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OUP USA TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameOUP USA TAX DEFERRED ANNUITY PLAN
Plan identification number 001

OUP USA TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE CHANCELLOR, MASTERS AND SCHOLARS OF THE UNIVERSITY OF OXFORD has sponsored the creation of one or more 401k plans.

Company Name:THE CHANCELLOR, MASTERS AND SCHOLARS OF THE UNIVERSITY OF OXFORD
Employer identification number (EIN):986001062
NAIC Classification:511130
NAIC Description:Book Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OUP USA TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-04-01
0012021-04-01
0012021-04-01
0012020-04-01
0012019-04-01
0012018-04-01
0012017-04-01ROSANN ASHE
0012016-04-01ROSANN ASHE
0012015-04-01ROSANN ASHE
0012014-04-01ROSANN ASHE
0012013-04-01BARBARA COHEN
0012012-04-01MARILYN OKRENT

Plan Statistics for OUP USA TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for OUP USA TAX DEFERRED ANNUITY PLAN

Measure Date Value
2022: OUP USA TAX DEFERRED ANNUITY PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01868
Total number of active participants reported on line 7a of the Form 55002022-04-01541
Number of retired or separated participants receiving benefits2022-04-013
Number of other retired or separated participants entitled to future benefits2022-04-01385
Total of all active and inactive participants2022-04-01929
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-011
Total participants2022-04-01930
Number of participants with account balances2022-04-01922
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-0143
2021: OUP USA TAX DEFERRED ANNUITY PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01822
Total number of active participants reported on line 7a of the Form 55002021-04-01533
Number of retired or separated participants receiving benefits2021-04-013
Number of other retired or separated participants entitled to future benefits2021-04-01332
Total of all active and inactive participants2021-04-01868
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-010
Total participants2021-04-01868
Number of participants with account balances2021-04-01853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-0120
2020: OUP USA TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-01732
Total number of active participants reported on line 7a of the Form 55002020-04-01557
Number of retired or separated participants receiving benefits2020-04-011
Number of other retired or separated participants entitled to future benefits2020-04-01264
Total of all active and inactive participants2020-04-01822
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-010
Total participants2020-04-01822
Number of participants with account balances2020-04-01804
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-012
2019: OUP USA TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01730
Total number of active participants reported on line 7a of the Form 55002019-04-01260
Number of retired or separated participants receiving benefits2019-04-013
Number of other retired or separated participants entitled to future benefits2019-04-01468
Total of all active and inactive participants2019-04-01731
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-011
Total participants2019-04-01732
Number of participants with account balances2019-04-01732
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
2018: OUP USA TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-01604
Total number of active participants reported on line 7a of the Form 55002018-04-01228
Number of retired or separated participants receiving benefits2018-04-013
Number of other retired or separated participants entitled to future benefits2018-04-01499
Total of all active and inactive participants2018-04-01730
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-010
Total participants2018-04-01730
Number of participants with account balances2018-04-01730
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-010
2017: OUP USA TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01703
Total number of active participants reported on line 7a of the Form 55002017-04-01148
Number of retired or separated participants receiving benefits2017-04-011
Number of other retired or separated participants entitled to future benefits2017-04-01455
Total of all active and inactive participants2017-04-01604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-010
Total participants2017-04-01604
Number of participants with account balances2017-04-01604
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-010
2016: OUP USA TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01691
Total number of active participants reported on line 7a of the Form 55002016-04-01237
Number of retired or separated participants receiving benefits2016-04-011
Number of other retired or separated participants entitled to future benefits2016-04-01459
Total of all active and inactive participants2016-04-01697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-010
Total participants2016-04-01697
Number of participants with account balances2016-04-01703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-010
2015: OUP USA TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01702
Total number of active participants reported on line 7a of the Form 55002015-04-01246
Number of retired or separated participants receiving benefits2015-04-011
Number of other retired or separated participants entitled to future benefits2015-04-01443
Total of all active and inactive participants2015-04-01690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-011
Total participants2015-04-01691
Number of participants with account balances2015-04-01691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-010
2014: OUP USA TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01681
Total number of active participants reported on line 7a of the Form 55002014-04-01256
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-01445
Total of all active and inactive participants2014-04-01701
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-011
Total participants2014-04-01702
Number of participants with account balances2014-04-01702
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-010
2013: OUP USA TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01698
Total number of active participants reported on line 7a of the Form 55002013-04-01246
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-01435
Total of all active and inactive participants2013-04-01681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-01681
Number of participants with account balances2013-04-01681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: OUP USA TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01686
Total number of active participants reported on line 7a of the Form 55002012-04-01294
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-01404
Total of all active and inactive participants2012-04-01698
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-01698
Number of participants with account balances2012-04-01698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-010

Financial Data on OUP USA TAX DEFERRED ANNUITY PLAN

Measure Date Value
2023 : OUP USA TAX DEFERRED ANNUITY PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total income from all sources (including contributions)2023-03-31$4,065,578
Total loss/gain on sale of assets2023-03-31$0
Total of all expenses incurred2023-03-31$2,813,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-03-31$2,743,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-03-31$6,249,557
Value of total assets at end of year2023-03-31$44,128,857
Value of total assets at beginning of year2023-03-31$42,876,521
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-03-31$70,228
Total interest from all sources2023-03-31$127,663
Total dividends received (eg from common stock, registered investment company shares)2023-03-31$1,493,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-03-31$1,493,289
Was this plan covered by a fidelity bond2023-03-31Yes
Value of fidelity bond cover2023-03-31$1,500,000
If this is an individual account plan, was there a blackout period2023-03-31No
Were there any nonexempt tranactions with any party-in-interest2023-03-31No
Contributions received from participants2023-03-31$3,550,042
Participant contributions at end of year2023-03-31$118,931
Participant contributions at beginning of year2023-03-31$124,625
Income. Received or receivable in cash from other sources (including rollovers)2023-03-31$1,030,456
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-03-31$2,832
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-03-31$0
Administrative expenses (other) incurred2023-03-31$57,353
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Value of net income/loss2023-03-31$1,252,336
Value of net assets at end of year (total assets less liabilities)2023-03-31$44,128,857
Value of net assets at beginning of year (total assets less liabilities)2023-03-31$42,876,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-03-31No
Were any leases to which the plan was party in default or uncollectible2023-03-31No
Investment advisory and management fees2023-03-31$12,875
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-03-31$39,768,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-03-31$38,433,518
Value of interest in pooled separate accounts at end of year2023-03-31$713,308
Value of interest in pooled separate accounts at beginning of year2023-03-31$799,056
Interest on participant loans2023-03-31$5,361
Interest earned on other investments2023-03-31$120,259
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-03-31$8,288
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-03-31$11,930
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-03-31$11,930
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-03-31$2,043
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-03-31$3,516,826
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-03-31$3,507,392
Expenses. Payments to insurance carriers foe the provision of benefits2023-03-31$155,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-03-31$-3,809,078
Net investment gain/loss from pooled separate accounts2023-03-31$4,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-03-31No
Was there a failure to transmit to the plan any participant contributions2023-03-31No
Has the plan failed to provide any benefit when due under the plan2023-03-31No
Contributions received in cash from employer2023-03-31$1,669,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-03-31$2,587,773
Did the plan have assets held for investment2023-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-03-31No
Opinion of an independent qualified public accountant for this plan2023-03-31Disclaimer
Accountancy firm name2023-03-31BONADIO & CO., LLP
Accountancy firm EIN2023-03-31161131146
2022 : OUP USA TAX DEFERRED ANNUITY PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$33,974
Total income from all sources (including contributions)2022-03-31$6,752,274
Total loss/gain on sale of assets2022-03-31$0
Total of all expenses incurred2022-03-31$2,354,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-31$2,215,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-31$4,970,289
Value of total assets at end of year2022-03-31$42,876,521
Value of total assets at beginning of year2022-03-31$38,512,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-31$139,536
Total interest from all sources2022-03-31$85,012
Total dividends received (eg from common stock, registered investment company shares)2022-03-31$1,566,220
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-03-31$1,566,220
Was this plan covered by a fidelity bond2022-03-31Yes
Value of fidelity bond cover2022-03-31$1,500,000
If this is an individual account plan, was there a blackout period2022-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-03-31$0
Were there any nonexempt tranactions with any party-in-interest2022-03-31No
Contributions received from participants2022-03-31$3,090,228
Participant contributions at end of year2022-03-31$124,625
Participant contributions at beginning of year2022-03-31$164,179
Income. Received or receivable in cash from other sources (including rollovers)2022-03-31$694,533
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-03-31$1,784
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-03-31$0
Administrative expenses (other) incurred2022-03-31$115,078
Liabilities. Value of operating payables at end of year2022-03-31$0
Liabilities. Value of operating payables at beginning of year2022-03-31$32,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Value of net income/loss2022-03-31$4,397,678
Value of net assets at end of year (total assets less liabilities)2022-03-31$42,876,521
Value of net assets at beginning of year (total assets less liabilities)2022-03-31$38,478,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-31No
Were any leases to which the plan was party in default or uncollectible2022-03-31No
Investment advisory and management fees2022-03-31$8,458
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-03-31$38,433,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-03-31$34,108,302
Value of interest in pooled separate accounts at end of year2022-03-31$799,056
Value of interest in pooled separate accounts at beginning of year2022-03-31$651,759
Interest on participant loans2022-03-31$5,908
Interest earned on other investments2022-03-31$100,445
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-03-31$11,930
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-03-31$48,013
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-03-31$48,013
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-03-31$-21,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-03-31$3,507,392
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-03-31$3,538,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-03-31$-7,796
Net investment gain/loss from pooled separate accounts2022-03-31$138,549
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-31No
Was there a failure to transmit to the plan any participant contributions2022-03-31No
Has the plan failed to provide any benefit when due under the plan2022-03-31No
Contributions received in cash from employer2022-03-31$1,185,528
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-31$2,215,060
Contract administrator fees2022-03-31$16,000
Liabilities. Value of benefit claims payable at end of year2022-03-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-03-31$1,489
Did the plan have assets held for investment2022-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-31No
Opinion of an independent qualified public accountant for this plan2022-03-31Disclaimer
Accountancy firm name2022-03-31BONADIO & CO., LLP
Accountancy firm EIN2022-03-31161131146
2021 : OUP USA TAX DEFERRED ANNUITY PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$33,974
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$2,310
Total income from all sources (including contributions)2021-03-31$13,239,563
Total loss/gain on sale of assets2021-03-31$0
Total of all expenses incurred2021-03-31$4,284,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-03-31$4,171,409
Expenses. Certain deemed distributions of participant loans2021-03-31$3,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-03-31$2,781,493
Value of total assets at end of year2021-03-31$38,512,817
Value of total assets at beginning of year2021-03-31$29,526,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-03-31$109,288
Total interest from all sources2021-03-31$108,266
Total dividends received (eg from common stock, registered investment company shares)2021-03-31$815,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-03-31$815,391
Administrative expenses professional fees incurred2021-03-31$46,485
Was this plan covered by a fidelity bond2021-03-31Yes
Value of fidelity bond cover2021-03-31$1,500,000
If this is an individual account plan, was there a blackout period2021-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
Were there any nonexempt tranactions with any party-in-interest2021-03-31No
Contributions received from participants2021-03-31$2,217,246
Participant contributions at end of year2021-03-31$164,179
Participant contributions at beginning of year2021-03-31$197,655
Income. Received or receivable in cash from other sources (including rollovers)2021-03-31$112,679
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-03-31$1,784
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-03-31$821
Other income not declared elsewhere2021-03-31$783
Administrative expenses (other) incurred2021-03-31$46,136
Liabilities. Value of operating payables at end of year2021-03-31$32,485
Liabilities. Value of operating payables at beginning of year2021-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Value of net income/loss2021-03-31$8,955,133
Value of net assets at end of year (total assets less liabilities)2021-03-31$38,478,843
Value of net assets at beginning of year (total assets less liabilities)2021-03-31$29,523,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-03-31No
Were any leases to which the plan was party in default or uncollectible2021-03-31No
Investment advisory and management fees2021-03-31$16,667
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-03-31$34,108,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-03-31$24,770,812
Value of interest in pooled separate accounts at end of year2021-03-31$651,759
Value of interest in pooled separate accounts at beginning of year2021-03-31$1,388,625
Interest on participant loans2021-03-31$9,069
Interest earned on other investments2021-03-31$97,568
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-03-31$48,013
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-03-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-03-31$1,629
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-03-31$3,538,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-03-31$3,168,928
Expenses. Payments to insurance carriers foe the provision of benefits2021-03-31$169,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-03-31$9,522,222
Net investment gain/loss from pooled separate accounts2021-03-31$11,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-03-31No
Was there a failure to transmit to the plan any participant contributions2021-03-31No
Has the plan failed to provide any benefit when due under the plan2021-03-31No
Contributions received in cash from employer2021-03-31$451,568
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-03-31$4,001,824
Liabilities. Value of benefit claims payable at end of year2021-03-31$1,489
Liabilities. Value of benefit claims payable at beginning of year2021-03-31$1,489
Did the plan have assets held for investment2021-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-03-31No
Opinion of an independent qualified public accountant for this plan2021-03-31Disclaimer
Accountancy firm name2021-03-31MPCOMPANY LLP
Accountancy firm EIN2021-03-31561945391
2020 : OUP USA TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$2,310
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$2,310
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$15,810
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$15,810
Total income from all sources (including contributions)2020-03-31$631,332
Total income from all sources (including contributions)2020-03-31$631,332
Total of all expenses incurred2020-03-31$3,350,278
Total of all expenses incurred2020-03-31$3,350,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$3,230,415
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$3,230,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$1,939,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$1,939,529
Value of total assets at end of year2020-03-31$29,526,020
Value of total assets at end of year2020-03-31$29,526,020
Value of total assets at beginning of year2020-03-31$32,258,466
Value of total assets at beginning of year2020-03-31$32,258,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$119,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$119,863
Total interest from all sources2020-03-31$110,596
Total interest from all sources2020-03-31$110,596
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$322,454
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$322,454
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$322,454
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$322,454
Administrative expenses professional fees incurred2020-03-31$21,327
Administrative expenses professional fees incurred2020-03-31$21,327
Was this plan covered by a fidelity bond2020-03-31Yes
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$1,500,000
Value of fidelity bond cover2020-03-31$1,500,000
If this is an individual account plan, was there a blackout period2020-03-31No
If this is an individual account plan, was there a blackout period2020-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-03-31$0
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Contributions received from participants2020-03-31$1,772,101
Contributions received from participants2020-03-31$1,772,101
Participant contributions at end of year2020-03-31$197,655
Participant contributions at end of year2020-03-31$197,655
Participant contributions at beginning of year2020-03-31$123,897
Participant contributions at beginning of year2020-03-31$123,897
Income. Received or receivable in cash from other sources (including rollovers)2020-03-31$167,428
Income. Received or receivable in cash from other sources (including rollovers)2020-03-31$167,428
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-03-31$821
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-03-31$821
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-03-31$14,321
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-03-31$14,321
Administrative expenses (other) incurred2020-03-31$78,090
Administrative expenses (other) incurred2020-03-31$78,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-2,718,946
Value of net income/loss2020-03-31$-2,718,946
Value of net assets at end of year (total assets less liabilities)2020-03-31$29,523,710
Value of net assets at end of year (total assets less liabilities)2020-03-31$29,523,710
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$32,242,656
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$32,242,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Investment advisory and management fees2020-03-31$20,446
Investment advisory and management fees2020-03-31$20,446
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$24,770,812
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$24,770,812
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$27,691,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$27,691,354
Value of interest in pooled separate accounts at end of year2020-03-31$1,388,625
Value of interest in pooled separate accounts at end of year2020-03-31$1,388,625
Value of interest in pooled separate accounts at beginning of year2020-03-31$1,008,039
Value of interest in pooled separate accounts at beginning of year2020-03-31$1,008,039
Interest on participant loans2020-03-31$5,894
Interest on participant loans2020-03-31$5,894
Interest earned on other investments2020-03-31$104,702
Interest earned on other investments2020-03-31$104,702
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$3,168,928
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$3,168,928
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$3,435,176
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$3,435,176
Expenses. Payments to insurance carriers foe the provision of benefits2020-03-31$17,688
Expenses. Payments to insurance carriers foe the provision of benefits2020-03-31$17,688
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-1,776,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-1,776,204
Net investment gain/loss from pooled separate accounts2020-03-31$34,957
Net investment gain/loss from pooled separate accounts2020-03-31$34,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$3,212,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$3,212,727
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-03-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-03-31No
Liabilities. Value of benefit claims payable at end of year2020-03-31$1,489
Liabilities. Value of benefit claims payable at end of year2020-03-31$1,489
Liabilities. Value of benefit claims payable at beginning of year2020-03-31$1,489
Liabilities. Value of benefit claims payable at beginning of year2020-03-31$1,489
Did the plan have assets held for investment2020-03-31Yes
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31MPCOMPANY LLP
Accountancy firm name2020-03-31MPCOMPANY LLP
Accountancy firm EIN2020-03-31561945391
Accountancy firm EIN2020-03-31561945391
2019 : OUP USA TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$15,810
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$2,310
Total income from all sources (including contributions)2019-03-31$3,449,225
Total of all expenses incurred2019-03-31$1,483,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$1,383,772
Expenses. Certain deemed distributions of participant loans2019-03-31$801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$2,102,710
Value of total assets at end of year2019-03-31$32,258,466
Value of total assets at beginning of year2019-03-31$30,279,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$99,166
Total interest from all sources2019-03-31$119,079
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$370,355
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-03-31$370,355
Administrative expenses professional fees incurred2019-03-31$27,655
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$1,500,000
If this is an individual account plan, was there a blackout period2019-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Contributions received from participants2019-03-31$1,692,802
Participant contributions at end of year2019-03-31$123,897
Participant contributions at beginning of year2019-03-31$150,859
Income. Received or receivable in cash from other sources (including rollovers)2019-03-31$409,908
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-03-31$14,321
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-03-31$821
Administrative expenses (other) incurred2019-03-31$63,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$1,965,486
Value of net assets at end of year (total assets less liabilities)2019-03-31$32,242,656
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$30,277,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Investment advisory and management fees2019-03-31$7,885
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-03-31$27,691,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-03-31$25,427,669
Value of interest in pooled separate accounts at end of year2019-03-31$1,008,039
Value of interest in pooled separate accounts at beginning of year2019-03-31$1,248,819
Interest on participant loans2019-03-31$4,742
Interest earned on other investments2019-03-31$114,337
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-03-31$3,435,176
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-03-31$3,452,133
Expenses. Payments to insurance carriers foe the provision of benefits2019-03-31$16,826
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-03-31$810,822
Net investment gain/loss from pooled separate accounts2019-03-31$46,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31No
Was there a failure to transmit to the plan any participant contributions2019-03-31Yes
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$1,366,946
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-03-31No
Liabilities. Value of benefit claims payable at end of year2019-03-31$1,489
Liabilities. Value of benefit claims payable at beginning of year2019-03-31$1,489
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31MPCOMPANY LLP
Accountancy firm EIN2019-03-31561945391
2018 : OUP USA TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$2,310
Total income from all sources (including contributions)2018-03-31$4,800,487
Total of all expenses incurred2018-03-31$2,040,714
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$1,950,821
Expenses. Certain deemed distributions of participant loans2018-03-31$1,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$1,957,787
Value of total assets at end of year2018-03-31$30,279,480
Value of total assets at beginning of year2018-03-31$27,517,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$88,344
Total interest from all sources2018-03-31$119,571
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$366,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-03-31$366,987
Administrative expenses professional fees incurred2018-03-31$14,738
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$1,500,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Contributions received from participants2018-03-31$1,584,009
Participant contributions at end of year2018-03-31$150,859
Participant contributions at beginning of year2018-03-31$179,038
Income. Received or receivable in cash from other sources (including rollovers)2018-03-31$373,778
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-03-31$821
Administrative expenses (other) incurred2018-03-31$59,940
Total non interest bearing cash at beginning of year2018-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$2,759,773
Value of net assets at end of year (total assets less liabilities)2018-03-31$30,277,170
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$27,517,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Investment advisory and management fees2018-03-31$13,666
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-03-31$25,427,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-03-31$22,470,383
Value of interest in pooled separate accounts at end of year2018-03-31$1,248,819
Value of interest in pooled separate accounts at beginning of year2018-03-31$1,267,393
Interest on participant loans2018-03-31$5,670
Interest earned on other investments2018-03-31$113,901
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-03-31$3,452,133
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-03-31$3,600,583
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-03-31$2,319,233
Net investment gain/loss from pooled separate accounts2018-03-31$36,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31Yes
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$1,950,821
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-03-31No
Liabilities. Value of benefit claims payable at end of year2018-03-31$1,489
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31MPCOMPANY LLP
Accountancy firm EIN2018-03-31561945391
2017 : OUP USA TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-03-31$4,583,174
Total of all expenses incurred2017-03-31$1,733,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$1,654,462
Expenses. Certain deemed distributions of participant loans2017-03-31$414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$1,700,104
Value of total assets at end of year2017-03-31$27,517,397
Value of total assets at beginning of year2017-03-31$24,668,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$79,121
Total interest from all sources2017-03-31$139,915
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$298,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$298,881
Administrative expenses professional fees incurred2017-03-31$13,518
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$1,500,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$1,349,024
Participant contributions at end of year2017-03-31$179,038
Participant contributions at beginning of year2017-03-31$110,981
Income. Received or receivable in cash from other sources (including rollovers)2017-03-31$351,080
Administrative expenses (other) incurred2017-03-31$51,053
Total non interest bearing cash at end of year2017-03-31$0
Total non interest bearing cash at beginning of year2017-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$2,849,177
Value of net assets at end of year (total assets less liabilities)2017-03-31$27,517,397
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$24,668,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Investment advisory and management fees2017-03-31$14,550
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$22,470,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$19,472,287
Value of interest in pooled separate accounts at end of year2017-03-31$1,267,393
Value of interest in pooled separate accounts at beginning of year2017-03-31$1,557,938
Interest on participant loans2017-03-31$3,587
Interest earned on other investments2017-03-31$136,328
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$3,600,583
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$3,527,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-03-31$2,404,350
Net investment gain/loss from pooled separate accounts2017-03-31$39,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$1,654,462
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-03-31No
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31MCMILLAN PATE & COMPANY LLP
Accountancy firm EIN2017-03-31561945391
2016 : OUP USA TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total transfer of assets to this plan2016-03-31$0
Total income from all sources (including contributions)2016-03-31$1,235,762
Total of all expenses incurred2016-03-31$2,328,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$2,246,585
Expenses. Certain deemed distributions of participant loans2016-03-31$11,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$1,552,833
Value of total assets at end of year2016-03-31$24,668,220
Value of total assets at beginning of year2016-03-31$25,760,718
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$70,359
Total interest from all sources2016-03-31$133,162
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$234,721
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$234,721
Administrative expenses professional fees incurred2016-03-31$18,896
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$1,500,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$1,462,894
Participant contributions at end of year2016-03-31$110,981
Participant contributions at beginning of year2016-03-31$131,580
Income. Received or receivable in cash from other sources (including rollovers)2016-03-31$89,939
Administrative expenses (other) incurred2016-03-31$41,827
Total non interest bearing cash at end of year2016-03-31$0
Total non interest bearing cash at beginning of year2016-03-31$22,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-1,092,498
Value of net assets at end of year (total assets less liabilities)2016-03-31$24,668,220
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$25,760,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Investment advisory and management fees2016-03-31$9,636
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$19,472,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$20,064,783
Value of interest in pooled separate accounts at end of year2016-03-31$1,557,938
Value of interest in pooled separate accounts at beginning of year2016-03-31$1,347,108
Interest on participant loans2016-03-31$4,009
Interest earned on other investments2016-03-31$129,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$3,527,014
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-03-31$4,194,292
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-743,387
Net investment gain/loss from pooled separate accounts2016-03-31$58,433
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$2,246,585
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-03-31No
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31MCMILLAN PATE & COMPANY LLP
Accountancy firm EIN2016-03-31561945391
2015 : OUP USA TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$29,663
Total income from all sources (including contributions)2015-03-31$3,169,057
Total of all expenses incurred2015-03-31$1,376,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$1,315,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$1,467,350
Value of total assets at end of year2015-03-31$25,760,718
Value of total assets at beginning of year2015-03-31$23,998,215
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$61,674
Total interest from all sources2015-03-31$158,225
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$257,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-03-31$257,239
Administrative expenses professional fees incurred2015-03-31$25,371
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$1,500,000
If this is an individual account plan, was there a blackout period2015-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$1,402,965
Participant contributions at end of year2015-03-31$131,580
Participant contributions at beginning of year2015-03-31$108,921
Participant contributions at beginning of year2015-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$64,385
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-03-31$29,663
Other income not declared elsewhere2015-03-31$5
Administrative expenses (other) incurred2015-03-31$36,303
Total non interest bearing cash at end of year2015-03-31$22,955
Total non interest bearing cash at beginning of year2015-03-31$18,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$1,792,166
Value of net assets at end of year (total assets less liabilities)2015-03-31$25,760,718
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$23,968,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$20,064,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$18,408,549
Value of interest in pooled separate accounts at end of year2015-03-31$1,347,108
Value of interest in pooled separate accounts at beginning of year2015-03-31$1,228,184
Interest on participant loans2015-03-31$3,712
Interest earned on other investments2015-03-31$154,513
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$4,194,292
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$4,234,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-03-31$1,198,605
Net investment gain/loss from pooled separate accounts2015-03-31$87,633
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$1,315,217
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-03-31No
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31MCMILLAN PATE & COMPANY LLP
Accountancy firm EIN2015-03-31561945391
2014 : OUP USA TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$29,663
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$17,380
Total income from all sources (including contributions)2014-03-31$4,155,220
Total of all expenses incurred2014-03-31$1,911,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$1,852,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$1,387,941
Value of total assets at end of year2014-03-31$23,998,215
Value of total assets at beginning of year2014-03-31$21,742,464
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$59,209
Total interest from all sources2014-03-31$156,627
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$205,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-03-31$205,993
Administrative expenses professional fees incurred2014-03-31$25,514
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$1,000,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$1,337,963
Participant contributions at end of year2014-03-31$108,921
Participant contributions at beginning of year2014-03-31$93,496
Participant contributions at end of year2014-03-31$0
Participant contributions at beginning of year2014-03-31$57,057
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$49,978
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-03-31$29,663
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-03-31$17,380
Administrative expenses (other) incurred2014-03-31$33,327
Total non interest bearing cash at end of year2014-03-31$18,335
Total non interest bearing cash at beginning of year2014-03-31$17,352
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$2,243,468
Value of net assets at end of year (total assets less liabilities)2014-03-31$23,968,552
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$21,725,084
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$18,408,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$16,168,752
Value of interest in pooled separate accounts at end of year2014-03-31$1,228,184
Value of interest in pooled separate accounts at beginning of year2014-03-31$1,068,348
Interest on participant loans2014-03-31$3,386
Interest earned on other investments2014-03-31$153,241
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$4,234,226
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$4,337,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$2,344,102
Net investment gain/loss from pooled separate accounts2014-03-31$60,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$1,852,543
Contract administrator fees2014-03-31$368
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-03-31No
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31MCMILLAN PATE & COMPANY LLP
Accountancy firm EIN2014-03-31561945391
2013 : OUP USA TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$17,380
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$2,421
Total income from all sources (including contributions)2013-03-31$3,545,396
Total of all expenses incurred2013-03-31$935,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$914,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$1,722,642
Value of total assets at end of year2013-03-31$21,742,464
Value of total assets at beginning of year2013-03-31$19,117,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$21,514
Total interest from all sources2013-03-31$154,171
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$183,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-03-31$183,733
Administrative expenses professional fees incurred2013-03-31$10,408
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$1,000,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$1,439,230
Participant contributions at end of year2013-03-31$93,496
Participant contributions at beginning of year2013-03-31$60,276
Participant contributions at end of year2013-03-31$57,057
Participant contributions at beginning of year2013-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-03-31$283,412
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-03-31$17,380
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-03-31$2,421
Administrative expenses (other) incurred2013-03-31$11,106
Total non interest bearing cash at end of year2013-03-31$17,352
Total non interest bearing cash at beginning of year2013-03-31$8,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$2,609,571
Value of net assets at end of year (total assets less liabilities)2013-03-31$21,725,084
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$19,115,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$16,168,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$13,709,160
Value of interest in pooled separate accounts at end of year2013-03-31$1,068,348
Value of interest in pooled separate accounts at beginning of year2013-03-31$917,624
Interest on participant loans2013-03-31$2,761
Interest earned on other investments2013-03-31$151,410
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$4,337,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$4,422,015
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$1,434,979
Net investment gain/loss from pooled separate accounts2013-03-31$49,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$914,311
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-03-31No
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31MCMILLAN PATE & COMPANY LLP
Accountancy firm EIN2013-03-31561945391

Form 5500 Responses for OUP USA TAX DEFERRED ANNUITY PLAN

2022: OUP USA TAX DEFERRED ANNUITY PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01Submission has been amendedNo
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – InsuranceYes
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement – InsuranceYes
2022-04-01Plan benefit arrangement - TrustYes
2021: OUP USA TAX DEFERRED ANNUITY PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – InsuranceYes
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement – InsuranceYes
2021-04-01Plan benefit arrangement - TrustYes
2020: OUP USA TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement – InsuranceYes
2020-04-01Plan benefit arrangement - TrustYes
2019: OUP USA TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2018: OUP USA TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement – InsuranceYes
2018-04-01Plan benefit arrangement - TrustYes
2017: OUP USA TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2016: OUP USA TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: OUP USA TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: OUP USA TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: OUP USA TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: OUP USA TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896258-007
Policy instance 2
Insurance contract or identification number896258-007
Number of Individuals Covered18
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered277
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896258-007
Policy instance 2
Insurance contract or identification number896258-007
Number of Individuals Covered19
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered286
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896258-007
Policy instance 3
Insurance contract or identification number896258-007
Number of Individuals Covered17
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069372
Policy instance 2
Insurance contract or identification numberTT069372
Number of Individuals Covered0
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered302
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069372
Policy instance 2
Insurance contract or identification numberTT069372
Number of Individuals Covered486
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered324
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered344
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069372
Policy instance 2
Insurance contract or identification numberTT069372
Number of Individuals Covered468
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069372
Policy instance 2
Insurance contract or identification numberTT069372
Number of Individuals Covered450
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered357
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069372
Policy instance 2
Insurance contract or identification numberTT069372
Number of Individuals Covered396
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered394
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered412
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069372
Policy instance 2
Insurance contract or identification numberTT069372
Number of Individuals Covered393
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069372
Policy instance 2
Insurance contract or identification numberTT069372
Number of Individuals Covered361
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered429
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069372
Policy instance 2
Insurance contract or identification numberTT069372
Number of Individuals Covered356
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104153
Policy instance 1
Insurance contract or identification number104153
Number of Individuals Covered462
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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