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401k Sponsoring company profile

NUVEEN INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:NUVEEN INVESTMENTS, INC.
Employer identification number (EIN):363817266
NAIC Classification:523120
NAIC Description:Securities Brokerage

The following addresses have been detected on the 401k submissions:

USA Mailing Address
333 WEST WACKER DRIVE
CHICAGO
IL
60606
Date first seen: 2007-01-01
Date last seen: 2023-12-31
USA Location Address
333 WEST WACKER DRIVE
CHICAGO
IL
60606
Date first seen: 2007-01-01
Date last seen: 2023-12-31

NUVEEN INVESTMENTS, INC. 401k Plans

Plan id# Plan Name Plan Start Date Plan Effective Date
001NUVEEN INVESTMENTS, INC. EMPLOYEES' 401(K) PLAN2015-01-01 1941-12-22
516NUVEEN INVESTMENTS, INC. HEALTH REIMBURSEMENT ARRANGEMENT PLAN2015-01-01 2014-01-01
514NUVEEN INVESTMENTS EMPLOYEE ASSISTANCE PROGRAM2012-01-01 1998-04-01
515NUVEEN INVESTMENTS, INC. BENEFIT PLANS2015-01-01 2014-01-01
002NUVEEN INVESTMENTS EMPLOYEES' RETIREMENT PLAN2015-01-01 1969-10-01
502NUVEEN INVESTMENTS EMPLOYEES MEDICAL INSURANCE2013-01-01 1970-01-01
501NUVEEN INVESTMENTS LONG TERM DISABILITY INSURANCE PLAN2013-01-01 1970-01-01
507NUVEEN INVESTMENTS EMPLOYEES FLEXIBLE SPENDING2013-01-01 1991-01-01
503NUVEEN INVESTMENTS EMPLOYEES LIFE AND ACCIDENT INSURANCE PLAN2013-01-01 1974-01-01
513NUVEEN INVESTMENTS EMPLOYEES VISION INSURANCE2013-01-01 2012-01-01
504NUVEEN INVESTMENTS EMPLOYEES SEVERANCE PLAN2013-01-01 1989-01-01
509NUVEEN INVESTMENTS LLC GRANDFATHERED RETIREE MEDICAL BENEFIT PLAN2013-01-01 2009-01-01
508NUVEEN INVESTMENTS EMPLOYEES DENTAL CARE BENEFIT PLAN2013-01-01 1991-01-01

401k Contributions

Contributions made to the plan for the plan year by employer(s) and employees. Schedule SB Part 4 Question 18. This is signed by an actuary:

DateType of contributionContribution Number of participants/employees Average contribution per participant
2013-12-26Employer Contributions $ 9,200,000 1 $ 9,200,000
2013-12-26Employee Contributions $ 9,200,000 1 $ 9,200,000
2012-09-17Employer Contributions $ 805,000 1110 $ 725
2012-09-17Employee Contributions $ 805,000 1110 $ 725
2012-07-09Employer Contributions $ 805,000 1110 $ 725
2012-07-09Employee Contributions $ 805,000 1110 $ 725
2012-04-10Employer Contributions $ 802,016 1110 $ 723
2012-04-10Employee Contributions $ 802,016 1110 $ 723
2012-03-22Employer Contributions $ 3,750,000 1110 $ 3,378
2012-03-22Employee Contributions $ 3,750,000 1110 $ 3,378
2012-01-06Employer Contributions $ 639,544 1110 $ 576
2012-01-06Employee Contributions $ 639,544 1110 $ 576
2011-10-07Employer Contributions $ 639,544 814 $ 786
2011-10-07Employee Contributions $ 639,544 814 $ 786
2011-07-11Employer Contributions $ 639,544 814 $ 786
2011-07-11Employee Contributions $ 639,544 814 $ 786
2011-04-07Employer Contributions $ 591,226 814 $ 726
2011-04-07Employee Contributions $ 591,226 814 $ 726

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