
Value of net assets at end of year (total assets less liabilities)2016-12-31$371,974,126
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$358,406,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest earned on other investments2016-12-31$695,771
Income. Interest from US Government securities2016-12-31$309,371
Value of interest in common/collective trusts at end of year2016-12-31$270,465,371
Value of interest in common/collective trusts at beginning of year2016-12-31$322,326,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$28,031,201
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$17,996,910
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$17,996,910
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$247,398
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$17,356,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$16,951,125
Asset value of US Government securities at end of year2016-12-31$28,015,083
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$9,557,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$25,000,000
Employer contributions (assets) at end of year2016-12-31$25,000,000
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$19,977,282
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$2,985,517
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$2,509,710
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : UBS PENSION PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,001,082
Total unrealized appreciation/depreciation of assets2015-12-31$-1,001,082
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,635,211
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,237,261
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$23,842,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$21,367,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$360,041,878
Value of total assets at beginning of year2015-12-31$378,012,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,474,777
Total interest from all sources2015-12-31$654,771
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$13,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$13,295
Administrative expenses professional fees incurred2015-12-31$523,976
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$257,602
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$1,950,801
Liabilities. Value of operating payables at end of year2015-12-31$1,635,211
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-19,605,394
Value of net assets at end of year (total assets less liabilities)2015-12-31$358,406,667
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$378,012,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest earned on other investments2015-12-31$654,771
Value of interest in common/collective trusts at end of year2015-12-31$322,326,531
Value of interest in common/collective trusts at beginning of year2015-12-31$343,995,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$17,996,910
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$13,715,472
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$13,715,472
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$16,951,125
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$17,102,950
Net investment gain or loss from common/collective trusts2015-12-31$4,570,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$21,367,878
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$2,509,710
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$3,198,289
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST AND YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : UBS PENSION PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$21,552
Total unrealized appreciation/depreciation of assets2014-12-31$21,552
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$52,089,315
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$26,317,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$24,576,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,816,242
Value of total assets at end of year2014-12-31$378,012,061
Value of total assets at beginning of year2014-12-31$352,240,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,741,890
Total interest from all sources2014-12-31$711,195
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$607,161
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$17,424
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Administrative expenses (other) incurred2014-12-31$1,134,729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$25,771,417
Value of net assets at end of year (total assets less liabilities)2014-12-31$378,012,061
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$352,240,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest earned on other investments2014-12-31$711,195
Value of interest in common/collective trusts at end of year2014-12-31$343,995,350
Value of interest in common/collective trusts at beginning of year2014-12-31$313,955,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$13,715,472
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,253,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,253,645
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$17,102,950
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$16,768,740
Net investment gain or loss from common/collective trusts2014-12-31$42,540,326
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,816,242
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$13,940,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$24,576,008
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$3,198,289
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$3,305,513
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2014-12-31132781641
2013 : UBS PENSION PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,269,847
Total unrealized appreciation/depreciation of assets2013-12-31$1,269,847
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,833
Total income from all sources (including contributions)2013-12-31$36,831,901
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$104,937,871
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$103,330,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$24,679,938
Value of total assets at end of year2013-12-31$352,240,644
Value of total assets at beginning of year2013-12-31$420,349,447
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,607,304
Total interest from all sources2013-12-31$793,009
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$20,821
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$627,771
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$17,424
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,909
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$2,833
Administrative expenses (other) incurred2013-12-31$979,533
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-68,105,970
Value of net assets at end of year (total assets less liabilities)2013-12-31$352,240,644
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$420,346,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest earned on other investments2013-12-31$792,711
Value of interest in common/collective trusts at end of year2013-12-31$313,955,024
Value of interest in common/collective trusts at beginning of year2013-12-31$397,386,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,253,645
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,319,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,319,497
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$298
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$16,768,740
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$16,322,841
Net investment gain or loss from common/collective trusts2013-12-31$10,068,286
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$24,679,938
Employer contributions (assets) at end of year2013-12-31$13,940,298
Employer contributions (assets) at beginning of year2013-12-31$3,040,630
Income. Dividends from common stock2013-12-31$20,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$103,330,567
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$3,305,513
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$2,276,833
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2013-12-31132781641
2012 : UBS PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$485,330
Total unrealized appreciation/depreciation of assets2012-12-31$485,330
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,833
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$56,298,065
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$25,167,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$23,829,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,092,438
Value of total assets at end of year2012-12-31$420,349,447
Value of total assets at beginning of year2012-12-31$389,215,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,337,098
Total interest from all sources2012-12-31$855,207
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$408,307
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,909
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$818,226
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$2,833
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$928,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$31,131,009
Value of net assets at end of year (total assets less liabilities)2012-12-31$420,346,614
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$389,215,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest earned on other investments2012-12-31$855,207
Value of interest in common/collective trusts at end of year2012-12-31$397,386,737
Value of interest in common/collective trusts at beginning of year2012-12-31$369,499,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,319,497
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$991,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$991,842
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$16,322,841
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$16,127,087
Net investment gain or loss from common/collective trusts2012-12-31$43,865,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$11,092,438
Employer contributions (assets) at end of year2012-12-31$3,040,630
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$23,829,958
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$2,276,833
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,779,247
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2012-12-31132781641
2011 : UBS PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-964,995
Total unrealized appreciation/depreciation of assets2011-12-31$-964,995
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$28,219,065
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$22,815,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$21,710,908
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$389,215,605
Value of total assets at beginning of year2011-12-31$383,811,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,104,463
Total interest from all sources2011-12-31$903,538
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$524,233
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$818,226
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$197
Administrative expenses (other) incurred2011-12-31$580,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,403,694
Value of net assets at end of year (total assets less liabilities)2011-12-31$389,215,605
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$383,811,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Interest earned on other investments2011-12-31$902,349
Value of interest in common/collective trusts at end of year2011-12-31$369,499,203
Value of interest in common/collective trusts at beginning of year2011-12-31$361,290,378
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$991,842
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,857,869
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,857,869
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,189
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$16,127,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$15,785,174
Net investment gain or loss from common/collective trusts2011-12-31$28,280,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$21,710,908
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,779,247
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$2,878,293
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2011-12-31132781641
2010 : UBS PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-194,344
Total unrealized appreciation/depreciation of assets2010-12-31$-194,344
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$31,211,346
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$23,342,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$22,074,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$383,811,911
Value of total assets at beginning of year2010-12-31$375,942,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,267,448
Total interest from all sources2010-12-31$865,202
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$810,108
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$197
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,500,216
Administrative expenses (other) incurred2010-12-31$457,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$7,869,306
Value of net assets at end of year (total assets less liabilities)2010-12-31$383,811,911
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$375,942,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Interest earned on other investments2010-12-31$863,005
Value of interest in common/collective trusts at end of year2010-12-31$361,290,378
Value of interest in common/collective trusts at beginning of year2010-12-31$352,594,405
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,857,869
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,150,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,150,411
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,197
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$15,785,174
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$15,624,937
Net investment gain or loss from common/collective trusts2010-12-31$30,540,488
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$22,074,592
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$2,878,293
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$3,072,636
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2010-12-31132781641
2009 : UBS PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UBS PENSION PLAN

2022: UBS PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UBS PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UBS PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UBS PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UBS PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UBS PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UBS PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UBS PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UBS PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UBS PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UBS PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UBS PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UBS PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Number of Individuals Covered25
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Number of Individuals Covered22
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Number of Individuals Covered39
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Number of Individuals Covered40
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Number of Individuals Covered45
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Number of Individuals Covered49
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Number of Individuals Covered56
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Number of Individuals Covered56
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65099 )
Policy contract numberGAC 21 ASSN 0
Policy instance 1
Insurance contract or identification numberGAC 21 ASSN 0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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