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| Company Name: | SPENCER TRASK & CO., INC. |
| Employer identification number (EIN): | 133622394 |
| NAIC Classification: | 523120 |
| NAIC Description: | Securities Brokerage |
The following addresses have been detected on the 401k submissions:
| USA Location Address | ||||||
|---|---|---|---|---|---|---|
| ||||||
| Date first seen: 2008-01-01 | ||||||
| Date last seen: 2024-06-30 | ||||||
| USA Location Address | |||||
|---|---|---|---|---|---|
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| Date first seen: 2024-10-03 | |||||
| Date last seen: 2024-10-03 | |||||
| Date | Description |
|---|---|
| 2022-08-09 | 133622394 Change of name detected from AUGMENT SECURITIES, INC. to SPENCER TRASK & CO., INC. |
| 2022-08-09 | 133622394 Change of plan name detected from AUGMENT SECURITIES, INC. 401(K) PLAN to SPENCER TRASK & CO., INC. 401(K) PLAN for plan ID 001 |
| Plan id# | Plan Name | Plan Start Date | Plan Effective Date |
|---|---|---|---|
| 001 | SPENCER TRASK & CO., INC. 401(K) PLAN | 2021-01-01 | 1996-09-01 |
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