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OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameOUP USA DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 003

OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

THE CHANCELLOR, MASTERS AND SCHOLARS OF THE UNIVERSITY OF OXFORD has sponsored the creation of one or more 401k plans.

Company Name:THE CHANCELLOR, MASTERS AND SCHOLARS OF THE UNIVERSITY OF OXFORD
Employer identification number (EIN):986001062
NAIC Classification:511130
NAIC Description:Book Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-04-01
0032021-04-01
0032021-04-01
0032020-04-01
0032019-04-01
0032018-04-01
0032017-04-01ROSANN ASHE
0032016-04-01ROSANN ASHE
0032015-04-01ROSANN ASHE
0032014-04-01ROSANN ASHE
0032013-04-01BARBARA COHEN
0032012-04-01MARILYN OKRENT

Plan Statistics for OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01738
Total number of active participants reported on line 7a of the Form 55002022-04-01344
Number of retired or separated participants receiving benefits2022-04-014
Number of other retired or separated participants entitled to future benefits2022-04-01338
Total of all active and inactive participants2022-04-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-012
Total participants2022-04-01688
Number of participants with account balances2022-04-01686
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-017
2021: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01810
Total number of active participants reported on line 7a of the Form 55002021-04-01412
Number of retired or separated participants receiving benefits2021-04-014
Number of other retired or separated participants entitled to future benefits2021-04-01321
Total of all active and inactive participants2021-04-01737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-011
Total participants2021-04-01738
Number of participants with account balances2021-04-01736
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-0121
2020: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-011,396
Total number of active participants reported on line 7a of the Form 55002020-04-01541
Number of retired or separated participants receiving benefits2020-04-011
Number of other retired or separated participants entitled to future benefits2020-04-01267
Total of all active and inactive participants2020-04-01809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-011
Total participants2020-04-01810
Number of participants with account balances2020-04-01810
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-019
2019: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-011,485
Total number of active participants reported on line 7a of the Form 55002019-04-01608
Number of retired or separated participants receiving benefits2019-04-016
Number of other retired or separated participants entitled to future benefits2019-04-01781
Total of all active and inactive participants2019-04-011,395
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-011
Total participants2019-04-011,396
Number of participants with account balances2019-04-011,396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-0112
2018: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-011,432
Total number of active participants reported on line 7a of the Form 55002018-04-01658
Number of retired or separated participants receiving benefits2018-04-016
Number of other retired or separated participants entitled to future benefits2018-04-01820
Total of all active and inactive participants2018-04-011,484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-011
Total participants2018-04-011,485
Number of participants with account balances2018-04-011,485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-0181
2017: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-011,426
Total number of active participants reported on line 7a of the Form 55002017-04-01679
Number of retired or separated participants receiving benefits2017-04-012
Number of other retired or separated participants entitled to future benefits2017-04-01748
Total of all active and inactive participants2017-04-011,429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-013
Total participants2017-04-011,432
Number of participants with account balances2017-04-011,432
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-0171
2016: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-011,419
Total number of active participants reported on line 7a of the Form 55002016-04-01666
Number of retired or separated participants receiving benefits2016-04-012
Number of other retired or separated participants entitled to future benefits2016-04-01756
Total of all active and inactive participants2016-04-011,424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-012
Total participants2016-04-011,426
Number of participants with account balances2016-04-011,426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-0188
2015: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-011,427
Total number of active participants reported on line 7a of the Form 55002015-04-01660
Number of retired or separated participants receiving benefits2015-04-012
Number of other retired or separated participants entitled to future benefits2015-04-01753
Total of all active and inactive participants2015-04-011,415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-014
Total participants2015-04-011,419
Number of participants with account balances2015-04-011,419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-01100
2014: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-011,366
Total number of active participants reported on line 7a of the Form 55002014-04-01682
Number of retired or separated participants receiving benefits2014-04-011
Number of other retired or separated participants entitled to future benefits2014-04-01741
Total of all active and inactive participants2014-04-011,424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-013
Total participants2014-04-011,427
Number of participants with account balances2014-04-011,427
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-0156
2013: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-011,362
Total number of active participants reported on line 7a of the Form 55002013-04-01627
Number of retired or separated participants receiving benefits2013-04-011
Number of other retired or separated participants entitled to future benefits2013-04-01735
Total of all active and inactive participants2013-04-011,363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-013
Total participants2013-04-011,366
Number of participants with account balances2013-04-011,366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-0182
2012: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-011,345
Total number of active participants reported on line 7a of the Form 55002012-04-01677
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-01685
Total of all active and inactive participants2012-04-011,362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-011,362
Number of participants with account balances2012-04-011,362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-0173

Financial Data on OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2023 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total income from all sources (including contributions)2023-03-31$-2,010,752
Total loss/gain on sale of assets2023-03-31$0
Total of all expenses incurred2023-03-31$3,628,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-03-31$3,534,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-03-31$1,896,175
Value of total assets at end of year2023-03-31$70,432,931
Value of total assets at beginning of year2023-03-31$76,072,361
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-03-31$94,187
Total interest from all sources2023-03-31$432,422
Total dividends received (eg from common stock, registered investment company shares)2023-03-31$2,026,257
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-03-31$2,026,257
Was this plan covered by a fidelity bond2023-03-31Yes
Value of fidelity bond cover2023-03-31$1,500,000
If this is an individual account plan, was there a blackout period2023-03-31No
Were there any nonexempt tranactions with any party-in-interest2023-03-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-03-31$1,474
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-03-31$0
Administrative expenses (other) incurred2023-03-31$76,745
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Value of net income/loss2023-03-31$-5,639,430
Value of net assets at end of year (total assets less liabilities)2023-03-31$70,432,931
Value of net assets at beginning of year (total assets less liabilities)2023-03-31$76,072,361
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-03-31No
Were any leases to which the plan was party in default or uncollectible2023-03-31No
Investment advisory and management fees2023-03-31$17,295
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-03-31$59,566,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-03-31$65,044,306
Value of interest in pooled separate accounts at end of year2023-03-31$940,040
Value of interest in pooled separate accounts at beginning of year2023-03-31$986,879
Interest earned on other investments2023-03-31$429,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-03-31$2,335
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-03-31$17,701
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-03-31$17,701
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-03-31$3,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-03-31$9,922,204
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-03-31$10,023,475
Expenses. Payments to insurance carriers foe the provision of benefits2023-03-31$472,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-03-31$-6,368,866
Net investment gain/loss from pooled separate accounts2023-03-31$3,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-03-31No
Was there a failure to transmit to the plan any participant contributions2023-03-31No
Has the plan failed to provide any benefit when due under the plan2023-03-31No
Contributions received in cash from employer2023-03-31$1,896,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-03-31$3,061,760
Contract administrator fees2023-03-31$147
Did the plan have assets held for investment2023-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-03-31No
Opinion of an independent qualified public accountant for this plan2023-03-31Disclaimer
Accountancy firm name2023-03-31BONADIO & CO., LLP
Accountancy firm EIN2023-03-31161131146
2022 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-03-31$0
Total transfer of assets to this plan2022-03-31$122,908
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$24,177
Total income from all sources (including contributions)2022-03-31$5,557,863
Total loss/gain on sale of assets2022-03-31$0
Total of all expenses incurred2022-03-31$4,701,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-31$4,589,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-31$2,033,388
Value of total assets at end of year2022-03-31$76,072,361
Value of total assets at beginning of year2022-03-31$75,117,308
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-31$112,247
Total interest from all sources2022-03-31$350,844
Total dividends received (eg from common stock, registered investment company shares)2022-03-31$2,304,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-03-31$2,304,797
Administrative expenses professional fees incurred2022-03-31$16,000
Was this plan covered by a fidelity bond2022-03-31Yes
Value of fidelity bond cover2022-03-31$1,500,000
If this is an individual account plan, was there a blackout period2022-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-03-31$0
Funding deficiency by the employer to the plan for this plan year2022-03-31$0
Minimum employer required contribution for this plan year2022-03-31$2,033,388
Amount contributed by the employer to the plan for this plan year2022-03-31$2,033,388
Were there any nonexempt tranactions with any party-in-interest2022-03-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-03-31$27,531
Other income not declared elsewhere2022-03-31$-632,422
Administrative expenses (other) incurred2022-03-31$86,988
Liabilities. Value of operating payables at end of year2022-03-31$0
Liabilities. Value of operating payables at beginning of year2022-03-31$24,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Value of net income/loss2022-03-31$856,322
Value of net assets at end of year (total assets less liabilities)2022-03-31$76,072,361
Value of net assets at beginning of year (total assets less liabilities)2022-03-31$75,093,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-31No
Were any leases to which the plan was party in default or uncollectible2022-03-31No
Investment advisory and management fees2022-03-31$8,458
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-03-31$65,044,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-03-31$63,600,548
Value of interest in pooled separate accounts at end of year2022-03-31$986,879
Value of interest in pooled separate accounts at beginning of year2022-03-31$836,768
Interest earned on other investments2022-03-31$352,756
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-03-31$17,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-03-31$153,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-03-31$153,637
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-03-31$-1,912
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-03-31$10,023,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-03-31$10,498,824
Expenses. Payments to insurance carriers foe the provision of benefits2022-03-31$402,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-03-31$1,323,429
Net investment gain/loss from pooled separate accounts2022-03-31$177,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-31No
Was there a failure to transmit to the plan any participant contributions2022-03-31No
Has the plan failed to provide any benefit when due under the plan2022-03-31No
Contributions received in cash from employer2022-03-31$2,033,388
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-31$4,187,275
Contract administrator fees2022-03-31$801
Did the plan have assets held for investment2022-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-31No
Opinion of an independent qualified public accountant for this plan2022-03-31Disclaimer
Accountancy firm name2022-03-31BONADIO & CO., LLP
Accountancy firm EIN2022-03-31161131146
2021 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$24,177
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total income from all sources (including contributions)2021-03-31$23,126,184
Total loss/gain on sale of assets2021-03-31$0
Total of all expenses incurred2021-03-31$6,100,390
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-03-31$5,969,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-03-31$2,385,733
Value of total assets at end of year2021-03-31$75,117,308
Value of total assets at beginning of year2021-03-31$58,067,337
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-03-31$130,758
Total interest from all sources2021-03-31$405,116
Total dividends received (eg from common stock, registered investment company shares)2021-03-31$1,383,297
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-03-31$1,383,297
Administrative expenses professional fees incurred2021-03-31$38,177
Was this plan covered by a fidelity bond2021-03-31Yes
Value of fidelity bond cover2021-03-31$1,500,000
If this is an individual account plan, was there a blackout period2021-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
Funding deficiency by the employer to the plan for this plan year2021-03-31$0
Minimum employer required contribution for this plan year2021-03-31$2,385,733
Amount contributed by the employer to the plan for this plan year2021-03-31$2,385,733
Were there any nonexempt tranactions with any party-in-interest2021-03-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-03-31$27,531
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-03-31$821
Administrative expenses (other) incurred2021-03-31$75,046
Liabilities. Value of operating payables at end of year2021-03-31$24,177
Liabilities. Value of operating payables at beginning of year2021-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Value of net income/loss2021-03-31$17,025,794
Value of net assets at end of year (total assets less liabilities)2021-03-31$75,093,131
Value of net assets at beginning of year (total assets less liabilities)2021-03-31$58,067,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-03-31No
Were any leases to which the plan was party in default or uncollectible2021-03-31No
Investment advisory and management fees2021-03-31$16,667
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-03-31$63,600,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-03-31$46,427,946
Value of interest in pooled separate accounts at end of year2021-03-31$836,768
Value of interest in pooled separate accounts at beginning of year2021-03-31$1,446,521
Interest earned on other investments2021-03-31$405,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-03-31$153,637
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-03-31$10,498,824
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-03-31$10,192,049
Expenses. Payments to insurance carriers foe the provision of benefits2021-03-31$530,074
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-03-31$18,940,348
Net investment gain/loss from pooled separate accounts2021-03-31$11,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-03-31No
Was there a failure to transmit to the plan any participant contributions2021-03-31No
Has the plan failed to provide any benefit when due under the plan2021-03-31No
Contributions received in cash from employer2021-03-31$2,385,733
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-03-31$5,439,558
Contract administrator fees2021-03-31$868
Did the plan have assets held for investment2021-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-03-31No
Opinion of an independent qualified public accountant for this plan2021-03-31Disclaimer
Accountancy firm name2021-03-31MPCOMPANY LLP
Accountancy firm EIN2021-03-31561945391
2020 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-03-31$-44,881
Total income from all sources (including contributions)2020-03-31$-44,881
Total of all expenses incurred2020-03-31$4,640,894
Total of all expenses incurred2020-03-31$4,640,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$4,477,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$4,477,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$2,543,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$2,543,840
Value of total assets at end of year2020-03-31$58,067,337
Value of total assets at end of year2020-03-31$58,067,337
Value of total assets at beginning of year2020-03-31$62,753,112
Value of total assets at beginning of year2020-03-31$62,753,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$163,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$163,320
Total interest from all sources2020-03-31$407,212
Total interest from all sources2020-03-31$407,212
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$523,620
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$523,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$523,620
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$523,620
Administrative expenses professional fees incurred2020-03-31$22,070
Administrative expenses professional fees incurred2020-03-31$22,070
Was this plan covered by a fidelity bond2020-03-31Yes
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$1,500,000
Value of fidelity bond cover2020-03-31$1,500,000
If this is an individual account plan, was there a blackout period2020-03-31No
If this is an individual account plan, was there a blackout period2020-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-03-31$0
Funding deficiency by the employer to the plan for this plan year2020-03-31$0
Minimum employer required contribution for this plan year2020-03-31$2,543,840
Amount contributed by the employer to the plan for this plan year2020-03-31$2,543,840
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-03-31$821
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-03-31$821
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-03-31$821
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-03-31$821
Administrative expenses (other) incurred2020-03-31$120,638
Administrative expenses (other) incurred2020-03-31$120,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-4,685,775
Value of net income/loss2020-03-31$-4,685,775
Value of net assets at end of year (total assets less liabilities)2020-03-31$58,067,337
Value of net assets at end of year (total assets less liabilities)2020-03-31$58,067,337
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$62,753,112
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$62,753,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Investment advisory and management fees2020-03-31$20,446
Investment advisory and management fees2020-03-31$20,446
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$46,427,946
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$46,427,946
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$50,999,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$50,999,516
Value of interest in pooled separate accounts at end of year2020-03-31$1,446,521
Value of interest in pooled separate accounts at end of year2020-03-31$1,446,521
Value of interest in pooled separate accounts at beginning of year2020-03-31$1,434,171
Value of interest in pooled separate accounts at beginning of year2020-03-31$1,434,171
Interest earned on other investments2020-03-31$407,212
Interest earned on other investments2020-03-31$407,212
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$10,192,049
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$10,192,049
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$10,318,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$10,318,604
Expenses. Payments to insurance carriers foe the provision of benefits2020-03-31$299,082
Expenses. Payments to insurance carriers foe the provision of benefits2020-03-31$299,082
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-3,565,751
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-3,565,751
Net investment gain/loss from pooled separate accounts2020-03-31$46,198
Net investment gain/loss from pooled separate accounts2020-03-31$46,198
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$2,543,840
Contributions received in cash from employer2020-03-31$2,543,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$4,178,492
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$4,178,492
Contract administrator fees2020-03-31$166
Contract administrator fees2020-03-31$166
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-03-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-03-31No
Did the plan have assets held for investment2020-03-31Yes
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31MPCOMPANY LLP
Accountancy firm name2020-03-31MPCOMPANY LLP
Accountancy firm EIN2020-03-31561945391
Accountancy firm EIN2020-03-31561945391
2019 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-03-31$5,529,798
Total of all expenses incurred2019-03-31$3,580,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$3,434,019
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$2,759,975
Value of total assets at end of year2019-03-31$62,753,112
Value of total assets at beginning of year2019-03-31$60,803,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$146,419
Total interest from all sources2019-03-31$433,198
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$604,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-03-31$604,856
Administrative expenses professional fees incurred2019-03-31$24,074
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$1,500,000
If this is an individual account plan, was there a blackout period2019-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
Funding deficiency by the employer to the plan for this plan year2019-03-31$0
Minimum employer required contribution for this plan year2019-03-31$2,759,975
Amount contributed by the employer to the plan for this plan year2019-03-31$2,759,975
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-03-31$821
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-03-31$821
Administrative expenses (other) incurred2019-03-31$104,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$1,949,360
Value of net assets at end of year (total assets less liabilities)2019-03-31$62,753,112
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$60,803,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Investment advisory and management fees2019-03-31$16,104
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-03-31$50,999,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-03-31$48,563,658
Value of interest in pooled separate accounts at end of year2019-03-31$1,434,171
Value of interest in pooled separate accounts at beginning of year2019-03-31$1,907,928
Interest earned on other investments2019-03-31$433,198
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-03-31$10,318,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-03-31$10,331,345
Expenses. Payments to insurance carriers foe the provision of benefits2019-03-31$221,792
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-03-31$1,667,813
Net investment gain/loss from pooled separate accounts2019-03-31$63,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31No
Was there a failure to transmit to the plan any participant contributions2019-03-31No
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Contributions received in cash from employer2019-03-31$2,759,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$3,212,227
Contract administrator fees2019-03-31$2,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-03-31No
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31Yes
Opinion of an independent qualified public accountant for this plan2019-03-31Disclaimer
Accountancy firm name2019-03-31MPCOMPANY LLP
Accountancy firm EIN2019-03-31561945391
2018 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-03-31$8,550,440
Total of all expenses incurred2018-03-31$2,532,361
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$2,394,493
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$2,755,286
Value of total assets at end of year2018-03-31$60,803,752
Value of total assets at beginning of year2018-03-31$54,785,673
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$137,868
Total interest from all sources2018-03-31$412,342
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$615,523
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-03-31$615,523
Administrative expenses professional fees incurred2018-03-31$13,264
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$1,500,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Funding deficiency by the employer to the plan for this plan year2018-03-31$0
Minimum employer required contribution for this plan year2018-03-31$2,744,862
Amount contributed by the employer to the plan for this plan year2018-03-31$2,744,862
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Income. Received or receivable in cash from other sources (including rollovers)2018-03-31$10,424
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-03-31$821
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-03-31$32,561
Administrative expenses (other) incurred2018-03-31$99,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$6,018,079
Value of net assets at end of year (total assets less liabilities)2018-03-31$60,803,752
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$54,785,673
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Investment advisory and management fees2018-03-31$24,701
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-03-31$48,563,658
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-03-31$42,665,330
Value of interest in pooled separate accounts at end of year2018-03-31$1,907,928
Value of interest in pooled separate accounts at beginning of year2018-03-31$1,782,537
Interest earned on other investments2018-03-31$412,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-03-31$10,331,345
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-03-31$10,305,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-03-31$4,717,612
Net investment gain/loss from pooled separate accounts2018-03-31$49,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$2,744,862
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$2,394,493
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-03-31No
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31MPCOMPANY LLP
Accountancy firm EIN2018-03-31561945391
2017 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-03-31$8,191,670
Total of all expenses incurred2017-03-31$4,765,629
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$4,634,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$2,401,231
Value of total assets at end of year2017-03-31$54,785,673
Value of total assets at beginning of year2017-03-31$51,359,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$130,802
Total interest from all sources2017-03-31$461,468
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$491,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-03-31$491,986
Administrative expenses professional fees incurred2017-03-31$15,180
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$1,500,000
If this is an individual account plan, was there a blackout period2017-03-31No
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Income. Received or receivable in cash from other sources (including rollovers)2017-03-31$46,645
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-03-31$32,561
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-03-31$32,901
Administrative expenses (other) incurred2017-03-31$86,715
Total non interest bearing cash at beginning of year2017-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$3,426,041
Value of net assets at end of year (total assets less liabilities)2017-03-31$54,785,673
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$51,359,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Investment advisory and management fees2017-03-31$28,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-03-31$42,665,330
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-03-31$39,327,000
Value of interest in pooled separate accounts at end of year2017-03-31$1,782,537
Value of interest in pooled separate accounts at beginning of year2017-03-31$1,845,100
Interest earned on other investments2017-03-31$461,468
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-03-31$10,305,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-03-31$10,154,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-03-31$4,785,341
Net investment gain/loss from pooled separate accounts2017-03-31$51,644
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$2,354,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$4,634,827
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-03-31No
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31MCMILLAN PATE & COMPANY LLP
Accountancy firm EIN2017-03-31561945391
2016 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-03-31$2,181,961
Total of all expenses incurred2016-03-31$3,375,319
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$3,254,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$2,691,205
Value of total assets at end of year2016-03-31$51,359,632
Value of total assets at beginning of year2016-03-31$52,552,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$120,782
Total interest from all sources2016-03-31$432,009
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$408,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-03-31$408,742
Administrative expenses professional fees incurred2016-03-31$36,944
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$1,500,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Funding deficiency by the employer to the plan for this plan year2016-03-31$0
Minimum employer required contribution for this plan year2016-03-31$2,688,705
Amount contributed by the employer to the plan for this plan year2016-03-31$2,688,705
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Income. Received or receivable in cash from other sources (including rollovers)2016-03-31$2,500
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-03-31$32,901
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-03-31$32,901
Administrative expenses (other) incurred2016-03-31$71,103
Total non interest bearing cash at end of year2016-03-31$0
Total non interest bearing cash at beginning of year2016-03-31$35,202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-1,193,358
Value of net assets at end of year (total assets less liabilities)2016-03-31$51,359,632
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$52,552,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Investment advisory and management fees2016-03-31$12,735
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-03-31$39,327,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-03-31$40,353,132
Value of interest in pooled separate accounts at end of year2016-03-31$1,845,100
Value of interest in pooled separate accounts at beginning of year2016-03-31$1,773,986
Interest earned on other investments2016-03-31$432,009
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-03-31$10,154,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-03-31$10,357,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-03-31$-1,426,521
Net investment gain/loss from pooled separate accounts2016-03-31$76,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$2,688,705
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$3,254,537
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-03-31No
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31MCMILLAN, PATE & COMPANY LLP
Accountancy firm EIN2016-03-31561945391
2015 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$1,571
Total income from all sources (including contributions)2015-03-31$6,060,023
Total of all expenses incurred2015-03-31$2,124,021
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$2,026,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$2,562,832
Value of total assets at end of year2015-03-31$52,552,990
Value of total assets at beginning of year2015-03-31$48,618,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$97,711
Total interest from all sources2015-03-31$452,561
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$442,540
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-03-31$442,540
Administrative expenses professional fees incurred2015-03-31$34,561
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$1,500,000
If this is an individual account plan, was there a blackout period2015-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Funding deficiency by the employer to the plan for this plan year2015-03-31$0
Minimum employer required contribution for this plan year2015-03-31$2,534,329
Amount contributed by the employer to the plan for this plan year2015-03-31$2,534,329
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$28,503
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-03-31$32,901
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-03-31$32,901
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-03-31$1,571
Administrative expenses (other) incurred2015-03-31$63,150
Total non interest bearing cash at end of year2015-03-31$35,202
Total non interest bearing cash at beginning of year2015-03-31$17,523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$3,936,002
Value of net assets at end of year (total assets less liabilities)2015-03-31$52,552,990
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$48,616,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-03-31$40,353,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-03-31$36,479,078
Value of interest in pooled separate accounts at end of year2015-03-31$1,773,986
Value of interest in pooled separate accounts at beginning of year2015-03-31$1,669,028
Interest earned on other investments2015-03-31$452,561
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-03-31$10,357,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-03-31$10,420,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-03-31$2,471,047
Net investment gain/loss from pooled separate accounts2015-03-31$131,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$2,534,329
Employer contributions (assets) at beginning of year2015-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$2,026,310
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-03-31No
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31MCMILLAN PATE & COMPANY LLP
Accountancy firm EIN2015-03-31561945391
2014 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$1,571
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total income from all sources (including contributions)2014-03-31$7,782,383
Total of all expenses incurred2014-03-31$3,023,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$2,910,506
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$2,207,242
Value of total assets at end of year2014-03-31$48,618,559
Value of total assets at beginning of year2014-03-31$43,858,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$113,284
Total interest from all sources2014-03-31$459,617
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$347,739
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-03-31$347,739
Administrative expenses professional fees incurred2014-03-31$55,438
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$1,000,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Funding deficiency by the employer to the plan for this plan year2014-03-31$0
Minimum employer required contribution for this plan year2014-03-31$2,192,015
Amount contributed by the employer to the plan for this plan year2014-03-31$2,192,015
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$15,227
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-03-31$32,901
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-03-31$25,849
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-03-31$1,571
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-03-31$0
Other income not declared elsewhere2014-03-31$4,768
Administrative expenses (other) incurred2014-03-31$57,846
Total non interest bearing cash at end of year2014-03-31$17,523
Total non interest bearing cash at beginning of year2014-03-31$29,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$4,758,593
Value of net assets at end of year (total assets less liabilities)2014-03-31$48,616,988
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$43,858,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$36,479,078
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$31,330,013
Value of interest in pooled separate accounts at end of year2014-03-31$1,669,028
Value of interest in pooled separate accounts at beginning of year2014-03-31$1,522,641
Interest earned on other investments2014-03-31$459,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-03-31$10,420,029
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$10,845,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$4,664,333
Net investment gain/loss from pooled separate accounts2014-03-31$98,684
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$2,192,015
Employer contributions (assets) at end of year2014-03-31$0
Employer contributions (assets) at beginning of year2014-03-31$105,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$2,910,506
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-03-31No
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31MCMILLAN PATE & COMPANY LLP
Accountancy firm EIN2014-03-31561945391
2013 : OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-03-31$6,153,874
Total of all expenses incurred2013-03-31$2,487,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$2,453,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$2,560,718
Value of total assets at end of year2013-03-31$43,858,395
Value of total assets at beginning of year2013-03-31$40,192,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$34,325
Total interest from all sources2013-03-31$443,007
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$311,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-03-31$311,782
Administrative expenses professional fees incurred2013-03-31$2,558
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$1,000,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Funding deficiency by the employer to the plan for this plan year2013-03-31$0
Minimum employer required contribution for this plan year2013-03-31$2,477,533
Amount contributed by the employer to the plan for this plan year2013-03-31$2,477,533
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Income. Received or receivable in cash from other sources (including rollovers)2013-03-31$83,185
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-03-31$25,849
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-03-31$2,896
Administrative expenses (other) incurred2013-03-31$18,435
Total non interest bearing cash at end of year2013-03-31$29,446
Total non interest bearing cash at beginning of year2013-03-31$13,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$3,665,953
Value of net assets at end of year (total assets less liabilities)2013-03-31$43,858,395
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$40,192,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Investment advisory and management fees2013-03-31$13,332
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$31,330,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$27,799,236
Value of interest in pooled separate accounts at end of year2013-03-31$1,522,641
Value of interest in pooled separate accounts at beginning of year2013-03-31$1,319,613
Interest earned on other investments2013-03-31$443,007
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$10,845,408
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$11,038,218
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$2,757,334
Net investment gain/loss from pooled separate accounts2013-03-31$81,033
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$2,477,533
Employer contributions (assets) at end of year2013-03-31$105,038
Employer contributions (assets) at beginning of year2013-03-31$19,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$2,453,596
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-03-31No
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31MCMILLAN PATE & COMPANY LLP
Accountancy firm EIN2013-03-31561945391

Form 5500 Responses for OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN

2022: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01Submission has been amendedNo
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – InsuranceYes
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement – InsuranceYes
2022-04-01Plan benefit arrangement - TrustYes
2021: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – InsuranceYes
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement – InsuranceYes
2021-04-01Plan benefit arrangement - TrustYes
2020: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement – InsuranceYes
2020-04-01Plan benefit arrangement - TrustYes
2019: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2018: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement – InsuranceYes
2018-04-01Plan benefit arrangement - TrustYes
2017: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2016: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: OUP USA DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896261-087
Policy instance 2
Insurance contract or identification number896261-087
Number of Individuals Covered15
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 1
Insurance contract or identification number104152
Number of Individuals Covered599
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896261-087
Policy instance 2
Insurance contract or identification number896261-087
Number of Individuals Covered17
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 1
Insurance contract or identification number104152
Number of Individuals Covered621
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number896261-087
Policy instance 3
Insurance contract or identification number896261-087
Number of Individuals Covered16
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 2
Insurance contract or identification number104152
Number of Individuals Covered651
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080398
Policy instance 1
Insurance contract or identification numberTT080398
Number of Individuals Covered0
Insurance policy start date2020-04-01
Insurance policy end date2020-11-09
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 2
Insurance contract or identification number104152
Number of Individuals Covered683
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080398
Policy instance 1
Insurance contract or identification numberTT080398
Number of Individuals Covered941
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 2
Insurance contract or identification number104152
Number of Individuals Covered760
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080398
Policy instance 1
Insurance contract or identification numberTT080398
Number of Individuals Covered1008
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 2
Insurance contract or identification number104152
Number of Individuals Covered776
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080398
Policy instance 1
Insurance contract or identification numberTT080398
Number of Individuals Covered950
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 2
Insurance contract or identification number104152
Number of Individuals Covered827
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080398
Policy instance 1
Insurance contract or identification numberTT080398
Number of Individuals Covered923
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080398
Policy instance 1
Insurance contract or identification numberTT080398
Number of Individuals Covered922
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 2
Insurance contract or identification number104152
Number of Individuals Covered852
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 2
Insurance contract or identification number104152
Number of Individuals Covered888
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080398
Policy instance 1
Insurance contract or identification numberTT080398
Number of Individuals Covered840
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104152
Policy instance 2
Insurance contract or identification number104152
Number of Individuals Covered925
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT080398
Policy instance 1
Insurance contract or identification numberTT080398
Number of Individuals Covered829
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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