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UBS 401(K) PLAN TRUST 401k Plan overview

Plan NameUBS 401(K) PLAN TRUST
Plan identification number 002

UBS 401(K) PLAN TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UBS AG has sponsored the creation of one or more 401k plans.

Company Name:UBS AG
Employer identification number (EIN):980186363
NAIC Classification:523900

Additional information about UBS AG

Jurisdiction of Incorporation: New Jersey Division of Revenue and Enterprise Services
Incorporation Date:
Company Identification Number: 0100986455

More information about UBS AG

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UBS 401(K) PLAN TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01MICHAEL O'CONNOR2023-10-04
0022021-01-01MICHAEL O'CONNOR2022-08-24
0022020-01-01MICHAEL O'CONNOR2021-09-28
0022019-01-01MICHAEL O'CONNOR2020-09-15
0022018-01-01MICHAEL O'CONNOR2019-09-13
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01MATT SMALL
0022013-01-01FILED WITH AUTHORIZED SIGNATURE
0022012-01-01VINCENT RAIMONDI
0022011-01-01VINCENT RAIMONDI VINCENT RAIMONDI2012-10-12
0022009-01-01VINCENT RAIMONDI VINCENT RAIMONDI2010-10-14

Plan Statistics for UBS 401(K) PLAN TRUST

401k plan membership statisitcs for UBS 401(K) PLAN TRUST

Measure Date Value
2022: UBS 401(K) PLAN TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-0131,401
Total number of active participants reported on line 7a of the Form 55002022-01-0121,584
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0110,547
Total of all active and inactive participants2022-01-0132,131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-01298
Total participants2022-01-0132,429
Number of participants with account balances2022-01-0131,704
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012,543
2021: UBS 401(K) PLAN TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-0131,074
Total number of active participants reported on line 7a of the Form 55002021-01-0121,098
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-019,891
Total of all active and inactive participants2021-01-0130,989
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-01281
Total participants2021-01-0131,270
Number of participants with account balances2021-01-0130,793
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012,331
2020: UBS 401(K) PLAN TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-0131,234
Total number of active participants reported on line 7a of the Form 55002020-01-0121,161
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-019,635
Total of all active and inactive participants2020-01-0130,796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-01268
Total participants2020-01-0131,064
Number of participants with account balances2020-01-0130,682
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011,589
2019: UBS 401(K) PLAN TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-0131,458
Total number of active participants reported on line 7a of the Form 55002019-01-0120,969
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-019,992
Total of all active and inactive participants2019-01-0130,962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01252
Total participants2019-01-0131,214
Number of participants with account balances2019-01-0130,539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012,212
2018: UBS 401(K) PLAN TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-0131,060
Total number of active participants reported on line 7a of the Form 55002018-01-0121,295
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0110,008
Total of all active and inactive participants2018-01-0131,306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01227
Total participants2018-01-0131,533
Number of participants with account balances2018-01-0130,710
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012,016
2017: UBS 401(K) PLAN TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0131,060
Total number of active participants reported on line 7a of the Form 55002017-01-0120,763
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-0110,058
Total of all active and inactive participants2017-01-0130,825
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01227
Total participants2017-01-0131,052
Number of participants with account balances2017-01-0129,939
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011,988
2016: UBS 401(K) PLAN TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0131,539
Total number of active participants reported on line 7a of the Form 55002016-01-0120,514
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0110,302
Total of all active and inactive participants2016-01-0130,822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01214
Total participants2016-01-0131,036
Number of participants with account balances2016-01-0129,752
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012,107
2015: UBS 401(K) PLAN TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0131,656
Total number of active participants reported on line 7a of the Form 55002015-01-0120,730
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-0110,544
Total of all active and inactive participants2015-01-0131,281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01234
Total participants2015-01-0131,515
Number of participants with account balances2015-01-0129,853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012,318
2014: UBS 401(K) PLAN TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0111,816
Total number of active participants reported on line 7a of the Form 55002014-01-015,379
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016,303
Total of all active and inactive participants2014-01-0111,682
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0147
Total participants2014-01-0111,729
Number of participants with account balances2014-01-0111,410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01402
2013: UBS 401(K) PLAN TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0112,693
Total number of active participants reported on line 7a of the Form 55002013-01-016,079
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016,404
Total of all active and inactive participants2013-01-0112,483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0139
Total participants2013-01-0112,522
Number of participants with account balances2013-01-0111,816
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01762
2012: UBS 401(K) PLAN TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0113,161
Total number of active participants reported on line 7a of the Form 55002012-01-016,990
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-016,270
Total of all active and inactive participants2012-01-0113,260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0135
Total participants2012-01-0113,295
Number of participants with account balances2012-01-0112,693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01849
2011: UBS 401(K) PLAN TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0113,185
Total number of active participants reported on line 7a of the Form 55002011-01-017,729
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-016,137
Total of all active and inactive participants2011-01-0113,866
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0134
Total participants2011-01-0113,900
Number of participants with account balances2011-01-0113,161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01808
2009: UBS 401(K) PLAN TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0114,169
Total number of active participants reported on line 7a of the Form 55002009-01-017,613
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-016,278
Total of all active and inactive participants2009-01-0113,891
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0129
Total participants2009-01-0113,920
Number of participants with account balances2009-01-0113,261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011,334

Financial Data on UBS 401(K) PLAN TRUST

Measure Date Value
2022 : UBS 401(K) PLAN TRUST 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$10,221,401
Total unrealized appreciation/depreciation of assets2022-12-31$10,221,401
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$8,123,464
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$9,433,799
Total income from all sources (including contributions)2022-12-31$-992,750,840
Total loss/gain on sale of assets2022-12-31$-129,245
Total of all expenses incurred2022-12-31$494,158,625
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$482,436,608
Value of total corrective distributions2022-12-31$2,683,875
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$549,485,496
Value of total assets at end of year2022-12-31$7,443,590,630
Value of total assets at beginning of year2022-12-31$8,931,810,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$9,038,142
Total interest from all sources2022-12-31$11,605,063
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$85,294,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$78,932,321
Administrative expenses professional fees incurred2022-12-31$588,800
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$2,739,708
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$3,125,005
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$349,930,094
Participant contributions at end of year2022-12-31$54,659,509
Participant contributions at beginning of year2022-12-31$56,737,078
Participant contributions at end of year2022-12-31$3,266,363
Participant contributions at beginning of year2022-12-31$3,200,938
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,210,940,426
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,526,362,102
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$9,760,971
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$4,931,576
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$349,341
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$296,196
Administrative expenses (other) incurred2022-12-31$-164
Liabilities. Value of operating payables at end of year2022-12-31$5,090,248
Liabilities. Value of operating payables at beginning of year2022-12-31$5,789,153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,486,909,465
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,435,467,166
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,922,376,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$8,039,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$5,842,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,199,900
Interest on participant loans2022-12-31$3,001,592
Value of interest in common/collective trusts at end of year2022-12-31$4,510,083,429
Value of interest in common/collective trusts at beginning of year2022-12-31$5,177,688,783
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$393,368
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$-3,923,467
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$-3,923,467
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$8,603,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-866,928,619
Net investment gain or loss from common/collective trusts2022-12-31$-782,299,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$234,215,075
Assets. Invements in employer securities at beginning of year2022-12-31$224,113,049
Contributions received in cash from employer2022-12-31$199,555,402
Employer contributions (assets) at end of year2022-12-31$81,779,248
Employer contributions (assets) at beginning of year2022-12-31$79,638,800
Income. Dividends from common stock2022-12-31$6,362,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$482,436,608
Contract administrator fees2022-12-31$410,243
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$1,329,909,837
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$1,856,736,666
Liabilities. Value of benefit claims payable at end of year2022-12-31$2,683,875
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$3,348,450
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$39,544,403
Aggregate carrying amount (costs) on sale of assets2022-12-31$39,673,648
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST & YOUNG LLP
Accountancy firm EIN2022-12-31346565596
2021 : UBS 401(K) PLAN TRUST 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$46,361,981
Total unrealized appreciation/depreciation of assets2021-12-31$46,361,981
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$9,433,799
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$7,276,091
Total income from all sources (including contributions)2021-12-31$1,675,664,148
Total loss/gain on sale of assets2021-12-31$2,099,268
Total of all expenses incurred2021-12-31$607,310,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$592,920,323
Value of total corrective distributions2021-12-31$3,348,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$539,160,295
Value of total assets at end of year2021-12-31$8,931,810,430
Value of total assets at beginning of year2021-12-31$7,861,299,052
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$11,041,705
Total interest from all sources2021-12-31$3,818,879
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$132,501,144
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$127,712,218
Administrative expenses professional fees incurred2021-12-31$447,818
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$3,125,005
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$342,937,133
Participant contributions at end of year2021-12-31$56,737,078
Participant contributions at beginning of year2021-12-31$60,209,430
Participant contributions at end of year2021-12-31$3,200,938
Participant contributions at beginning of year2021-12-31$2,911,896
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,526,362,102
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$4,931,576
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$5,343,236
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$296,196
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$471,229
Administrative expenses (other) incurred2021-12-31$7,613
Liabilities. Value of operating payables at end of year2021-12-31$5,789,153
Liabilities. Value of operating payables at beginning of year2021-12-31$4,111,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,068,353,670
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,922,376,631
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$7,854,022,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$10,257,582
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,199,900
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,052,153,166
Interest on participant loans2021-12-31$3,391,197
Value of interest in common/collective trusts at end of year2021-12-31$5,177,688,783
Value of interest in common/collective trusts at beginning of year2021-12-31$3,991,516,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$-3,923,467
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$489,512,785
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$489,512,785
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$427,682
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$355,565,203
Net investment gain or loss from common/collective trusts2021-12-31$596,157,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$224,113,049
Assets. Invements in employer securities at beginning of year2021-12-31$184,093,030
Contributions received in cash from employer2021-12-31$196,223,162
Employer contributions (assets) at end of year2021-12-31$79,638,800
Employer contributions (assets) at beginning of year2021-12-31$75,559,222
Income. Dividends from common stock2021-12-31$4,788,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$592,920,323
Contract administrator fees2021-12-31$328,692
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$1,856,736,666
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$3,348,450
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$2,693,221
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$44,083,060
Aggregate carrying amount (costs) on sale of assets2021-12-31$41,983,792
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST & YOUNG LLP
Accountancy firm EIN2021-12-31346565596
2020 : UBS 401(K) PLAN TRUST 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$22,263,058
Total unrealized appreciation/depreciation of assets2020-12-31$22,263,058
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$7,276,091
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$5,634,052
Total income from all sources (including contributions)2020-12-31$1,591,251,635
Total loss/gain on sale of assets2020-12-31$-1,758,219
Total of all expenses incurred2020-12-31$526,333,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$515,115,527
Value of total corrective distributions2020-12-31$2,693,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$504,769,586
Value of total assets at end of year2020-12-31$7,861,299,052
Value of total assets at beginning of year2020-12-31$6,794,738,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$8,524,756
Total interest from all sources2020-12-31$6,399,774
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$78,663,790
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$69,015,515
Administrative expenses professional fees incurred2020-12-31$509,644
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$312,819,074
Participant contributions at end of year2020-12-31$60,209,430
Participant contributions at beginning of year2020-12-31$58,181,102
Participant contributions at end of year2020-12-31$2,911,896
Participant contributions at beginning of year2020-12-31$1,525,401
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$5,343,236
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$3,000,956
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$471,229
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$100,768
Liabilities. Value of operating payables at end of year2020-12-31$4,111,641
Liabilities. Value of operating payables at beginning of year2020-12-31$3,416,165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,064,918,131
Value of net assets at end of year (total assets less liabilities)2020-12-31$7,854,022,961
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,789,104,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$7,746,672
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,052,153,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$2,561,708,293
Interest on participant loans2020-12-31$3,439,952
Value of interest in common/collective trusts at end of year2020-12-31$3,991,516,287
Value of interest in common/collective trusts at beginning of year2020-12-31$3,494,609,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$489,512,785
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$419,905,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$419,905,412
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,959,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$493,557,092
Net investment gain or loss from common/collective trusts2020-12-31$487,356,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$184,093,030
Assets. Invements in employer securities at beginning of year2020-12-31$175,979,519
Contributions received in cash from employer2020-12-31$191,950,512
Employer contributions (assets) at end of year2020-12-31$75,559,222
Employer contributions (assets) at beginning of year2020-12-31$79,828,421
Income. Dividends from common stock2020-12-31$9,648,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$515,115,527
Contract administrator fees2020-12-31$268,440
Liabilities. Value of benefit claims payable at end of year2020-12-31$2,693,221
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$2,117,119
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$53,786,734
Aggregate carrying amount (costs) on sale of assets2020-12-31$55,544,953
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ERNST & YOUNG LLP
Accountancy firm EIN2020-12-31346565596
2019 : UBS 401(K) PLAN TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$2,783,170
Total unrealized appreciation/depreciation of assets2019-12-31$2,783,170
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$5,634,052
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,219,982
Total income from all sources (including contributions)2019-12-31$1,695,302,992
Total loss/gain on sale of assets2019-12-31$-630,910
Total of all expenses incurred2019-12-31$447,051,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$436,074,851
Value of total corrective distributions2019-12-31$2,117,119
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$469,935,523
Value of total assets at end of year2019-12-31$6,794,738,882
Value of total assets at beginning of year2019-12-31$5,545,073,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,859,437
Total interest from all sources2019-12-31$14,359,375
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$85,699,389
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$75,819,255
Administrative expenses professional fees incurred2019-12-31$547,043
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$299,292,488
Participant contributions at end of year2019-12-31$58,181,102
Participant contributions at beginning of year2019-12-31$58,524,300
Participant contributions at end of year2019-12-31$1,525,401
Participant contributions at beginning of year2019-12-31$2,043,520
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,000,956
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,897,476
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$100,768
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$59,505
Liabilities. Value of operating payables at end of year2019-12-31$3,416,165
Liabilities. Value of operating payables at beginning of year2019-12-31$2,071,979
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,248,251,585
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,789,104,830
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,540,853,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$8,077,058
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,561,708,293
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,093,354,146
Interest on participant loans2019-12-31$3,443,802
Value of interest in common/collective trusts at end of year2019-12-31$3,494,609,778
Value of interest in common/collective trusts at beginning of year2019-12-31$2,757,903,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$419,905,412
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$365,531,569
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$365,531,569
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$10,915,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$481,321,002
Net investment gain or loss from common/collective trusts2019-12-31$641,835,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$175,979,519
Assets. Invements in employer securities at beginning of year2019-12-31$181,040,564
Contributions received in cash from employer2019-12-31$170,643,035
Employer contributions (assets) at end of year2019-12-31$79,828,421
Employer contributions (assets) at beginning of year2019-12-31$83,778,024
Income. Dividends from common stock2019-12-31$9,880,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$436,074,851
Contract administrator fees2019-12-31$235,336
Liabilities. Value of benefit claims payable at end of year2019-12-31$2,117,119
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$2,088,498
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$42,197,250
Aggregate carrying amount (costs) on sale of assets2019-12-31$42,828,160
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31ERNST & YOUNG LLP
Accountancy firm EIN2019-12-31346565596
2018 : UBS 401(K) PLAN TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-86,825,330
Total unrealized appreciation/depreciation of assets2018-12-31$-86,825,330
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,219,982
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,544,633
Total income from all sources (including contributions)2018-12-31$70,127,867
Total loss/gain on sale of assets2018-12-31$-753,958
Total of all expenses incurred2018-12-31$395,866,494
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$385,919,746
Value of total corrective distributions2018-12-31$2,088,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$463,075,667
Value of total assets at end of year2018-12-31$5,545,073,227
Value of total assets at beginning of year2018-12-31$5,873,136,505
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,858,250
Total interest from all sources2018-12-31$11,196,403
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$101,418,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$92,047,846
Administrative expenses professional fees incurred2018-12-31$321,013
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$305,827,861
Participant contributions at end of year2018-12-31$58,524,300
Participant contributions at beginning of year2018-12-31$58,010,015
Participant contributions at end of year2018-12-31$2,043,520
Participant contributions at beginning of year2018-12-31$1,735,772
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,897,476
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$4,229,738
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$59,505
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$88,468
Liabilities. Value of operating payables at end of year2018-12-31$2,071,979
Liabilities. Value of operating payables at beginning of year2018-12-31$2,671,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-325,738,627
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,540,853,245
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,866,591,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$7,307,671
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,093,354,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,276,247,249
Interest on participant loans2018-12-31$3,120,894
Value of interest in common/collective trusts at end of year2018-12-31$2,757,903,628
Value of interest in common/collective trusts at beginning of year2018-12-31$2,814,552,278
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$365,531,569
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$373,028,314
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$373,028,314
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$8,075,509
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-261,043,673
Net investment gain or loss from common/collective trusts2018-12-31$-156,939,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$181,040,564
Assets. Invements in employer securities at beginning of year2018-12-31$267,052,960
Contributions received in cash from employer2018-12-31$157,247,806
Employer contributions (assets) at end of year2018-12-31$83,778,024
Employer contributions (assets) at beginning of year2018-12-31$78,280,179
Income. Dividends from common stock2018-12-31$9,370,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$385,919,746
Contract administrator fees2018-12-31$229,566
Liabilities. Value of benefit claims payable at end of year2018-12-31$2,088,498
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$3,784,611
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$32,094,862
Aggregate carrying amount (costs) on sale of assets2018-12-31$32,848,820
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ERNST & YOUNG LLP
Accountancy firm EIN2018-12-31346565596
2017 : UBS 401(K) PLAN TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$39,257,371
Total unrealized appreciation/depreciation of assets2017-12-31$39,257,371
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,544,633
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,784,424
Total income from all sources (including contributions)2017-12-31$1,268,569,497
Total loss/gain on sale of assets2017-12-31$1,623,351
Total of all expenses incurred2017-12-31$380,462,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$369,689,947
Value of total corrective distributions2017-12-31$3,784,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$403,267,810
Value of total assets at end of year2017-12-31$5,873,136,505
Value of total assets at beginning of year2017-12-31$4,983,269,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,987,911
Total interest from all sources2017-12-31$6,594,369
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$80,551,607
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$71,402,662
Administrative expenses professional fees incurred2017-12-31$609,238
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$275,589,226
Participant contributions at end of year2017-12-31$58,010,015
Participant contributions at beginning of year2017-12-31$57,169,771
Participant contributions at end of year2017-12-31$1,735,772
Participant contributions at beginning of year2017-12-31$2,177,778
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$4,229,738
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$2,974,523
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$88,468
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$24,666
Liabilities. Value of operating payables at end of year2017-12-31$2,671,554
Liabilities. Value of operating payables at beginning of year2017-12-31$2,586,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$888,107,028
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,866,591,872
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,978,484,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$6,036,885
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,276,247,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,063,651,122
Interest on participant loans2017-12-31$2,920,949
Value of interest in common/collective trusts at end of year2017-12-31$2,814,552,278
Value of interest in common/collective trusts at beginning of year2017-12-31$2,160,992,937
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$373,028,314
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$377,358,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$377,358,003
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3,673,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$310,816,561
Net investment gain or loss from common/collective trusts2017-12-31$426,458,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$267,052,960
Assets. Invements in employer securities at beginning of year2017-12-31$241,932,060
Contributions received in cash from employer2017-12-31$127,678,584
Employer contributions (assets) at end of year2017-12-31$78,280,179
Employer contributions (assets) at beginning of year2017-12-31$77,013,074
Income. Dividends from common stock2017-12-31$9,148,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$369,689,947
Contract administrator fees2017-12-31$341,788
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at end of year2017-12-31$3,784,611
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$2,173,146
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$45,287,051
Aggregate carrying amount (costs) on sale of assets2017-12-31$43,663,700
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : UBS 401(K) PLAN TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-51,296,148
Total unrealized appreciation/depreciation of assets2016-12-31$-51,296,148
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,784,424
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,019,599
Total income from all sources (including contributions)2016-12-31$665,850,889
Total loss/gain on sale of assets2016-12-31$-4,776,565
Total of all expenses incurred2016-12-31$376,755,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$368,839,045
Value of total corrective distributions2016-12-31$2,173,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$392,486,759
Value of total assets at end of year2016-12-31$4,983,269,268
Value of total assets at beginning of year2016-12-31$4,696,409,366
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$5,743,621
Total interest from all sources2016-12-31$5,348,694
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$66,299,176
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$52,756,456
Administrative expenses professional fees incurred2016-12-31$767,011
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$271,921,076
Participant contributions at end of year2016-12-31$57,169,771
Participant contributions at beginning of year2016-12-31$57,220,525
Participant contributions at end of year2016-12-31$2,177,778
Participant contributions at beginning of year2016-12-31$2,765,358
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,974,523
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,722,079
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$24,666
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$942,799
Other income not declared elsewhere2016-12-31$1,115,867
Liabilities. Value of operating payables at end of year2016-12-31$2,586,612
Liabilities. Value of operating payables at beginning of year2016-12-31$1,174,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$289,095,077
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,978,484,844
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,689,389,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$4,976,610
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,063,651,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,044,888,028
Interest on participant loans2016-12-31$2,831,589
Value of interest in common/collective trusts at end of year2016-12-31$2,160,992,937
Value of interest in common/collective trusts at beginning of year2016-12-31$1,750,674,001
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$377,358,003
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$331,676,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$331,676,493
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,517,105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$127,287,290
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$92,383,981
Net investment gain or loss from common/collective trusts2016-12-31$164,289,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$241,932,060
Assets. Invements in employer securities at beginning of year2016-12-31$302,140,950
Contributions received in cash from employer2016-12-31$120,565,683
Employer contributions (assets) at end of year2016-12-31$77,013,074
Employer contributions (assets) at beginning of year2016-12-31$78,034,642
Income. Dividends from common stock2016-12-31$13,542,720
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$368,839,045
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Liabilities. Value of benefit claims payable at end of year2016-12-31$2,173,146
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$4,902,540
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$45,487,762
Aggregate carrying amount (costs) on sale of assets2016-12-31$50,264,327
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : UBS 401(K) PLAN TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$38,414,915
Total unrealized appreciation/depreciation of assets2015-12-31$38,414,915
Total transfer of assets to this plan2015-12-31$2,932,061,785
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,019,599
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$401,442,574
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$368,747,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$362,816,800
Expenses. Certain deemed distributions of participant loans2015-12-31$282,915
Value of total corrective distributions2015-12-31$58,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$373,885,596
Value of total assets at end of year2015-12-31$4,696,409,366
Value of total assets at beginning of year2015-12-31$1,724,632,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,588,385
Total interest from all sources2015-12-31$6,124,185
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$76,912,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$76,912,874
Administrative expenses professional fees incurred2015-12-31$3,019,434
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$254,823,556
Participant contributions at end of year2015-12-31$57,220,525
Participant contributions at beginning of year2015-12-31$13,278,411
Participant contributions at end of year2015-12-31$2,765,358
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$953,810,931
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$2,359,444
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,722,079
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$942,799
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-65,164,948
Liabilities. Value of operating payables at end of year2015-12-31$1,174,260
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$32,695,571
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,689,389,767
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,724,632,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$2,568,951
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,107,286,391
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,207,620,425
Interest on participant loans2015-12-31$2,542,136
Value of interest in common/collective trusts at end of year2015-12-31$1,750,674,001
Value of interest in common/collective trusts at beginning of year2015-12-31$237,011,798
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$315,467,199
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$197,296,921
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$197,296,921
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$3,582,049
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$127,287,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-72,364,863
Net investment gain or loss from common/collective trusts2015-12-31$43,634,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$302,140,950
Assets. Invements in employer securities at beginning of year2015-12-31$48,340,009
Contributions received in cash from employer2015-12-31$119,062,040
Employer contributions (assets) at end of year2015-12-31$78,034,642
Employer contributions (assets) at beginning of year2015-12-31$21,084,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$360,457,356
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Liabilities. Value of benefit claims payable at end of year2015-12-31$4,902,540
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : UBS 401(K) PLAN TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-6,313,686
Total unrealized appreciation/depreciation of assets2014-12-31$-6,313,686
Total transfer of assets from this plan2014-12-31$2,798,666
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$204,037,288
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$163,270,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$163,226,324
Expenses. Certain deemed distributions of participant loans2014-12-31$-1,724
Value of total corrective distributions2014-12-31$45,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$94,305,330
Value of total assets at end of year2014-12-31$1,724,632,411
Value of total assets at beginning of year2014-12-31$1,686,664,209
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$816,601
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$42,878,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$42,028,939
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$64,385,562
Participant contributions at end of year2014-12-31$13,278,411
Participant contributions at beginning of year2014-12-31$13,697,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$40,766,868
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,724,632,411
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,686,664,209
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,207,620,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,144,241,706
Interest on participant loans2014-12-31$705,963
Value of interest in common/collective trusts at end of year2014-12-31$237,011,798
Value of interest in common/collective trusts at beginning of year2014-12-31$246,130,551
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$197,296,921
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$202,979,151
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$202,979,151
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$110,638
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$65,914,127
Net investment gain or loss from common/collective trusts2014-12-31$6,436,916
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$48,340,009
Assets. Invements in employer securities at beginning of year2014-12-31$56,961,467
Contributions received in cash from employer2014-12-31$29,919,768
Employer contributions (assets) at end of year2014-12-31$21,084,847
Employer contributions (assets) at beginning of year2014-12-31$22,653,502
Income. Dividends from common stock2014-12-31$849,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$163,226,324
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2014-12-31132781641
2013 : UBS 401(K) PLAN TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$10,800,317
Total unrealized appreciation/depreciation of assets2013-12-31$10,800,317
Total transfer of assets from this plan2013-12-31$8,320,173
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$370,628,828
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$205,859,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$205,820,931
Expenses. Certain deemed distributions of participant loans2013-12-31$-22,217
Value of total corrective distributions2013-12-31$61,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$95,573,987
Value of total assets at end of year2013-12-31$1,686,664,209
Value of total assets at beginning of year2013-12-31$1,530,215,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$942,187
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$41,548,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$41,059,752
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$63,915,368
Participant contributions at end of year2013-12-31$13,697,832
Participant contributions at beginning of year2013-12-31$15,319,458
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$164,769,043
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,686,664,209
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,530,215,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,144,241,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,091,047,903
Interest on participant loans2013-12-31$791,276
Value of interest in common/collective trusts at end of year2013-12-31$246,130,551
Value of interest in common/collective trusts at beginning of year2013-12-31$124,698,842
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$202,979,151
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$219,632,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$219,632,500
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$150,911
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$192,019,023
Net investment gain or loss from common/collective trusts2013-12-31$29,744,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$56,961,467
Assets. Invements in employer securities at beginning of year2013-12-31$50,097,361
Contributions received in cash from employer2013-12-31$31,658,619
Employer contributions (assets) at end of year2013-12-31$22,653,502
Employer contributions (assets) at beginning of year2013-12-31$29,419,275
Income. Dividends from common stock2013-12-31$489,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$205,820,931
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2013-12-31132781641
2012 : UBS 401(K) PLAN TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$13,502,257
Total unrealized appreciation/depreciation of assets2012-12-31$13,502,257
Total transfer of assets from this plan2012-12-31$490,818
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$296,706,600
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$135,761,389
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$135,702,976
Expenses. Certain deemed distributions of participant loans2012-12-31$34,635
Value of total corrective distributions2012-12-31$23,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$131,048,307
Value of total assets at end of year2012-12-31$1,530,215,339
Value of total assets at beginning of year2012-12-31$1,369,760,946
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$1,038,308
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$27,324,808
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$26,934,747
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$75,623,112
Participant contributions at end of year2012-12-31$15,319,458
Participant contributions at beginning of year2012-12-31$14,445,067
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$160,945,211
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,530,215,339
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,369,760,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,091,047,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$939,533,462
Interest on participant loans2012-12-31$749,659
Value of interest in common/collective trusts at end of year2012-12-31$124,698,842
Value of interest in common/collective trusts at beginning of year2012-12-31$116,635,052
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$219,632,500
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$225,357,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$225,357,237
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$288,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$107,802,968
Net investment gain or loss from common/collective trusts2012-12-31$15,989,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$50,097,361
Assets. Invements in employer securities at beginning of year2012-12-31$41,984,507
Contributions received in cash from employer2012-12-31$55,425,195
Employer contributions (assets) at end of year2012-12-31$29,419,275
Employer contributions (assets) at beginning of year2012-12-31$31,805,621
Income. Dividends from common stock2012-12-31$390,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$135,702,976
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2012-12-31132781641
2011 : UBS 401(K) PLAN TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-12,486,351
Total unrealized appreciation/depreciation of assets2011-12-31$-12,486,351
Total transfer of assets to this plan2011-12-31$1,068,315
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$93,692,090
Total loss/gain on sale of assets2011-12-31$-2,864,857
Total of all expenses incurred2011-12-31$126,950,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$126,920,320
Expenses. Certain deemed distributions of participant loans2011-12-31$21,181
Value of total corrective distributions2011-12-31$9,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$140,194,464
Value of total assets at end of year2011-12-31$1,369,760,946
Value of total assets at beginning of year2011-12-31$1,401,951,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$1,145,371
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$24,751,649
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$24,751,114
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$80,880,186
Participant contributions at end of year2011-12-31$14,445,067
Participant contributions at beginning of year2011-12-31$15,776,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-33,258,719
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,369,760,946
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,401,951,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$939,533,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$952,258,424
Interest on participant loans2011-12-31$824,416
Value of interest in common/collective trusts at end of year2011-12-31$116,635,052
Value of interest in common/collective trusts at beginning of year2011-12-31$125,722,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$225,357,237
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$220,255,051
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$220,255,051
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$320,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-53,783,941
Net investment gain or loss from common/collective trusts2011-12-31$-3,264,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$41,984,507
Assets. Invements in employer securities at beginning of year2011-12-31$57,983,294
Contributions received in cash from employer2011-12-31$59,314,278
Employer contributions (assets) at end of year2011-12-31$31,805,621
Employer contributions (assets) at beginning of year2011-12-31$29,955,744
Income. Dividends from common stock2011-12-31$535
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$126,920,320
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate carrying amount (costs) on sale of assets2011-12-31$2,864,857
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2011-12-31132781641
2010 : UBS 401(K) PLAN TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$4,303,060
Total unrealized appreciation/depreciation of assets2010-12-31$4,303,060
Total transfer of assets to this plan2010-12-31$1,173,857
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$268,562,246
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$123,144,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$123,190,131
Expenses. Certain deemed distributions of participant loans2010-12-31$-45,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$134,978,867
Value of total assets at end of year2010-12-31$1,401,951,350
Value of total assets at beginning of year2010-12-31$1,255,360,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$1,396,823
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$19,728,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$19,728,345
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$78,640,265
Participant contributions at end of year2010-12-31$15,776,413
Participant contributions at beginning of year2010-12-31$14,712,423
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$206,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$145,417,408
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,401,951,350
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,255,360,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$952,258,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$795,181,806
Interest on participant loans2010-12-31$917,077
Value of interest in common/collective trusts at end of year2010-12-31$125,722,424
Value of interest in common/collective trusts at beginning of year2010-12-31$122,767,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$220,255,051
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$243,599,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$243,599,494
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$479,746
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$94,712,326
Net investment gain or loss from common/collective trusts2010-12-31$13,442,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$57,983,294
Assets. Invements in employer securities at beginning of year2010-12-31$49,063,274
Contributions received in cash from employer2010-12-31$56,338,602
Employer contributions (assets) at end of year2010-12-31$29,955,744
Employer contributions (assets) at beginning of year2010-12-31$29,829,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$123,190,131
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31MITCHELL AND TITUS, LLP
Accountancy firm EIN2010-12-31132781641
2009 : UBS 401(K) PLAN TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UBS 401(K) PLAN TRUST

2022: UBS 401(K) PLAN TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UBS 401(K) PLAN TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UBS 401(K) PLAN TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UBS 401(K) PLAN TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UBS 401(K) PLAN TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UBS 401(K) PLAN TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UBS 401(K) PLAN TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UBS 401(K) PLAN TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UBS 401(K) PLAN TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UBS 401(K) PLAN TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UBS 401(K) PLAN TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UBS 401(K) PLAN TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UBS 401(K) PLAN TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract numberMDA01003TR
Policy instance 1
Insurance contract or identification numberMDA01003TR
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberTDA76956TR
Policy instance 2
Insurance contract or identification numberTDA76956TR
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIXIS FINANCIAL PRODUCTS LLC (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number1859-01
Policy instance 3
Insurance contract or identification number1859-01
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
ROYAL BANK OF CANADA (National Association of Insurance Commissioners NAIC id number: 52211 )
Policy contract numberNYDWI08UBS_0603
Policy instance 4
Insurance contract or identification numberNYDWI08UBS_0603
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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