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TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameTRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN
Plan identification number 001

TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRADEWIND GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRADEWIND GROUP, INC.
Employer identification number (EIN):990291845
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01FRANKLIN M. TOKIOKA
0012016-01-01FRANKLIN M. TOKIOKA
0012015-01-01FRANKLIN M. TOKIOKA
0012014-01-01FRANKLIN M. TOKIOKA
0012013-01-01FRANKLIN M. TOKIOKA
0012012-01-01FRANKLIN M. TOKIOKA
0012011-01-01FRANKLIN M. TOKIOKA
0012010-01-01FRANKLIN M TOKIOKA FRANKLIN M TOKIOKA2011-10-17
0012009-01-01FRANKLIN M. TOKIOKA FRANKLIN M. TOKIOKA2010-10-15

Plan Statistics for TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN

Measure Date Value
2023: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01601
Total number of active participants reported on line 7a of the Form 55002023-01-01448
Number of retired or separated participants receiving benefits2023-01-016
Number of other retired or separated participants entitled to future benefits2023-01-01188
Total of all active and inactive participants2023-01-01642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-015
Total participants2023-01-01647
Number of participants with account balances2023-01-01640
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0114
2022: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01571
Total number of active participants reported on line 7a of the Form 55002022-01-01401
Number of retired or separated participants receiving benefits2022-01-018
Number of other retired or separated participants entitled to future benefits2022-01-01188
Total of all active and inactive participants2022-01-01597
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-01601
Number of participants with account balances2022-01-01592
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0115
2021: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01560
Total number of active participants reported on line 7a of the Form 55002021-01-01385
Number of retired or separated participants receiving benefits2021-01-015
Number of other retired or separated participants entitled to future benefits2021-01-01177
Total of all active and inactive participants2021-01-01567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-01571
Number of participants with account balances2021-01-01565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-019
2020: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01493
Total number of active participants reported on line 7a of the Form 55002020-01-01391
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-01161
Total of all active and inactive participants2020-01-01557
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01560
Number of participants with account balances2020-01-01555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01504
Total number of active participants reported on line 7a of the Form 55002019-01-01331
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01154
Total of all active and inactive participants2019-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01493
Number of participants with account balances2019-01-01491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01496
Total number of active participants reported on line 7a of the Form 55002018-01-01344
Number of retired or separated participants receiving benefits2018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-01150
Total of all active and inactive participants2018-01-01501
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01504
Number of participants with account balances2018-01-01482
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0114
2017: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01518
Total number of active participants reported on line 7a of the Form 55002017-01-01339
Number of retired or separated participants receiving benefits2017-01-016
Number of other retired or separated participants entitled to future benefits2017-01-01149
Total of all active and inactive participants2017-01-01494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01496
Number of participants with account balances2017-01-01494
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01528
Total number of active participants reported on line 7a of the Form 55002016-01-01341
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-01172
Total of all active and inactive participants2016-01-01516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-01518
Number of participants with account balances2016-01-01516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0113
2015: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01502
Total number of active participants reported on line 7a of the Form 55002015-01-01383
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01141
Total of all active and inactive participants2015-01-01526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01528
Number of participants with account balances2015-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01444
Total number of active participants reported on line 7a of the Form 55002014-01-01414
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0187
Total of all active and inactive participants2014-01-01502
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01502
Number of participants with account balances2014-01-01502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01435
Total number of active participants reported on line 7a of the Form 55002013-01-01355
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0189
Total of all active and inactive participants2013-01-01444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01444
Number of participants with account balances2013-01-01444
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01366
Total number of active participants reported on line 7a of the Form 55002012-01-01347
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0188
Total of all active and inactive participants2012-01-01435
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01435
Number of participants with account balances2012-01-01435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0117
2011: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01412
Total number of active participants reported on line 7a of the Form 55002011-01-01333
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0133
Total of all active and inactive participants2011-01-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01366
Number of participants with account balances2011-01-01366
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0115
2010: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01399
Total number of active participants reported on line 7a of the Form 55002010-01-01344
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0168
Total of all active and inactive participants2010-01-01412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01412
Number of participants with account balances2010-01-01412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0110
2009: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01449
Total number of active participants reported on line 7a of the Form 55002009-01-01352
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0147
Total of all active and inactive participants2009-01-01399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01399
Number of participants with account balances2009-01-01399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN

Measure Date Value
2023 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$23,039,216
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$7,788,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$7,658,779
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$6,472,929
Value of total assets at end of year2023-12-31$115,121,262
Value of total assets at beginning of year2023-12-31$99,870,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$129,237
Total interest from all sources2023-12-31$42,452
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$3,203,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$3,203,759
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$3,878,449
Participant contributions at end of year2023-12-31$755,170
Participant contributions at beginning of year2023-12-31$710,183
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$277,736
Other income not declared elsewhere2023-12-31$29
Administrative expenses (other) incurred2023-12-31$129,237
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$15,251,200
Value of net assets at end of year (total assets less liabilities)2023-12-31$115,121,262
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$99,870,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$104,634,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$89,268,208
Interest on participant loans2023-12-31$42,452
Value of interest in common/collective trusts at end of year2023-12-31$9,731,145
Value of interest in common/collective trusts at beginning of year2023-12-31$9,891,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$13,091,291
Net investment gain or loss from common/collective trusts2023-12-31$228,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$2,316,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$7,658,779
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KMH, LLP
Accountancy firm EIN2023-12-31421539623
2022 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-12,232,314
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,934,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,808,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,241,482
Value of total assets at end of year2022-12-31$99,870,062
Value of total assets at beginning of year2022-12-31$118,037,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$126,564
Total interest from all sources2022-12-31$33,518
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,340,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,340,604
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,394,750
Participant contributions at end of year2022-12-31$710,183
Participant contributions at beginning of year2022-12-31$701,905
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$320,086
Other income not declared elsewhere2022-12-31$1,729
Administrative expenses (other) incurred2022-12-31$126,564
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,167,171
Value of net assets at end of year (total assets less liabilities)2022-12-31$99,870,062
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$118,037,233
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$89,268,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$108,202,542
Interest on participant loans2022-12-31$33,518
Value of interest in common/collective trusts at end of year2022-12-31$9,891,671
Value of interest in common/collective trusts at beginning of year2022-12-31$9,132,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-22,003,643
Net investment gain or loss from common/collective trusts2022-12-31$153,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,526,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,808,293
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KMH, LLP
Accountancy firm EIN2022-12-31421539623
2021 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$20,392,854
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,301,750
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,186,709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,444,702
Value of total assets at end of year2021-12-31$118,037,233
Value of total assets at beginning of year2021-12-31$101,946,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$115,041
Total interest from all sources2021-12-31$35,047
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,327,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,327,860
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,258,030
Participant contributions at end of year2021-12-31$701,905
Participant contributions at beginning of year2021-12-31$727,794
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,337,736
Other income not declared elsewhere2021-12-31$1,006
Administrative expenses (other) incurred2021-12-31$115,041
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,091,104
Value of net assets at end of year (total assets less liabilities)2021-12-31$118,037,233
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$101,946,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$108,202,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$91,553,057
Interest on participant loans2021-12-31$35,047
Value of interest in common/collective trusts at end of year2021-12-31$9,132,786
Value of interest in common/collective trusts at beginning of year2021-12-31$9,665,278
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$10,454,581
Net investment gain or loss from common/collective trusts2021-12-31$129,658
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,848,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,186,709
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KMH, LLP
Accountancy firm EIN2021-12-31421539623
2020 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$17,787,535
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,086,717
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,975,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,321,126
Value of total assets at end of year2020-12-31$101,946,129
Value of total assets at beginning of year2020-12-31$87,245,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$111,399
Total interest from all sources2020-12-31$40,970
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,192,723
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,192,723
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,057,477
Participant contributions at end of year2020-12-31$727,794
Participant contributions at beginning of year2020-12-31$749,618
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$515,569
Other income not declared elsewhere2020-12-31$1,195
Administrative expenses (other) incurred2020-12-31$111,399
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,700,818
Value of net assets at end of year (total assets less liabilities)2020-12-31$101,946,129
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$87,245,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$91,553,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$79,566,802
Interest on participant loans2020-12-31$40,970
Value of interest in common/collective trusts at end of year2020-12-31$9,665,278
Value of interest in common/collective trusts at beginning of year2020-12-31$6,928,891
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,062,124
Net investment gain or loss from common/collective trusts2020-12-31$169,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,748,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,975,318
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KMH, LLP
Accountancy firm EIN2020-12-31421539623
2019 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$19,105,093
Total income from all sources (including contributions)2019-12-31$19,105,093
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,504,891
Total of all expenses incurred2019-12-31$4,504,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,398,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,398,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,312,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,312,639
Value of total assets at end of year2019-12-31$87,245,311
Value of total assets at end of year2019-12-31$87,245,311
Value of total assets at beginning of year2019-12-31$72,645,109
Value of total assets at beginning of year2019-12-31$72,645,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$106,076
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$106,076
Total interest from all sources2019-12-31$38,955
Total interest from all sources2019-12-31$38,955
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,068,145
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,068,145
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,068,145
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,068,145
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,701,735
Contributions received from participants2019-12-31$2,701,735
Participant contributions at end of year2019-12-31$749,618
Participant contributions at end of year2019-12-31$749,618
Participant contributions at beginning of year2019-12-31$632,539
Participant contributions at beginning of year2019-12-31$632,539
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$136,000
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$136,000
Other income not declared elsewhere2019-12-31$15,899
Other income not declared elsewhere2019-12-31$15,899
Administrative expenses (other) incurred2019-12-31$106,076
Administrative expenses (other) incurred2019-12-31$106,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$14,600,202
Value of net income/loss2019-12-31$14,600,202
Value of net assets at end of year (total assets less liabilities)2019-12-31$87,245,311
Value of net assets at end of year (total assets less liabilities)2019-12-31$87,245,311
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$72,645,109
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$72,645,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$79,566,802
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$79,566,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$65,881,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$65,881,729
Interest on participant loans2019-12-31$38,955
Interest on participant loans2019-12-31$38,955
Value of interest in common/collective trusts at end of year2019-12-31$6,928,891
Value of interest in common/collective trusts at end of year2019-12-31$6,928,891
Value of interest in common/collective trusts at beginning of year2019-12-31$6,130,841
Value of interest in common/collective trusts at beginning of year2019-12-31$6,130,841
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,494,897
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,494,897
Net investment gain or loss from common/collective trusts2019-12-31$174,558
Net investment gain or loss from common/collective trusts2019-12-31$174,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,474,904
Contributions received in cash from employer2019-12-31$1,474,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,398,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,398,815
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KMH, LLP
Accountancy firm name2019-12-31KMH, LLP
Accountancy firm EIN2019-12-31421539623
Accountancy firm EIN2019-12-31421539623
2018 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$914,121
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,941,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,833,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,347,520
Value of total assets at end of year2018-12-31$72,645,109
Value of total assets at beginning of year2018-12-31$78,672,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$107,398
Total interest from all sources2018-12-31$30,543
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,767,295
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,767,295
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,611,113
Participant contributions at end of year2018-12-31$632,539
Participant contributions at beginning of year2018-12-31$590,326
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$88,691
Other income not declared elsewhere2018-12-31$599
Administrative expenses (other) incurred2018-12-31$107,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,027,086
Value of net assets at end of year (total assets less liabilities)2018-12-31$72,645,109
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$78,672,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$65,881,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$74,100,032
Interest on participant loans2018-12-31$30,543
Value of interest in master investment trust accounts at beginning of year2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$6,130,841
Value of interest in common/collective trusts at beginning of year2018-12-31$3,981,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-5,368,997
Net investment gain or loss from common/collective trusts2018-12-31$137,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,647,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,833,809
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KMH LLP
Accountancy firm EIN2018-12-31421539623
2017 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,062,626
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,304,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,241,622
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,523,642
Value of total assets at end of year2017-12-31$78,672,195
Value of total assets at beginning of year2017-12-31$67,914,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$62,929
Total interest from all sources2017-12-31$23,084
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,131,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,131,341
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,513,273
Participant contributions at end of year2017-12-31$590,326
Participant contributions at beginning of year2017-12-31$499,408
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$209,774
Other income not declared elsewhere2017-12-31$3,427
Administrative expenses (other) incurred2017-12-31$62,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,758,075
Value of net assets at end of year (total assets less liabilities)2017-12-31$78,672,195
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$67,914,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$74,100,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$39,463,511
Interest on participant loans2017-12-31$23,084
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$23,945,160
Value of interest in common/collective trusts at end of year2017-12-31$3,981,837
Value of interest in common/collective trusts at beginning of year2017-12-31$4,006,041
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,003,756
Net investment gain or loss from common/collective trusts2017-12-31$70,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,800,595
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,241,622
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KMH LLP
Accountancy firm EIN2017-12-31421539623
2016 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$9,066,492
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,238,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,169,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,784,486
Value of total assets at end of year2016-12-31$67,914,120
Value of total assets at beginning of year2016-12-31$61,086,331
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$68,901
Total interest from all sources2016-12-31$19,415
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$986,053
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$986,053
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,400,642
Participant contributions at end of year2016-12-31$499,408
Participant contributions at beginning of year2016-12-31$338,075
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$644,008
Other income not declared elsewhere2016-12-31$3,543
Administrative expenses (other) incurred2016-12-31$68,901
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,827,789
Value of net assets at end of year (total assets less liabilities)2016-12-31$67,914,120
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$61,086,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$39,463,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$35,007,041
Interest on participant loans2016-12-31$19,415
Value of interest in master investment trust accounts at end of year2016-12-31$23,945,160
Value of interest in master investment trust accounts at beginning of year2016-12-31$22,797,594
Value of interest in common/collective trusts at end of year2016-12-31$4,006,041
Value of interest in common/collective trusts at beginning of year2016-12-31$2,943,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,971,838
Net investment gain or loss from common/collective trusts2016-12-31$68,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,739,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,169,802
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KMH LLP
Accountancy firm EIN2016-12-31421539623
2015 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$111,684
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,718,391
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,711,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,600,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,287,176
Value of total assets at end of year2015-12-31$61,086,331
Value of total assets at beginning of year2015-12-31$60,967,842
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$110,709
Total interest from all sources2015-12-31$18,135
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,186,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,186,250
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,405,081
Participant contributions at end of year2015-12-31$338,075
Participant contributions at beginning of year2015-12-31$420,610
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$480,544
Other income not declared elsewhere2015-12-31$1,876
Administrative expenses (other) incurred2015-12-31$110,709
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$32,993,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,805
Value of net assets at end of year (total assets less liabilities)2015-12-31$61,086,331
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$60,967,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$35,007,041
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,684,299
Interest on participant loans2015-12-31$18,135
Value of interest in master investment trust accounts at end of year2015-12-31$22,797,594
Value of interest in master investment trust accounts at beginning of year2015-12-31$24,869,561
Value of interest in common/collective trusts at end of year2015-12-31$2,943,621
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,049,665
Net investment gain or loss from common/collective trusts2015-12-31$56,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,401,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,600,877
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KMH LLP
Accountancy firm EIN2015-12-31421539623
2014 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,112,169
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,807,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,549,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,009,347
Value of total assets at end of year2014-12-31$60,967,842
Value of total assets at beginning of year2014-12-31$59,662,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$257,923
Total interest from all sources2014-12-31$21,749
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,290,792
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,290,792
Administrative expenses professional fees incurred2014-12-31$193,999
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,176,239
Participant contributions at end of year2014-12-31$420,610
Participant contributions at beginning of year2014-12-31$472,275
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$316,123
Other income not declared elsewhere2014-12-31$798,007
Administrative expenses (other) incurred2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$32,993,372
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,305,066
Value of net assets at end of year (total assets less liabilities)2014-12-31$60,967,842
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$59,662,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$63,924
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,684,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$26,238,425
Interest on participant loans2014-12-31$21,749
Interest earned on other investments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$24,869,561
Value of interest in master investment trust accounts at beginning of year2014-12-31$26,528,532
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$6,423,544
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$881,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,516,985
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,549,180
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WIKOFF COMBS & CO. LLC
Accountancy firm EIN2014-12-31651203311
2013 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,985,748
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,319,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,018,047
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,552,530
Value of total assets at end of year2013-12-31$59,662,776
Value of total assets at beginning of year2013-12-31$50,997,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$301,938
Total interest from all sources2013-12-31$198,873
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$682,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$682,692
Administrative expenses professional fees incurred2013-12-31$148,633
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,158,106
Participant contributions at end of year2013-12-31$472,275
Participant contributions at beginning of year2013-12-31$457,833
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$95,884
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,665,763
Value of net assets at end of year (total assets less liabilities)2013-12-31$59,662,776
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$50,997,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$153,305
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$26,238,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,327,232
Interest on participant loans2013-12-31$198,873
Value of interest in master investment trust accounts at end of year2013-12-31$26,528,532
Value of interest in master investment trust accounts at beginning of year2013-12-31$23,196,262
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$6,423,544
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$10,015,686
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,072,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,298,540
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,018,047
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WIKOFF COMBS & CO., LLC
Accountancy firm EIN2013-12-31651203311
2012 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$623,496
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,000,502
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,058,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,844,026
Expenses. Certain deemed distributions of participant loans2012-12-31$11,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,371,380
Value of total assets at end of year2012-12-31$50,997,013
Value of total assets at beginning of year2012-12-31$47,431,038
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$202,386
Total interest from all sources2012-12-31$21,637
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$345,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$345,027
Administrative expenses professional fees incurred2012-12-31$168,073
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,082,511
Participant contributions at end of year2012-12-31$457,833
Participant contributions at beginning of year2012-12-31$373,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,942,479
Value of net assets at end of year (total assets less liabilities)2012-12-31$50,997,013
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$47,431,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$34,313
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,327,232
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,865,782
Interest on participant loans2012-12-31$21,637
Value of interest in master investment trust accounts at end of year2012-12-31$23,196,262
Value of interest in master investment trust accounts at beginning of year2012-12-31$23,970,285
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$10,015,686
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$10,221,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,817,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,288,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,844,026
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WIKOFF COMBS & CO., LLC
Accountancy firm EIN2012-12-31651203311
2011 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,577,869
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,981,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,859,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,541,231
Value of total assets at end of year2011-12-31$47,431,038
Value of total assets at beginning of year2011-12-31$47,834,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$121,098
Total interest from all sources2011-12-31$21,139
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$244,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$244,372
Administrative expenses professional fees incurred2011-12-31$85,578
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,950,652
Participant contributions at end of year2011-12-31$373,409
Participant contributions at beginning of year2011-12-31$267,635
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$363,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-403,204
Value of net assets at end of year (total assets less liabilities)2011-12-31$47,431,038
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$47,834,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$35,520
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,865,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$20,705,835
Interest on participant loans2011-12-31$21,139
Value of interest in master investment trust accounts at end of year2011-12-31$23,970,285
Value of interest in master investment trust accounts at beginning of year2011-12-31$26,860,772
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$10,221,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$19,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,226,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,859,975
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WIKOFF COMBS & CO., LLC
Accountancy firm EIN2011-12-31065120331
2010 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,541,368
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,856,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,735,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,349,397
Value of total assets at end of year2010-12-31$47,834,242
Value of total assets at beginning of year2010-12-31$43,149,593
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$121,377
Total interest from all sources2010-12-31$20,098
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$235,201
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$235,201
Administrative expenses professional fees incurred2010-12-31$84,909
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,060,427
Participant contributions at end of year2010-12-31$267,635
Participant contributions at beginning of year2010-12-31$177,148
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$25,596
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,684,649
Value of net assets at end of year (total assets less liabilities)2010-12-31$47,834,242
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$43,149,593
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$36,468
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$20,705,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$16,355,103
Interest on participant loans2010-12-31$20,098
Value of interest in master investment trust accounts at end of year2010-12-31$26,860,772
Value of interest in master investment trust accounts at beginning of year2010-12-31$26,617,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,200,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,263,374
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,735,342
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WIKOFF COMBS & CO., LLC
Accountancy firm EIN2010-12-31065120331
2009 : TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN

2023: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TRADEWIND GROUP, INC PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893315087
Policy instance 1
Insurance contract or identification number893315087
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893315087
Policy instance 1
Insurance contract or identification number893315087
Number of Individuals Covered350
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893315087
Policy instance 1
Insurance contract or identification number893315087
Number of Individuals Covered388
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 2
Insurance contract or identification number441462
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-05-02
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65675 )
Policy contract number893315087
Policy instance 1
Insurance contract or identification number893315087
Number of Individuals Covered335
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 2
Insurance contract or identification number441462
Number of Individuals Covered423
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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