401k plan information for NOVARTIS CORPORATION

401k Sponsoring company profile

NOVARTIS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: NOVARTIS CORPORATION

Employer identification number (EIN): 131834433

NAIC Classification: 325410

The following addresses have been detected on the 401k submissions:

USA Mailing Address

ONE SOUTH RIDGEDALE AVENUE

EAST HANOVER

079363142

Date first seen: 2014-10-11

Date last seen: 2018-10-13

USA Location Address

ONE SOUTH RIDGEDALE AVENUE

EAST HANOVER

079363142

Date first seen: 2014-10-11

Date last seen: 2023-09-25

USA Mailing Address

608 FIFTH AVENUE

NEW YORK

10020

Date first seen: 2008-01-01

Date last seen: 2025-06-30

USA Mailing Address

230 PARK AVENUE, 21ST FLOOR

NEW YORK

10169

Date first seen: 2011-10-12

Date last seen: 2025-03-31

USA Location Address

608 FIFTH AVENUE

NEW YORK

100202303

Date first seen: 2012-10-12

Date last seen: 2013-10-11

USA Mailing Address

ONE HEALTH PLAZA

EAST HANOVER

079361080

Date first seen: 2011-10-15

Date last seen: 2018-10-13

USA Location Address

ONE HEALTH PLAZA

EAST HANOVER

079361080

Date first seen: 2011-10-15

Date last seen: 2023-09-25

USA Mailing Address

ONE HEALTH PLAZA

EAST HANOVER

07936

Date first seen: 2008-01-01

Date last seen: 2025-12-04

USA Mailing Address

ONE HEALTH PLAZA

EAST HANOVER

079363142

Date first seen: 2025-07-30

Date last seen: 2025-12-03

USA Location Address

ONE HEALTH PLAZA

EAST HANOVER

079363142

Date first seen: 2025-07-30

Date last seen: 2025-10-03

The following addresses have been found in other jurisdictions:

Jurisdiction:

NEW YORK SECRETARY OF STATE - DIVISION OF CORPORATIONS

Address:

NOVARTIS CORPORATION

BLDG 122

EAST HANOVER,NJ

Jurisdiction Company ID:

Jurisdiction Registration Date:

Sponsoring Company Events

Date	Description
2021-10-05	131834433 Change of plan name detected from ALCON RETIREMENT PLAN AND TRUST to RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES for plan ID 057

NOVARTIS CORPORATION 401k Plans

Plan id#	Plan Name	Plan Start Date	Plan Effective Date
542	NOVARTIS CORPORATION DEATH BENEFIT AND DISABILITY PLAN	2014-01-01	2011-01-01
400	NOVARTIS CORPORATION DC MASTER TRUST	2015-01-01	2021-01-01
540	NOVARTIS CORPORATION WELFARE BENEFIT PLAN	2015-01-01	2010-01-01
057	RETIREMENT PLAN FOR PRIOR ALCON EMPLOYEES	2015-01-01	2005-01-01
001	PENSION PLAN FOR SALARIED EMPLOYEES OF NOVARTIS CORPORATION	2015-01-01	1957-01-01
054	NOVARTIS CORPORATION RETIREMENT SAVINGS PLAN FOR PUERTO RICO EMPLOYEES	2015-01-01	1998-01-01
300	NOVARTIS PENSION PLANS MASTER TRUST	2015-01-01	2021-01-01
543	NOVARTIS CORPORATION SEVERANCE PAY PLAN	2015-01-01	2012-01-01
535	NOVARTIS CORPORATION BUSINESS TRAVEL ACCIDENT	2009-01-01	1971-05-01
501	NOVARTIS CORPORATION ORPHAN HEALTHCARE PLAN	2009-01-01	1971-03-01
541	NOVARTIS CORPORATION POST EMPLOYMENT WELFARE BENEFIT PLAN	2016-01-01	2011-01-01
055	NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN	2016-01-01	1967-01-01
056	NOVARTIS CONSUMER HEALTH, INC. INVESTMENT SAVINGS PLAN	2011-01-01	1998-01-01
524	NOVARTIS CORPORATION WELFARE BENEFITS PLAN	2010-01-01	1971-03-01
525	NOVARTIS CORPORATION ACCIDENTAL DEATH & DISMEMBERMENT	2009-01-01	1990-10-11
520	NOVARTIS CORPORATION LONG TERM DISABILITY PLAN	2009-01-01	1971-05-01

401k Contributions

Contributions made to the plan for the plan year by employer(s) and employees. Schedule SB Part 4 Question 18. This is signed by an actuary:

Date Type of contribution Contribution Number of participants/employees Average contribution per participant
2021-03-30 Employer Contributions $ 7,354,662 14350 $ 513
2021-03-30 Employee Contributions $ 7,354,662 14350 $ 513
2018-09-06 Employer Contributions $ 100,000,000
2018-09-06 Employee Contributions $ 100,000,000
2017-12-13 Employer Contributions $ 100,000,000 12951 $ 7,721
2017-12-13 Employee Contributions $ 100,000,000 12951 $ 7,721
2014-12-23 Employer Contributions $ 8,000,000 11548 $ 693
2014-12-23 Employee Contributions $ 8,000,000 11548 $ 693
2014-11-24 Employer Contributions $ 8,000,000 11548 $ 693
2014-11-24 Employee Contributions $ 8,000,000 11548 $ 693
2014-10-27 Employer Contributions $ 8,000,000 11548 $ 693
2014-10-27 Employee Contributions $ 8,000,000 11548 $ 693
2014-09-26 Employer Contributions $ 8,000,000 11548 $ 693
2014-09-26 Employee Contributions $ 8,000,000 11548 $ 693
2014-08-27 Employer Contributions $ 8,000,000 11548 $ 693
2014-08-27 Employee Contributions $ 8,000,000 11548 $ 693
2014-07-28 Employer Contributions $ 8,000,000 11548 $ 693
2014-07-28 Employee Contributions $ 8,000,000 11548 $ 693
2014-06-27 Employer Contributions $ 8,000,000 11548 $ 693
2014-06-27 Employee Contributions $ 8,000,000 11548 $ 693
2014-05-28 Employer Contributions $ 8,000,000 11548 $ 693
2014-05-28 Employee Contributions $ 8,000,000 11548 $ 693
2014-04-28 Employer Contributions $ 8,000,000 11548 $ 693
2014-04-28 Employee Contributions $ 8,000,000 11548 $ 693
2014-03-27 Employer Contributions $ 8,000,000 11548 $ 693
2014-03-27 Employee Contributions $ 8,000,000 11548 $ 693
2014-02-25 Employer Contributions $ 8,000,000 11548 $ 693
2014-02-25 Employee Contributions $ 8,000,000 11548 $ 693
2014-01-27 Employer Contributions $ 8,000,000 11548 $ 693
2014-01-27 Employee Contributions $ 8,000,000 11548 $ 693
2013-12-20 Employer Contributions $ 12,000,000 26761 $ 448
2013-12-20 Employee Contributions $ 12,000,000 26761 $ 448
2013-11-25 Employer Contributions $ 12,000,000 26761 $ 448
2013-11-25 Employee Contributions $ 12,000,000 26761 $ 448
2013-10-25 Employer Contributions $ 12,000,000 26761 $ 448
2013-10-25 Employee Contributions $ 12,000,000 26761 $ 448
2013-09-26 Employer Contributions $ 12,000,000 26761 $ 448
2013-09-26 Employee Contributions $ 12,000,000 26761 $ 448
2013-08-26 Employer Contributions $ 12,000,000 26761 $ 448
2013-08-26 Employee Contributions $ 12,000,000 26761 $ 448
2013-07-26 Employer Contributions $ 12,000,000 26761 $ 448
2013-07-26 Employee Contributions $ 12,000,000 26761 $ 448
2013-06-25 Employer Contributions $ 12,000,000 26761 $ 448
2013-06-25 Employee Contributions $ 12,000,000 26761 $ 448
2013-05-28 Employer Contributions $ 12,000,000 26761 $ 448
2013-05-28 Employee Contributions $ 12,000,000 26761 $ 448
2013-04-26 Employer Contributions $ 12,000,000 26761 $ 448
2013-04-26 Employee Contributions $ 12,000,000 26761 $ 448
2013-03-25 Employer Contributions $ 12,000,000 26761 $ 448
2013-03-25 Employee Contributions $ 12,000,000 26761 $ 448
2013-02-27 Employer Contributions $ 12,000,000 26761 $ 448
2013-02-27 Employee Contributions $ 12,000,000 26761 $ 448
2013-02-05 Employer Contributions $ 12,000,000 26761 $ 448
2013-02-05 Employee Contributions $ 12,000,000 26761 $ 448
2012-12-21 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-12-21 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-11-28 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-11-28 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-10-26 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-10-26 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-09-28 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-09-28 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-08-23 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-08-23 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-07-26 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-07-26 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-06-27 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-06-27 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-05-29 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-05-29 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-04-27 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-04-27 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-03-27 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-03-27 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-02-27 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-02-27 Employee Contributions $ 12,000,000 6383 $ 1,880
2012-01-30 Employer Contributions $ 12,000,000 6383 $ 1,880
2012-01-30 Employee Contributions $ 12,000,000 6383 $ 1,880
2011-12-28 Employer Contributions $ 12,000,000 8955 $ 1,340
2011-12-28 Employee Contributions $ 12,000,000 8955 $ 1,340
2011-11-28 Employer Contributions $ 12,000,000 8955 $ 1,340
2011-11-28 Employee Contributions $ 12,000,000 8955 $ 1,340
2011-10-27 Employer Contributions $ 12,000,000 8955 $ 1,340
2011-10-27 Employee Contributions $ 12,000,000 8955 $ 1,340
2011-09-28 Employer Contributions $ 12,000,000 8955 $ 1,340
2011-09-28 Employee Contributions $ 12,000,000 8955 $ 1,340
2010-09-07 Employer Contributions $ 112,000,000 289 $ 387,543
2010-09-07 Employee Contributions $ 112,000,000 289 $ 387,543

Date	Type of contribution	Contribution	Number of participants/employees	Average contribution per participant
2021-03-30	Employer Contributions	$ 7,354,662	14350	$ 513
2021-03-30	Employee Contributions	$ 7,354,662	14350	$ 513
2018-09-06	Employer Contributions	$ 100,000,000
2018-09-06	Employee Contributions	$ 100,000,000
2017-12-13	Employer Contributions	$ 100,000,000	12951	$ 7,721
2017-12-13	Employee Contributions	$ 100,000,000	12951	$ 7,721
2014-12-23	Employer Contributions	$ 8,000,000	11548	$ 693
2014-12-23	Employee Contributions	$ 8,000,000	11548	$ 693
2014-11-24	Employer Contributions	$ 8,000,000	11548	$ 693
2014-11-24	Employee Contributions	$ 8,000,000	11548	$ 693
2014-10-27	Employer Contributions	$ 8,000,000	11548	$ 693
2014-10-27	Employee Contributions	$ 8,000,000	11548	$ 693
2014-09-26	Employer Contributions	$ 8,000,000	11548	$ 693
2014-09-26	Employee Contributions	$ 8,000,000	11548	$ 693
2014-08-27	Employer Contributions	$ 8,000,000	11548	$ 693
2014-08-27	Employee Contributions	$ 8,000,000	11548	$ 693
2014-07-28	Employer Contributions	$ 8,000,000	11548	$ 693
2014-07-28	Employee Contributions	$ 8,000,000	11548	$ 693
2014-06-27	Employer Contributions	$ 8,000,000	11548	$ 693
2014-06-27	Employee Contributions	$ 8,000,000	11548	$ 693
2014-05-28	Employer Contributions	$ 8,000,000	11548	$ 693
2014-05-28	Employee Contributions	$ 8,000,000	11548	$ 693
2014-04-28	Employer Contributions	$ 8,000,000	11548	$ 693
2014-04-28	Employee Contributions	$ 8,000,000	11548	$ 693
2014-03-27	Employer Contributions	$ 8,000,000	11548	$ 693
2014-03-27	Employee Contributions	$ 8,000,000	11548	$ 693
2014-02-25	Employer Contributions	$ 8,000,000	11548	$ 693
2014-02-25	Employee Contributions	$ 8,000,000	11548	$ 693
2014-01-27	Employer Contributions	$ 8,000,000	11548	$ 693
2014-01-27	Employee Contributions	$ 8,000,000	11548	$ 693
2013-12-20	Employer Contributions	$ 12,000,000	26761	$ 448
2013-12-20	Employee Contributions	$ 12,000,000	26761	$ 448
2013-11-25	Employer Contributions	$ 12,000,000	26761	$ 448
2013-11-25	Employee Contributions	$ 12,000,000	26761	$ 448
2013-10-25	Employer Contributions	$ 12,000,000	26761	$ 448
2013-10-25	Employee Contributions	$ 12,000,000	26761	$ 448
2013-09-26	Employer Contributions	$ 12,000,000	26761	$ 448
2013-09-26	Employee Contributions	$ 12,000,000	26761	$ 448
2013-08-26	Employer Contributions	$ 12,000,000	26761	$ 448
2013-08-26	Employee Contributions	$ 12,000,000	26761	$ 448
2013-07-26	Employer Contributions	$ 12,000,000	26761	$ 448
2013-07-26	Employee Contributions	$ 12,000,000	26761	$ 448
2013-06-25	Employer Contributions	$ 12,000,000	26761	$ 448
2013-06-25	Employee Contributions	$ 12,000,000	26761	$ 448
2013-05-28	Employer Contributions	$ 12,000,000	26761	$ 448
2013-05-28	Employee Contributions	$ 12,000,000	26761	$ 448
2013-04-26	Employer Contributions	$ 12,000,000	26761	$ 448
2013-04-26	Employee Contributions	$ 12,000,000	26761	$ 448
2013-03-25	Employer Contributions	$ 12,000,000	26761	$ 448
2013-03-25	Employee Contributions	$ 12,000,000	26761	$ 448
2013-02-27	Employer Contributions	$ 12,000,000	26761	$ 448
2013-02-27	Employee Contributions	$ 12,000,000	26761	$ 448
2013-02-05	Employer Contributions	$ 12,000,000	26761	$ 448
2013-02-05	Employee Contributions	$ 12,000,000	26761	$ 448
2012-12-21	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-12-21	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-11-28	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-11-28	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-10-26	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-10-26	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-09-28	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-09-28	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-08-23	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-08-23	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-07-26	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-07-26	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-06-27	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-06-27	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-05-29	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-05-29	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-04-27	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-04-27	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-03-27	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-03-27	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-02-27	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-02-27	Employee Contributions	$ 12,000,000	6383	$ 1,880
2012-01-30	Employer Contributions	$ 12,000,000	6383	$ 1,880
2012-01-30	Employee Contributions	$ 12,000,000	6383	$ 1,880
2011-12-28	Employer Contributions	$ 12,000,000	8955	$ 1,340
2011-12-28	Employee Contributions	$ 12,000,000	8955	$ 1,340
2011-11-28	Employer Contributions	$ 12,000,000	8955	$ 1,340
2011-11-28	Employee Contributions	$ 12,000,000	8955	$ 1,340
2011-10-27	Employer Contributions	$ 12,000,000	8955	$ 1,340
2011-10-27	Employee Contributions	$ 12,000,000	8955	$ 1,340
2011-09-28	Employer Contributions	$ 12,000,000	8955	$ 1,340
2011-09-28	Employee Contributions	$ 12,000,000	8955	$ 1,340
2010-09-07	Employer Contributions	$ 112,000,000	289	$ 387,543
2010-09-07	Employee Contributions	$ 112,000,000	289	$ 387,543

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Company Name:	NOVARTIS CORPORATION
Employer identification number (EIN):	131834433
NAIC Classification:	325410