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| Company Name: | ROCATON INVESTMENT ADVISORS, LLC |
| Employer identification number (EIN): | 043638035 |
| NAIC Classification: | 523900 |
The following addresses have been detected on the 401k submissions:
| USA Location Address | |||||
|---|---|---|---|---|---|
| |||||
| Date first seen: 2009-01-01 | |||||
| Date last seen: 2024-07-31 | |||||
| USA Location Address | |||||
|---|---|---|---|---|---|
| |||||
| Date first seen: 2007-01-01 | |||||
| Date last seen: 2024-07-31 | |||||
| Plan id# | Plan Name | Plan Start Date | Plan Effective Date |
|---|---|---|---|
| 001 | ROCATON INVESTMENT ADVISORS, LLC 401(K) PROFIT SHARING PLAN | 2015-01-01 | 2002-04-01 |
| 003 | ROCATON INVESTMENT ADVISORS, LLC MARKET BASED CASH BALANCE RETIREMENT PLAN | 2016-01-01 | 2016-01-01 |
| 002 | ROCATON INVESTMENT ADVISORS, LLC CASH BALANCE PENSION TRUST | 2016-01-01 | 2003-01-01 |
| Date | Type of contribution | Contribution |
|---|---|---|
| 2019-04-11 | Employer Contributions | $ 46,386 |
| 2019-04-11 | Employee Contributions | $ 46,386 |
| 2018-12-21 | Employer Contributions | $ 447,000 |
| 2018-12-21 | Employee Contributions | $ 447,000 |
| 2018-04-03 | Employer Contributions | $ 39,759 |
| 2018-04-03 | Employee Contributions | $ 39,759 |
| 2017-12-27 | Employer Contributions | $ 456,000 |
| 2017-12-27 | Employee Contributions | $ 456,000 |
| 2017-08-17 | Employer Contributions | $ 2,465 |
| 2017-08-17 | Employee Contributions | $ 2,465 |
| 2017-04-12 | Employer Contributions | $ 22,051 |
| 2017-04-12 | Employee Contributions | $ 22,051 |
| 2017-01-19 | Employer Contributions | $ 6,000 |
| 2017-01-19 | Employee Contributions | $ 6,000 |
| 2016-12-22 | Employer Contributions | $ 465,000 |
| 2016-12-22 | Employee Contributions | $ 465,000 |
| 2016-05-20 | Employer Contributions | $ 482,348 |
| 2016-05-20 | Employee Contributions | $ 482,348 |
| 2015-09-11 | Employer Contributions | $ 261,387 |
| 2015-09-11 | Employee Contributions | $ 261,387 |
| 2014-10-28 | Employer Contributions | $ 250,000 |
| 2014-10-28 | Employee Contributions | $ 250,000 |
| 2014-03-27 | Employer Contributions | $ 249,781 |
| 2014-03-27 | Employee Contributions | $ 249,781 |
| 2013-11-15 | Employer Contributions | $ 250,000 |
| 2013-11-15 | Employee Contributions | $ 250,000 |
| 2013-04-09 | Employer Contributions | $ 118,989 |
| 2013-04-09 | Employee Contributions | $ 118,989 |
| 2013-02-05 | Employer Contributions | $ 250,000 |
| 2013-02-05 | Employee Contributions | $ 250,000 |
| 2012-03-30 | Employer Contributions | $ 110,437 |
| 2012-03-30 | Employee Contributions | $ 110,437 |
| 2011-10-14 | Employer Contributions | $ 250,000 |
| 2011-10-14 | Employee Contributions | $ 250,000 |
| 2011-04-14 | Employer Contributions | $ 256,098 |
| 2011-04-14 | Employee Contributions | $ 256,098 |
| 2010-12-22 | Employer Contributions | $ 250,000 |
| 2010-12-22 | Employee Contributions | $ 250,000 |
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