UBS AG has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : UBS 401(K) PLAN TRUST 2022 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $10,221,401 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $10,221,401 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $8,123,464 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $9,433,799 |
Total income from all sources (including contributions) | 2022-12-31 | $-992,750,840 |
Total loss/gain on sale of assets | 2022-12-31 | $-129,245 |
Total of all expenses incurred | 2022-12-31 | $494,158,625 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $482,436,608 |
Value of total corrective distributions | 2022-12-31 | $2,683,875 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $549,485,496 |
Value of total assets at end of year | 2022-12-31 | $7,443,590,630 |
Value of total assets at beginning of year | 2022-12-31 | $8,931,810,430 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $9,038,142 |
Total interest from all sources | 2022-12-31 | $11,605,063 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $85,294,521 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $78,932,321 |
Administrative expenses professional fees incurred | 2022-12-31 | $588,800 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $2,739,708 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $3,125,005 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $349,930,094 |
Participant contributions at end of year | 2022-12-31 | $54,659,509 |
Participant contributions at beginning of year | 2022-12-31 | $56,737,078 |
Participant contributions at end of year | 2022-12-31 | $3,266,363 |
Participant contributions at beginning of year | 2022-12-31 | $3,200,938 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $1,210,940,426 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,526,362,102 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $9,760,971 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $4,931,576 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $349,341 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $296,196 |
Administrative expenses (other) incurred | 2022-12-31 | $-164 |
Liabilities. Value of operating payables at end of year | 2022-12-31 | $5,090,248 |
Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $5,789,153 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-1,486,909,465 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $7,435,467,166 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $8,922,376,631 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $8,039,263 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $5,842,696 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $3,199,900 |
Interest on participant loans | 2022-12-31 | $3,001,592 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $4,510,083,429 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $5,177,688,783 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $393,368 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $-3,923,467 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $-3,923,467 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $8,603,471 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-866,928,619 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-782,299,457 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Assets. Invements in employer securities at end of year | 2022-12-31 | $234,215,075 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $224,113,049 |
Contributions received in cash from employer | 2022-12-31 | $199,555,402 |
Employer contributions (assets) at end of year | 2022-12-31 | $81,779,248 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $79,638,800 |
Income. Dividends from common stock | 2022-12-31 | $6,362,200 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $482,436,608 |
Contract administrator fees | 2022-12-31 | $410,243 |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $1,329,909,837 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $1,856,736,666 |
Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $2,683,875 |
Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $3,348,450 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $39,544,403 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $39,673,648 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2022-12-31 | 346565596 |
2021 : UBS 401(K) PLAN TRUST 2021 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $46,361,981 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $46,361,981 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $9,433,799 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $7,276,091 |
Total income from all sources (including contributions) | 2021-12-31 | $1,675,664,148 |
Total loss/gain on sale of assets | 2021-12-31 | $2,099,268 |
Total of all expenses incurred | 2021-12-31 | $607,310,478 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $592,920,323 |
Value of total corrective distributions | 2021-12-31 | $3,348,450 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $539,160,295 |
Value of total assets at end of year | 2021-12-31 | $8,931,810,430 |
Value of total assets at beginning of year | 2021-12-31 | $7,861,299,052 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $11,041,705 |
Total interest from all sources | 2021-12-31 | $3,818,879 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $132,501,144 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $127,712,218 |
Administrative expenses professional fees incurred | 2021-12-31 | $447,818 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-12-31 | $3,125,005 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-12-31 | $0 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $342,937,133 |
Participant contributions at end of year | 2021-12-31 | $56,737,078 |
Participant contributions at beginning of year | 2021-12-31 | $60,209,430 |
Participant contributions at end of year | 2021-12-31 | $3,200,938 |
Participant contributions at beginning of year | 2021-12-31 | $2,911,896 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,526,362,102 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $4,931,576 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $5,343,236 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $296,196 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $471,229 |
Administrative expenses (other) incurred | 2021-12-31 | $7,613 |
Liabilities. Value of operating payables at end of year | 2021-12-31 | $5,789,153 |
Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $4,111,641 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,068,353,670 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $8,922,376,631 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $7,854,022,961 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $10,257,582 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $3,199,900 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $3,052,153,166 |
Interest on participant loans | 2021-12-31 | $3,391,197 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $5,177,688,783 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $3,991,516,287 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $-3,923,467 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $489,512,785 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $489,512,785 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $427,682 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $355,565,203 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $596,157,378 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at end of year | 2021-12-31 | $224,113,049 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $184,093,030 |
Contributions received in cash from employer | 2021-12-31 | $196,223,162 |
Employer contributions (assets) at end of year | 2021-12-31 | $79,638,800 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $75,559,222 |
Income. Dividends from common stock | 2021-12-31 | $4,788,926 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $592,920,323 |
Contract administrator fees | 2021-12-31 | $328,692 |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $1,856,736,666 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $3,348,450 |
Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $2,693,221 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $44,083,060 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $41,983,792 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2021-12-31 | 346565596 |
2020 : UBS 401(K) PLAN TRUST 2020 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $22,263,058 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $22,263,058 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $7,276,091 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $5,634,052 |
Total income from all sources (including contributions) | 2020-12-31 | $1,591,251,635 |
Total loss/gain on sale of assets | 2020-12-31 | $-1,758,219 |
Total of all expenses incurred | 2020-12-31 | $526,333,504 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $515,115,527 |
Value of total corrective distributions | 2020-12-31 | $2,693,221 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $504,769,586 |
Value of total assets at end of year | 2020-12-31 | $7,861,299,052 |
Value of total assets at beginning of year | 2020-12-31 | $6,794,738,882 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $8,524,756 |
Total interest from all sources | 2020-12-31 | $6,399,774 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $78,663,790 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $69,015,515 |
Administrative expenses professional fees incurred | 2020-12-31 | $509,644 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $312,819,074 |
Participant contributions at end of year | 2020-12-31 | $60,209,430 |
Participant contributions at beginning of year | 2020-12-31 | $58,181,102 |
Participant contributions at end of year | 2020-12-31 | $2,911,896 |
Participant contributions at beginning of year | 2020-12-31 | $1,525,401 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $5,343,236 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $3,000,956 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $471,229 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $100,768 |
Liabilities. Value of operating payables at end of year | 2020-12-31 | $4,111,641 |
Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $3,416,165 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,064,918,131 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $7,854,022,961 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $6,789,104,830 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $7,746,672 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $3,052,153,166 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $2,561,708,293 |
Interest on participant loans | 2020-12-31 | $3,439,952 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $3,991,516,287 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $3,494,609,778 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $489,512,785 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $419,905,412 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $419,905,412 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $2,959,822 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $493,557,092 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $487,356,554 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Assets. Invements in employer securities at end of year | 2020-12-31 | $184,093,030 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $175,979,519 |
Contributions received in cash from employer | 2020-12-31 | $191,950,512 |
Employer contributions (assets) at end of year | 2020-12-31 | $75,559,222 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $79,828,421 |
Income. Dividends from common stock | 2020-12-31 | $9,648,275 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $515,115,527 |
Contract administrator fees | 2020-12-31 | $268,440 |
Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $2,693,221 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $2,117,119 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $53,786,734 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $55,544,953 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2020-12-31 | 346565596 |
2019 : UBS 401(K) PLAN TRUST 2019 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $2,783,170 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $2,783,170 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $5,634,052 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $4,219,982 |
Total income from all sources (including contributions) | 2019-12-31 | $1,695,302,992 |
Total loss/gain on sale of assets | 2019-12-31 | $-630,910 |
Total of all expenses incurred | 2019-12-31 | $447,051,407 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $436,074,851 |
Value of total corrective distributions | 2019-12-31 | $2,117,119 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $469,935,523 |
Value of total assets at end of year | 2019-12-31 | $6,794,738,882 |
Value of total assets at beginning of year | 2019-12-31 | $5,545,073,227 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $8,859,437 |
Total interest from all sources | 2019-12-31 | $14,359,375 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $85,699,389 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $75,819,255 |
Administrative expenses professional fees incurred | 2019-12-31 | $547,043 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $299,292,488 |
Participant contributions at end of year | 2019-12-31 | $58,181,102 |
Participant contributions at beginning of year | 2019-12-31 | $58,524,300 |
Participant contributions at end of year | 2019-12-31 | $1,525,401 |
Participant contributions at beginning of year | 2019-12-31 | $2,043,520 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $3,000,956 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $2,897,476 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $100,768 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $59,505 |
Liabilities. Value of operating payables at end of year | 2019-12-31 | $3,416,165 |
Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $2,071,979 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $1,248,251,585 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $6,789,104,830 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $5,540,853,245 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $8,077,058 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,561,708,293 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,093,354,146 |
Interest on participant loans | 2019-12-31 | $3,443,802 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $3,494,609,778 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $2,757,903,628 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $419,905,412 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $365,531,569 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $365,531,569 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $10,915,573 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $481,321,002 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $641,835,443 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $175,979,519 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $181,040,564 |
Contributions received in cash from employer | 2019-12-31 | $170,643,035 |
Employer contributions (assets) at end of year | 2019-12-31 | $79,828,421 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $83,778,024 |
Income. Dividends from common stock | 2019-12-31 | $9,880,134 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $436,074,851 |
Contract administrator fees | 2019-12-31 | $235,336 |
Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $2,117,119 |
Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $2,088,498 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Aggregate proceeds on sale of assets | 2019-12-31 | $42,197,250 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $42,828,160 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Unqualified |
Accountancy firm name | 2019-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2019-12-31 | 346565596 |
2018 : UBS 401(K) PLAN TRUST 2018 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-86,825,330 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-86,825,330 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $4,219,982 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $6,544,633 |
Total income from all sources (including contributions) | 2018-12-31 | $70,127,867 |
Total loss/gain on sale of assets | 2018-12-31 | $-753,958 |
Total of all expenses incurred | 2018-12-31 | $395,866,494 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $385,919,746 |
Value of total corrective distributions | 2018-12-31 | $2,088,498 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $463,075,667 |
Value of total assets at end of year | 2018-12-31 | $5,545,073,227 |
Value of total assets at beginning of year | 2018-12-31 | $5,873,136,505 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $7,858,250 |
Total interest from all sources | 2018-12-31 | $11,196,403 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $101,418,487 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $92,047,846 |
Administrative expenses professional fees incurred | 2018-12-31 | $321,013 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $305,827,861 |
Participant contributions at end of year | 2018-12-31 | $58,524,300 |
Participant contributions at beginning of year | 2018-12-31 | $58,010,015 |
Participant contributions at end of year | 2018-12-31 | $2,043,520 |
Participant contributions at beginning of year | 2018-12-31 | $1,735,772 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $2,897,476 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $4,229,738 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $59,505 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $88,468 |
Liabilities. Value of operating payables at end of year | 2018-12-31 | $2,071,979 |
Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $2,671,554 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-325,738,627 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $5,540,853,245 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,866,591,872 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $7,307,671 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,093,354,146 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $2,276,247,249 |
Interest on participant loans | 2018-12-31 | $3,120,894 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $2,757,903,628 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $2,814,552,278 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $365,531,569 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $373,028,314 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $373,028,314 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $8,075,509 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-261,043,673 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-156,939,729 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $181,040,564 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $267,052,960 |
Contributions received in cash from employer | 2018-12-31 | $157,247,806 |
Employer contributions (assets) at end of year | 2018-12-31 | $83,778,024 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $78,280,179 |
Income. Dividends from common stock | 2018-12-31 | $9,370,641 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $385,919,746 |
Contract administrator fees | 2018-12-31 | $229,566 |
Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $2,088,498 |
Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $3,784,611 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Aggregate proceeds on sale of assets | 2018-12-31 | $32,094,862 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $32,848,820 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Unqualified |
Accountancy firm name | 2018-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2018-12-31 | 346565596 |
2017 : UBS 401(K) PLAN TRUST 2017 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $39,257,371 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $39,257,371 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $6,544,633 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $4,784,424 |
Total income from all sources (including contributions) | 2017-12-31 | $1,268,569,497 |
Total loss/gain on sale of assets | 2017-12-31 | $1,623,351 |
Total of all expenses incurred | 2017-12-31 | $380,462,469 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $369,689,947 |
Value of total corrective distributions | 2017-12-31 | $3,784,611 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $403,267,810 |
Value of total assets at end of year | 2017-12-31 | $5,873,136,505 |
Value of total assets at beginning of year | 2017-12-31 | $4,983,269,268 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $6,987,911 |
Total interest from all sources | 2017-12-31 | $6,594,369 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $80,551,607 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $71,402,662 |
Administrative expenses professional fees incurred | 2017-12-31 | $609,238 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $275,589,226 |
Participant contributions at end of year | 2017-12-31 | $58,010,015 |
Participant contributions at beginning of year | 2017-12-31 | $57,169,771 |
Participant contributions at end of year | 2017-12-31 | $1,735,772 |
Participant contributions at beginning of year | 2017-12-31 | $2,177,778 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $4,229,738 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $2,974,523 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $88,468 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $24,666 |
Liabilities. Value of operating payables at end of year | 2017-12-31 | $2,671,554 |
Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $2,586,612 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $888,107,028 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,866,591,872 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,978,484,844 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $6,036,885 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $2,276,247,249 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,063,651,122 |
Interest on participant loans | 2017-12-31 | $2,920,949 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $2,814,552,278 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $2,160,992,937 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $373,028,314 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $377,358,003 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $377,358,003 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $3,673,420 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $310,816,561 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $426,458,428 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $267,052,960 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $241,932,060 |
Contributions received in cash from employer | 2017-12-31 | $127,678,584 |
Employer contributions (assets) at end of year | 2017-12-31 | $78,280,179 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $77,013,074 |
Income. Dividends from common stock | 2017-12-31 | $9,148,945 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $369,689,947 |
Contract administrator fees | 2017-12-31 | $341,788 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $3,784,611 |
Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $2,173,146 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Aggregate proceeds on sale of assets | 2017-12-31 | $45,287,051 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $43,663,700 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
Accountancy firm name | 2017-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2017-12-31 | 346565596 |
2016 : UBS 401(K) PLAN TRUST 2016 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $-51,296,148 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $-51,296,148 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $4,784,424 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $7,019,599 |
Total income from all sources (including contributions) | 2016-12-31 | $665,850,889 |
Total loss/gain on sale of assets | 2016-12-31 | $-4,776,565 |
Total of all expenses incurred | 2016-12-31 | $376,755,812 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $368,839,045 |
Value of total corrective distributions | 2016-12-31 | $2,173,146 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $392,486,759 |
Value of total assets at end of year | 2016-12-31 | $4,983,269,268 |
Value of total assets at beginning of year | 2016-12-31 | $4,696,409,366 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $5,743,621 |
Total interest from all sources | 2016-12-31 | $5,348,694 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $66,299,176 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $52,756,456 |
Administrative expenses professional fees incurred | 2016-12-31 | $767,011 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $271,921,076 |
Participant contributions at end of year | 2016-12-31 | $57,169,771 |
Participant contributions at beginning of year | 2016-12-31 | $57,220,525 |
Participant contributions at end of year | 2016-12-31 | $2,177,778 |
Participant contributions at beginning of year | 2016-12-31 | $2,765,358 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $2,974,523 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $1,722,079 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $24,666 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $942,799 |
Other income not declared elsewhere | 2016-12-31 | $1,115,867 |
Liabilities. Value of operating payables at end of year | 2016-12-31 | $2,586,612 |
Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $1,174,260 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $289,095,077 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,978,484,844 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $4,689,389,767 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $4,976,610 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,063,651,122 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $2,044,888,028 |
Interest on participant loans | 2016-12-31 | $2,831,589 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,160,992,937 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,750,674,001 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $377,358,003 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $331,676,493 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $331,676,493 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $2,517,105 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $127,287,290 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $92,383,981 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $164,289,125 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $241,932,060 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $302,140,950 |
Contributions received in cash from employer | 2016-12-31 | $120,565,683 |
Employer contributions (assets) at end of year | 2016-12-31 | $77,013,074 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $78,034,642 |
Income. Dividends from common stock | 2016-12-31 | $13,542,720 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $368,839,045 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | Yes |
Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $2,173,146 |
Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $4,902,540 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $45,487,762 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $50,264,327 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
Accountancy firm name | 2016-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2016-12-31 | 346565596 |
2015 : UBS 401(K) PLAN TRUST 2015 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $38,414,915 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $38,414,915 |
Total transfer of assets to this plan | 2015-12-31 | $2,932,061,785 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $7,019,599 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $401,442,574 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $368,747,003 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $362,816,800 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $282,915 |
Value of total corrective distributions | 2015-12-31 | $58,903 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $373,885,596 |
Value of total assets at end of year | 2015-12-31 | $4,696,409,366 |
Value of total assets at beginning of year | 2015-12-31 | $1,724,632,411 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $5,588,385 |
Total interest from all sources | 2015-12-31 | $6,124,185 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $76,912,874 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $76,912,874 |
Administrative expenses professional fees incurred | 2015-12-31 | $3,019,434 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $254,823,556 |
Participant contributions at end of year | 2015-12-31 | $57,220,525 |
Participant contributions at beginning of year | 2015-12-31 | $13,278,411 |
Participant contributions at end of year | 2015-12-31 | $2,765,358 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $953,810,931 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $2,359,444 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $1,722,079 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $942,799 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Other income not declared elsewhere | 2015-12-31 | $-65,164,948 |
Liabilities. Value of operating payables at end of year | 2015-12-31 | $1,174,260 |
Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $32,695,571 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $4,689,389,767 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,724,632,411 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $2,568,951 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $1,107,286,391 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $1,207,620,425 |
Interest on participant loans | 2015-12-31 | $2,542,136 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,750,674,001 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $237,011,798 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $315,467,199 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $197,296,921 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $197,296,921 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $3,582,049 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $127,287,290 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-72,364,863 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $43,634,815 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $302,140,950 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $48,340,009 |
Contributions received in cash from employer | 2015-12-31 | $119,062,040 |
Employer contributions (assets) at end of year | 2015-12-31 | $78,034,642 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $21,084,847 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $360,457,356 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $4,902,540 |
Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $0 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
Accountancy firm name | 2015-12-31 | ERNST & YOUNG LLP |
Accountancy firm EIN | 2015-12-31 | 346565596 |
2014 : UBS 401(K) PLAN TRUST 2014 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $-6,313,686 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $-6,313,686 |
Total transfer of assets from this plan | 2014-12-31 | $2,798,666 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $204,037,288 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $163,270,420 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $163,226,324 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $-1,724 |
Value of total corrective distributions | 2014-12-31 | $45,820 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $94,305,330 |
Value of total assets at end of year | 2014-12-31 | $1,724,632,411 |
Value of total assets at beginning of year | 2014-12-31 | $1,686,664,209 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
Total interest from all sources | 2014-12-31 | $816,601 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $42,878,000 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $42,028,939 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $64,385,562 |
Participant contributions at end of year | 2014-12-31 | $13,278,411 |
Participant contributions at beginning of year | 2014-12-31 | $13,697,832 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $40,766,868 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $1,724,632,411 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,686,664,209 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $1,207,620,425 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $1,144,241,706 |
Interest on participant loans | 2014-12-31 | $705,963 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $237,011,798 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $246,130,551 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $197,296,921 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $202,979,151 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $202,979,151 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $110,638 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $65,914,127 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $6,436,916 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $48,340,009 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $56,961,467 |
Contributions received in cash from employer | 2014-12-31 | $29,919,768 |
Employer contributions (assets) at end of year | 2014-12-31 | $21,084,847 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $22,653,502 |
Income. Dividends from common stock | 2014-12-31 | $849,061 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $163,226,324 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
Accountancy firm name | 2014-12-31 | MITCHELL AND TITUS, LLP |
Accountancy firm EIN | 2014-12-31 | 132781641 |
2013 : UBS 401(K) PLAN TRUST 2013 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $10,800,317 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $10,800,317 |
Total transfer of assets from this plan | 2013-12-31 | $8,320,173 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $370,628,828 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $205,859,785 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $205,820,931 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $-22,217 |
Value of total corrective distributions | 2013-12-31 | $61,071 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $95,573,987 |
Value of total assets at end of year | 2013-12-31 | $1,686,664,209 |
Value of total assets at beginning of year | 2013-12-31 | $1,530,215,339 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $942,187 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $41,548,908 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $41,059,752 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $63,915,368 |
Participant contributions at end of year | 2013-12-31 | $13,697,832 |
Participant contributions at beginning of year | 2013-12-31 | $15,319,458 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $164,769,043 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,686,664,209 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,530,215,339 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $1,144,241,706 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,091,047,903 |
Interest on participant loans | 2013-12-31 | $791,276 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $246,130,551 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $124,698,842 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $202,979,151 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $219,632,500 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $219,632,500 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $150,911 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $192,019,023 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $29,744,406 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $56,961,467 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $50,097,361 |
Contributions received in cash from employer | 2013-12-31 | $31,658,619 |
Employer contributions (assets) at end of year | 2013-12-31 | $22,653,502 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $29,419,275 |
Income. Dividends from common stock | 2013-12-31 | $489,156 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $205,820,931 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
Accountancy firm name | 2013-12-31 | MITCHELL AND TITUS, LLP |
Accountancy firm EIN | 2013-12-31 | 132781641 |
2012 : UBS 401(K) PLAN TRUST 2012 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $13,502,257 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $13,502,257 |
Total transfer of assets from this plan | 2012-12-31 | $490,818 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $296,706,600 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $135,761,389 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $135,702,976 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $34,635 |
Value of total corrective distributions | 2012-12-31 | $23,778 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $131,048,307 |
Value of total assets at end of year | 2012-12-31 | $1,530,215,339 |
Value of total assets at beginning of year | 2012-12-31 | $1,369,760,946 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $1,038,308 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $27,324,808 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $26,934,747 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $75,623,112 |
Participant contributions at end of year | 2012-12-31 | $15,319,458 |
Participant contributions at beginning of year | 2012-12-31 | $14,445,067 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $160,945,211 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,530,215,339 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,369,760,946 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,091,047,903 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $939,533,462 |
Interest on participant loans | 2012-12-31 | $749,659 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $124,698,842 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $116,635,052 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $219,632,500 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $225,357,237 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $225,357,237 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $288,649 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $107,802,968 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $15,989,952 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $50,097,361 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $41,984,507 |
Contributions received in cash from employer | 2012-12-31 | $55,425,195 |
Employer contributions (assets) at end of year | 2012-12-31 | $29,419,275 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $31,805,621 |
Income. Dividends from common stock | 2012-12-31 | $390,061 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $135,702,976 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
Accountancy firm name | 2012-12-31 | MITCHELL AND TITUS, LLP |
Accountancy firm EIN | 2012-12-31 | 132781641 |
2011 : UBS 401(K) PLAN TRUST 2011 401k financial data |
---|
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-12,486,351 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-12,486,351 |
Total transfer of assets to this plan | 2011-12-31 | $1,068,315 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $93,692,090 |
Total loss/gain on sale of assets | 2011-12-31 | $-2,864,857 |
Total of all expenses incurred | 2011-12-31 | $126,950,809 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $126,920,320 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $21,181 |
Value of total corrective distributions | 2011-12-31 | $9,308 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $140,194,464 |
Value of total assets at end of year | 2011-12-31 | $1,369,760,946 |
Value of total assets at beginning of year | 2011-12-31 | $1,401,951,350 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $1,145,371 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $24,751,649 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $24,751,114 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $80,880,186 |
Participant contributions at end of year | 2011-12-31 | $14,445,067 |
Participant contributions at beginning of year | 2011-12-31 | $15,776,413 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-33,258,719 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,369,760,946 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,401,951,350 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $939,533,462 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $952,258,424 |
Interest on participant loans | 2011-12-31 | $824,416 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $116,635,052 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $125,722,424 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $225,357,237 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $220,255,051 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $220,255,051 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $320,955 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-53,783,941 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-3,264,245 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $41,984,507 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $57,983,294 |
Contributions received in cash from employer | 2011-12-31 | $59,314,278 |
Employer contributions (assets) at end of year | 2011-12-31 | $31,805,621 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $29,955,744 |
Income. Dividends from common stock | 2011-12-31 | $535 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $126,920,320 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $2,864,857 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | MITCHELL AND TITUS, LLP |
Accountancy firm EIN | 2011-12-31 | 132781641 |
2010 : UBS 401(K) PLAN TRUST 2010 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $4,303,060 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $4,303,060 |
Total transfer of assets to this plan | 2010-12-31 | $1,173,857 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $268,562,246 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $123,144,838 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $123,190,131 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $-45,293 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $134,978,867 |
Value of total assets at end of year | 2010-12-31 | $1,401,951,350 |
Value of total assets at beginning of year | 2010-12-31 | $1,255,360,085 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $1,396,823 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $19,728,345 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $19,728,345 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $78,640,265 |
Participant contributions at end of year | 2010-12-31 | $15,776,413 |
Participant contributions at beginning of year | 2010-12-31 | $14,712,423 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $206,352 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $145,417,408 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,401,951,350 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,255,360,085 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $952,258,424 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $795,181,806 |
Interest on participant loans | 2010-12-31 | $917,077 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $125,722,424 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $122,767,523 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $220,255,051 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $243,599,494 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $243,599,494 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $479,746 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $94,712,326 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $13,442,825 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $57,983,294 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $49,063,274 |
Contributions received in cash from employer | 2010-12-31 | $56,338,602 |
Employer contributions (assets) at end of year | 2010-12-31 | $29,955,744 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $29,829,213 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $123,190,131 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | MITCHELL AND TITUS, LLP |
Accountancy firm EIN | 2010-12-31 | 132781641 |
2009 : UBS 401(K) PLAN TRUST 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |